The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,956 | 11,089 | SH | SOLE | 11,089 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,472 | 16,950 | SH | SOLE | 16,950 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 4,601 | 51,965 | SH | SOLE | 51,965 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 22,973 | 69,656 | SH | SOLE | 69,656 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,574 | 63,999 | SH | SOLE | 63,999 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,978 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 3 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 34,848 | 26,018 | SH | SOLE | 26,018 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 15,786 | 11,808 | SH | SOLE | 11,808 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 0 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 948 | 18,998 | SH | SOLE | 18,998 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 0 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 38,869 | 21,035 | SH | SOLE | 21,035 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 4,787 | 38,451 | SH | SOLE | 38,451 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1 | 2,600 | SH | Put | SOLE | 2,600 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,299 | 18,710 | SH | SOLE | 18,710 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 52,080 | 177,354 | SH | SOLE | 177,354 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 525 | 2,580 | SH | SOLE | 2,580 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 8,509 | 217,737 | SH | SOLE | 217,737 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 13,887 | 394,279 | SH | SOLE | 394,279 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 408 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 16,057 | 70,893 | SH | SOLE | 70,893 | 0 | 0 | ||
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 1,954 | 153,650 | SH | SOLE | 153,650 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,752 | 3,485 | SH | SOLE | 3,485 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 8,047 | 143,850 | SH | SOLE | 143,850 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 14,118 | 43,340 | SH | SOLE | 43,340 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 18,831 | 416,427 | SH | SOLE | 416,427 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | RIGHT 12/30/2030 | 110122140 | 9 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 1,642 | 51,175 | SH | SOLE | 51,175 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,033 | 2,129 | SH | SOLE | 2,129 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 505 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 8,485 | 70,410 | SH | SOLE | 70,410 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 3,723 | 82,787 | SH | SOLE | 82,787 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9,191 | 31,272 | SH | SOLE | 31,272 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,360 | 9,569 | SH | SOLE | 9,569 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 15,503 | 101,009 | SH | SOLE | 101,009 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 428 | 2,540 | SH | SOLE | 2,540 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 14,506 | 100,299 | SH | SOLE | 100,299 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 788 | 9,520 | SH | SOLE | 9,520 | 0 | 0 | ||
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 1,024 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
DOW INC | COM | 260557103 | 2,475 | 45,229 | SH | SOLE | 45,229 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,959 | 21,480 | SH | SOLE | 21,480 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 1,721 | 26,812 | SH | SOLE | 26,812 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 2,329 | 180,843 | SH | SOLE | 180,843 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 477 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 412 | 14,635 | SH | SOLE | 14,635 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 1,196 | 14,278 | SH | SOLE | 14,278 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 421 | 721 | SH | SOLE | 721 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,136 | 16,284 | SH | SOLE | 16,284 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1 | 9,700 | SH | Put | SOLE | 9,700 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 7,405 | 36,079 | SH | SOLE | 36,079 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 11,164 | 95,053 | SH | SOLE | 95,053 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 1,922 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
GABELLI DIVD & INCOME TR | COM | 36242H104 | 4,890 | 222,800 | SH | SOLE | 222,800 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 15,478 | 67,316 | SH | SOLE | 67,316 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 11,919 | 54,578 | SH | SOLE | 54,578 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 308 | 1,739 | SH | SOLE | 1,739 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 6,174 | 81,934 | SH | SOLE | 81,934 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3,250 | 54,298 | SH | SOLE | 54,298 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 241 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 3,143 | 5,317 | SH | SOLE | 5,317 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,696 | 26,789 | SH | SOLE | 26,789 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 296 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 269 | 1,309 | SH | SOLE | 1,309 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,513 | 7,775 | SH | SOLE | 7,775 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 369 | 2,095 | SH | SOLE | 2,095 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 343 | 2,516 | SH | SOLE | 2,516 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 234 | 1,411 | SH | SOLE | 1,411 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,441 | 23,590 | SH | SOLE | 23,590 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 33,533 | 240,550 | SH | SOLE | 240,550 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 6,671 | 228,705 | SH | SOLE | 228,705 | 0 | 0 | ||
KLA CORPORATION | COM NEW | 482480100 | 438 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 0 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 491 | 22,551 | SH | SOLE | 22,551 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 0 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 521 | 11,330 | SH | SOLE | 11,330 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 272 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 388 | 6,169 | SH | SOLE | 6,169 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 0 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,860 | 6,229 | SH | SOLE | 6,229 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 3,923 | 19,853 | SH | SOLE | 19,853 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 2,072 | 18,267 | SH | SOLE | 18,267 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 22,199 | 244,083 | SH | SOLE | 244,083 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 46,534 | 295,081 | SH | SOLE | 295,081 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 0 | 6,200 | SH | Put | SOLE | 6,200 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 340 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,478 | 6,103 | SH | SOLE | 6,103 | 0 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 1,031 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 398 | 4,199 | SH | SOLE | 4,199 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 635 | 42,658 | SH | SOLE | 42,658 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 4,191 | 391,700 | SH | SOLE | 391,700 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 6,467 | 27,485 | SH | SOLE | 27,485 | 0 | 0 | ||
ONCOCYTE CORPORATION | COM | 68235C107 | 180 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 996 | 18,807 | SH | SOLE | 18,807 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 339 | 1,468 | SH | SOLE | 1,468 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 9,338 | 86,330 | SH | SOLE | 86,330 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,923 | 14,068 | SH | SOLE | 14,068 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 9,961 | 254,228 | SH | SOLE | 254,228 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 0 | 6,300 | SH | Put | SOLE | 6,300 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 285 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1 | 3,300 | SH | Put | SOLE | 3,300 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 487 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 1,315 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 648 | 5,186 | SH | SOLE | 5,186 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 0 | 3,400 | SH | Put | SOLE | 3,400 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 6,435 | 72,930 | SH | SOLE | 72,930 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 269 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,975 | 18,292 | SH | SOLE | 18,292 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 1,077 | 8,035 | SH | SOLE | 8,035 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 740 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,081 | 6,467 | SH | SOLE | 6,467 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 609 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 6,272 | 71,343 | SH | SOLE | 71,343 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 15,456 | 73,621 | SH | SOLE | 73,621 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 230 | 1,792 | SH | SOLE | 1,792 | 0 | 0 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 2,217 | 46,605 | SH | SOLE | 46,605 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 32,463 | 99,926 | SH | SOLE | 99,926 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 921 | 1,645 | SH | SOLE | 1,645 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 230 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
UNION PACIFIC CORP | COM | 907818108 | 642 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
UNION PACIFIC CORP | COM | 907818108 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 206 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 216 | 730 | SH | SOLE | 730 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,226 | 13,605 | SH | SOLE | 13,605 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 423 | 1,729 | SH | SOLE | 1,729 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 279 | 4,830 | SH | SOLE | 4,830 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 0 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 9,894 | 161,135 | SH | SOLE | 161,135 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 40,426 | 215,146 | SH | SOLE | 215,146 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 386 | 3,244 | SH | SOLE | 3,244 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 354 | 6,586 | SH | SOLE | 6,586 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 18,170 | 137,284 | SH | SOLE | 137,284 | 0 | 0 |