FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21809
Nuveen Equity Premium and Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
Nuveen Equity Premium and Growth Fund
| | | | | | |
Tidewater Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TDW | | 09-Jul-09 | | 886423102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director M. Jay Allison | | For | | For |
1.2 | | Elect Director James C. Day | | For | | Withhold |
1.3 | | Elect Director Richard T. Du Moulin | | For | | Withhold |
1.4 | | Elect Director J. Wayne Leonard | | For | | For |
1.5 | | Elect Director Jon C. Madonna | | For | | For |
1.6 | | Elect Director Joseph H. Netherland | | For | | For |
1.7 | | Elect Director Richard A. Pattarozzi | | For | | For |
1.8 | | Elect Director Nicholas Sutton | | For | | Withhold |
1.9 | | Elect Director Cindy B. Taylor | | For | | For |
1.10 | | Elect Director Dean E. Taylor | | For | | For |
1.11 | | Elect Director Jack E. Thompson | | For | | Withhold |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Alaska Communications Systems Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ALSK | | 10-Jul-09 | | 01167P101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Liane Pelletier | | For | | For |
1.2 | | Elect Director Brian Rogers | | For | | Withhold |
1.3 | | Elect Director John M. Egan | | For | | Withhold |
1.4 | | Elect Director Gary R. Donahee | | For | | Withhold |
1.5 | | Elect Director Edward J. Hayes, Jr. | | For | | For |
1.6 | | Elect Director Annette Jacobs | | For | | For |
1.7 | | Elect Director David Southwell | | For | | For |
1.8 | | Elect Director Peter D. Ley | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
4 | | Amend Non-Employee Director Stock Compensation Plan | | For | | Against |
5 | | Ratify Auditors | | For | | For |
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| | | |
Research In Motion Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RIM | | 14-Jul-09 | | 760975102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Mike Lazaridis | | For | | For |
1.2 | | Elect Director James Estill | | For | | For |
1.3 | | Elect Director David Kerr | | For | | For |
1.4 | | Elect Director Roger Martin | | For | | For |
1.5 | | Elect Director John Richardson | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | For | | For |
1.7 | | Elect Director John Wetmore | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
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Dell Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DELL | | 17-Jul-09 | | 24702R101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director James W. Breyer | | For | | For |
1.2 | | Elect Director Donald J. Carty | | For | | For |
1.3 | | Elect Director Michael S. Dell | | For | | For |
1.4 | | Elect Director William H. Gray, III | | For | | Withhold |
1.5 | | Elect Director Sallie L. Krawcheck | | For | | For |
1.6 | | Elect Director Judy C. Lewent | | For | | For |
1.7 | | Elect Director Thomas W. Luce, III | | For | | For |
1.8 | | Elect Director Klaus S. Luft | | For | | For |
1.9 | | Elect Director Alex J. Mandl | | For | | For |
1.10 | | Elect Director Sam Nunn | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Reimburse Proxy Contest Expenses | | Against | | For |
4 | | Reduce Supermajority Vote Requirement | | Against | | For |
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| | | |
Analog Devices, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADI | | 20-Jul-09 | | 032654105 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Stock Option Exchange Program | | For | | For |
| | | | | | |
| | | |
Wyeth | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WYE | | 20-Jul-09 | | 983024209 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
3.1 | | Elect Director Robert M. Amen | | For | | Against |
3.2 | | Elect Director Michael J. Critelli | | For | | Against |
3.3 | | Elect Director Frances D. Fergusson | | For | | For |
3.4 | | Elect Director Victor F. Ganzi | | For | | Against |
3.5 | | Elect Director Robert Langer | | For | | For |
3.6 | | Elect Director John P. Mascotte | | For | | Against |
3.7 | | Elect Director Raymond J. McGuire | | For | | Against |
3.8 | | Elect Director Mary Lake Polan | | For | | For |
3.9 | | Elect Director Bernard Poussot | | For | | For |
3.10 | | Elect Director Gary L. Rogers | | For | | Against |
3.11 | | Elect Director John R. Torell III | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Report on Political Contributions | | Against | | For |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
Citigroup Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: C | | 24-Jul-09 | | 172967101 | | Written Consent |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | | For | | For |
2 | | Amend Certificate of Incorporation to Approve Director Amendment | | For | | For |
3 | | Amend Certificate of Incorporation to Approve Retirement Amendment | | For | | Against |
4 | | Increase Authorized Preferred Stock | | For | | Against |
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Vodafone Group plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jul-09 | | 92857W209 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Re-elect Sir John Bond as Director | | For | | For |
3 | | Re-elect John Buchanan as Director | | For | | For |
4 | | Re-elect Vittorio Colao as Director | | For | | For |
5 | | Elect Michel Combes as Director | | For | | For |
6 | | Re-elect Andy Halford as Director | | For | | For |
7 | | Re-elect Alan Jebson as Director | | For | | For |
8 | | Elect Samuel Jonah as Director | | For | | For |
9 | | Re-elect Nick Land as Director | | For | | For |
10 | | Re-elect Anne Lauvergeon as Director | | For | | For |
11 | | Re-elect Simon Murray as Director | | For | | For |
12 | | Elect Stephen Pusey as Director | | For | | For |
13 | | Re-elect Luc Vandevelde as Director | | For | | For |
14 | | Re-elect Anthony Watson as Director | | For | | For |
15 | | Re-elect Philip Yea as Director | | For | | For |
16 | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For |
17 | | Approve Remuneration Report | | For | | For |
18 | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
20 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For |
21 | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For |
22 | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For |
23 | | Adopt New Articles of Association | | For | | For |
24 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
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| | | |
Merck & Co., Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MRK | | 07-Aug-09 | | 589331107 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Acquisition | | For | | For |
| | | | | | |
| | | |
Schering-Plough Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SGP | | 07-Aug-09 | | 806605101 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Issue Shares in Connection with Acquisition | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
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Microchip Technology Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MCHP | | 14-Aug-09 | | 595017104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Steve Sanghi | | For | | For |
1.2 | | Elect Director Albert J. Hugo-martinez | | For | | Withhold |
1.3 | | Elect Director L.b. Day | | For | | Withhold |
1.4 | | Elect Director Matthew W. Chapman | | For | | For |
1.5 | | Elect Director Wade F. Meyercord | | For | | Withhold |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
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| | | |
Medtronic, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MDT | | 27-Aug-09 | | 585055106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard H. Anderson | | For | | For |
1.2 | | Elect Director Victor J. Dzau | | For | | For |
1.3 | | Elect Director William A. Hawkins | | For | | For |
1.4 | | Elect Director S. Ann Jackson | | For | | For |
1.5 | | Elect Director Denise M. O’Leary | | For | | For |
1.6 | | Elect Director Robert C. Pozen | | For | | For |
1.7 | | Elect Director Jean-pierre Rosso | | For | | For |
1.8 | | Elect Director Jack W. Schuler | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
4 | | Amend Omnibus Stock Plan | | For | | For |
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Cooper Industries plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CBE | | 31-Aug-09 | | G24182118 | | Court |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | For | | For |
2 | | Approve the Creation of Distributable Reserves | | For | | For |
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Citigroup Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: C | | 02-Sep-09 | | 172967101 | | Written Consent |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Increase Authorized Common Stock | | For | | For |
2 | | Approve Reverse Stock Split | | For | | For |
3 | | Amend Certificate of Incorporation to Eliminate Voting Rights | | For | | Against |
| | of Common Stock that Relates to Outstanding Series of Preferred Stock | | | | |
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| | | |
Fidelity National Information Services Inc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FIS | | 04-Sep-09 | | 31620M106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Issue Shares in Connection with Acquisition | | For | | For |
2 | | Approve Issuance of Shares for a Private Placement | | For | | For |
3 | | Approve Issuance of Shares for a Private Placement | | For | | For |
4 | | Adjourn Meeting | | For | | For |
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Tim Hortons Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: THI | | 22-Sep-09 | | 88706M103 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Change State of Incorporation [from Delaware to Canada] | | For | | For |
| | | | | | |
| | | |
Conagra Foods Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CAG | | 25-Sep-09 | | 205887102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Mogens C. Bay | | For | | For |
1.2 | | Elect Director Stephen G. Butler | | For | | For |
1.3 | | Elect Director Steven F. Goldstone | | For | | For |
1.4 | | Elect Director Joie A. Gregor | | For | | For |
1.5 | | Elect Director Rajive Johri | | For | | For |
1.6 | | Elect Director W.g. Jurgensen | | For | | For |
1.7 | | Elect Director Richard H. Lenny | | For | | For |
1.8 | | Elect Director Ruth Ann Marshall | | For | | For |
1.9 | | Elect Director Gary M. Rodkin | | For | | For |
1.10 | | Elect Director Andrew J. Schindler | | For | | For |
1.11 | | Elect Director Kenneth E. Stinson | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Approve Executive Incentive Bonus Plan | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
Frontline Ltd. (Formerly London & Overseas Freighters) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Sep-09 | | G3682E127 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
2 | | Set Maximum Number of Directors Not Greater than Eight | | For | | For |
3 | | Authorize Board to Fill Vacancies | | For | | For |
4 | | Re-Elect John Fredriksen as Director | | For | | Against |
5 | | Re-Elect Kate Blankenship as Director | | For | | Against |
6 | | Re-Elect Frixos Savvides as Director | | For | | For |
7 | | Re-Elect Kathrine Fredriksen as Director | | For | | Against |
8 | | Approve Stock Option Plan to Eligible Persons | | For | | Against |
9 | | Approve PricewaterhouseCoopers DA of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
10 | | Approve Remuneration of Directors Not Exceeding US$400,000 | | For | | For |
11 | | Transact Other Business (Voting) | | For | | Against |
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| | | |
Ship Finance International Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Sep-09 | | G81075106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
2 | | Fix Number of Directors at 8 | | For | | For |
3 | | Authorize Board to Fill Vacancies | | For | | For |
4 | | Reelect Paul Leand Jr. as Director | | For | | For |
5 | | Reelect Kate Blankenship as Director | | For | | Against |
6 | | Reelect Craig H. Stevenson Jr. as Director | | For | | For |
7 | | Reelect Hans Petter as Director | | For | | For |
8 | | Reelect Cecilie Fredriksen as Director | | For | | Against |
9 | | Approve Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
10 | | Approve Remuneration of Directors | | For | | For |
11 | | Approve Reduction of Share Premium Account | | For | | For |
12 | | Transact Other Business (Voting) | | For | | Against |
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| | | |
International Game Technology | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IGT | | 30-Sep-09 | | 459902102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Stock Option Exchange Program | | For | | For |
| | | | | | |
| | | |
Oracle Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ORCL | | 07-Oct-09 | | 68389X105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Jeffrey S. Berg | | For | | Withhold |
1.2 | | Elect Director H. Raymond Bingham | | For | | For |
1.3 | | Elect Director Michael J. Boskin | | For | | For |
1.4 | | Elect Director Safra A. Catz | | For | | For |
1.5 | | Elect Director Bruce R. Chizen | | For | | For |
1.6 | | Elect Director George H. Conrades | | For | | For |
1.7 | | Elect Director Lawrence J. Ellison | | For | | For |
1.8 | | Elect Director Hector Garcia-Molina | | For | | Withhold |
1.9 | | Elect Director Jeffrey O. Henley | | For | | For |
1.10 | | Elect Director Donald L. Lucas | | For | | For |
1.11 | | Elect Director Charles E. Phillips, Jr. | | For | | For |
1.12 | | Elect Director Naomi O. Seligman | | For | | Withhold |
2 | | Approve Executive Incentive Bonus Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
6 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
| | | |
RPM International Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RPM | | 08-Oct-09 | | 749685103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John P. Abizaid | | For | | Withhold |
