EXHIBIT 1.01
ITURAN LOCATION AND CONTROL LTD
Conflict Minerals Report
For the Year ended December 31, 2015
This Conflict Mineral Report ("CMR") of Ituran Location and Control (herein reffered to as "Ituran", "The Company", "we", "us" or "our") for the calendar year 2015 was prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 as amended (the “Rule”), which was promulgated in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 to implement reporting disclosure, and other requirements on registrants that manufacture, or contract to manufacture, products that contain conflict minerals (in the form of gold tin, tantalum, and tungsten and their derivatives (collectively “3TG Metals”)) which are necessary to the functionality or production of those products.
We have determined that some 3TG Metals are present and were required for manufacture of certain Ituran products which were contracted to be manufactured by us or by our consolidated subsidiary in calendar year 2015. We have conducted a reasonable country of origin inquiry ("RCOI") on the relevant supply chains in a good faith manner designed to determine whether any of the 3TG Metals contained in such products originated in the Democratic Republic of the Congo or an adjoining country (“DRC”) or were from recycled or scrap sources.
Further, once we had reason to believe that some portion of the 3TG Metals in our products may have originated from DRC, and were not from recycled or scrap sources, we have exercised due diligence according to the OECD Due Diligence Guidance for Responsible Supply Chains (third edition) ("OECD Guidance") on the source and chain of custody of the 3TG Metals in our relevant 2015 supply chain. The OECD Guidance “distinguishes between the roles of and the corresponding due diligence recommendations addressed to upstream companies and downstream companies in the supply chain. Accordingly, ‘upstream’ means the mineral supply chain from the mine to smelters or refineries ("SOR"), and downstream means the minerals supply chain from smelters/refiners to retailers. References to upstream and downstream throughout this CMR should be read as relying on these definitions. We are a downstream company, which is located several tiers above the SOR and don’t have direct relations with SOR, we followed the Conflict-Free Sourcing Initiative Five Practical Steps to Support SEC Conflict Minerals Disclosure (Version 2.0) ("CFSI steps"), which provides practical interpretation of OECD guidelines for Conflict Minerals due diligence for downstream companies.
Despite our efforts, we did not receive timely, complete and sufficient information from some of our suppliers to determine the country of origin and SOR of the 3TG Metals used in 4 of our products (out of 225 in total). Our due diligence we exercised includes the steps that we are taking to mitigate the risk that the 3TG Metals included in our products benefit armed groups in the DRC and the steps to improve our due diligence efforts.
Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, we are not required to describe any of our products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore we make no conclusion in this regard in this CMR. Furthermore, given that we have not voluntarily elected to describe any of our products as “DRC conflict free,” an independent private sector audit of this CMR does not have to be conducted and therefore it was not included in this CMR.
We have prepared this CMR for filing as an exhibit to our Form SD. This CMR includes a description of the measures we have taken to perform RCOI, the measures we have taken to exercise due diligence and a list of the identified SORs.
1. | Overview of our Company |
Ituran provides location-based services, consisting predominantly of stolen vehicle recovery and tracking services, as well as wireless communications products used in connection with its location-based services and various other applications. Ituran offers mobile asset location, Stolen Vehicle Recovery, management & control services for vehicles, cargo and personal security. Ituran’s subscriber base has been growing significantly since the Company’s inception to over 985,000 subscribers distributed globally. Established in 1995, Ituran has approximately 1,500 employees worldwide, provides its location based services in Israel, Brazil, Argentina and the United States.
We obtain products from two primary sources: (1) self-production by our consolidated subsidiary's (E.R.M. Electronic Systems Limited) manufacturing facilities, and (2) from a third party manufacturer (Telematics Wireless Ltd).
For more information, on our business is available in our Annual Report on Form 20-F for fiscal 2015 please visit Ituran’s website, at: www.ituran.com
2. | Reasonable Country of Origin Inquiry (RCOI) |
We have assessed our suppliers including the suppliers of our consolidated subsidiary (ERM) on the likelihood that the products they supplied to us contain 3TG Metals, and then determined which suppliers to survey. We conducted our survey of the selected suppliers using the template developed by the Electronic Industry Citizenship Coalition® (“EICC®”) and The Global e-Sustainability Initiative (“GeSI”), known as the Conflict Free Smelter Initiative (“CFSI”) Conflict Minerals Reporting Template ("CMRT"). CMRT is a commonly used Template which was developed by CFSI to facilitate disclosure and communication of information regarding SORs who provide 3TG Metals to a company’s supply chain. CMRT includes questions regarding a company’s conflict-free policy and engagement with its direct suppliers, and requests a listing of the SORs used by the company and its suppliers. CMRT also contains questions about the origin of 3TG Metals included in the company’s products, as well as questions regarding supplier due diligence. Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify suppliers upstream from our direct suppliers. We rely on our direct suppliers to provide us with information about the source of 3TG Metals contained in the components, and finished products supplied to us by those suppliers. In most instances, our direct suppliers are similarly reliant upon information provided by their suppliers.
