SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1
TO
FORM 10-Q
| x | QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2012
OR
| ¨ | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT |
For the transition period from ______ to __________
COMMISSION FILE NUMBER: 333-128532
CHISEN ELECTRIC CORPORATION
(Exact name of registrant as specified in its charter)
| Nevada | 20-2190950 | |
| (State or other jurisdiction of | (IRS Employer | |
| incorporation or organization) | Identification No.) |
No. 1188, Taihu Avenue, Changxing Economic Development Zone, Changxing, Zhejiang Province
The People’s Republic of China
(Address of principal executive offices)
(86) 572-6267666
(Registrant’s Telephone Number, Including Area Code)
(Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report)
Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the issuer was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company filer. See definition of “accelerated filer” and “large accelerated filer” in Rule 12b-2 of the Exchange Act:
| Large Accelerated Filer¨ | Accelerated Filer¨ | Non-Accelerated Filer ¨ | Smaller Reporting Companyx |
Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act. Yes ¨ No x
State the number of shares outstanding of each of the issuer’s classes of common equity, as of the latest practicable date: As of September 10, 2012, the registrant had 500,000,000 shares of common stock, par value $0.001 per share, issued and outstanding.
Explanatory Note
The sole purpose of this Amendment No. 1 on Form 10–Q/A to our Quarterly Report on Form 10–Q for the period ended June 30, 2012 originally filed with the Securities and Exchange Commission (the “SEC”) on August 14, 2012 (the “Form 10–Q”), is to furnish Exhibit 101 to the Form 10–Q, which contains the XBRL (eXtensible Business Reporting Language) Interactive Data File for the financial statements and notes for the period ended June 30, 2012 included in Part I of the Form 10-Q.
No other changes have been made to the Form 10–Q. This Amendment No. 1 speaks as of the original filing date of the Form 10–Q, and does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way, disclosures made in the original Form 10–Q. Accordingly, this amendment should be read in conjunction with the original Form 10-Q filing.
Pursuant to Rule 406T of Regulation S–T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Act of 1934, as amended, and otherwise are not subject to liability under those sections.
ITEM 6. EXHIBITS
(a) Exhibits
| EXHIBIT NO. | DESCRIPTION | LOCATION | ||
| 2.1 | Share Exchange Agreement, dated November 12, 2008, by and among World Trophy Outfitters, Inc., Fast More Limited, Cheer Gold Development Ltd. and Floster Investment Limited | Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 3.1 | Articles of Incorporation of World Trophy Outfitters, Inc. (n/k/a Chisen Electric Corporation) | Incorporated by reference to Exhibit 3(i).1 to the Registrant’s Registration Statement on Form SB-2 as filed with the SEC on September 23, 2005 | ||
| 3.2 | Certificate of Amendment to Articles of Incorporation of Chisen Electric Corporation (name change) | Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 | ||
| 3.3 | Amended and Restated Bylaws of Chisen Electric Corporation | Incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 |
| 3.4 | Certificate of Incorporation of Fast More Limited, dated December 17, 2007 | Incorporated by reference to Exhibit 3.3 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 3.5 | Memorandum and Articles of Association of Fast More Limited, dated as of December 17, 2007 | Incorporated by reference to Exhibit 3.4 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 3.6 | Certificate of Incorporation of Changxing Chisen Electric Co., Ltd. | Incorporated by reference to Exhibit 3.5 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 3.7 | Articles of Association of Changxing Chisen Electric Co., Ltd. | Incorporated by reference to Exhibit 3.6 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 3.8 | Business Registration Certificate of Changxing Chisen Electric Co., Ltd. (English Translated Version and Mandarin Version) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 3.9 | Certificate of Change to Articles of Incorporation of Chisen Electric Corporation (Forward Split) | Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on November 28, 2011 | ||