1.2 | | Elect Director Bruce A. Carbonari | | For | | Withhold |
1.3 | | Elect Director James A. Karman | | For | | Withhold |
1.4 | | Elect Director Donald K. Miller | | For | | Withhold |
1.5 | | Elect Director Joseph P. Viviano | | For | | Withhold |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Ratify Auditors | | For | | For |
4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | |
| | | |
The Procter & Gamble Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PG | | 13-Oct-09 | | 742718109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Kenneth I. Chenault | | For | | For |
2 | | Elect Director Scott D. Cook | | For | | For |
3 | | Elect Director Rajat K. Gupta | | For | | For |
4 | | Elect Director A.G. Lafley | | For | | For |
5 | | Elect Director Charles R. Lee | | For | | For |
6 | | Elect Director Lynn M. Martin | | For | | For |
7 | | Elect Director Robert A. McDonald | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | For | | For |
10 | | Elect Director Ralph Snyderman | | For | | For |
11 | | Elect Director Mary Agnes Wilderotter | | For | | For |
12 | | Elect Director Patricia A. Woertz | | For | | For |
13 | | Elect Director Ernesto Zedillo | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Amend Code of Regulations | | For | | For |
16 | | Approve Omnibus Stock Plan | | For | | For |
17 | | Provide for Cumulative Voting | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Kimball International, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KBALB | | 20-Oct-09 | | 494274103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Dr. Jack R. Wentworth | | For | | For |
| | | | | | |
| | | |
Briggs & Stratton Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BGG | | 21-Oct-09 | | 109043109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert J. O’Toole | | For | | Withhold |
1.2 | | Elect Director John S. Shiely | | For | | Withhold |
1.3 | | Elect Director Charles I. Story | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
Frontier Communications Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FTR | | 27-Oct-09 | | 35906A108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Increase Authorized Common Stock | | For | | For |
3 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | |
| | | |
LAN Airlines S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 501723100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Set Share Price or Authorize Board to Fix Share Price of the Shares Included in the Compensation Plan Adopted by the AGM on April 5, 2007 | | For | | For |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
| | | |
Noble Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | H5833N103 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | | None | | None |
1.1 | | Director Gordon T. Hall | | For | | For |
1.2 | | Director Jon A. Marshall | | For | | For |
2 | | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | | For | | Against |
| | | | | | |
| | | |
Archer-Daniels-Midland Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADM | | 05-Nov-09 | | 039483102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director George W. Buckley | | For | | For |
1.2 | | Elect Director Mollie Hale Carter | | For | | For |
1.3 | | Elect Director Donald E. Felsinger | | For | | For |
1.4 | | Elect Director Victoria F. Haynes | | For | | For |
1.5 | | Elect Director Antonio Maciel Neto | | For | | For |
1.6 | | Elect Director Patrick J. Moore | | For | | For |
1.7 | | Elect Director Thomas F. O’Neill | | For | | For |
1.8 | | Elect Director Kelvin R. Westbrook | | For | | For |
1.9 | | Elect Director Patricia A. Woertz | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Adopt ILO Based Code of Conduct | | Against | | For |
| | | | | | |
| | | |
Automatic Data Processing, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADP | | 10-Nov-09 | | 053015103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gregory D. Brenneman | | For | | For |
1.2 | | Elect Director Leslie A. Brun | | For | | For |
1.3 | | Elect Director Gary C. Butler | | For | | For |
1.4 | | Elect Director Leon G. Cooperman | | For | | For |
1.5 | | Elect Director Eric C. Fast | | For | | For |
1.6 | | Elect Director Linda R. Gooden | | For | | For |
1.7 | | Elect Director R. Glenn Hubbard | | For | | For |
1.8 | | Elect Director John P. Jones | | For | | For |
1.9 | | Elect Director Charles H. Noski | | For | | For |
1.10 | | Elect Director Sharon T. Rowlands | | For | | For |
1.11 | | Elect Director Gregory L. Summe | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Cisco Systems, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CSCO | | 12-Nov-09 | | 17275R102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Carol A. Bartz | | For | | For |
2 | | Elect Director M. Michele Burns | | For | | For |
3 | | Elect Director Michael D. Capellas | | For | | For |
4 | | Elect Director Larry R. Carter | | For | | For |
5 | | Elect Director John T. Chambers | | For | | For |
6 | | Elect Director Brian L. Halla | | For | | For |
7 | | Elect Director John L. Hennessy | | For | | For |
8 | | Elect Director Richard M. Kovacevich | | For | | For |
9 | | Elect Director Roderick C. McGeary | | For | | For |
10 | | Elect Director Michael K. Powell | | For | | For |
11 | | Elect Director Arun Sarin | | For | | For |
12 | | Elect Director Steven M. West | | For | | For |
13 | | Elect Director Jerry Yang | | For | | For |
14 | | Amend Omnibus Stock Plan | | For | | For |
15 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
19 | | Report on Internet Fragmentation | | Against | | For |
| | | | | | |
| | | |
Microsoft Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MSFT | | 19-Nov-09 | | 594918104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director William H. Gates, III | | For | | For |
2 | | Elect Director Steven A. Ballmer | | For | | For |
3 | | Elect Director Dina Dublon | | For | | For |
4 | | Elect Director Raymond V. Gilmartin | | For | | For |
5 | | Elect Director Reed Hastings | | For | | For |
6 | | Elect Director Maria Klawe | | For | | For |
7 | | Elect Director David F. Marquardt | | For | | For |
8 | | Elect Director Charles H. Noski | | For | | For |
9 | | Elect Director Helmut Panke | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Permit Right to Call Special Meeting | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
13 | | Adopt Principles for Health Care Reform | | Against | | Against |
14 | | Report on Charitable Contributions | | Against | | Against |
| | | | | | |
| | | |
Visa Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: V | | 20-Jan-10 | | 92826C839 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert W. Matschullat | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | For | | For |
1.3 | | Elect Director David J. Pang | | For | | For |
1.4 | | Elect Director William S. Shanahan | | For | | For |
1.5 | | Elect Director John A. Swainson | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Monsanto Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MON | | 26-Jan-10 | | 61166W101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Frank V. AtLee III | | For | | For |
2 | | Elect Director David L. Chicoine | | For | | For |
3 | | Elect Director Arthur H. Harper | | For | | For |
4 | | Elect Director Gwendolyn S. King | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Emerson Electric Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EMR | | 02-Feb-10 | | 291011104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director C. A. H. Boersig | | For | | For |
1.2 | | Elect Director C. Fernandez G. | | For | | For |
1.3 | | Elect Director W. J. Galvin | | For | | For |
1.4 | | Elect Director R. L. Stephenson | | For | | For |
1.5 | | Elect Director V. R. Loucks, Jr. | | For | | For |
1.6 | | Elect Director R. L. Ridgway | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Rockwell Automation, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ROK | | 02-Feb-10 | | 773903109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Barry C. Johnson | | For | | For |
1.2 | | Elect Director William T. McCormick, Jr. | | For | | For |
1.3 | | Elect Director Keith D. Nosbusch | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | |
| | | |
Bank of America Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BAC | | 23-Feb-10 | | 060505104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Increase Authorized Common Stock | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
Deere & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DE | | 24-Feb-10 | | 244199105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Samuel R. Allen | | For | | For |
2 | | Elect Director Aulana L. Peters | | For | | For |
3 | | Elect Director David B. Speer | | For | | For |
4 | | Declassify the Board of Directors | | For | | For |
5 | | Amend Omnibus Stock Plan | | For | | For |
6 | | Amend Executive Incentive Bonus Plan | | For | | For |
7 | | Ratify Auditors | | For | | For |
8 | | Limit Executive Compensation | | Against | | Against |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
10 | | Require Independent Board Chairman | | Against | | For |
| | | | | | |
Apple Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AAPL | | 25-Feb-10 | | 037833100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William V. Campbell | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | For | | For |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
1.4 | | Elect Director Steven P. Jobs | | For | | For |
1.5 | | Elect Director Andrea Jung | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | For | | For |
1.7 | | Elect Director Jerome B. York | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Prepare Sustainability Report | | Against | | Against |
7 | | Establish Other Board Committee | | Against | | Against |
| | | | | | |
| | | |
International Game Technology | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IGT | | 02-Mar-10 | | 459902102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Paget L. Alves | | For | | For |
1.2 | | Elect Director Patti S. Hart | | For | | For |
1.3 | | Elect Director Robert A. Mathewson | | For | | For |
1.4 | | Elect Director Thomas J. Matthews | | For | | For |
1.5 | | Elect Director Robert J. Miller | | For | | For |
1.6 | | Elect Director Frederick B. Rentschler | | For | | For |
1.7 | | Elect Director David E. Roberson | | For | | For |
1.8 | | Elect Director Philip G. Satre | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
QUALCOMM Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: QCOM | | 02-Mar-10 | | 747525103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Barbara T. Alexander | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | For | | For |
1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | For | | For |
1.6 | | Elect Director Irwin Mark Jacobs | | For | | For |
1.7 | | Elect Director Paul E. Jacobs | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | For | | For |
1.9 | | Elect Director Sherry Lansing | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | For | | For |
1.12 | | Elect Director Marc I. Stern | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Hologic, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HOLX | | 03-Mar-10 | | 436440101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John W. Cumming | | For | | For |
1.2 | | Elect Director Robert A. Cascella | | For | | For |
1.3 | | Elect Director Glenn P. Muir | | For | | For |
1.4 | | Elect Director Sally W. Crawford | | For | | Withhold |
1.5 | | Elect Director David R. LaVance Jr. | | For | | Withhold |
1.6 | | Elect Director Nancy L. Leaming | | For | | Withhold |
1.7 | | Elect Director Lawrence M. Levy | | For | | Withhold |
1.8 | | Elect Director Elaine S. Ullian | | For | | Withhold |
1.9 | | Elect Director Wayne Wilson | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Adjourn Meeting | | For | | Against |
| | | | | | |
Whole Foods Market, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WFMI | | 08-Mar-10 | | 966837106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John B. Elstrott | | For | | For |
1.2 | | Elect Director Gabrielle E. Greene | | For | | For |
1.3 | | Elect Director Hass Hassan | | For | | For |
1.4 | | Elect Director Stephanie Kugelman | | For | | For |
1.5 | | Elect Director John P. Mackey | | For | | For |
1.6 | | Elect Director Jonathan A. Seiffer | | For | | Withhold |
1.7 | | Elect Director Morris J. Siegel | | For | | For |
1.8 | | Elect Director Jonathan D. Sokoloff | | For | | Withhold |
1.9 | | Elect Director Ralph Z. Sorenson | | For | | For |
1.10 | | Elect Director W.A. (Kip) Tindell, III | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | Against | | For |
4 | | Amend Articles/Bylaws/Charter — Removal of Directors | | Against | | For |
5 | | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | | Against | | For |
6 | | Adopt and Disclose Succession Planning Policy | | Against | | For |
| | | | | | |
| | | |
Analog Devices, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADI | | 09-Mar-10 | | 032654105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Ray Stata | | For | | For |
1.2 | | Elect Director Jerald G. Fishman | | For | | For |
1.3 | | Elect Director James A. Champy | | For | | For |
1.4 | | Elect Director John L. Doyle | | For | | For |
1.5 | | Elect Director John C. Hodgson | | For | | For |
1.6 | | Elect Director Yves-Andre Istel | | For | | For |
1.7 | | Elect Director Neil Novich | | For | | For |
1.8 | | Elect Director F. Grant Saviers | | For | | For |
1.9 | | Elect Director Paul J. Severino | | For | | For |
1.10 | | Elect Director Kenton J. Sicchitano | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Applied Materials, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AMAT | | 09-Mar-10 | | 038222105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Michael R. Splinter | | For | | For |