Although our suppliers have identified the presence of some of the Conflict Minerals and provided information on the smelters based on the completed due diligence provided thus far, some suppliers also have indicated that their due diligence is not complete. We continue to work with these suppliers to get additional information regarding the SORs that provide 3TG Metals to our suppliers.
Based on our supplier responses and internal analysis, we determined that some of our products may contain 3TG Metals which originate from the DRC, and therefore we are required according to the Rule to conduct due diligence.
3. | Our Conflict Minerals Due Diligence Program Design |
We have designed our conflict minerals due diligence in accordance with the principles of the OECD Guidance and CFSI steps appropriate for downstream companies in our position in the mineral supply chain. We are a downstream company. We do not procure any conflict minerals, 3TG Metals or 3TG Metals containing products from smelters, refiners or scrap processors. We purchase and rely on specialized products comprised in part of 3TG metals. We procure these products from various suppliers who themselves are downstream actors in the supply chain. Our due diligence design incorporates the same five elements recommended by OECD Guidance: (1) a management systems, (2) explore risks in the supply chain, (3) risk management plan, (4) support of SOR auditing, and (5) Report findings. Our due diligence design is also influenced by our Conflict Minerals Compliance Policy and Code of conduct of Ituran's Suppliers and Agents, which articulates our commitment to monitoring our supply chain to assure that we don’t use products with conflict minerals which directly or indirectly supporting civil violence or human rights abuses in DRC.
4. | Our Due Dilligence Process following OECD Guidance |
4.1. | Management Systems. |
We developed a management system to implement our conflict minerals due diligence which is adjusted to us being a downstream company. We have adopted Conflict Minerals Compliance Policy and a Code of conduct of Ituran's Suppliers and Agents ("Code of Conduct"), which are available on our website www.ituran.com. Our senior management supported the development of our Conflict Minerals Policy and monitored the results of our due diligence efforts. We assembled an internal team, led by our CFO, and includes the technical team from one of Ituran's consolidated companies, an external legal, financial, and quality experts. We have established a system of controls and transparency over the conflict minerals supply-chain, by notifying our suppliers of our Code of Conduct and requesting them to agree to its terms. We have requested from our suppliers which we unidentified to provide us with CMRT disclosures, which allows us to collect and retain information on their SORs and 3TG Metals in their supply chain. We strengthen the engagement with our relevant suppliers, by requesting them to accept the terms of our Code of Conduct on Conflict Minerals, and working with them on improving their due diligence and CMRT reports. As being a downstream company, we don’t have any direct ability to affect upstream companies in our supply chain. Nevertheless, we have established a company grievance mechanism in form of a compliance hotline email: Eli_K@ituran.com, through which any interested party may ask questions or report concerns, including those regarding 3TG Metals.
4.2. | Explore Risks in the Supply Chain |
We identified the products that we manufactured, or contracted to manufacture, containing necessary 3TG Metals for the 2015 reporting period. This exercise resulted in the compilation of a list of suppliers and contract manufacturers that provided products containing 3TG Metals to us in 2015 (the “3TG Metals Supplier List”). We requested each entity on our 3TG Metals Supplier List to provide us with a CMRT. The CMRT among other requirements, prompts the Supplier to investigate its 3TG Metals supply chain tracing back to the SOR or scrap processor. The cover letter accompanying each CMRT outlines the Rule, explains the purpose and intent of the CMRT, and directed Suppliers to on-line CFSI training materials. These training materials provides our Suppliers with an overview of the due diligence objectives and guidance on filling out the CMRT. Most of our suppliers are well aware of their obligations and of rules governing conflict minerals, and have provided their CMRT in a timely manner. We have reviewed our suppliers CMRT responses for completeness and assessed whether further outreach to individual suppliers was necessary. We compared the names of the disclosed smelters and refiners in the CMRT responses to the list of entities that CFSI has confirmed to be true 3TG metals SORs (“CFSI Standard Smelter Names List”). We then compiled the CMRT data into our database. We generated a list of the SORs that are potentially associated with our 3TG Metals supply chain for 2015 ("List"). We cannot confirm that all SORs on this List processed the necessary 3TG Metals contained in our products. Most of our suppliers identified all SORs in their entire supply chain, rather than tailor their CMRT responses to the smelters and refiners associated with a particular product line sold to us specifically. In addition, we reviewed the completion of the CMRT, and looked for contradictions in the CMRTs and their reasonableness. In the event we found that there is missing or unclear information in the CMRT report, we have contacted the relevant supplier to require to complete the information or to provide reasonable and satisfying explanations, as applicable.
We review the data received from our suppliers with respect to smelters and refiners and compare such information against the lists of SOR's that have received either “Conflict-Free Smelters & Refineries" or a “Active Smelters & Refiners” designation from the CFSI. We viewed a CFSI Compliant designation as an indicator that the supply chain upstream of the SOR was not engaged in conduct that directly or indirectly financed or benefited armed groups in a Covered Country. We also reviewed available information from CFSI concerning the location and country of origin of the 3TG Metals sourced by SORs verified as CFSI Compliant on our List.