| 10.1 | Agreement on Establishment of Changxing Chisen Physical Chemistry Power Research and Development Center, dated April 30, 2008 | Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.2 | Form of Labor Contract | Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.3 | Lease Agreement, dated March 30, 2008, by and between Changxing Chisen Electric Co., Ltd. and Changxing Xiangyi Industrial Park Investment Co., Ltd. | Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.4 | Contract For Loan on Guarantee, by and among Zhejiang Changxing Agricultural Cooperative Bank, Changxing Chisen Electric Co., Ltd. and Zhejiang Chisen Glass Co., Ltd. | Incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.5 | Renminbi Loan Contract, dated January 11, 2008, by and between Changxing Chisen Electric Co., Ltd. and China Construction Bank Corporation (Changxing Branch) | Incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.6 | Renminbi Loan Contract, dated April 11, 2008, by and between Changxing Chisen Electric Co., Ltd. and China Construction Bank Corporation (Changxing Branch) | Incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.7 | Renminbi Loan Contract, dated March 31, 2008, by and between Changxing Chisen Electric Co., Ltd. and Bank of China (Hong Kong) Limited Shanghan Branch | Incorporated by reference to Exhibit 10.7 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.8 | Loan Contract (Short Term), dated August 15, 2008, by and between Changxing Chisen Electric Co., Ltd. and Bank of China Changxing Branch | Incorporated by reference to Exhibit 10.8 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.9 | Acceptance Agreement, dated August 25, 2008, by and between Changxing Chisen Electric Co., Ltd. and Industrial Bank Co., Ltd. Hangzhou Branch | Incorporated by reference to Exhibit 10.9 to the Company���s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.10 | Acceptance Agreement of Commercial Bill, dated September 18, 2008, by and between Changxing Chisen Electric Co., Ltd. and China Bank Co., Ltd. Changxing Branch | Incorporated by reference to Exhibit 10.10 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.11 | Cooperation Agreement, dated April 20, 2008, by and between Changxing Chisen Electric Co., Ltd. and Xiamen University | Included by reference to Exhibit 10.11 to the Company’s Annual Report on Form 10-K as filed with the SEC on June 28, 2010 | ||
| 10.11 | Acceptance Agreement of Commercial Bill, dated July 29, 2008, by and between Changxing Chisen Electric Co., Ltd. and China Construction Bank Changxing Branch Co., Ltd. | Incorporated by reference to Exhibit 10.11 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.12 | Acceptance Agreement of Commercial Bill, dated September 9, 2008, by and between Changxing Chisen Electric Co., Ltd. and China Construction Bank Changxing Branch Co., Ltd. | Incorporated by reference to Exhibit 10.12 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.13 | Components Purchase Contract, effective as of January 1, 2008, by and between Changxing Chisen Electric Co., Ltd. and Jiansu Xinri Electric Bicycle Co., Ltd. | Incorporated by reference to Exhibit 10.13 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 |
| 10.14 | Supply Contract, dated April 22, 2008, by and between Changxing Chisen Electric Co., Ltd. And Jiangsu Yadea Science & Technology Development Co., Ltd. | Incorporated by reference to Exhibit 10.14 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.15 | Sales Contract of Battery, dated November 10, 2007, by and between Changxing Chisen Electric Co., Ltd. and Hu Qinzhong, Yancheng Office | Incorporated by reference to Exhibit 10.15 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.16 | Sales Contract of Battery, dated February 17, 2008, by and between Changxing Chisen Electric Co., Ltd. and Song Chunwei | Incorporated by reference to Exhibit 10.16 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 10.17 | Compensation Agreement of Corporate Relocation Acquisition, dated August 20, 2010, by and between the Company’s chief operating subsidiary, Changxing Chisen Electric Co., Ltd., and the Administrative Committee of Changxing Economic Development Zone, Zhejiang | Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on August 24, 2010. |
| 10.18 | Investment Agreement, dated August 20, 2010, by and between the Company’s chief operating subsidiary, Changxing Chisen Electric Co., Ltd., and the Administrative Committee of Changxing Economic Development Zone, Zhejiang | Incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K as filed with the SEC on August 24, 2010. | ||
| 10.19 | Supplemental Agreement, dated August 20, 2010, by and between the Company’s chief operating subsidiary, Changxing Chisen Electric Co., Ltd., and the Administrative Committee of Changxing Economic Development Zone, Zhejiang | Incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K as filed with the SEC on August 24, 2010. | ||
| 10.20 | Xuyi Economic Development Zone Project Investment Contract, dated September 6, 2010, by and between Chisen Electric Jiangsu Co., Ltd. and Jiangsu Xuyi Economic Development Zone Administrative Committee | Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on September 13, 2010. | ||
| 10.21 | Xuyi Economic Development Zone Project Investment Contract Supplemental Agreement, dated September 6 2010, by and between Chisen Electric Jiangsu Co., Ltd. and Jiangsu Xuyi Economic Development Zone Administrative Committee | Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on September 13, 2010. |