1.2 | | Elect Director Aart J. de Geus | | For | | For |
1.3 | | Elect Director Stephen R. Forrest | | For | | For |
1.4 | | Elect Director Thomas J. Iannotti | | For | | For |
1.5 | | Elect Director Susan M. James | | For | | For |
1.6 | | Elect Director Alexander A. Karsner | | For | | For |
1.7 | | Elect Director Gerhard H. Parker | | For | | For |
1.8 | | Elect Director Dennis D. Powell | | For | | For |
1.9 | | Elect Director Willem P. Roelandts | | For | | For |
1.10 | | Elect Director James E. Rogers | | For | | Withhold |
1.11 | | Elect Director Robert H. Swan | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
The Black & Decker Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BDK | | 12-Mar-10 | | 091797100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
The Stanley Works | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SWK | | 12-Mar-10 | | 854616109 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Issue Shares in Connection with Acquisition | | For | | For |
2 | | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
Baker Hughes Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BHI | | 31-Mar-10 | | 057224107 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Issue of Shares in Connection with Acquisition | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
KB Home | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KBH | | 01-Apr-10 | | 48666K109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Stephen F. Bollenbach | | For | | For |
2 | | Elect Director Timothy W. Finchem | | For | | For |
3 | | Elect Director Kenneth M. Jastrow, II | | For | | For |
4 | | Elect Director Robert L. Johnson | | For | | For |
5 | | Elect Director Melissa Lora | | For | | For |
6 | | Elect Director Michael G. McCaffery | | For | | For |
7 | | Elect Director Jeffrey T. Mezger | | For | | For |
8 | | Elect Director Leslie Moonves | | For | | For |
9 | | Elect Director Luis G. Nogales | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Approve Omnibus Stock Plan | | For | | For |
12 | | Pay For Superior Performance | | Against | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
14 | | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | | Against | | For |
| | | | | | |
| | | |
Schlumberger Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SLB | | 07-Apr-10 | | 806857108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect P. Camus as Director | | For | | For |
1.2 | | Elect P. Currie as Director | | For | | For |
1.3 | | Elect J.S. Gorelick as Director | | For | | For |
1.4 | | Elect A. Gould as Director | | For | | For |
1.5 | | Elect T. Isaac as Director | | For | | For |
1.6 | | Elect K.V. Kamath as Director | | For | | For |
1.7 | | Elect N. Kudryavtsev as Director | | For | | For |
1.8 | | Elect A. Lajous as Director | | For | | For |
1.9 | | Elect M.E. Marks as Director | | For | | For |
1.10 | | Elect L.R. Reif as Director | | For | | For |
1.11 | | Elect T.I. Sandvold as Director | | For | | For |
1.12 | | Elect H. Seydoux as Director | | For | | For |
2 | | Adopt and Approve Financials and Dividends | | For | | For |
3 | | Approve 2010 Omnibus Stock Incentive Plan | | For | | For |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | |
Waddell & Reed Financial, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WDR | | 07-Apr-10 | | 930059100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Henry J. Herrmann | | For | | Withhold |
1.2 | | Elect Director James M. Raines | | For | | Withhold |
1.3 | | Elect Director William L. Rogers | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Lennar Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LEN | | 14-Apr-10 | | 526057104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Director Irving Bolotin | | For | | Withhold |
1.2 | | Director Steven L. Gerard | | For | | Withhold |
1.3 | | Director Sherrill W. Hudson | | For | | Withhold |
1.4 | | Director R. Kirk Landon | | For | | Withhold |
1.5 | | Director Sidney Lapidus | | For | | For |
1.6 | | Director Stuart A. Miller | | For | | For |
1.7 | | Director Donna E. Shalala | | For | | For |
1.8 | | Director Jeffrey Sonnenfeld | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | |
| | | |
United Technologies Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UTX | | 14-Apr-10 | | 913017109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Louis R. Chenevert | | For | | For |
1.2 | | Elect Director John V. Faraci | | For | | For |
1.3 | | Elect Director Jean-Pierre Garnier, Ph.D. | | For | | For |
1.4 | | Elect Director Jamie S. Gorelick | | For | | For |
1.5 | | Elect Director Carlos M. Gutierrez | | For | | For |
1.6 | | Elect Director Edward A. Kangas | | For | | For |
1.7 | | Elect Director Charles R. Lee | | For | | For |
1.8 | | Elect Director Richard D. McCormick | | For | | For |
1.9 | | Elect Director Harold McGraw, III | | For | | For |
1.10 | | Elect Director Richard B. Myers | | For | | For |
1.11 | | Elect Director H. Patrick Swygert | | For | | For |
1.12 | | Elect Director Andre Villeneuve | | For | | For |
1.13 | | Elect Director Christine Todd Whitman | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Hospitality Properties Trust | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HPT | | 15-Apr-10 | | 44106M102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Trustee William A. Lamkin | | For | | Against |
2 | | Adopt Majority Voting for Uncontested Election of Trustees | | For | | Against |
3 | | Amend the Declaration of Trust | | For | | Against |
4 | | Ratify Auditors | | For | | For |
5 | | Declassify the Board of Trustees | | Against | | For |
6 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
PPG Industries, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PPG | | 15-Apr-10 | | 693506107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director James G. Berges | | For | | For |
1.2 | | Elect Director Victoria F. Haynes | | For | | For |
1.3 | | Elect Director Martin H. Richenhagen | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Community Environmental Impact Disclosure Process | | Against | | Against |
| | | | | | |
| | | |
Texas Instruments Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TXN | | 15-Apr-10 | | 882508104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director R.W. Babb, Jr. | | For | | For |
2 | | Elect Director D.L. Boren | | For | | For |
3 | | Elect Director D.A. Carp | | For | | For |
4 | | Elect Director C.S. Cox | | For | | For |
5 | | Elect Director D.R. Goode | | For | | For |
6 | | Elect Director S.P. MacMillan | | For | | For |
7 | | Elect Director P.H. Patsley | | For | | For |
8 | | Elect Director W.R. Sanders | | For | | For |
9 | | Elect Director R.J. Simmons | | For | | For |
10 | | Elect Director R.K. Templeton | | For | | For |
11 | | Elect Director C.T. Whitman | | For | | For |
12 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Weyerhaeuser Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WY | | 15-Apr-10 | | 962166104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard H. Sinkfield | | For | | For |
1.2 | | Elect Director D. Michael Steuert | | For | | For |
1.3 | | Elect Director Kim Williams | | For | | For |
2 | | Amend Articles/Bylaws/Charter-Non-Routine | | For | | For |
3 | | Approve Dividends | | For | | For |
4 | | Increase Authorized Common Stock | | For | | For |
5 | | Approve Securities Transfer Restrictions | | For | | For |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
7 | | Report on Incorporating FSC-certified Products into Company’s North American Strategy | | Against | | For |
8 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Adobe Systems Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADBE | | 16-Apr-10 | | 00724F101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Edward W. Barnholt | | For | | For |
2 | | Elect Director Michael R. Cannon | | For | | For |
3 | | Elect Director James E. Daley | | For | | For |
4 | | Elect Director Charles M. Geschke | | For | | For |
5 | | Elect Director Shantanu Narayen | | For | | For |
6 | | Amend Omnibus Stock Plan | | For | | For |
7 | | Ratify Auditors | | For | | For |
| | | | | | |
Eli Lilly and Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LLY | | 19-Apr-10 | | 532457108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director R. Alvarez | | For | | For |
2 | | Elect Director W. Bischoff | | For | | For |
3 | | Elect Director R.D. Hoover | | For | | Against |
4 | | Elect Director F.G. Prendergast | | For | | For |
5 | | Elect Director K.P. Seifert | | For | | For |
6 | | Ratify Auditors | | For | | For |
7 | | Declassify the Board of Directors | | For | | For |
8 | | Reduce Supermajority Vote Requirement | | For | | For |
9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
10 | | Prohibit CEOs from Serving on Compensation Committee | | Against | | Against |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
12 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
| | | |
Genuine Parts Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GPC | | 19-Apr-10 | | 372460105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Mary B. Bullock, Ph.D. | | For | | For |
1.2 | | Elect Director Jean Douville | | For | | For |
1.3 | | Elect Director Thomas C. Gallagher | | For | | For |
1.4 | | Elect Director George C. ‘Jack’ Guynn | | For | | For |
1.5 | | Elect Director John D. Johns | | For | | For |
1.6 | | Elect Director Michael M.E. Johns, M.D. | | For | | For |
1.7 | | Elect Director J. Hicks Lanier | | For | | For |
1.8 | | Elect Director Wendy B. Needham | | For | | For |
1.9 | | Elect Director Jerry W. Nix | | For | | For |
1.10 | | Elect Director Larry L. Prince | | For | | For |
1.11 | | Elect Director Gary W. Rollins | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Citigroup Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: C | | 20-Apr-10 | | 172967101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Alain J.P. Belda | | For | | For |
2 | | Elect Director Timothy C. Collins | | For | | For |
3 | | Elect Director Jerry A. Grundhofer | | For | | For |
4 | | Elect Director Robert L. Joss | | For | | For |
5 | | Elect Director Andrew N. Liveris | | For | | For |
6 | | Elect Director Michael E. O’Neill | | For | | For |
7 | | Elect Director Vikram S. Pandit | | For | | For |
8 | | Elect Director Richard D. Parsons | | For | | For |
9 | | Elect Director Lawrence R. Ricciardi | | For | | For |
10 | | Elect Director Judith Rodin | | For | | For |
11 | | Elect Director Robert L. Ryan | | For | | For |
12 | | Elect Director Anthony M. Santomero | | For | | For |
13 | | Elect Director Diana L. Taylor | | For | | For |
14 | | Elect Director William S. Thompson, Jr. | | For | | For |
15 | | Elect Director Ernesto Zedillo | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Amend Omnibus Stock Plan | | For | | For |
18 | | Amend Omnibus Stock Plan | | For | | For |
19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
20 | | Amend NOL Rights Plan (NOL Pill) | | For | | For |
21 | | Approve Reverse Stock Split | | For | | For |
22 | | Affirm Political Non-Partisanship | | Against | | Against |
23 | | Report on Political Contributions | | Against | | For |
24 | | Report on Collateral in Derivatives Trading | | Against | | For |
25 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
26 | | Stock Retention/Holding Period | | Against | | For |
27 | | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | | Against | | For |
| | | | | | |
First Horizon National Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FHN | | 20-Apr-10 | | 320517105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert B. Carter | | For | | For |
1.2 | | Elect Director Mark A. Emkes | | For | | For |
1.3 | | Elect Director D. Bryan Jordan | | For | | For |
1.4 | | Elect Director R. Brad Martin | | For | | For |
1.5 | | Elect Director Vicki R. Palmer | | For | | For |
1.6 | | Elect Director Michael D. Rose | | For | | For |
1.7 | | Elect Director William B. Sansom | | For | | For |
1.8 | | Elect Director Luke Yancy III | | For | | For |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
5 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Goodrich Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GR | | 20-Apr-10 | | 382388106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Carolyn Corvi | | For | | For |
1.2 | | Elect Director Diane C. Creel | | For | | For |
1.3 | | Elect Director George A. Davidson, Jr. | | For | | For |
1.4 | | Elect Director Harris E. Deloach, Jr. | | For | | For |
1.5 | | Elect Director James W. Griffith | | For | | For |
1.6 | | Elect Director William R. Holland | | For | | For |
1.7 | | Elect Director John P. Jumper | | For | | For |
1.8 | | Elect Director Marshall O. Larsen | | For | | For |
1.9 | | Elect Director Lloyd W. Newton | | For | | For |
1.10 | | Elect Director Douglas E. Olesen | | For | | For |
1.11 | | Elect Director Alfred M. Rankin, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve/Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
| | | |
Humana Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HUM | | 20-Apr-10 | | 444859102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director David A. Jones, Jr. | | For | | For |
2 | | Elect Director Frank A. D’Amelio | | For | | For |
3 | | Elect Director W. Roy Dunbar | | For | | For |
4 | | Elect Director Kurt J. Hilzinger | | For | | For |
5 | | Elect Director Michael B. McCallister | | For | | For |
6 | | Elect Director William J. McDonald | | For | | For |
7 | | Elect Director William E. Mitchell | | For | | For |
8 | | Elect Director David B. Nash | | For | | For |
9 | | Elect Director James J. O’Brien | | For | | For |
10 | | Elect Director Marissa T. Peterson | | For | | For |
11 | | Elect Director W. Ann Reynolds | | For | | For |
12 | | Ratify Auditors | | For | | For |
| | | | | | |
MEMC Electronic Materials, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WFR | | 20-Apr-10 | | 552715104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Emmanuel T. Hernandez | | For | | For |