4.3. | Develop a Risk Management Plan |
Our internal team has reviewed the final List of SOR, and all the received CMRT reports, and reported the findings to our senior management. As the active risk management contemplated by the OECD Guidance is in the responsibility of the SORs themselves, and as we are only a downstream company, may work through our supply chain to understand which SORs are in our supply chain, and to determine if more investigation is required. Most of our suppliers have provided us complete CMRT reports, except a single supplier which is responsible only for 4 out of 225 products and components we use. In addition, few of our suppliers stated within their CMRT that a small amount of their 3TG Metals suppliers SORs are unknown or they haven’t themselves received the complete information on their SORs from their own suppliers. We have implemented a risk management plan to monitor these suppliers, and to work on engaging with these suppliers during the period until our next report, in order to improve their disclosure.
4.4. | Support of SOR auditing |
Due to us being a downstream company, we are not able to carry out independent third-party audit of supply chain due diligence at identified points in the supply chain. We do not purchase any 3TG Minerals directly from mines and we are many steps removed in the supply chain from the mining of the conflict minerals. We purchase materials used in our products from our suppliers and some of those materials contribute 3TG Metals necessary to our products and/or production process. The origin of 3TG Metals cannot be determined with any certainty once the ores are smelted and/or refined and converted to bullions, ingots or other smelted or refined derivatives. The SORs are consolidating points for ore and are in the best position in the total supply chain to know the origin of the ores. We rely on our direct suppliers to assist with our RCOI and due diligence efforts, including the identification of SORs, for the conflict minerals contained in the materials which they supply to us, and we also rely upon industry organizations (for example, EICC and CFSI) efforts to influence SORs to get audited and certified through CFSI's CFS programs. We considering of methods to contribute to an assessment scheme that facilitates third-party audits of SORs.
4.5. | Report Findings |
We have compiled our results of RCOI and our due diligence and we have filed this report in accordance with the Rule through the use of the Form SD and the attachment of this CMR. Further information is also available by reviewing our Conflict Minerals Policy and Code of Conduct which are available at www.ituran.com.
5. | 2015 Conflict Minerals Program Results |
The response rate among suppliers surveyed in 2015 was approximately 93%. Among the supplier responses, we identified 368 SORs as potential sources of 3TG Metals that were reported to be in the supply chain through the end of the 2015 calendar year. Out of them we have identified that 260 SORs are fall in one of the abovementioned two designations from CFSI either “Conflict-Free Smelters & Refineries" (224 SORs) or a “Active Smelters & Refiners” (36 SORs).
Based on the information provided by our suppliers through the end of the 2015 calendar year, we believe that the SORs that may have been used to process the 3TG Metals in our products include the SORs listed in Annex A hereto.
6. | Future Activities |
We are continuing to refine and expand the list of SORs. We believe that seeking information about SORs in our supply chain represents the most reasonable effort we can make to determine the locations of origin of the 3TG Metals in our supply chain.
During 2016, we plan to continue to review and evolve our due diligence and RCOI processes with respect to 3TG Metals. During 2016 we expect to: (1) continue to engage with our unresponsive suppliers (2) further develop the engagement and collaboration with our suppliers with aim of continued improvement of our supplier response rate, reliability and quality; (3) refine the process of our due diligence.
7. | Forward Looking Statements |
Certain of the matters discussed in this CMR, including in particular our due diligence processes, include "forward-looking statements" within the meaning of the Securities Act of 1933, as amended. These forward-looking statements include, but are not limited to, our plans, objectives, expectations and intentions and other statements contained in this CMR that are not historical facts as well as statements identified by words such as "expects", "anticipates", "intends", "plans", "believes", "seeks", "estimates" or words of similar meaning. These statements are based on our current beliefs or expectations and are inherently subject to significant uncertainties and changes in circumstances, many of which are beyond our control. Actual results may differ materially from these expectations due to changes in global political, economic, business, competitive, market and regulatory factors. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of anticipated events.
The information included on our website and other materials referenced in this CMR are not incorporated by reference in this CMR.
