The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,692 | 9,679 | SH | SOLE | 9,679 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,779 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 12,822 | 119,663 | SH | SOLE | 119,663 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 13,910 | 149,808 | SH | SOLE | 149,808 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 31,966 | 63,917 | SH | SOLE | 63,917 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 26,068 | 112,008 | SH | SOLE | 112,008 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2 | 1,800 | SH | Put | SOLE | 1,800 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 3,789 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 0 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 42,831 | 24,438 | SH | SOLE | 24,438 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 0 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 19,957 | 11,392 | SH | SOLE | 11,392 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 369 | 8,998 | SH | SOLE | 8,998 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 0 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 65,539 | 20,123 | SH | SOLE | 20,123 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 0 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 1,358 | 11,228 | SH | SOLE | 11,228 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 0 | 2,600 | SH | Put | SOLE | 2,600 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,733 | 17,810 | SH | SOLE | 17,810 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 0 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 6,109 | 41,350 | SH | SOLE | 41,350 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 90,351 | 680,922 | SH | SOLE | 680,922 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4 | 31,800 | SH | Put | SOLE | 31,800 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 700 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 8,953 | 311,299 | SH | SOLE | 311,299 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 375 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 20,426 | 88,092 | SH | SOLE | 88,092 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 0 | 3,800 | SH | Put | SOLE | 3,800 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 3,359 | 110,814 | SH | SOLE | 110,814 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 6,267 | 96,700 | SH | SOLE | 96,700 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,762 | 8,230 | SH | SOLE | 8,230 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 12,812 | 356,387 | SH | SOLE | 356,387 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 534 | 8,610 | SH | SOLE | 8,610 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 0 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 12/30/2030 | 110122140 | 7 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CAREDX INC | COM | 14167L103 | 290 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 332 | 502 | SH | SOLE | 502 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 2,232 | 26,435 | SH | SOLE | 26,435 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 508 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 14,066 | 37,332 | SH | SOLE | 37,332 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 430 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 5,580 | 35,051 | SH | SOLE | 35,051 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 22,061 | 99,310 | SH | SOLE | 99,310 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 11,531 | 63,644 | SH | SOLE | 63,644 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 626 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,269 | 13,860 | SH | SOLE | 13,860 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 2,364 | 173,841 | SH | SOLE | 173,841 | 0 | 0 | ||
EBAY INC. | COM | 278642103 | 1,939 | 38,592 | SH | SOLE | 38,592 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 436 | 10,572 | SH | SOLE | 10,572 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 0 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 8,831 | 32,328 | SH | SOLE | 32,328 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 10,872 | 73,996 | SH | SOLE | 73,996 | 0 | 0 | ||
FORTINET INC | COM | 34959E109 | 2,674 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 3,578 | 166,750 | SH | SOLE | 166,750 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 930 | 15,960 | SH | SOLE | 15,960 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 16,429 | 62,299 | SH | SOLE | 62,299 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 5,811 | 148,045 | SH | SOLE | 148,045 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 13,833 | 52,078 | SH | SOLE | 52,078 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 237 | 1,115 | SH | SOLE | 1,115 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 4,644 | 51,698 | SH | SOLE | 51,698 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,937 | 38,889 | SH | SOLE | 38,889 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 832 | 1,017 | SH | SOLE | 1,017 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,316 | 29,692 | SH | SOLE | 29,692 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 472 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 253 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,909 | 7,750 | SH | SOLE | 7,750 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 208 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 507 | 2,101 | SH | SOLE | 2,101 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 297 | 2,171 | SH | SOLE | 2,171 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 226 | 2,350 | SH | SOLE | 2,350 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 6,378 | 40,525 | SH | SOLE | 40,525 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 30,322 | 238,623 | SH | SOLE | 238,623 | 0 | 0 | ||
KKR & CO INC | COM | 48251W104 | 8,878 | 219,255 | SH | SOLE | 219,255 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 637 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 0 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 265 | 1,569 | SH | SOLE | 1,569 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 232 | 5,469 | SH | SOLE | 5,469 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 0 | 5,400 | SH | Put | SOLE | 5,400 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 354 | 2,680 | SH | SOLE | 2,680 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 0 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,538 | 7,111 | SH | SOLE | 7,111 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 2,985 | 13,911 | SH | SOLE | 13,911 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 2,184 | 12,555 | SH | SOLE | 12,555 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 2,018 | 17,230 | SH | SOLE | 17,230 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 23,195 | 283,562 | SH | SOLE | 283,562 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 67,162 | 301,959 | SH | SOLE | 301,959 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 0 | 13,200 | SH | Put | SOLE | 13,200 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 568 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,879 | 24,352 | SH | SOLE | 24,352 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 0 | 2,300 | SH | Put | SOLE | 2,300 | 0 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 764 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 309 | 3,276 | SH | SOLE | 3,276 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 598 | 39,458 | SH | SOLE | 39,458 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 4,010 | 361,300 | SH | SOLE | 361,300 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 12,111 | 23,193 | SH | SOLE | 23,193 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 0 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
ONCOCYTE CORP | COM | 68235C107 | 359 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 1,799 | 27,807 | SH | SOLE | 27,807 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 21,548 | 92,005 | SH | SOLE | 92,005 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 6,360 | 42,885 | SH | SOLE | 42,885 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 10,613 | 288,330 | SH | SOLE | 288,330 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 278 | 3,355 | SH | SOLE | 3,355 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 0 | 3,300 | SH | Put | SOLE | 3,300 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 606 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 753 | 5,415 | SH | SOLE | 5,415 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 0 | 4,200 | SH | Put | SOLE | 4,200 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 14,319 | 93,991 | SH | SOLE | 93,991 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 4,107 | 18,454 | SH | SOLE | 18,454 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 657 | 5,035 | SH | SOLE | 5,035 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 3,620 | 68,245 | SH | SOLE | 68,245 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 218 | 1,356 | SH | SOLE | 1,356 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,535 | 6,781 | SH | SOLE | 6,781 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,482 | 13,850 | SH | SOLE | 13,850 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 2,241 | 30,790 | SH | SOLE | 30,790 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 15,399 | 62,843 | SH | SOLE | 62,843 | 0 | 0 | ||
SYNOPSYS INC | COM | 871607107 | 222 | 855 | SH | SOLE | 855 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 320 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 217 | 308 | SH | SOLE | 308 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 294 | 1,792 | SH | SOLE | 1,792 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 44,768 | 96,114 | SH | SOLE | 96,114 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 1,830 | 5,407 | SH | SOLE | 5,407 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 241 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 739 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 0 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 251 | 730 | SH | SOLE | 730 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,415 | 12,405 | SH | SOLE | 12,405 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 389 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 610 | 1,723 | SH | SOLE | 1,723 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 11,779 | 200,495 | SH | SOLE | 200,495 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3,280 | 13,879 | SH | SOLE | 13,879 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 44,997 | 205,719 | SH | SOLE | 205,719 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 497 | 3,449 | SH | SOLE | 3,449 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 6,149 | 43,376 | SH | SOLE | 43,376 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 23,114 | 139,662 | SH | SOLE | 139,662 | 0 | 0 |