The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ORACLE CORP | COM | 68389X105 | 874 | 15,807 | SH | SOLE | 15,807 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 235 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 213 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 1,136 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 2,315 | 68,620 | SH | SOLE | 68,620 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 478 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 256 | 502 | SH | SOLE | 502 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 0 | 1,800 | SH | Put | SOLE | 1,800 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1 | 9,700 | SH | Put | SOLE | 9,700 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,291 | 17,810 | SH | SOLE | 17,810 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 8,833 | 23,249 | SH | SOLE | 23,249 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 34,626 | 95,563 | SH | SOLE | 95,563 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 401 | 1,910 | SH | SOLE | 1,910 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 19,194 | 248,204 | SH | SOLE | 248,204 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 365 | 3,049 | SH | SOLE | 3,049 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 228 | 1,792 | SH | SOLE | 1,792 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 2,274 | 178,783 | SH | SOLE | 178,783 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,720 | 10,279 | SH | SOLE | 10,279 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,125 | 28,776 | SH | SOLE | 28,776 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,827 | 192,764 | SH | SOLE | 192,764 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 0 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 266 | 6,169 | SH | SOLE | 6,169 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 8,778 | 268,447 | SH | SOLE | 268,447 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 11,323 | 62,842 | SH | SOLE | 62,842 | 0 | 0 | ||
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 134 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 625 | 5,227 | SH | SOLE | 5,227 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 6,154 | 150,840 | SH | SOLE | 150,840 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,309 | 48,295 | SH | SOLE | 48,295 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 6,139 | 46,419 | SH | SOLE | 46,419 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 9,723 | 91,734 | SH | SOLE | 91,734 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 4,407 | 58,366 | SH | SOLE | 58,366 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 4,015 | 40,810 | SH | SOLE | 40,810 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,361 | 17,942 | SH | SOLE | 17,942 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 9,321 | 94,936 | SH | SOLE | 94,936 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,090 | 10,644 | SH | SOLE | 10,644 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 478 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 217 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 54,975 | 19,927 | SH | SOLE | 19,927 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 0 | 2,600 | SH | Put | SOLE | 2,600 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,641 | 95,691 | SH | SOLE | 95,691 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 204 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 34,393 | 24,254 | SH | SOLE | 24,254 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 205 | 1,415 | SH | SOLE | 1,415 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 17,322 | 97,956 | SH | SOLE | 97,956 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 1,641 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 11,334 | 37,380 | SH | SOLE | 37,380 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 0 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 274 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 10,029 | 181,913 | SH | SOLE | 181,913 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,255 | 7,312 | SH | SOLE | 7,312 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 21,976 | 233,634 | SH | SOLE | 233,634 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,946 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 305 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 39,580 | 204,895 | SH | SOLE | 204,895 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 563 | 39,458 | SH | SOLE | 39,458 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,070 | 11,243 | SH | SOLE | 11,243 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 15,076 | 84,452 | SH | SOLE | 84,452 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 12,280 | 349,749 | SH | SOLE | 349,749 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 589 | 10,010 | SH | SOLE | 10,010 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 0 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 666 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 207 | 730 | SH | SOLE | 730 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 287 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 3,696 | 362,400 | SH | SOLE | 362,400 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 367 | 4,199 | SH | SOLE | 4,199 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 27,692 | 63,615 | SH | SOLE | 63,615 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 19,436 | 141,826 | SH | SOLE | 141,826 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 0 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,400 | 7,750 | SH | SOLE | 7,750 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,973 | 40,400 | SH | SOLE | 40,400 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 14,313 | 82,148 | SH | SOLE | 82,148 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 403 | 2,101 | SH | SOLE | 2,101 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 711 | 3,880 | SH | SOLE | 3,880 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 494 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 2,626 | 14,237 | SH | SOLE | 14,237 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 636 | 7,830 | SH | SOLE | 7,830 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 958 | 1,681 | SH | SOLE | 1,681 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 0 | 3,300 | SH | Put | SOLE | 3,300 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 12/30/2030 | 110122140 | 8 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 305 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CAREDX INC | COM | 14167L103 | 213 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 3,489 | 89,507 | SH | SOLE | 89,507 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,436 | 5,978 | SH | SOLE | 5,978 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,026 | 12,840 | SH | SOLE | 12,840 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3,201 | 53,498 | SH | SOLE | 53,498 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 8,239 | 73,884 | SH | SOLE | 73,884 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 11,036 | 143,435 | SH | SOLE | 143,435 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 359 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 10,259 | 51,911 | SH | SOLE | 51,911 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 1,125 | 8,035 | SH | SOLE | 8,035 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,743 | 33,725 | SH | SOLE | 33,725 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 4,079 | 171,749 | SH | SOLE | 171,749 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 0 | 5,400 | SH | Put | SOLE | 5,400 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 1,486 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 1,574 | 10,089 | SH | SOLE | 10,089 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 0 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 353 | 8,998 | SH | SOLE | 8,998 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 8,045 | 35,431 | SH | SOLE | 35,431 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 16,149 | 11,424 | SH | SOLE | 11,424 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 61,224 | 300,838 | SH | SOLE | 300,838 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 340 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 3,412 | 193,850 | SH | SOLE | 193,850 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 0 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 5,445 | 96,100 | SH | SOLE | 96,100 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,831 | 6,191 | SH | SOLE | 6,191 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 244 | 2,171 | SH | SOLE | 2,171 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 6,014 | 65,937 | SH | SOLE | 65,937 | 0 | 0 | ||
KKR & CO INC | COM | 48251W104 | 6,918 | 224,040 | SH | SOLE | 224,040 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 0 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 482 | 10,772 | SH | SOLE | 10,772 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 62,080 | 170,176 | SH | SOLE | 170,176 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 13,001 | 51,899 | SH | SOLE | 51,899 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 2,471 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 480 | 1,723 | SH | SOLE | 1,723 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 600 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,130 | 13,605 | SH | SOLE | 13,605 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 764 | 78,070 | SH | SOLE | 78,070 | 0 | 0 |