Annex A
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
A.L.M.T. TUNGSTEN Corp. | Japan | * | Compliant | |||
ACL Metais Eireli | Brazil | * | Active | |||
Advanced Chemical Company | USA | * | Compliant | |||
Aida Chemical Industries Co., Ltd. | Japan | * | Compliant | |||
Air Products | USA | * | None | |||
Aktyubinsk Copper Company TOO | Russian Federation | * | None | |||
Al Etihad Gold Refinery DMCC | United Arab Emirates | * | None | |||
Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | * | Compliant | |||
Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | * | Compliant | |||
Alpha | USA | * | Compliant | |||
American Iron and Metal | USA | * | None | |||
An Thai Minerals Company Limited | Vietnam | * | Active | |||
An Vinh Joint Stock Mineral Processing Company | Vietnam | * | Active | |||
AngloGold Ashanti Córrego do Sítio Minerção | Brazil | * | Compliant | |||
Argor-Heraeus SA | Switzerland | * | Compliant | |||
Asahi Pretec Corporation | Japan | Compliant | ||||
Asahi Refining Canada Ltd. | USA | * | Compliant | |||
Asahi Refining USA Inc. | USA | Compliant | ||||
Asaka Riken Co., Ltd. | Japan | * | Compliant | |||
Asia Tungsten Products Vietnam Ltd. | Vietnam | * | Compliant | |||
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | * | None | |||
Aurubis AG | Germany | * | Compliant | |||
Avon Specialty Metals Ltd | United Kingdom | * | None | |||
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | * | Compliant | |||
Bauer Walser AG | Germany | * | None | |||
Boliden AB | Sweden | * | Compliant | |||
Brinkmann Chemie AG | USA | * | None | |||
C. Hafner GmbH + Co. KG | Germany | * | Compliant | |||
Caridad | Mexico | * | None | |||
CCR Refinery - Glencore Canada Corporation | Mexico | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Cendres + Métaux SA | Switzerland | * | Active | |||
Changsha South Tantalum Niobium Co., Ltd. | China | * | Compliant | |||
Chenzhou Diamond Tungsten Products Co., Ltd. | China | * | Compliant | |||
Chenzhou Yunxiang Mining and Metallurgy Company Limited | China | * | Active | |||
Chimet S.p.A. | Italy | * | Compliant | |||
China Gold Deal Investment Co., Ltd. | China | * | None | |||
China National Gold Group Corporation | China | * | None | |||
China Tin Group Co., Ltd. | China | * | Compliant | |||
CHIN-LEEP ENTERPRISE CO., LTD. | Taiwan | * | None | |||
Chongyi Zhangyuan Tungsten Co., Ltd. | China | * | Compliant | |||
Chugai Mining | Japan | * | None | |||
CNMC (Guangxi) PGMA Co., Ltd. | China | * | None | |||
Codelco | Chile | * | None | |||
Colt Refining | USA | * | None | |||
Conghua Tantalum and Niobium Smeltry | China | * | Compliant | |||
Cooperativa Metalurgica de Rondônia Ltda. | Brazil | * | Compliant | |||
CV Ayi Jaya | Brazil | * | Compliant | |||
CV Dua Sekawan | Indonesia | * | Compliant | |||
CV Duta Putra Bangka | Indonesia | * | None | |||
CV Gita Pesona | Indonesia | * | Compliant | |||
CV Makmur Jaya | Indonesia | * | None | |||
CV Serumpun Sebalai | Indonesia | * | Compliant | |||
CV Tiga Sekawan | Indonesia | * | Active | |||
CV United Smelting | Indonesia | * | Compliant | |||
CV Venus Inti Perkasa | Indonesia | * | Compliant | |||
D Block Metals, LLC | USA | * | Compliant | |||
Daejin Indus Co., Ltd. | Korea | * | Active | |||
DaeryongENC | Korea | * | None | |||
Daye Non-Ferrous Metals Mining Ltd. | China | * | None | |||
Dayu Jincheng Tungsten Industry Co., Ltd. | China | * | None | |||
Dayu Weiliang Tungsten Co., Ltd. | China | * | None | |||
Do Sung Corporation | Korea | * | Active | |||
DODUCO GmbH | Germany | * | Compliant | |||
Dongguan Standard Electronic Material.Co.,Ltd | China | * | None |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Dowa | Japan | * | * | Compliant | ||
Dowa Metals & Mining. | China | * | Compliant | |||
DSC (Do Sung Corporation) | Korea | * | Active | |||
Duoluoshan | China | * | Compliant | |||
E.S.R. Electronics | USA | * | Active | |||
Eco-System Recycling Co., Ltd. | Japan | * | Compliant | |||
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | * | Active | |||
Elemetal Refining, LLC | USA | * | Compliant | |||
Elmet S.L.U. (Metallo Group) | Spain | * | Compliant | |||
EM Vinto | Bolivia | * | Compliant | |||
Emirates Gold DMCC | United Arab Emirates | * | Compliant | |||
Estanho de Rondônia S.A. | Brazil | * | None | |||
Exotech Inc. | USA | * | Compliant | |||
F&X Electro-Materials Ltd. | China | * | Compliant | |||
Faggi Enrico S.p.A. | italy | * | Active | |||
