NephroGenex, Inc. (the “Issuer”)
Item 1(b) | Address of Issuer’s Principal Executive Offices |
79 T.W. Alexander Drive
4401 Research Commons Bldg, Suite 290
Research Triangle Park, NC 27709
Item 2(a) | Name of Person Filing |
Biostratum, Incorporated
Item 2(b) | Address of Principal Business Office, or if none, Residence |
c/o Biostratum, Incorporated
1923 Delaine Drive
Burlington, NC 27215
Item 2(d) | Title of Class of Securities |
| Common Stock, $0.001 per share |
640667101
Item 3. | Filing pursuant to Rules 13d-1(b) or 13d-2(b) or (c) |
Not Applicable
| (a) | Amount Beneficially Owned |
As of the date hereof, the Reporting Person beneficially owns an aggregate of 537,773 shares of Common Stock.
Percent of Class
6.1%, based on 8,847,951 shares of the Issuer’s Common Stock outstanding upon completion of the Issuer’s initial public offering, based on disclosure in the Issuer’s prospectus dated February 11, 2014, filed with the Securities and Exchange Commission on February 12, 2014.
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| (b) | Number of shares as to which the person has; |
| (i) | sole power to vote or direct the vote: 538,002 |
| (ii) | shared power to vote or direct the vote: 0 |
| (iii) | sole power to dispose or direct the disposition of: 538,002 |
| (iv) | shared power to dispose or direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class |
Not Applicable
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not Applicable
Item 8. | Identification and Classification of Members of the Group |
Not Applicable
Item 9. | Notice of Dissolution of Group |
Not Applicable
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
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