2 | | Elect Director John Marren | | For | | For |
3 | | Elect Director William E. Stevens | | For | | For |
4 | | Elect Director James B. Williams | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Approve Omnibus Stock Plan | | For | | For |
7 | | Other Business | | For | | Against |
| | | | | | |
| | | |
U.S. Bancorp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: USB | | 20-Apr-10 | | 902973304 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Douglas M. Baker, Jr. | | For | | For |
2 | | Elect Director Y. Marc Belton | | For | | For |
3 | | Elect Director Victoria Buyniski Gluckman | | For | | For |
4 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
5 | | Elect Director Richard K. Davis | | For | | For |
6 | | Elect Director Joel W. Johnson | | For | | For |
7 | | Elect Director Olivia F. Kirtley | | For | | For |
8 | | Elect Director Jerry W. Levin | | For | | For |
9 | | Elect Director David B. O’Maley | | For | | For |
10 | | Elect Director O’dell M. Owens, M.D., M.P.H. | | For | | For |
11 | | Elect Director Richard G. Reiten | | For | | For |
12 | | Elect Director Craig D. Schnuck | | For | | For |
13 | | Elect Director Patrick T. Stokes | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Amend Omnibus Stock Plan | | For | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
| | | |
Whirlpool Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WHR | | 20-Apr-10 | | 963320106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Michael F. Johnston | | For | | For |
1.2 | | Elect Director William T. Kerr | | For | | For |
1.3 | | Elect Director William D. Perez | | For | | For |
1.4 | | Elect Director Janice D. Stoney | | For | | For |
1.5 | | Elect Director Michael D. White | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
FirstMerit Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FMER | | 21-Apr-10 | | 337915102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Steven H. Baer | | For | | For |
1.2 | | Elect Director Karen S. Belden | | For | | For |
1.3 | | Elect Director R. Cary Blair | | For | | For |
1.4 | | Elect Director John C. Blickle | | For | | For |
1.5 | | Elect Director Robert W. Briggs | | For | | For |
1.6 | | Elect Director Richard Colella | | For | | For |
1.7 | | Elect Director Gina D. France | | For | | For |
1.8 | | Elect Director Paul G. Greig | | For | | For |
1.9 | | Elect Director Terry L. Haines | | For | | For |
1.10 | | Elect Director J. Michael Hochschwender | | For | | For |
1.11 | | Elect Director Clifford J. Isroff | | For | | For |
1.12 | | Elect Director Philip A. Lloyd II | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Articles of Incorporation Concerning Preferred Stock | | For | | For |
4 | | Establish Range For Board Size | | For | | For |
5 | | Reduce Supermajority Vote Requirement Relating to Business Combinations | | For | | For |
6 | | Reduce Supermajority Vote Requirement Relating to Amendments | | For | | For |
7 | | Eliminate Provision Stating Directors May Only Be Removed for Cause | | For | | For |
| | | | | | |
The Coca-Cola Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KO | | 21-Apr-10 | | 191216100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Herbert A. Allen | | For | | For |
2 | | Elect Director Ronald W. Allen | | For | | For |
3 | | Elect Director Cathleen P. Black | | For | | For |
4 | | Elect Director Barry Diller | | For | | Against |
5 | | Elect Director Alexis M. Herman | | For | | For |
6 | | Elect Director Muhtar Kent | | For | | For |
7 | | Elect Director Donald R. Keough | | For | | For |
8 | | Elect Director Maria Elena Lagomasino | | For | | For |
9 | | Elect Director Donald F. McHenry | | For | | For |
10 | | Elect Director Sam Nunn | | For | | For |
11 | | Elect Director James D. Robinson III | | For | | For |
12 | | Elect Director Peter V. Ueberroth | | For | | For |
13 | | Elect Director Jacob Wallenberg | | For | | For |
14 | | Elect Director James B. Williams | | For | | For |
15 | | Ratify Auditors | | For | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
17 | | Require Independent Board Chairman | | Against | | For |
18 | | Performance-Based Equity Awards | | Against | | Against |
19 | | Publish Report on Chemical Bisphenol A (BPA) | | Against | | For |
| | | | | | |
| | | |
Avery Dennison Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AVY | | 22-Apr-10 | | 053611109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Rolf Borjesson | | For | | For |
2 | | Elect Director Peter W. Mullin | | For | | For |
3 | | Elect Director Patrick T. Siewert | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Reduce Supermajority Vote Requirement | | For | | For |
6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Baker Hughes Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BHI | | 22-Apr-10 | | 057224107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Larry D. Brady | | For | | For |
1.2 | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
1.3 | | Elect Director Chad C. Deaton | | For | | For |
1.4 | | Elect Director Edward P. Djerejian | | For | | For |
1.5 | | Elect Director Anthony G. Fernandes | | For | | For |
1.6 | | Elect Director Claire W. Gargalli | | For | | For |
1.7 | | Elect Director Pierre H. Jungels | | For | | For |
1.8 | | Elect Director James A. Lash | | For | | For |
1.9 | | Elect Director J. Larry Nichols | | For | | For |
1.10 | | Elect Director H. John Riley, Jr. | | For | | For |
1.11 | | Elect Director Charles L. Watson | | For | | For |
1.12 | | Elect Director J. W. Stewart | | For | | For |
1.13 | | Elect Director James L. Payne | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Provide Right to Call Special Meeting | | For | | For |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | |
CenterPoint Energy, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CNP | | 22-Apr-10 | | 15189T107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Donald R. Campbell | | For | | For |
2 | | Elect Director Milton Carroll | | For | | For |
3 | | Elect Director Derrill Cody | | For | | For |
4 | | Elect Director Michael P. Johnson | | For | | For |
5 | | Elect Director David M. McClanahan | | For | | For |
6 | | Elect Director Robert T. O Connell | | For | | For |
7 | | Elect Director Susan O. Rheney | | For | | For |
8 | | Elect Director R.A. Walker | | For | | For |
9 | | Elect Director Peter S. Wareing | | For | | For |
10 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Huntington Bancshares Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HBAN | | 22-Apr-10 | | 446150104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director David P. Lauer | | For | | For |
1.2 | | Elect Director Gerard P. Mastroianni | | For | | For |
1.3 | | Elect Director Richard W. Neu | | For | | For |
1.4 | | Elect Director Kathleen H. Ransier | | For | | For |
1.5 | | Elect Director William R. Robertson | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Increase Authorized Common Stock | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
| | | |
Johnson & Johnson | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: JNJ | | 22-Apr-10 | | 478160104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Mary Sue Coleman | | For | | For |
2 | | Elect Director James G. Culien | | For | | For |
3 | | Elect Director Michael M. E. Johns | | For | | For |
4 | | Elect Director Susan L. Lindquist | | For | | For |
5 | | Elect Director Anne M. Mulcahy | | For | | For |
6 | | Elect Director Lea F. Mullin | | For | | For |
7 | | Elect Director William D. Perez | | For | | For |
8 | | Elect Director Charles Prince | | For | | For |
9 | | Elect Director David Satcher | | For | | For |
10 | | Elect Director William C. Welcon | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
Nicor Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GAS | | 22-Apr-10 | | 654086107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Director Robert M. Beavers, Jr. | | For | | For |
1.2 | | Director Bruce P. Bickner | | For | | For |
1.3 | | Director John H. Birdsall, III | | For | | For |
1.4 | | Director Norman R. Bobins | | For | | For |
1.5 | | Director Brenda J. Gaines | | For | | For |
1.6 | | Director Raymond A. Jean | | For | | For |
1.7 | | Director Dennis J. Keller | | For | | For |
1.8 | | Director R. Eden Martin | | For | | For |
1.9 | | Director Georgia R. Nelson | | For | | For |
1.10 | | Director Armando J. Olivera | | For | | For |
1.11 | | Director John Rau | | For | | For |
1.12 | | Director John C. Staley | | For | | For |
1.13 | | Director Russ M. Strobel | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Olin Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: OLN | | 22-Apr-10 | | 680665205 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director C. Robert Bunch | | For | | For |
1.2 | | Elect Director RandallL W. Larrimore | | For | | For |
1.3 | | Elect Director John M. B. O’Connor | | For | | For |
2 | | Amend Non-Employee Director Stock Option Plan | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Pfizer Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PFE | | 22-Apr-10 | | 717081103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Dennis A. Ausiello | | For | | For |
2 | | Elect Director Michael S. Brown | | For | | For |
3 | | Elect Director M. Anthony Burns | | For | | For |
4 | | Elect Director Robert N. Burt | | For | | For |
5 | | Elect Director W. Don Cornwell | | For | | For |
6 | | Elect Director Frances D. Fergusson | | For | | For |
7 | | Elect Director William H. Gray III | | For | | For |
8 | | Elect Director Constance J. Horner | | For | | For |
9 | | Elect Director James M. Kilts | | For | | For |
10 | | Elect Director Jeffrey B. Kindler | | For | | For |
11 | | Elect Director George A. Lorch | | For | | For |
12 | | Elect Director John P. Mascotte | | For | | For |
13 | | Elect Director Suzanne Nora Johnson | | For | | For |
14 | | Elect Director Stephen W. Sanger | | For | | For |
15 | | Elect Director William C. Steere, Jr. | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
18 | | Provide Right to Call Special Meeting | | For | | For |
19 | | Prohibit Executive Stock-Based Awards | | Against | | Against |
| | | | | | |
| | | |
Snap-on Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SNA | | 22-Apr-10 | | 833034101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John F. Fiedler | | For | | For |
2 | | Elect Director James P. Holden | | For | | For |
3 | | Elect Director W. Dudley Lehman | | For | | For |
4 | | Elect Director Edward H. Rensi | | For | | For |
5 | | Ratify Auditors | | For | | For |
| | | | | | |
Abbott Laboratories | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ABT | | 23-Apr-10 | | 002824100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director R.J. Alpern | | For | | For |
1.2 | | Elect Director R.S. Austin | | For | | For |
1.3 | | Elect Director W.M. Daley | | For | | Withhold |
1.4 | | Elect Director W.J. Farrell | | For | | Withhold |
1.5 | | Elect Director H.L. Fuller | | For | | Withhold |
1.6 | | Elect Director W.A. Osborn | | For | | Withhold |
1.7 | | Elect Director D.A.L. Owen | | For | | For |
1.8 | | Elect Director R.S. Roberts | | For | | For |
1.9 | | Elect Director S.C. Scott, III | | For | | For |
1.10 | | Elect Director W.D. Smithburg | | For | | Withhold |
1.11 | | Elect Director G.F. Tilton | | For | | For |
1.12 | | Elect Director M.D. White | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
American Express Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AXP | | 26-Apr-10 | | 025816109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Daniel F. Akerson | | For | | For |
1.2 | | Elect Director Charlene Barshefsky | | For | | For |
1.3 | | Elect Director Ursula M. Burns | | For | | For |
1.4 | | Elect Director Kenneth I. Chenault | | For | | For |
1.5 | | Elect Director Peter Chernin | | For | | For |
1.6 | | Elect Director Jan Leschly | | For | | For |
1.7 | | Elect Director Richard C. Levin | | For | | For |
1.8 | | Elect Director Richard A. McGinn | | For | | For |
1.9 | | Elect Director Edward .D. Miller | | For | | For |
1.10 | | Elect Director Steven S. Reinemund | | For | | For |
1.11 | | Elect Director Robert D. Walter | | For | | For |
1.12 | | Elect Director Ronald A. Williams | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
4 | | Provide for Cumulative Voting | | Against | | For |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
6 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
| | | |
Honeywell International Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HON | | 26-Apr-10 | | 438516106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gordon M. Bethune | | For | | For |
2 | | Elect Director Kevin Burke | | For | | For |
3 | | Elect Director Jaime Chico Pardo | | For | | For |
4 | | Elect Director David M. Cote | | For | | For |
5 | | Elect Director D. Scott Davis | | For | | For |
6 | | Elect Director Linnet F. Deily | | For | | For |
7 | | Elect Director Clive R. Hollick | | For | | For |
8 | | Elect Director George Paz | | For | | For |
9 | | Elect Director Bradley T. Sheares | | For | | For |
10 | | Elect Director Michael W. Wright | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Provide Right to Call Special Meeting | | For | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
14 | | Provide Right to Act by Written Consent | | Against | | For |
15 | | Require Independent Board Chairman | | Against | | For |
16 | | Review and Amend Code of Conduct to Include Human Rights | | Against | | Against |
| | | | | | |
The Boeing Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BA | | 26-Apr-10 | | 097023105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John H. Biggs | | For | | For |
2 | | Elect Director John E. Bryson | | For | | For |
3 | | Elect Director David L. Calhoun | | For | | For |
4 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