Feinhütte Halsbrücke GmbH | Germany | * | None | |||
Fenix Metals | Poland | * | Compliant | |||
Fidelity Printers and Refiners Ltd. | Zimbabwe | * | None | |||
FIR Metals & Resource Ltd. | China | * | Compliant | |||
Fujian Jinxin Tungsten Co., Ltd. | China | * | Compliant | |||
Gansu Seemine Material Hi-Tech Co., Ltd. | China | * | None | |||
Ganxian Shirui New Material Co., Ltd. | China | * | None | |||
Ganzhou Huaxing Tungsten Products Co., Ltd. | China | * | Compliant | |||
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | * | Compliant | |||
Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China | * | None | |||
Ganzhou Seadragon W & Mo Co., Ltd. | China | * | Compliant | |||
Ganzhou Yatai Tungsten Co., Ltd. | China | * | Compliant | |||
Geib Refining Corporation | USA | * | Active | |||
Gejiu Fengming Metalurgy Chemical Plant | China | * | Active | |||
Gejiu Kai Meng Industry and Trade LLC | China | * | Active | |||
Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | * | Compliant | |||
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | * | Active | |||
Gejiu Zili Mining And Metallurgy Co., Ltd. | China | * | None | |||
Global Advanced Metals Aizu | Japan | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Global Advanced Metals Boyertown | USA | * | Compliant | |||
Global Tungsten & Powders Corp. | USA | * | Compliant | |||
Great Wall Precious Metals Co., Ltd. of CBPM | China | * | None | |||
Guangdong Jinding Gold Limited | China | * | None | |||
Guangdong Xianglu Tungsten Co., Ltd. | China | * | Compliant | |||
Guangdong Zhiyuan New Material Co., Ltd. | China | * | Compliant | |||
Guanyang Guida Nonferrous Metal Smelting Plant | China | * | Active | |||
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | * | None | |||
H.C. Starck GmbH | Germany | * | Compliant | |||
H.C. Starck GmbH Goslar | Germany | * | Compliant | |||
H.C. Starck GmbH Laufenburg | Germany | * | Compliant | |||
H.C. Starck Hermsdorf GmbH | Germany | * | Compliant | |||
H.C. Starck Inc. | USA | * | Compliant | |||
H.C. Starck Ltd. | Japan | * | Compliant | |||
H.C. Starck Smelting GmbH & Co.KG | Germany | * | * | Compliant | ||
Hangzhou Fuchunjiang Smelting Co., Ltd. | China | * | None | |||
Heimerle + Meule GmbH | Germany | * | Compliant | |||
Hengyang King Xing Lifeng New Materials Co., Ltd. | China | * | Compliant | |||
Heraeus Group | China | * | None | |||
Heraeus Ltd. Hong Kong | Hong Kong | * | Compliant | |||
Heraeus Precious Metals GmbH & Co. KG | Germany | * | Compliant | |||
Hi-Temp Specialty Metals, Inc. | USA | * | Compliant | |||
HuiChang Hill Tin Industry Co., Ltd. | China | * | Compliant | |||
Huichang Jinshunda Tin Co., Ltd. | China | * | None | |||
Hunan Chenzhou Mining Co., Ltd. | China | * | None | |||
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | * | Compliant | |||
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | China | * | None | |||
Hunan Chunchang Nonferrous Metals Co., Ltd. | China | * | Compliant | |||
Hwasung CJ Co., Ltd. | Korea | * | None | |||
Hydrometallurg, JSC | Russian Federation | * | Compliant | |||
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | China | * | Compliant | |||
Ishifuku Metal Industry Co., Ltd. | Japan | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Istanbul Gold Refinery | Turkey | * | Compliant | |||
Japan Mint | Japan | * | Compliant | |||
Japan New Metals Co., Ltd. | Japan | * | Compliant | |||
Jean GOLDSCHMIDT INTERNATIONAL S.A. | Belgium | * | None | |||
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | * | Compliant | |||
Jiangxi Copper Company Limited | China | * | Compliant | |||
Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | * | Active | |||
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | * | Compliant | |||
Jiangxi Gan Bei Tungsten Co., Ltd. | China | * | Compliant | |||
Jiangxi Ketai Advanced Material Co., Ltd. | China | * | Compliant | |||
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | * | None | |||
Jiangxi Richsea New Materials Co., Ltd. | China | * | None | |||
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | * | Compliant | |||
Jiangxi Tuohong New Raw Material | China | * | Compliant | |||
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | * | Compliant | |||
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | * | Compliant | |||
Jiangxi Yaosheng Tungsten Co., Ltd. | China | * | Active | |||
JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | * | Compliant | |||
