The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,616 | 10,089 | SH | SOLE | 10,089 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,768 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 8,947 | 102,146 | SH | SOLE | 102,146 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 7,729 | 95,478 | SH | SOLE | 95,478 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 31,367 | 63,959 | SH | SOLE | 63,959 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2 | 1,800 | SH | Put | SOLE | 1,800 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 29,145 | 99,138 | SH | SOLE | 99,138 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 2,321 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 3 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 16,808 | 11,437 | SH | SOLE | 11,437 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 35,687 | 24,350 | SH | SOLE | 24,350 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 0 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 348 | 8,998 | SH | SOLE | 8,998 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 0 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 62,641 | 19,894 | SH | SOLE | 19,894 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,127 | 11,243 | SH | SOLE | 11,243 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 0 | 2,600 | SH | Put | SOLE | 2,600 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,580 | 17,810 | SH | SOLE | 17,810 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 3,034 | 25,990 | SH | SOLE | 25,990 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 0 | 31,600 | SH | Put | SOLE | 31,600 | 0 | 0 | |
APPLE INC | COM | 037833100 | 78,952 | 681,735 | SH | SOLE | 681,735 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 395 | 1,910 | SH | SOLE | 1,910 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,861 | 205,573 | SH | SOLE | 205,573 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 349 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 18,265 | 85,777 | SH | SOLE | 85,777 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 0 | 3,800 | SH | Put | SOLE | 3,800 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 3,079 | 127,814 | SH | SOLE | 127,814 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 5,048 | 96,700 | SH | SOLE | 96,700 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 641 | 3,880 | SH | SOLE | 3,880 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 13,447 | 351,912 | SH | SOLE | 351,912 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 0 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 519 | 8,610 | SH | SOLE | 8,610 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 12/30/2030 | 110122140 | 8 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 313 | 502 | SH | SOLE | 502 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,694 | 23,530 | SH | SOLE | 23,530 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 499 | 10,785 | SH | SOLE | 10,785 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 13,320 | 37,520 | SH | SOLE | 37,520 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 678 | 78,070 | SH | SOLE | 78,070 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,835 | 11,020 | SH | SOLE | 11,020 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 21,299 | 98,912 | SH | SOLE | 98,912 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 9,326 | 75,159 | SH | SOLE | 75,159 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 618 | 7,830 | SH | SOLE | 7,830 | 0 | 0 | ||
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 108 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,139 | 12,860 | SH | SOLE | 12,860 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 2,308 | 175,283 | SH | SOLE | 175,283 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 363 | 10,572 | SH | SOLE | 10,572 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 7,643 | 29,184 | SH | SOLE | 29,184 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 8,583 | 78,696 | SH | SOLE | 78,696 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 2,121 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 3,515 | 191,550 | SH | SOLE | 191,550 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 9,639 | 152,535 | SH | SOLE | 152,535 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 10,955 | 54,511 | SH | SOLE | 54,511 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 6,136 | 156,055 | SH | SOLE | 156,055 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 14,407 | 51,877 | SH | SOLE | 51,877 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 233 | 1,415 | SH | SOLE | 1,415 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 4,306 | 54,850 | SH | SOLE | 54,850 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,454 | 47,398 | SH | SOLE | 47,398 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 219 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 722 | 1,017 | SH | SOLE | 1,017 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,212 | 29,556 | SH | SOLE | 29,556 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 307 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 204 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,604 | 7,750 | SH | SOLE | 7,750 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 256 | 2,171 | SH | SOLE | 2,171 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 456 | 2,101 | SH | SOLE | 2,101 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 5,826 | 39,130 | SH | SOLE | 39,130 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 22,638 | 235,148 | SH | SOLE | 235,148 | 0 | 0 | ||
KKR & CO INC | COM | 48251W104 | 7,671 | 223,390 | SH | SOLE | 223,390 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 477 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 306 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 211 | 6,169 | SH | SOLE | 6,169 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 0 | 5,400 | SH | Put | SOLE | 5,400 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 248 | 2,680 | SH | SOLE | 2,680 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 4 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,100 | 6,211 | SH | SOLE | 6,211 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 3,096 | 14,104 | SH | SOLE | 14,104 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 1,822 | 17,530 | SH | SOLE | 17,530 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 23,713 | 285,875 | SH | SOLE | 285,875 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 63,463 | 301,732 | SH | SOLE | 301,732 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2 | 13,200 | SH | Put | SOLE | 13,200 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 525 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,656 | 5,967 | SH | SOLE | 5,967 | 0 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 655 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 365 | 4,199 | SH | SOLE | 4,199 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 575 | 39,458 | SH | SOLE | 39,458 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 7 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 3,863 | 362,400 | SH | SOLE | 362,400 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 12,503 | 23,102 | SH | SOLE | 23,102 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 209 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,660 | 27,807 | SH | SOLE | 27,807 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 18,184 | 92,291 | SH | SOLE | 92,291 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 6,529 | 47,109 | SH | SOLE | 47,109 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 10,490 | 285,825 | SH | SOLE | 285,825 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 0 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 1 | 3,300 | SH | Put | SOLE | 3,300 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 252 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 513 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1 | 4,200 | SH | Put | SOLE | 4,200 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 747 | 5,377 | SH | SOLE | 5,377 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 11,208 | 95,244 | SH | SOLE | 95,244 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 264 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 4,622 | 18,392 | SH | SOLE | 18,392 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 1,252 | 8,035 | SH | SOLE | 8,035 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 2,456 | 67,785 | SH | SOLE | 67,785 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,420 | 7,227 | SH | SOLE | 7,227 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,628 | 18,950 | SH | SOLE | 18,950 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 13,093 | 62,833 | SH | SOLE | 62,833 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 351 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 256 | 1,792 | SH | SOLE | 1,792 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 42,349 | 95,916 | SH | SOLE | 95,916 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 242 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 699 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,215 | 13,005 | SH | SOLE | 13,005 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 225 | 730 | SH | SOLE | 730 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 537 | 1,723 | SH | SOLE | 1,723 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 11,751 | 197,524 | SH | SOLE | 197,524 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,108 | 11,420 | SH | SOLE | 11,420 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 41,251 | 206,286 | SH | SOLE | 206,286 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 427 | 3,049 | SH | SOLE | 3,049 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 8,816 | 84,570 | SH | SOLE | 84,570 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 47,424 | 286,774 | SH | SOLE | 286,774 | 0 | 0 |