UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 18, 2023
SEMILEDS CORPORATION
(Exact name of registrant as specified in charter)
| | |
Delaware | 001-34992 | 20-2735523 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| | |
3F, No.11 Ke Jung Rd., Chu-Nan Site, Hsinchu Science Park, Chu-Nan 350, Miao-Li County, Taiwan, R.O.C. | | 350 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: +886-37-586788
N/A
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| | | | |
Title of each class |
| Trading Symbol(s) |
| Name of each exchange on which registered |
Common Stock, par value $0.0000056 |
| LEDS |
| The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 18, 2023, the SemiLEDs Corporation (the "Company") held its 2023 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, holders of the Company’s common stock voted on three proposals: (1) election of five directors to hold office until the 2024 Annual Meeting of Stockholders; (2) ratification of the appointment of KCCW Accountancy Corp. as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2023; and (3) approval of the Amendment of the SemiLEDs Corporation 2010 Equity Incentive Plan.
The final votes cast on the three proposals were as follows:
Proposal 1:
The following individuals were elected to serve as directors of the Company for a one-year term ending with the 2024 Annual Meeting of Stockholders by the votes set forth in the following table:
| | | | | | | | | | |
|
| Votes For |
| Votes Withheld |
| Broker Non-Votes |
|
Trung T. Doan |
|
| 1,727,172 | | | 25,810 | | | 869,867 |
|
Walter Michael Gough |
|
| 1,730,093 | | | 22,889 | | | 869,867 |
|
Dr. Edward Hsieh | | | 1,730,653 | | | 22,329 | | | 869,867 | |
Roger Lee | | | 1,727,975 | | | 25,007 | | | 869,867 | |
Scott R. Simplot |
|
| 1,707,660 | | | 45,322 | | | 869,867 |
|
Proposal 2:
The appointment of KCCW Accountancy Corp. as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2023 was ratified by the votes set forth in the following table:
| | | | | | | | | | | | | | |
Votes For |
|
| Votes Against |
|
| Abstain |
|
| Broker Non-Votes (1) |
|
| 2,554,136 |
|
|
| 61,607 |
|
|
| 7,106 |
|
|
| 0 |
|
(1)This proposal constituted a routine matter. Therefore, brokers were permitted to vote on this proposal without receipt of instructions from beneficial owners.
Proposal 3:
The stockholders approved the Amended 2010 Equity Incentive Plan by the votes set forth in the following table:
| | | | | | | | | | | | | | |
Votes For |
|
| Votes Against |
|
| Abstain |
|
| Broker Non-Votes |
|
| 1,691,955 |
|
|
| 55,856 |
|
|
| 5,171 | | | | 869,867 |
|
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | | |
Date: May 18, 2023 | | | |
| | | |
| | SemiLEDs Corporation |
| | | | |
| | By: | | /s/ Christopher Lee |
| | Name: | | Christopher Lee |
| | Title: | | Chief Financial Officer |
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