Jiujiang Tanbre Co.,Ltd | China | * | Compliant | |||
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | * | Compliant | |||
Johnson Matthey Inc | USA | * | Compliant | |||
Johnson Matthey Ltd | USA | * | Compliant | |||
JSC "Aurat" | Russian Federation | * | None | |||
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | * | Compliant | |||
JSC Uralelectromed | Russian Federation | * | Compliant | |||
JX Nippon Mining & Metals Co., Ltd. | Japan | * | Compliant | |||
Kaloti Precious Metals | USA | * | None | |||
Kangqiang Electronics Co., Ltd | China | * | None | |||
Kazakhmys Smelting LLC | China | *- | None | |||
Kazzinc | Kazakhstan | * | Compliant | |||
KEMET Blue Metals | Mexico | * | Compliant | |||
KEMET Blue Powder | USA | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Kennametal Fallon | USA | * | Active | |||
Kennametal Huntsville | USA | * | Compliant | |||
Kennecott Utah Copper LLC | USA | * | Compliant | |||
KGHM Polska Miedź Spółka Akcyjna | Poland | * | Active | |||
King-Tan Tantalum Industry Ltd. | China | * | Compliant | |||
Kojima Chemicals Co., Ltd. | Japan | * | Compliant | |||
Korea Metal Co., Ltd. | Korea | * | None | |||
Korea Zinc Co., Ltd. | Korea | * | Active | |||
Kunshan Jinli chemical industry reagents co.,Ltd. | China | * | None | |||
Kyrgyzaltyn JSC | China | * | None | |||
L' azurde Company For Jewelry | Saudi Arabia | * | None | |||
Lingbao Gold Company Limited | China | * | None | |||
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | * | None | |||
Linwu Xianggui Ore Smelting Co., Ltd. | China | * | None | |||
LSM Brasil S.A. | Brazil | * | Compliant | |||
LS-NIKKO Copper Inc. | Korea | * | Compliant | |||
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | * | None | |||
Magnu's Minerais Metais e Ligas Ltda. | Brazil | * | Compliant | |||
Malaysia Smelting Corporation (MSC) | Malaysia | * | Compliant | |||
Malipo Haiyu Tungsten Co., Ltd. | China | * | Compliant | |||
Materion | USA | * | Compliant | |||
Matsuda Sangyo Co., Ltd. | Japan | * | Compliant | |||
Melt Metais e Ligas S/A | Brazil | * | Compliant | |||
Metahub Industries Sdn. Bhd. | Malaysia | * | None | |||
Metallic Resources, Inc. | USA | * | Compliant | |||
Metallo Chimique | USA | * | None | |||
Metallo-Chimique N.V. | Beliugm | * | Compliant | |||
Metallurgical Products India Pvt., Ltd. | India | * | Compliant | |||
Metalor Technologies (Hong Kong) Ltd | Hong Kong | * | None | |||
Metalor Technologies (Hong Kong) Ltd. | China | * | Compliant | |||
Metalor Technologies (Singapore) Pte., Ltd. | Singapore | * | Compliant | |||
Metalor Technologies (Suzhou) Ltd. | China | * | Active | |||
Metalor Technologies SA | Switzerland | * | Compliant | |||
Metalor USA Refining Corporation | USA | * | Compliant | |||
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | Mexico | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Mineração Taboca S.A. | Brazil | * | * | Compliant | ||
Minmetals Ganzhou Tin Co. Ltd. | China | * | None | |||
Minsur | Peru | * | Compliant | |||
Mitsubishi Materials Corporation | Japan | * | * | Compliant | ||
Mitsubishi Materials Corporation | Japan | * | * | Compliant | ||
Mitsui Mining & Smelting | Japan | * | Compliant | |||
Mitsui Mining and Smelting Co., Ltd. | Japan | * | Compliant | |||
MMTC-PAMP India Pvt., Ltd. | India | * | Compliant | |||
Moliren Ltd | Russian Federation | * | Active | |||
Molycorp Silmet A.S. | Estonia | * | Compliant | |||
Morris and Watson | New Zealand | * | None | |||
Moscow Special Alloys Processing Plant | Russian Federation | * | Compliant | |||
Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | * | Compliant | |||
Nankang Nanshan Tin Manufactory Co., Ltd. | China | * | None | |||
Nathan Trotter & Co., Inc. | USA | * | None | |||
Navoi Mining and Metallurgical Combinat | Uzbekistan | * | Active | |||
Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | * | Active | |||
Niagara Refining LLC | USA | * | Compliant | |||
Nihon Material Co., Ltd. | Japan | * | Compliant | |||
Ningxia Orient Tantalum Industry Co., Ltd. | China | * | Compliant | |||
Nippon Yakin Kogyo Co., Ltd. | Japan | * | None | |||
North American Tungsten | Canada | * | None | |||
Novosibirsk Integrated Tin Works | Russian Federation | * | None | |||
Novosibirsk Processing Plant Ltd. | Russian Federation | * | None | |||
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | * | Compliant | |||
O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | * | Compliant | |||