5 | | Elect Director Linda Z. Cook | | For | | For |
6 | | Elect Director William M. Daley | | For | | For |
7 | | Elect Director Kenneth M. Duberstein | | For | | For |
8 | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For |
9 | | Elect Director John F. McDonnell | | For | | For |
10 | | Elect Director W. James McNerney, Jr. | | For | | For |
11 | | Elect Director Susan C. Schwab | | For | | For |
12 | | Elect Director Mike S. Zafirovski | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Adopt Ethical Criteria for Military Contracts | | Against | | Against |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
17 | | Require Independent Board Chairman | | Against | | For |
18 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
Ameren Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AEE | | 27-Apr-10 | | 023608102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephen F. Brauer | | For | | For |
1.2 | | Elect Director Ellen M. Fitzsimmons | | For | | For |
1.3 | | Elect Director Walter J. Galvin | | For | | For |
1.4 | | Elect Director Gayle P. W. Jackson | | For | | For |
1.5 | | Elect Director James C. Johnson | | For | | For |
1.6 | | Elect Director Steven H. Lipstein | | For | | For |
1.7 | | Elect Director Charles W. Mueller | | For | | For |
1.8 | | Elect Director Harvey Saligman | | For | | For |
1.9 | | Elect Director Patrick T. Stokes | | For | | For |
1.10 | | Elect Director Thomas R. Voss | | For | | For |
1.11 | | Elect Director Stephen R. Wilson | | For | | For |
1.12 | | Elect Director Jack D. Woodard | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Extending the Operating License at the Callaway Nuclear Power Facility | | Against | | Against |
| | | | | | |
| | | |
Comerica Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CMA | | 27-Apr-10 | | 200340107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Ralph W. Babb, Jr. | | For | | For |
2 | | Elect Director James F. Cordes | | For | | For |
3 | | Elect Director Jacqueline P. Kane | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
6 | | Amend Omnibus Stock Plan | | For | | Against |
7 | | Declassify the Board of Directors | | For | | For |
8 | | Eliminate Supermajority Vote Requirement | | Against | | For |
9 | | Claw-back of Payments under Restatements | | Against | | For |
10 | | Pay For Superior Performance | | Against | | For |
| | | | | | |
Cooper Industries plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CBE | | 27-Apr-10 | | G24140108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1a | | Reelect Stephen G. Butler as Director | | For | | For |
1b | | Reelect Dan F. Smith as Director | | For | | For |
1c | | Reelect Gerald B. Smith as Director | | For | | For |
1d | | Reelect Mark S. Thompson as Director | | For | | For |
2 | | Accept Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | | For | | For |
4 | | Authorize Share Repurchase of any Subsidiary of the Company | | For | | For |
5 | | Authorise Reissuance of Repurchased Shares | | For | | For |
| | | | | | |
| | | |
International Business Machines Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IBM | | 27-Apr-10 | | 459200101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director A. J. P. Belda | | For | | For |
2 | | Elect Director C. Black | | For | | For |
3 | | Elect Director W. R. Brody | | For | | For |
4 | | Elect Director K. I. Chenault | | For | | For |
5 | | Elect Director M. L. Eskew | | For | | For |
6 | | Elect Director S. A. Jackson | | For | | For |
7 | | Elect Director A. N. Liveris | | For | | For |
8 | | Elect Director W. J. McNerney, Jr. | | For | | For |
9 | | Elect Director T. Nishimuro | | For | | For |
10 | | Elect Director J. W. Owens | | For | | For |
11 | | Elect Director S. J. Palmisano | | For | | For |
12 | | Elect Director J. E. Spero | | For | | For |
13 | | Elect Director S. Taurel | | For | | For |
14 | | Elect Director L. H. Zambrano | | For | | For |
15 | | Ratify Auditors | | For | | For |
16 | | Adopt Policy on Bonus Banking | | Against | | For |
17 | | Provide for Cumulative Voting | | Against | | For |
18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
The New York Times Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NYT | | 27-Apr-10 | | 650111107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Raul E. Cesan | | For | | For |
1.2 | | Elect Director Robert E. Denham | | For | | For |
1.3 | | Elect Director James A. Kohlberg | | For | | For |
1.4 | | Elect Director Dawn G. Lepore | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
United States Steel Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: X | | 27-Apr-10 | | 912909108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John G. Drosdick | | For | | For |
1.2 | | Elect Director Charles R. Lee | | For | | For |
1.3 | | Elect Director Jeffrey M. Lipton | | For | | For |
1.4 | | Elect Director Dan O. Dinges | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Approve/Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
VF Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: VFC | | 27-Apr-10 | | 918204108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard T. Carucci | | For | | For |
1.2 | | Elect Director Juliana L. Chugg | | For | | For |
1.3 | | Elect Director George Fellows | | For | | For |
1.4 | | Elect Director Clarence Otis, Jr. | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Wells Fargo & Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WFC | | 27-Apr-10 | | 949746101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Election Director John D. Baker II | | For | | For |
2 | | Election Director John S. Chen | | For | | For |
3 | | Election Director Lloyd H. Dean | | For | | For |
4 | | Election Director Susan E. Engel | | For | | For |
5 | | Election Director Enrique Hernandez, Jr. | | For | | For |
6 | | Election Director Donald M. James | | For | | For |
7 | | Election Director Richard D. McCormick | | For | | For |
8 | | Election Director Mackey J. McDonald | | For | | For |
9 | | Election Director Cynthia H. Milligan | | For | | For |
10 | | Elect Director Nicholas G. Moore | | For | | For |
11 | | Elect Director Philip J. Quigley | | For | | Against |
12 | | Elect Director Judith M. Runstad | | For | | For |
13 | | Elect Director Stephen W. Sanger | | For | | For |
14 | | Elect Director Robert K. Steel | | For | | For |
15 | | Elect Director John G. Stumpf | | For | | For |
16 | | Elect Director an G. Swenson | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
18 | | Increase Authorized Common Stock | | For | | For |
19 | | Ratify Auditors | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
21 | | Require Independent Board Chairman | | Against | | For |
22 | | Report on Charitable Contributions | | Against | | Against |
23 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
Bank of America Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BAC | | 28-Apr-10 | | 060505104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Susan S. Bies | | For | | For |
2 | | Elect Director William P. Boardman | | For | | For |
3 | | Elect Director Frank P. Bramble, Sr. | | For | | For |
4 | | Elect Director Virgis W. Colbert | | For | | For |
5 | | Elect Director Charles K. Gifford | | For | | For |
6 | | Elect Director Charles O. Holliday, Jr. | | For | | For |
7 | | Elect Director D. Paul Jones, Jr. | | For | | For |
8 | | Elect Director Monica C. Lozano | | For | | For |
9 | | Elect Director Thomas J. May | | For | | For |
10 | | Elect Director Brian T. Moynihan | | For | | For |
11 | | Elect Director Donald E. Powell | | For | | For |
12 | | Elect Director Charles O. Rossotti | | For | | For |
13 | | Elect Director Robert W. Scully | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Increase Authorized Common Stock | | For | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
17 | | Amend Omnibus Stock Plan | | For | | For |
18 | | Report on Government Service of Employees | | Against | | Against |
19 | | TARP Related Compensation | | Against | | For |
20 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
21 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
22 | | Adopt Policy on Succession Planning | | Against | | For |
23 | | Report on Collateral in Derivatives Trading | | Against | | For |
24 | | Claw-back of Payments under Restatements | | Against | | For |
| | | | | | |
Deluxe Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DLX | | 28-Apr-10 | | 248019101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Ronald C. Baldwin | | For | | For |
1.2 | | Elect Director Charles A. Haggerty | | For | | For |
1.3 | | Elect Director Isaiah Harris, Jr. | | For | | For |
1.4 | | Elect Director Don J. McGrath | | For | | For |
1.5 | | Elect Director Cheryl E. Mayberry McKissack | | For | | For |
1.6 | | Elect Director Neil J. Metviner | | For | | For |
1.7 | | Elect Director Stephen P. Nachtsheim | | For | | For |
1.8 | | Elect Director Mary Ann O’Dwyer | | For | | For |
1.9 | | Elect Director Martyn R. Redgrave | | For | | For |
1.10 | | Elect Director Lee J. Schram | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
E. I. du Pont de Nemours and Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DD | | 28-Apr-10 | | 263534109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Samuel W. Bodman | | For | | For |
2 | | Elect Director Richard H. Brown | | For | | For |
3 | | Elect Director Robert A. Brown | | For | | For |
4 | | Elect Director Bertrand P. Collomb | | For | | For |
5 | | Elect Director Curtis J. Crawford | | For | | For |
6 | | Elect Director Alexander M. Cutler | | For | | For |
7 | | Elect Director John T. Dillon | | For | | For |
8 | | Elect Director Eleuthere I. Du Pont | | For | | For |
9 | | Elect Director Marillyn A. Hewson | | For | | For |
10 | | Elect Director Lois D. Juliber | | For | | For |
11 | | Elect Director Ellen J. Kullman | | For | | For |
12 | | Elect Director William K. Reilly | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
15 | | Amend Human Rights Policy to Address Seed Saving | | Against | | Against |
| | | | | | |
| | | |
EOG Resources, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EOG | | 28-Apr-10 | | 26875P101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director George A. Alcorn | | For | | For |
2 | | Elect Director Charles R. Crisp | | For | | For |
3 | | Elect Director James C. Day | | For | | For |
4 | | Elect Director Mark G. Papa | | For | | For |
5 | | Elect Director H. Leighton Steward | | For | | For |
6 | | Elect Director Donald F. Textor | | For | | For |
7 | | Elect Director Frank G. Wisner | | For | | For |
8 | | Ratify Auditors | | For | | For |
9 | | Amend Omnibus Stock Plan | | For | | For |
10 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
11 | | Amend Executive Incentive Bonus Plan | | For | | For |
12 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
13 | | Stock Retention/Holding Period | | Against | | For |
14 | | Double Trigger on Equity Plans | | Against | | For |
| | | | | | |
General Electric Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GE | | 28-Apr-10 | | 369604103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director W. Geoffrey Beattie | | For | | For |
2 | | Elect Director James I. Cash, Jr. | | For | | For |
3 | | Elect Director William M. Castell | | For | | For |
4 | | Elect Director Ann M. Fudge | | For | | For |
5 | | Elect Director Susan Hockfield | | For | | For |
6 | | Elect Director Jeffrey R. Immelt | | For | | For |
7 | | Elect Director Andrea Jung | | For | | For |
8 | | Elect Director Alan G. (A.G.) Lafley | | For | | For |
9 | | Elect Director Robert W. Lane | | For | | For |
10 | | Elect Director Ralph S. Larsen | | For | | For |
11 | | Elect Director Rochelle B. Lazarus | | For | | For |
12 | | Elect Director James J. Mulva | | For | | For |
13 | | Elect Director Sam Nunn | | For | | For |
14 | | Elect Director Roger S. Penske | | For | | For |
15 | | Elect Director Robert J. Swieringa | | For | | For |
16 | | Elect Director Douglas A. Warner III | | For | | For |
17 | | Ratify Auditors | | For | | For |
18 | | Provide for Cumulative Voting | | Against | | For |
19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
20 | | Require Independent Board Chairman | | Against | | For |
21 | | Report on Pay Disparity | | Against | | Against |
22 | | Adopt Policy Prohibiting Certain Directors from Serving on Key | | Against | | Against |
| | Board Committees | | | | |
23 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Marathon Oil Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MRO | | 28-Apr-10 | | 565849106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gregory H. Boyce | | For | | For |
2 | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
3 | | Elect Director David A. Daberko | | For | | For |
4 | | Elect Director William L. Davis | | For | | For |
5 | | Elect Director Shirley Ann Jackson | | For | | For |
6 | | Elect Director Philip Lader | | For | | For |
7 | | Elect Director Charles R. Lee | | For | | For |
8 | | Elect Director Michael E. J. Phelps | | For | | For |
9 | | Elect Director Dennis H. Reilley | | For | | For |
10 | | Elect Director Seth E. Schofield | | For | | For |
11 | | Elect Director John W. Snow | | For | | For |
12 | | Elect Director Thomas J. Usher | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
W.W. Grainger, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GWW | | 28-Apr-10 | | 384802104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Brian P. Anderson | | For | | For |
1.2 | | Elect Director Wilbur H. Gantz | | For | | For |
1.3 | | Elect Director V. Ann Hailey | | For | | For |
1.4 | | Elect Director William K. Hall | | For | | For |
1.5 | | Elect Director Stuart L. Levenick | | For | | For |
1.6 | | Elect Director John W. McCarter, Jr. | | For | | For |
1.7 | | Elect Director Neil S. Novich | | For | | For |
1.8 | | Elect Director Michael J. Roberts | | For | | For |
1.9 | | Elect Director Gary L. Rogers | | For | | For |