| 10.22 | Electrode Purchase Contract, dated August 2, 2010, by and between Changxing Chisen Electric Co., Ltd. and Jiangsu XiangFa Electric Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.25 | Sales Contract, dated August 31, 2009, by and between Changxing Chisen Electric Co., Ltd. and Anqing Burui Power Supply Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.26 | Contract, dated November 24, 2009, by and between Changxing Chisen Electric Co., Ltd. and Anyang City Yubei Gold and Lead Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.27 | Parts Acquisition Contract, dated January 1, 2010, by and between Changxing Chisen Electric Co., Ltd. and Jiangsu Xinri E-Vehicle Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.29 | Contract, dated August 1, 2010, by and between Changxing Chisen Electric Co., Ltd. and Tianjin Aima Technology Company Limited (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.30 | Supplementary Agreement of Changxing Chisen Electric Co., Ltd. Relocation Project (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.31 | Contract of Guaranty of Maximum Amount, dated on our about February 10, 2010, by and between Agricultural Bank of China (Changxing County Branch) and Zhejiang Chisen Glass Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.32 | Guarantee Contact, dated on or about April 2, 2010, by and between China Construction Bank Corporation (Changxing Branch) and Zhejiang Chisen Glass Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.33 | Contract Guarantee of Maximum Amount, dated on or about April 14, 2009, by and between Shanghai Pudong Development Bank (Huzhou Branch) and Zhejiang Changxing Chisen Xinguangyuan Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.34 | Guarantee Contract, dated on or about January 12, 2010, by and between Changxing Economic Development Zone and Zhejiang Changxing Ruilang Electric Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.35 | Contract of Guarantee with a Maximum Amount, dated on or about July 1, 2008, by and between Bank of China (Changxing Branch) and Mr. Xu Kecheng (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.36 | Contract of Guarantee, undated, by and between CITIC Trust Co., Ltd. and Zhejiang Changxing Xinguangyuan Co., Ltd. (RMB40,000,000) (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.37 | Contact of Guarantee, undated, by and between CITIC Trust Co., Ltd. and Zhejiang Changxing Chisen Xinguangyuan Co., Ltd. (RMB60,000,000) (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.38 | Guarantee Contract (64720012302010005), dated January 13, 2010, by and among China Construction Bank Corporation, on the one hand, and Mr. Xu Kecheng and Ms. Zho Fangqin, on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.39 | Guarantee Contract (64720012302010004), dated January 13, 2010, by and among China Construction Bank Corporation, on the one hand, and Mr. Xu Kecheng and Ms. Zho Fangqin, on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.40 | Contract of Guarantee of Maximum Amount (33905201000030826), undated, by and between Agricultural Bank of China Changxing County Sub-branch, on the one hand, and Zhejiang Chisen Glass Co., Ltd., on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.41 | Contract of Guarantee with a Maximum Amount (BOC 130), dated October 25, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and Bank of China Ltd., on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.42 | Contract of Guarantee (3350012010AM00077300), dated November 16, 2010, by and between Zhejiang Changxing Chisen Xinguangyuan Co., Ltd. and Bank of Communication (Huzhou Branch) (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.43 | Contract of Guarantee (3350012010AM00077301), dated November 16, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and Bank of Communication (Huzhou Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.44 | Guarantee Contract (6435009992012194), dated September 27, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.45 | Guarantee Contract (64720012302010012), dated April 19, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.46 | Guarantee Contract (647200123020100201), dated October 9, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.47 | Guarantee Contract (64720092302010036), dated October 18, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.48 | Guarantee Contract (647200923020100381), dated November 10, 2010, by and between Xu Kecheng and Zho Fangqin, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.49 | Contract of Guarantee (P2009M17SZJZH0001JF14-0081-1) under Trust Loan Contract No. P2009M17SZJZH0001JF14-0081-1 , undated, by and between Xu Kecheng and CITIC Trust Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.50 | Contract of Guarantee (P2009M17SZJZH0001JF14-0081-2) under Trust Loan Contract No. P2009M17SZJZH0001JF14-0081-2), undated, by and between Xu Kecheng and CITIC Trust Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.51 | Contract of Guarantee (003), by and between Zhejiang Changxing Chisen Xinguangyuan Co., Ltd. and the Bank of China (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.52 | Contract by and between Changxing Chisen Electric Co., Ltd. and Zhejiang Chisen Glass Co., Ltd. dated March 8, 2010 (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.53 | Contract by and between Changxing Chisen Electric Co., Ltd. and Zhejiang Chisen Glass Co., Ltd., dated December 20, 2010 (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.54 | Contract by and between Changxing Chisen Electric Co., Ltd. and Zhejiang Changxing Ruilang Electronic Company Limited dated October 18, 2010 (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.55 | Summary of Oral Loan Agreement with Ai Ge Organism Products Company Limited | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.56 | Electrode Purchase Contract, dated August 2, 2010, by and between Changxing Chisen Electric Co., Ltd. and Jiangsu XiangFa Electric Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.57 | Electrode Plate Supply Contract, by and between Changxing Chisen Electric Co., Ltd. and Anqing Borui Power Supply Co., Ltd., dated August 2, 2010 (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.58 | Guarantee Contract (6472009992011036), dated March 31, 2011, by and between Xu Kecheng, on the one hand, and China Construction Bank Corporation (Changxing Sub-Branch) on the other hand (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 10.59 | Shanghai Pudong Development Bank Contract of Guarantee of Maximum Amount, dated March 31, 2011, by and between Shanghai Pudong Development Bank Huzhou Sub-branch and Zhejiang Chisen Glass Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 10.60 | Shanghai Pudong Development Bank Contract of Guarantee of Maximum Amount, dated March 31, 2011, by and between Shanghai Pudong Development Bank Huzhou Sub-branch and Zhejiang Changxing Chisen Xingguangyuan Co., Ltd. (English Translated and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 14.1 | Code of Business Conduct and Ethics | Incorporated by reference to Exhibit 14.1 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 | ||
| 16.1 | Letter to SEC from Pritchett, Siler & Hardy, P.C. | Incorporated by reference to Exhibit 16.1 to the Company’s Current Report on Form 8-K as filed with the SEC on January 21, 2009 | ||
| 17 | Resignation of Mathew Evans, dated November 12, 2008 | Incorporated by reference to Exhibit 17 to the Company’s Current Report on Form 8-K as filed with the SEC on November 12, 2008 | ||
| 21 | List of Subsidiaries | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 31.1 | Certifications of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Incorporated by reference to the Company’s Quarterly Report on Form 10-Q as filed with the SEC on August 14, 2012 | ||
| 31.2 | Certifications of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Incorporated by reference to the Company’s Quarterly Report on Form 10-Q as filed with the SEC on August 14, 2012 | ||
| 32.1 | Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act Of 2002 | Incorporated by reference to the Company’s Quarterly Report on Form 10-Q as filed with the SEC on August 14, 2012 | ||
| 32.2 | Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act Of 2002 | Incorporated by reference to the Company’s Quarterly Report on Form 10-Q as filed with the SEC on August 14, 2012 | ||
| 99.1 | Audit Committee Charter, dated January 15, 2009 | Incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 | ||
| 99.2 | Compensation Committee Charter, dated January 15, 2009 | Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 |
| 99.3 | Corporate Governance and Nominating Committee Charter, dated January 15, 2009 | Incorporated by reference to Exhibit 99.3 to the Company’s Current Report on Form 8-K as filed with the SEC on February 4, 2009 |
| 99.4 | China Battery Industry Association Certificate of Ranking (English Translated Version) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 99.5 | China News Article entitled “Electric Bicycles are Involved in Government’s Subsidy Program” (English and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 | ||
| 99.6 | Subsidize Policy on New Energy Vehicle (English and Mandarin Versions) | Incorporated by reference to the Company’s Annual Report on Form 10-K as filed with the SEC on June 14, 2011 |
| 101. INS | XBRL Instance Document | Furnished herewith | ||
| 101. CAL | XBRL Taxonomy Extension Calculation Link base Document | Furnished herewith | ||
| 101. DEF | XBRL Taxonomy Extension Definition Link base Document | Furnished herewith | ||
| 101. LAB | XBRL Taxonomy Label Link base Document | Furnished herewith | ||
| 101. PRE | XBRL Extension Presentation Link base Document | Furnished herewith | ||
| 101. SCH | XBRL Taxonomy Extension Scheme Document | Furnished herewith |
SIGNATURES
Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Quarterly Report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: September 13, 2012 | By: | /s/ Xu Kecheng | |
| Name: Xu Kecheng | |||
| Its: President, Chief Executive | |||
| Officer and Principal Executive | |||
| Officer |
| Date: September 13, 2012 | By: | /s/ Liu Chuanjie | |
| Name: Liu Chuanjie | |||
| Its: Chief Financial Officer, | |||
| Principal Financial and | |||
| Accounting Officer |
