UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): | December 12, 2022 |
Federal Home Loan Bank of Dallas
____________________________________________________________
(Exact name of registrant as specified in its charter)
Federally Chartered Corporation | 000-51405 | 71-6013989 | |||||||||
_____________________ (State or other jurisdiction | _____________ (Commission | ______________ (I.R.S. Employer | |||||||||
of incorporation) | File Number) | Identification No.) | |||||||||
8500 Freeport Parkway South, Suite 600 | |||||||||||
Irving, | Texas | 75063-2547 | |||||||||
________________________________ (Address of principal executive offices) | ___________ (Zip Code) |
Registrant’s telephone number, including area code: | (214) | 441-8500 |
Not Applicable
_____________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 7, 2022, the Federal Home Loan Bank of Dallas (the "Bank") completed its director election process for directorships that will commence on January 1, 2023. Two new directors, Christopher G. Palmer and Lorraine Palacios, were elected to serve on the Bank's Board of Directors. In addition, A. Fred Miller, Jr. and Dianne W. Bolen were each re-elected to serve an additional term on the Bank's Board of Directors. The election of these directors was reported under Item 5.02 of the Bank's Current Report on Form 8-K dated November 7, 2022 and filed with the Commission on November 14, 2022.
At the time of filing the report referenced above, the committees of the Bank's Board of Directors to which Mr. Palmer and Ms. Palacios would be named had not been determined, nor had it been determined whether Mr. Miller and Ms. Bolen would continue to serve on the same board committees that they have served on in 2022.
The Bank is filing this Form 8-K/A to report that on December 12, 2022 the Bank's Board of Directors appointed these individuals to serve on the following board committees for 2023:
Mr. Palmer - Audit Committee and Compensation and Human Resources Committee
Ms. Palacios - Affordable Housing and Economic Development Committee and Risk Management Committee
Mr. Miller - Affordable Housing and Economic Development Committee (Vice Chairman), Compensation and Human Resources Committee and Risk Management Committee
Ms. Bolen - Executive and Governance Committee, Affordable Housing and Economic Development Committee (Chairman) and Government and External Affairs Committee
In addition, 2023 committee assignments for all other directors were also finalized on December 12, 2022. For 2023, the composition of each of the Board of Directors' committees will be as follows:
Executive and Governance Committee
Robert M. Rigby (Chairman)
Margo S. Scholin (Vice Chairman)
Dianne W. Bolen
Tim H. Carter
Albert C. Christman
James D. Goudge
Michael C. Hutsell
John P. Salazar
Affordable Housing and Economic Development Committee
Dianne W. Bolen (Chairman)
A. Fred Miller, Jr. (Vice Chairman)
Rufus Cormier, Jr.
Lorraine Palacios
Stephen Panepinto
Felipe A. Rael
Robert M. Rigby
Margo S. Scholin
Audit Committee
Michael C. Hutsell (Chairman)
Dorsey L. Baskin, Jr. (Vice Chairman)
Tim H. Carter
Rufus Cormier, Jr.
Sally I. Nelson
Christopher G. Palmer
Robert M. Rigby
Margo S. Scholin
Compensation and Human Resources Committee
James D. Goudge (Chairman)
Sally I. Nelson (Vice Chairman)
A. Fred Miller, Jr.
Christopher G. Palmer
Felipe A. Rael
John P. Salazar
Robert M. Rigby
Margo S. Scholin
Government and External Affairs Committee
John P. Salazar (Chairman)
W. Wesley Hoskins (Vice Chairman)
Dianne W. Bolen
Tim H. Carter
James D. Goudge
Stephen Panepinto
Robert M. Rigby
Margo S. Scholin
Risk Management Committee
Albert C. Christman (Chairman)
James D. Goudge (Vice Chairman)
Dorsey L. Baskin, Jr.
Rufus Cormier, Jr.
Michael C. Hutsell
A. Fred Miller, Jr.
Lorraine Palacios
Felipe A. Rael
Robert M. Rigby
Margo S. Scholin
Strategic Planning, Operations and Technology Committee
Tim H. Carter (Chairman)
Sally I. Nelson (Vice Chairman)
Albert C. Christman
W. Wesley Hoskins
Stephen Panepinto
John P. Salazar
Robert M. Rigby
Margo S. Scholin
In 2023, Mr. Rigby and Ms. Scholin will continue to serve as Chairman and Vice Chairman, respectively, of the Bank's Board of Directors.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Federal Home Loan Bank of Dallas | |||||||||||||||||
Date: | December 13, 2022 | By: | /s/ Tom Lewis | ||||||||||||||
Name: Tom Lewis | |||||||||||||||||
Title: Executive Vice President and Chief Financial Officer |