1.10 | | Elect Director James T. Ryan | | For | | For |
1.11 | | Elect Director E. Scott Santi | | For | | For |
1.12 | | Elect Director James D. Slavik | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | |
AstraZeneca plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | G0593M107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
3 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
5a | | Re-elect Louis Schweitzer as Director | | For | | For |
5b | | Re-elect David Brennan as Director | | For | | For |
5c | | Re-elect Simon Lowth as Director | | For | | For |
5d | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
5e | | Re-elect Jane Henney as Director | | For | | For |
5f | | Re-elect Michele Hooper as Director | | For | | For |
5g | | Re-elect Rudy Markham as Director | | For | | For |
5h | | Re-elect Dame Nancy Rothwell as Director | | For | | For |
5i | | Re-elect John Varley as Director | | For | | For |
5j | | Re-elect Marcus Wallenberg as Director | | For | | For |
6 | | Approve Remuneration Report | | For | | For |
7 | | Authorise EU Political Donations and Expenditure | | For | | For |
8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
10 | | Authorise Market Purchase | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
12 | | Adopt New Articles of Association | | For | | For |
13 | | Approve the Investment Plan | | For | | For |
| | | | | | |
| | | |
Corning Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GLW | | 29-Apr-10 | | 219350105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert F. Cummings, Jr. | | For | | For |
1.2 | | Elect Director Carlos M. Gutierrez | | For | | For |
1.3 | | Elect Director William D. Smithburg | | For | | For |
1.4 | | Elect Director Hansel E. Tookes, II | | For | | For |
1.5 | | Elect Director Wendell P. Weeks | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Executive Incentive Bonus Plan | | For | | For |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
5 | | Declassify the Board of Directors | | For | | For |
6 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
| | | |
eBay Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EBAY | | 29-Apr-10 | | 278642103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director David M. Moffett | | For | | For |
2 | | Elect Director Richard T. Schlosberg, III | | For | | For |
3 | | Elect Director Thomas J. Tierney | | For | | For |
4 | | Amend Executive Incentive Bonus Plan | | For | | For |
5 | | Amend Omnibus Stock Plan | | For | | For |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
EMC Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EMC | | 29-Apr-10 | | 268648102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Michael W. Brown | | For | | For |
2 | | Elect Director Randolph L. Cowen | | For | | For |
3 | | Elect Director Michael J. Cronin | | For | | For |
4 | | Elect Director Gail Deegan | | For | | For |
5 | | Elect Director James S. DiStasio | | For | | For |
6 | | Elect Director John R. Egan | | For | | For |
7 | | Elect Director Edmund F. Kelly | | For | | For |
8 | | Elect Director Windle B. Priem | | For | | For |
9 | | Elect Director Paul Sagan | | For | | For |
10 | | Elect Director David N. Strohm | | For | | For |
11 | | Elect Director Joseph M. Tucci | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Kimberly-Clark Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KMB | | 29-Apr-10 | | 494368103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John R. Alm | | For | | For |
2 | | Elect Director Dennis R. Beresford | | For | | For |
3 | | Elect Director John F. Bergstrom | | For | | For |
4 | | Elect Director Abelardo E. Bru | | For | | For |
5 | | Elect Director Robert W. Decherd | | For | | For |
6 | | Elect Director Thomas J. Falk | | For | | For |
7 | | Elect Director Mae C. Jemison, M.D. | | For | | For |
8 | | Elect Director James M. Jenness | | For | | For |
9 | | Elect Director Ian C. Read | | For | | For |
10 | | Elect Director Linda Johnson Rice | | For | | For |
11 | | Elect Director Marc J. Shapiro | | For | | For |
12 | | Elect Director G. Craig Sullivan | | For | | For |
13 | | Ratification Of Auditors | | For | | For |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
LAN Airlines S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P61894104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
a | | Approve Financial Statements and Statutory Reports for Fiscal | | For | | For |
| | Year Ended Dec. 31, 2009 | | | | |
b | | Approve Final Dividends Based on Income of Fiscal Year 2009 Including $0.10 per Share and $0.20 per Share Paid in Aug. 2009 and Jan. 2010 Respectively | | For | | For |
c | | Elect Directors | | For | | Against |
d | | Approve Remuneration of Directors for Fiscal Year 2010 Ending on Dec. 31, 2010 | | For | | For |
e | | Approve Remuneration of Directors Committee and their Budget for 2010 | | For | | For |
f | | Approve External Auditors, Designate Risk-Assessment Companies; Present Special Auditors’ Report Regarding Related-Party Transactions | | For | | For |
g | | Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law | | For | | For |
h | | Designate Newspaper to Publish Meeting Announcements | | For | | For |
i | | Other Business (Voting) | | For | | Against |
| | | | | | |
Life Technologies Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LIFE | | 29-Apr-10 | | 53217V109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director George F. Adam, Jr. | | For | | For |
1.2 | | Elect Director Raymond V. Dittamore | | For | | For |
1.3 | | Elect Director Arnold J. Levine, Ph.D. | | For | | For |
1.4 | | Elect Director Bradley G. Lorimier | | For | | For |
1.5 | | Elect Director David C. U’Prichard, Ph.D. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
4 | | Eliminate Supermajority Vote Requirement | | For | | For |
5 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
6 | | Eliminate Supermajority Vote Requirement | | For | | For |
7 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
| | | |
NYSE Euronext | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NYX | | 29-Apr-10 | | 629491101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Andre Bergen | | For | | For |
1.2 | | Elect Director Ellyn L. Brown | | For | | For |
1.3 | | Elect Director Marshall N. Carter | | For | | For |
1.4 | | Elect Director Patricia M. Cloherty | | For | | For |
1.5 | | Elect Director Sir George Cox | | For | | For |
1.6 | | Elect Director Sylvain Hefes | | For | | For |
1.7 | | Elect Director Jan-Michiel Hessels | | For | | For |
1.8 | | Elect Director Duncan M. McFarland | | For | | For |
1.9 | | Elect Director James J. McNulty | | For | | For |
1.10 | | Elect Director Duncan L. Niederauer | | For | | For |
1.11 | | Elect Director Ricardo Salgado | | For | | For |
1.12 | | Elect Director Robert G. Scott | | For | | For |
1.13 | | Elect Director Jackson P. Tai | | For | | For |
1.14 | | Elect Director Jean-Francois Theodore | | For | | For |
1.15 | | Elect Director Rijnhard van Tets | | For | | For |
1.16 | | Elect Director Sir Brian Williamson | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | None | | For |
4 | | Issue Stock Certificate of Ownership | | Against | | Against |
| | | | | | |
| | | |
Pentair, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PNR | | 29-Apr-10 | | 709631105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Glynis A. Bryan | | For | | For |
2 | | Elect Director T. Michael Glenn | | For | | For |
3 | | Elect Director David H. Y. Ho | | For | | For |
4 | | Elect Director William T. Monahan | | For | | For |
5 | | Amend Omnibus Stock Plan | | For | | Against |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Polaris Industries Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PII | | 29-Apr-10 | | 731068102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert L. Caulk | | For | | For |
1.2 | | Elect Director Bernd F. Kessler | | For | | For |
1.3 | | Elect Director Scott W. Wine | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Other Business | | For | | Against |
| | | | | | |
Southern Copper Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SCCO | | 29-Apr-10 | | 84265V105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director German Larrea Mota-Velasco | | For | | Withhold |
1.2 | | Elect Director Oscar Gonzalez Rocha | | For | | Withhold |
1.3 | | Elect Director Emilio Carrillo Gamboa | | For | | For |
1.4 | | Elect Director Alfredo Casar Perez | | For | | Withhold |
1.5 | | Elect Director Alberto de la Parra Zavala | | For | | Withhold |
1.6 | | Elect Director Xavier Garcia de Quevedo Topete | | For | | Withhold |
1.7 | | Elect Director Genaro Larrea Mota-Velasco | | For | | Withhold |
1.8 | | Elect Director Daniel Muñiz Quintanilla | | For | | Withhold |
1.9 | | Elect Director Armando Ortega Gomez | | For | | Withhold |
1.10 | | Elect Director Luis Manuel Palomino Bonilla | | For | | For |
1.11 | | Elect Director Gilberto Perezalonso Cifuentes | | For | | Withhold |
1.12 | | Elect Director Juan Rebolledo Gout | | For | | Withhold |
1.13 | | Elect Director Carlos Ruiz Sacristan | | For | | For |
1.14 | | Elect Director Luis Tellez Kuenzler | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
The Standard Register Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SR | | 29-Apr-10 | | 853887107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director David P. Bailis | | For | | For |
1.2 | | Elect Director Roy W. Begley, Jr. | | For | | For |
1.3 | | Elect Director F. David Clarke, III | | For | | For |
1.4 | | Elect Director Michael E. Kohlsdorf | | For | | For |
1.5 | | Elect Director R. Eric Mccarthey | | For | | For |
1.6 | | Elect Director Joseph P. Morgan, Jr. | | For | | For |
1.7 | | Elect Director John J. Schiff, Jr. | | For | | Withhold |
1.8 | | Elect Director John Q. Sherman, II | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Valero Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: VLO | | 29-Apr-10 | | 91913Y100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Ruben M. Escobedo | | For | | For |
2 | | Elect Director Bob Marbut | | For | | For |
3 | | Elect Director Robert A. Profusek | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Approve Omnibus Stock Plan | | For | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
7 | | Report on Rainforest Sustainability | | Against | | Against |
8 | | Report on Political Contributions | | Against | | For |
9 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
AT&T Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: T | | 30-Apr-10 | | 00206R102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Randall L. Stephenson | | For | | For |
2 | | Elect Director Gilbert F. Amelio | | For | | For |
3 | | Elect Director Reuben V. Anderson | | For | | For |
4 | | Elect Director James H. Blanchard | | For | | For |
5 | | Elect Director Jaime Chico Pardo | | For | | For |
6 | | Elect Director James P. Kelly | | For | | For |
7 | | Elect Director Jon C. Madonna | | For | | For |
8 | | Elect Director Lynn M. Martin | | For | | For |
9 | | Elect Director John B. McCoy | | For | | For |
10 | | Elect Director Joyce M. Roche | | For | | For |
11 | | Elect Director Laura D Andrea Tyson | | For | | For |
12 | | Elect Director Patricia P. Upton | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Provide for Cumulative Voting | | Against | | For |
15 | | Exclude Pension Credits from Calculations of Performance-Based Pay | | Against | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
Noble Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Apr-10 | | H5833N103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1a | | Reelect Michael Cawley as Director | | For | | For |
1b | | Reelect Gordon Hall as Director | | For | | For |
1c | | Reelect Jack Little as Director | | For | | For |
2 | | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | | For | | Against |
3 | | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | | For | | For |
4 | | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | | For | | For |
5 | | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | | For | | For |
6 | | Accept Financial Statements and Statutory Reports | | For | | For |
7 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | |
| | | |
World Wrestling Entertainment, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WWE | | 30-Apr-10 | | 98156Q108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Vincent K. McMahon | | For | | For |
1.2 | | Elect Director David Kenin | | For | | For |
1.3 | | Elect Director Joseph H. Perkins | | For | | For |
1.4 | | Elect Director Frank A. Riddick, III | | For | | For |
1.5 | | Elect Director Michael B. Solomon | | For | | For |
1.6 | | Elect Director Jeffrey R. Speed | | For | | For |
1.7 | | Elect Director Lowell P. Weicker, Jr. | | For | | For |
1.8 | | Elect Director Donna N. Goldsmith | | For | | For |
1.9 | | Elect Director Kevin Dunn | | For | | For |
1.10 | | Elect Director Basil V. DeVito, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Hubbell Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HUB.B | | 03-May-10 | | 443510201 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Timothy H. Powers | | For | | For |
1.2 | | Elect Director G. Jackson Ratcliffe | | For | | For |
1.3 | | Elect Director George W. Edwards, Jr. | | For | | For |
1.4 | | Elect Director Lynn J. Good | | For | | For |
1.5 | | Elect Director Anthony J. Guzzi | | For | | For |
1.6 | | Elect Director Joel S. Hoffman | | For | | For |
1.7 | | Elect Director Andrew McNally, IV | | For | | For |
1.8 | | Elect Director Carlos A. Rodriguez | | For | | For |
1.9 | | Elect Director Richard J. Swift | | For | | For |
1.10 | | Elect Director Daniel S. Van Riper | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
Motorola, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MOT | | 03-May-10 | | 620076109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gregory Q. Brown | | For | | Against |