O.M. Manufacturing Philippines, Inc. | Philippines | * | Compliant | |||
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Australia | * | Compliant | |||
Ohio Precious Metals, LLC | USA | * | Compliant | |||
Ohura Precious Metal Industry Co., Ltd. | Japan | * | Compliant | |||
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet) | Russian Federation | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
OJSC Kolyma Refinery | Russian Federation | * | None | |||
OJSC Novosibirsk Refinery | Russian Federation | * | Compliant | |||
Operaciones Metalurgical S.A. | Bolivia | * | Compliant | |||
PAMP SA | Switzerland | * | Compliant | |||
Penglai Penggang Gold Industry Co., Ltd. | China | * | None | |||
Philippine Chuangxin Industrial Co., Inc. | Philippines | * | Compliant | |||
Phoenix Metal Ltd. | Rwanda | * | Active | |||
Plansee SE Liezen | Australia | * | Compliant | |||
Plansee SE Reutte | Australia | * | Compliant | |||
Pobedit, JSC | Russian Federation | * | None | |||
Poongsan | Korea | * | None | |||
Prioksky Plant of Non-Ferrous Metals | Russian Federation | * | Compliant | |||
PT Alam Lestari Kencana | Indonesia | * | None | |||
PT Aneka Tambang (Persero) Tbk | Indonesia | * | Compliant | |||
PT Aries Kencana Sejahtera | Indonesia | * | Compliant | |||
PT Artha Cipta Langgeng | Indonesia | * | Compliant | |||
PT ATD Makmur Mandiri Jaya | Indonesia | * | Compliant | |||
PT Babel Inti Perkasa | Indonesia | * | Compliant | |||
PT Babel Surya Alam Lestari | Indonesia | * | None | |||
PT Bangka Kudai Tin | Indonesia | * | None | |||
PT Bangka Prima Tin | Indonesia | * | Compliant | |||
PT Bangka Putra Karya | Indonesia | * | None | |||
PT Bangka Timah Utama Sejahtera | Indonesia | * | None | |||
PT Bangka Tin Industry | Indonesia | * | Compliant | |||
PT Belitung Industri Sejahtera | Indonesia | * | Compliant | |||
PT BilliTin Makmur Lestari | Indonesia | * | Compliant | |||
PT Bukit Timah | Indonesia | * | Compliant | |||
PT Cipta Persada Mulia | Indonesia | * | Compliant | |||
PT DS Jaya Abadi | Indonesia | * | Compliant | |||
PT Eunindo Usaha Mandiri | Indonesia | * | Compliant | |||
PT Fang Di MulTindo | Indonesia | * | None | |||
PT HANJAYA PERKASA METALS | Indonesia | * | None | |||
PT HP Metals Indonesia | Indonesia | * | None | |||
PT Inti Stania Prima | Indonesia | * | Compliant |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
PT Justindo | Indonesia | * | Compliant | |||
PT Karimun Mining | Indonesia | * | Active | |||
PT Kijang Jaya Mandiri | Indonesia | * | Active | |||
PT Koba Tin | Indonesia | * | None | |||
PT Mitra Stania Prima | Indonesia | * | Compliant | |||
PT Panca Mega Persada | Indonesia | * | Compliant | |||
PT Pelat Timah Nusantara Tbk | Indonesia | * | None | |||
PT Prima Timah Utama | Indonesia | * | Compliant | |||
PT REFINED BANGKA TIN | Indonesia | * | Compliant | |||
PT Sariwiguna Binasentosa | Indonesia | * | Compliant | |||
PT Seirama Tin investment | Indonesia | * | None | |||
PT Stanindo Inti Perkasa | Indonesia | * | Compliant | |||
PT Sukses Inti Makmur | Indonesia | * | Compliant | |||
PT Sumber Jaya Indah | Indonesia | * | Compliant | |||
PT Supra Sukses Trinusa | Indonesia | * | None | |||
PT Timah (Persero) Tbk Kundur | Indonesia | * | Compliant | |||
PT Timah (Persero) Tbk Mentok | Indonesia | * | Compliant | |||
PT Tinindo Inter Nusa | Indonesia | * | Compliant | |||
PT Tirus Putra Mandiri | Indonesia | * | None | |||
PT Tommy Utama | Indonesia | * | Compliant | |||
PT Wahana Perkit Jaya | Indonesia | * | Compliant | |||
PT Yinchendo Mining Industry | Indonesia | * | None | |||
PX Précinox SA | Switzerland | * | Compliant | |||
QuantumClean | USA | * | Compliant | |||
Rand Refinery (Pty) Ltd. | South Africa | * | Compliant | |||
Remondis Argentia B.V. | Netherlands | * | None | |||
Republic Metals Corporation | USA | * | Compliant | |||
Resind Indústria e Comércio Ltda. | Brazil | * | Compliant | |||
RFH Tantalum Smeltry Co., Ltd. | China | * | Compliant | |||
Royal Canadian Mint | Canda | * | Compliant | |||
Rui Da Hung | Taiwan | * | Compliant | |||
Sabin Metal Corp. | USA | * | None | |||
Samduck Precious Metals | Korea | * | Active | |||
Samhwa Non-Ferrous Metal. Inc Co.,Ltd. | Korea | * | None | |||
SAMWON METALS Corp. | Korea | * | None |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Sanher Tungsten Vietnam Co., Ltd. | Vietnam | * | None | |||
SANMENXIA HENGSHENG SCIENCE AND TECHNOLOGY R&D CO.,LTD | China | * | None | |||