2 | | Elect Director David W. Dorman | | For | | Against |
3 | | Elect Director William R. Hambrecht | | For | | Against |
4 | | Elect Director Sanjay K. Jha | | For | | Against |
5 | | Elect Director Keith A. Meister | | For | | Against |
6 | | Elect Director Thomas J. Meredith | | For | | Against |
7 | | Elect Director Samuel C. Scott III | | For | | Against |
8 | | Elect Director James R. Stengel | | For | | Against |
9 | | Elect Director Anthony J. Vinciquerra | | For | | Against |
10 | | Elect Director Douglas A. Warner III | | For | | Against |
11 | | Elect Director John A. White | | For | | Against |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
13 | | Ratify Auditors | | For | | For |
14 | | Amend Human Rights Policies | | Against | | Against |
15 | | Reincorporate in Another State [from Delaware to North Dakota] | | Against | | For |
| | | | | | |
| | | |
Bristol-Myers Squibb Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BMY | | 04-May-10 | | 110122108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Lamberto Andreotti | | For | | For |
2 | | Elect Director Lewis B. Campbell | | For | | For |
3 | | Elect Director James M. Cornelius | | For | | For |
4 | | Elect Director Louis J. Freeh | | For | | For |
5 | | Elect Director Laurie H. Glimcher, M.D | | For | | For |
6 | | Elect Director Michael Grobstein | | For | | For |
7 | | Elect Director Leif Johansson | | For | | For |
8 | | Elect Director Alan J. Lacy | | For | | For |
9 | | Elect Director Vicki L. Sato, Ph.D. | | For | | For |
10 | | Elect Director Togo D. West, Jr. | | For | | For |
11 | | Elect Director R. Sanders Williams, M.D. | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Provide Right to Call Special Meeting | | For | | For |
14 | | Reduce Supermajority Vote Requirements Applicable to Common Stock | | For | | For |
15 | | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | | For | | For |
16 | | Increase Disclosure of Executive Compensation | | Against | | Against |
17 | | Provide Right to Act by Written Consent | | Against | | For |
18 | | Report and Set Goals Related to Animal Use and Testing | | Against | | Against |
| | | | | | |
CONSOL Energy Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CNX | | 04-May-10 | | 20854P109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Whitmire | | For | | For |
1.2 | | Elect Director J. Brett Harvey | | For | | For |
1.3 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
1.4 | | Elect Director Philip W. Baxter | | For | | For |
1.5 | | Elect Director William E. Davis | | For | | For |
1.6 | | Elect Director Raj K. Gupta | | For | | For |
1.7 | | Elect Director Patricia A. Hammick | | For | | For |
1.8 | | Elect Director David C. Hardesty, Jr. | | For | | For |
1.9 | | Elect Director John T. Mills | | For | | For |
1.10 | | Elect Director William P. Powell | | For | | For |
1.11 | | Elect Director Joseph T. Williams | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Cooper Tire & Rubber Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CTB | | 04-May-10 | | 216831107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Roy V. Armes | | For | | For |
1.2 | | Elect Director Thomas P. Capo | | For | | For |
1.3 | | Elect Director Robert D. Welding | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Declassify the Board of Directors | | For | | For |
4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Great Plains Energy Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GXP | | 04-May-10 | | 391164100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director David L. Bodde | | For | | Withhold |
1.2 | | Elect Director Michael J. Chesser | | For | | For |
1.3 | | Elect Director William H. Downey | | For | | For |
1.4 | | Elect Director Randall C. Ferguson, Jr. | | For | | For |
1.5 | | Elect Director Gary D. Forsee | | For | | Withhold |
1.6 | | Elect Director James A. Mitchell | | For | | Withhold |
1.7 | | Elect Director William C. Nelson | | For | | Withhold |
1.8 | | Elect Director John J. Sherman | | For | | For |
1.9 | | Elect Director Linda H. Talbott | | For | | Withhold |
1.10 | | Elect Director Robert H. West | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Nationwide Health Properties, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NHP | | 04-May-10 | | 638620104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director David R. Banks | | For | | For |
1.2 | | Elect Director Douglas M. Pasquale | | For | | For |
1.3 | | Elect Director Robert D. Paulson | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Peabody Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BTU | | 04-May-10 | | 704549104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gregory H. Boyce | | For | | For |
1.2 | | Elect Director William A. Coley | | For | | For |
1.3 | | Elect Director William E. James | | For | | For |
1.4 | | Elect Director Robert B. Karn, III | | For | | For |
1.5 | | Elect Director M. Frances Keeth | | For | | For |
1.6 | | Elect Director Henry E. Lentz | | For | | For |
1.7 | | Elect Director Robert A. Malone | | For | | For |
1.8 | | Elect Director William C. Rusnack | | For | | For |
1.9 | | Elect Director John F. Turner | | For | | For |
1.10 | | Elect Director Alan H. Washkowitz | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
The Travelers Companies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TRV | | 04-May-10 | | 89417E109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Alan L. Beller | | For | | For |
1.2 | | Elect Director John H. Dasburg | | For | | For |
1.3 | | Elect Director Janet M. Dolan | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | For | | For |
1.5 | | Elect Director Jay S. Fishman | | For | | For |
1.6 | | Elect Director Lawrence G. Graev | | For | | For |
1.7 | | Elect Director Patricia L. Higgins | | For | | For |
1.8 | | Elect Director Thomas R. Hodgson | | For | | For |
1.9 | | Elect Director Cleve L. Killingsworth, Jr. | | For | | For |
1.10 | | Elect Director Blythe J. McGarvie | | For | | For |
1.11 | | Elect Director Donald J. Shepard | | For | | For |
1.12 | | Elect Director Laurie J. Thomsen | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
CME Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CME | | 05-May-10 | | 12572Q105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Terrence A. Duffy | | For | | For |
1.2 | | Elect Director Charles P. Carey | | For | | For |
1.3 | | Elect Director Mark E. Cermak | | For | | For |
1.4 | | Elect Director Martin J. Gepsman | | For | | For |
1.5 | | Elect Director Leo Melamed | | For | | For |
1.6 | | Elect Director Joseph Niciforo | | For | | For |
1.7 | | Elect Director C.C. Odom | | For | | For |
1.8 | | Elect Director John F. Sandner | | For | | For |
1.9 | | Elect Director Dennis A. Suskind | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Express Scripts, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ESRX | | 05-May-10 | | 302182100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gary G. Benanav | | For | | For |
2 | | Elect Director Frank J. Borelli | | For | | For |
3 | | Elect Director Maura C. Breen | | For | | For |
4 | | Elect Director Nicholas J. LaHowchic | | For | | For |
5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
6 | | Elect Director Frank Mergenthaler | | For | | For |
7 | | Elect Director Woodrow A Myers, Jr., M.D. | | For | | For |
8 | | Elect Director John O. Parker, Jr. | | For | | For |
9 | | Elect Director George Paz | | For | | For |
10 | | Elect Director Samuel K. Skinner | | For | | For |
11 | | Elect Director Seymour Sternberg | | For | | For |
12 | | Elect Director Barrett A. Toan | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Report on Political Contributions | | Against | | For |
15 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | |
Hess Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HES | | 05-May-10 | | 42809H107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director N.F. Brady | | For | | Withhold |
1.2 | | Elect Director G.P. Hill | | For | | For |
1.3 | | Elect Director T.H. Kean | | For | | Withhold |
1.4 | | Elect Director F.A. Olson | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
PepsiCo, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PEP | | 05-May-10 | | 713448108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Shona L. Brown | | For | | For |
2 | | Elect Director Ian M. Cook | | For | | For |
3 | | Elect Director Dina Dublon | | For | | For |
4 | | Elect Director Victor J. Dzau | | For | | For |
5 | | Elect Director Ray L. Hunt | | For | | For |
6 | | Elect Director Alberto Ibarguen | | For | | For |
7 | | Elect Director Arthur C. Martinez | | For | | For |
8 | | Elect Director Indra K. Nooyi | | For | | For |
9 | | Elect Director Sharon P. Rockefeller | | For | | For |
10 | | Elect Director James J. Schiro | | For | | For |
11 | | Elect Director Lloyd G. Trotter | | For | | For |
12 | | Elect Director Daniel Vasella | | For | | Against |
13 | | Ratify Auditors | | For | | For |
14 | | Amend Omnibus Stock Plan | | For | | For |
15 | | Report on Charitable Contributions | | Against | | Against |
16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
17 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | |
| | | |
Regal Entertainment Group | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RGC | | 05-May-10 | | 758766109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Thomas D. Bell, Jr. | | For | | For |
1.2 | | Elect Director David H. Keyte | | For | | For |
1.3 | | Elect Director Amy E. Miles | | For | | For |
1.4 | | Elect Director Lee M. Thomas | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Tenet Healthcare Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: THC | | 05-May-10 | | 88033G100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John Ellis “Jeb” Bush | | For | | For |
2 | | Elect Director Trevor Fetter | | For | | For |
3 | | Elect Director Brenda J. Gaines | | For | | For |
4 | | Elect Director Karen M. Garrison | | For | | For |
5 | | Elect Director Edward A. Kangas | | For | | For |
6 | | Elect Director J. Robert Kerrey | | For | | For |
7 | | Elect Director Floyd D. Loop, M.D. | | For | | For |
8 | | Elect Director Richard R. Pettingill | | For | | For |
9 | | Elect Director James A. Unruh | | For | | For |
10 | | Amend Omnibus Stock Plan | | For | | For |
11 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
12 | | Ratify Auditors | | For | | For |
| | | | | | |
Unitrin, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UTR | | 05-May-10 | | 913275103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director James E. Annable | | For | | For |
1.2 | | Elect Director Eric J. Draut | | For | | For |
1.3 | | Elect Director Douglas G. Geoga | | For | | For |
1.4 | | Elect Director Reuben L. Hedlund | | For | | For |
1.5 | | Elect Director Julie M. Howard | | For | | For |
1.6 | | Elect Director Wayne Kauth | | For | | For |
1.7 | | Elect Director Fayez S. Sarofim | | For | | For |
1.8 | | Elect Director Donald G. Southwell | | For | | For |
1.9 | | Elect Director David P. Storch | | For | | For |
1.10 | | Elect Director Richard C. Vie | | For | | For |
1.11 | | Elect Director Ann E. Ziegler | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Avon Products, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AVP | | 06-May-10 | | 054303102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director W. Don Cornwell | | For | | For |
1.2 | | Elect Director V. Ann Hailey | | For | | For |
1.3 | | Elect Director Fred Hassan | | For | | For |
1.4 | | Elect Director Andrea Jung | | For | | For |
1.5 | | Elect Director Maria Elena Lagomasino | | For | | For |
1.6 | | Elect Director Ann S. Moore | | For | | For |
1.7 | | Elect Director Paul S. Pressler | | For | | For |
1.8 | | Elect Director Gary M. Rodkin | | For | | For |
1.9 | | Elect Director Paula Stern | | For | | For |
1.10 | | Elect Director Lawrence A. Weinbach | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Covance Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CVD | | 06-May-10 | | 222816100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Joseph L. Herring | | For | | For |
1.2 | | Elect Director John McCartney | | For | | For |
1.3 | | Elect Director Bradley T. Sheares, Ph.D | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
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Duke Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DUK | | 06-May-10 | | 26441C105 | | Annual |
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| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William Barnet, III | | For | | For |
1.2 | | Elect Director G. Alex Bernhardt, Sr. | | For | | For |
1.3 | | Elect Director Michael G. Browning | | For | | For |
1.4 | | Elect Director Daniel R. DiMicco | | For | | For |
1.5 | | Elect Director John H. Forsgren | | For | | For |
1.6 | | Elect Director Ann Maynard Gray | | For | | For |
1.7 | | Elect Director James H. Hance, Jr. | | For | | For |
1.8 | | Elect Director E. James Reinsch | | For | | For |
1.9 | | Elect Director James T. Rhodes | | For | | For |
1.10 | | Elect Director James E. Rogers | | For | | For |
1.11 | | Elect Director Philip R. Sharp | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Report on Global Warming Lobbying Activities | | Against | | Against |
5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
6 | | Stock Retention/Holding Period | | Against | | For |
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Eastman Chemical Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EMN | | 06-May-10 | | 277432100 | | Annual |
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| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gary E. Anderson | | For | | For |
2 | | Elect Director Renee J. Hornbaker | | For | | For |
3 | | Elect Director Thomas H. McLain | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Provide Right to Call Special Meeting | | For | | For |