SAXONIA Edelmetalle GmbH | Germany | * | Active | |||
Schone Edelmetaal B.V. | Netherlands | * | Compliant | |||
SEMPSA Joyería Platería SA | Spain | * | Compliant | |||
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | * | None | |||
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | * | Compliant | |||
Shang Hai Gold Exchange | China | * | None | |||
Shanghai Jiangxi Metals Co. Ltd | China | * | None | |||
shenzhen fujun material technology co,ltd | China | * | None | |||
Sichuan Tianze Precious Metals Co., Ltd. | China | * | Compliant | |||
Singway Technology Co., Ltd. | Taiwan | * | Compliant | |||
So Accurate Group, Inc. | USA | * | None | |||
SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | * | Compliant | |||
Soft Metais, Ltda. | Brazil | * | Compliant | |||
Solar Applied Materials Technology Corp. | Tawian | * | Compliant | |||
Solikamsk Magnesium Works OAO | Russian Federation | * | Compliant | |||
South-East Nonferrous Metal Company Limited of Hengyang City | China | * | Active | |||
Sumitomo Metal Mining Co., Ltd. | Japan | * | Compliant | |||
Suzhou Xingrui Noble metal material co.ltd | Philippines | * | None | |||
T.C.A S.p.A | Italy | * | Compliant | |||
Tai zhou chang san Jiao electron Co.,Ltd. | China | * | None | |||
Taki Chemicals | Japan | * | Compliant | |||
Tanaka Kikinzoku Kogyo K.K. | Japan | * | Compliant | |||
Tantalite Resources | South Africa | * | None | |||
Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | * | Compliant | |||
Telex Metals | USA | * | Compliant | |||
Thaisarco | Thailand | * | Compliant | |||
The Refinery of Shandong Gold Mining Co., Ltd. | China | * | Compliant | |||
Tiancheng Chemical | China | * | None | |||
Tokuriki Honten Co., Ltd. | Japan | * | Compliant | |||
TONGDING METALLIC MATERIAL CO.LTD | China | * | None |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Tongling Nonferrous Metals Group Co., Ltd. | China | * | None | |||
Torecom | Korea | * | Compliant | |||
Tranzact, Inc. | USA | * | Compliant | |||
Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | * | Active | |||
Ulba Metallurgical Plant JSC | Kazakhstan | * | Compliant | |||
Umicore Brasil Ltda. | Brazil | * | Compliant | |||
Umicore Precious Metals Thailand | Thailand | * | Compliant | |||
Umicore SA Business Unit Precious Metals Refining | Beliugm | * | Compliant | |||
United Precious Metal Refining, Inc. | USA | * | Compliant | |||
Valcambi SA | Switzerland | * | Compliant | |||
Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | * | Compliant | |||
Voss Metals Company, Inc | USA | * | None | |||
VQB Mineral and Trading Group JSC | Vietnam | * | Compliant | |||
Western Australian Mint trading as The Perth Mint | Australia | * | Compliant | |||
White Solder Metalurgia e Mineração Ltda. | Brazil | * | Compliant | |||
WIELAND Edelmetalle GmbH | Germany | * | Active | |||
Wilhelm Westmetall | Germany | * | None | |||
Wolfram Bergbau und Hütten AG | Australia | * | Compliant | |||
Wolfram Company CJSC | Russian Federation | * | None | |||
Woltech Korea Co., Ltd. | Korea | * | Compliant | |||
Xiamen Tungsten (H.C.) Co., Ltd. | China | * | Compliant | |||
Xiamen Tungsten Co., Ltd. | China | Compliant | ||||
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | * | Active | |||
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | * | Compliant | |||
XinXing HaoRong Electronic Material Co., Ltd. | China | * | Compliant | |||
XTC,XTC Haicang,XTC H.C. | China | * | Compliant | |||
Yamamoto Precious Metal Co., Ltd. | Japan | * | Compliant | |||
Yantai Zhaojin Kanfort Precious Metals Incorporated Company | China | * | None | |||
Yichun Jin Yang Rare Metal Co., Ltd. | China | * | Compliant | |||
Yifeng Tin Industry (Chenzhou) Co Ltd | China | * | None | |||
Yokohama Metal Co., Ltd. | Japan | * | Compliant | |||
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | China | * | Active |
SOR Name | SOR Country | Gold | Tungsten | Tantalum | Tin | CFSI Compliant / Active / None |
Yunnan Copper Industry Co., Ltd. | China | * | None | |||
YunNan GeJiu Jin Ye Mineral Co.,Ltd | China | * | None | |||
Yunnan Tin Group (Holding) Company Limited | China | * | Compliant | |||
Zhongshan Public Security Bureau, Guangdong Province ,China | China | * | None | |||
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | * | Compliant | |||
Zhuzhou Cemented Carbide | China | * | Compliant | |||
Zijin Mining Group Co., Ltd. Gold Refinery | China | * | Compliant |