6 | | Declassify the Board of Directors | | Against | | For |
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United Parcel Service, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UPS | | 06-May-10 | | 911312106 | | Annual |
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| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director F. Duane Ackerman | | For | | For |
1.2 | | Elect Director Michael J. Burns | | For | | For |
1.3 | | Elect Director D. Scott Davis | | For | | For |
1.4 | | Elect Director Stuart E. Eizenstat | | For | | For |
1.5 | | Elect Director Michael L. Eskew | | For | | For |
1.6 | | Elect Director William R. Johnson | | For | | For |
1.7 | | Elect Director Ann M. Livermore | | For | | Withhold |
1.8 | | Elect Director Rudy Markham | | For | | For |
1.9 | | Elect Director John W. Thompson | | For | | For |
1.10 | | Elect Director Carol B. Tome | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
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Verizon Communications Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: VZ | | 06-May-10 | | 92343V104 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Richard L. Carrion | | For | | For |
2 | | Elect Director M. Frances Keeth | | For | | For |
3 | | Elect Director Robert W. Lane | | For | | For |
4 | | Elect Director Sandra O. Moose | | For | | For |
5 | | Elect Director Joseph Neubauer | | For | | For |
6 | | Elect Director Donald T. Nicolaisen | | For | | For |
7 | | Elect Director Thomas H. O’Brien | | For | | For |
8 | | Elect Director Clarence Otis, Jr. | | For | | For |
9 | | Elect Director Hugh B. Price | | For | | For |
10 | | Elect Director Ivan G. Seidenberg | | For | | For |
11 | | Elect Director Rodney E. Slater | | For | | For |
12 | | Elect Director John W. Snow | | For | | For |
13 | | Elect Director John R. Stafford | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
16 | | Prohibit Executive Stock-Based Awards | | Against | | Against |
17 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For |
18 | | Performance-Based Equity Awards | | Against | | For |
19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
20 | | Adopt Policy on Succession Planning | | Against | | For |
21 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
22 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
Colgate-Palmolive Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CL | | 07-May-10 | | 194162103 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John T. Cahill | | For | | For |
2 | | Elect Director Ian Cook | | For | | For |
3 | | Elect Director Helene D. Gayle | | For | | For |
4 | | Elect Director Ellen M. Hancock | | For | | For |
5 | | Elect Director Joseph Jimenez | | For | | For |
6 | | Elect Director David W. Johnson | | For | | For |
7 | | Elect Director Richard J. Kogan | | For | | For |
8 | | Elect Director Delano E. Lewis | | For | | For |
9 | | Elect Director J. Pedro Reinhard | | For | | For |
10 | | Elect Director Stephen I. Sadove | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
13 | | Report on Charitable Contributions | | Against | | Against |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
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Illinois Tool Works Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ITW | | 07-May-10 | | 452308109 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Marvin D. Brailsford | | For | | For |
2 | | Elect Director Susan Crown | | For | | For |
3 | | Elect Director Don H. Davis, Jr. | | For | | For |
4 | | Elect Director Robert C. McCormack | | For | | For |
5 | | Elect Director Robert S. Morrison | | For | | For |
6 | | Elect Director James A. Skinner | | For | | For |
7 | | Elect Director David B. Smith, Jr. | | For | | For |
8 | | Elect Director David B. Speer | | For | | For |
9 | | Elect Director Pamela B. Strobel | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Report on Political Contributions | | Against | | For |
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Occidental Petroleum Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: OXY | | 07-May-10 | | 674599105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Spencer Abraham | | For | | Against |
2 | | Elect Director John S. Chalsty | | For | | Against |
3 | | Elect Director Stephen I. Chazen | | For | | For |
4 | | Elect Director Edward P. Djerejian | | For | | Against |
5 | | Elect Director John E. Feick | | For | | Against |
6 | | Elect Director Carlos M. Gutierrez | | For | | Against |
7 | | Elect Director Ray R. Irani | | For | | Against |
8 | | Elect Director Irvin W. Maloney | | For | | Against |
9 | | Elect Director Avedick B. Poladian | | For | | Against |
10 | | Elect Director Rodolfo Segovia | | For | | Against |
11 | | Elect Director Aziz D. Syriani | | For | | Against |
12 | | Elect Director Rosemary Tomich | | For | | Against |
13 | | Elect Director Walter L. Weisman | | For | | Against |
14 | | Ratify Auditors | | For | | For |
15 | | Amend Omnibus Stock Plan | | For | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
17 | | Limit Executive Compensation | | Against | | Against |
18 | | Require Independent Board Chairman | | Against | | For |
19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
20 | | Report on Host Country Social and Environmental Laws | | Against | | Against |
21 | | Require a Majority Vote for the Election of Directors | | Against | | For |
22 | | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | | Against | | Against |
23 | | Double Trigger on Equity Plans | | Against | | For |
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Reynolds American Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RAI | | 07-May-10 | | 761713106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Martin D. Feinstein | | For | | For |
1.2 | | Elect Director Susan M. Ivey | | For | | For |
1.3 | | Elect Director Lionel L. Nowell, III | | For | | For |
1.4 | | Elect Director Neil R. Withington | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Declassify the Board of Directors | | Against | | For |
4 | | Stock Retention/Holding Period | | Against | | For |
5 | | Amend Marketing Material to Disclose Truthful Data on Health Risks | | Against | | Against |
6 | | Adopt Human Rights Protocols for Company and Suppliers | | Against | | For |
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The Goldman Sachs Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GS | | 07-May-10 | | 38141G104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Lloyd C. Blankfein | | For | | For |
1.2 | | Elect Director John H. Bryan | | For | | For |
1.3 | | Elect Director Gary D. Cohn | | For | | For |
1.4 | | Elect Director Claes Dahlbäck | | For | | For |
1.5 | | Elect Director Stephen Friedman | | For | | For |
1.6 | | Elect Director William W. George | | For | | For |
1.7 | | Elect Director James A. Johnson | | For | | For |
1.8 | | Elect Director Lois D. Juliber | | For | | For |
1.9 | | Elect Director Lakshmi N. Mittal | | For | | For |
1.10 | | Elect Director James J. Schiro | | For | | For |
1.11 | | Elect Director H. Lee Scott, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
4 | | Reduce Supermajority Vote Requirement | | For | | For |
5 | | Provide Right to Call Special Meeting | | For | | For |
6 | | Provide for Cumulative Voting | | Against | | For |
7 | | Report on Collateral in Derivatives Trading | | Against | | For |
8 | | Require Independent Board Chairman | | Against | | Against |
9 | | Report on Political Contributions | | Against | | For |
10 | | Report on Global Warming Science | | Against | | Against |
11 | | Report on Pay Disparity | | Against | | Against |
12 | | Stock Retention/Holding Period | | Against | | For |
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Henry Schein, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HSIC | | 10-May-10 | | 806407102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stanley M Bergman | | For | | For |
1.2 | | Elect Director Gerald A Benjamin | | For | | For |
1.3 | | Elect Director James P Breslawski | | For | | For |
1.4 | | Elect Director Mark E Mlotek | | For | | For |
1.5 | | Elect Director Steven Paladino | | For | | For |
1.6 | | Elect Director Barry J Alperin | | For | | For |
1.7 | | Elect Director Paul Brons | | For | | For |
1.8 | | Elect Director Donald J Kabat | | For | | For |
1.9 | | Elect Director Philip A Laskawy | | For | | For |
1.10 | | Elect Director Karyn Mashima | | For | | For |
1.11 | | Elect Director Norman S Matthews | | For | | For |
1.12 | | Elect Director Bradley T Sheares, PhD | | For | | For |
1.13 | | Elect Director Louis W Sullivan, MD | | For | | For |
2 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
Lincare Holdings, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LNCR | | 10-May-10 | | 532791100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John P. Byrnes | | For | | For |
1.2 | | Elect Director Stuart H. Altman, Ph.D. | | For | | For |
1.3 | | Elect Director Chester B. Black | | For | | For |
1.4 | | Elect Director Frank D. Byrne, M.D. | | For | | For |
1.5 | | Elect Director William F. Miller, III | | For | | For |
2 | | Ratify Auditors | | For | | For |
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| | | |
3M Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MMM | | 11-May-10 | | 88579Y101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Linda G. Alvarado | | For | | For |
2 | | Elect Director George W. Buckley | | For | | For |
3 | | Elect Director Vance D. Coffman | | For | | For |
4 | | Elect Director Michael L. Eskew | | For | | For |
5 | | Elect Director W. James Farrell | | For | | For |
6 | | Elect Director Herbert L. Henkel | | For | | For |
7 | | Elect Director Edward M. Liddy | | For | | For |
8 | | Elect Director Robert S. Morrison | | For | | For |
9 | | Elect Director Aulana L. Peters | | For | | For |
10 | | Elect Director Robert J. Ulrich | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Amend Omnibus Stock Plan | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
Arthur J. Gallagher & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AJG | | 11-May-10 | | 363576109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director William L. Bax | | For | | For |
2 | | Elect Director Frank E. English, Jr. | | For | | For |
3 | | Elect Director J. Patrick Gallagher, Jr. | | For | | For |
4 | | Elect Director Ilene S. Gordon | | For | | For |
5 | | Elect Director David S. Johnson | | For | | For |
6 | | Elect Director James R. Wimmer | | For | | For |
7 | | Ratify Auditors | | For | | For |
8 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
Boston Scientific Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BSX | | 11-May-10 | | 101137107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John E. Abele | | For | | For |
1.2 | | Elect Director Katharine T. Bartlett | | For | | For |
1.3 | | Elect Director Bruce L. Byrnes | | For | | For |
1.4 | | Elect Director Nelda J. Connors | | For | | For |
1.5 | | Elect Director J. Raymond Elliott | | For | | For |
1.6 | | Elect Director Marye Anne Fox | | For | | For |
1.7 | | Elect Director Ray J. Groves | | For | | Withhold |
1.8 | | Elect Director Ernest Mario | | For | | Withhold |
1.9 | | Elect Director N.J. Nicholas, Jr. | | For | | For |
1.10 | | Elect Director Pete M. Nicholas | | For | | For |
1.11 | | Elect Director Uwe E. Reinhardt | | For | | For |
1.12 | | Elect Director John E. Sununu | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Other Business | | For | | Against |
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| | | |
Cummins Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CMI | | 11-May-10 | | 231021106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Robert J. Bernhard | | For | | For |
2 | | Elect Director Franklin R. Chang-Diaz | | For | | For |
3 | | Elect Director Robert K. Herdman | | For | | For |
4 | | Elect Director Alexis M. Herman | | For | | For |
5 | | Elect Director N. Thomas Linebarger | | For | | For |
6 | | Elect Director William I. Miller | | For | | For |
7 | | Elect Director Georgia R. Nelson | | For | | For |
8 | | Elect Director Theodore M. Solso | | For | | For |
9 | | Elect Director Carl Ware | | For | | For |
10 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Gilead Sciences, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GILD | | 11-May-10 | | 375558103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Paul Berg | | For | | For |
1.2 | | Elect Director John F. Cogan | | For | | For |
1.3 | | Elect Director Etienne F. Davignon | | For | | For |
1.4 | | Elect Director James M. Denny | | For | | For |
1.5 | | Elect Director Carla A. Hills | | For | | For |
1.6 | | Elect Director Kevin E. Lofton | | For | | For |
1.7 | | Elect Director John W. Madigan | | For | | For |
1.8 | | Elect Director John C. Martin | | For | | For |
1.9 | | Elect Director Gordon E. Moore | | For | | For |
1.10 | | Elect Director Nicholas G. Moore | | For | | For |
1.11 | | Elect Director Richard J. Whitley | | For | | For |
1.12 | | Elect Director Gayle E. Wilson | | For | | For |
1.13 | | Elect Director Per Wold-Olsen | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
| | | |
Newell Rubbermaid Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NWL | | 11-May-10 | | 651229106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Scott S. Cowen | | For | | For |
2 | | Elect Director Cynthia A. Montgomery | | For | | For |
3 | | Elect Director Michael B. Polk | | For | | For |
4 | | Elect Director Michael A. Todman | | For | | For |
5 | | Approve Omnibus Stock Plan | | For | | For |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Packaging Corporation of America | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PKG | | 11-May-10 | | 695156109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Cheryl K. Beebe | | For | | For |
1.2 | | Elect Director Henry F. Frigon | | For | | For |
1.3 | | Elect Director Hasan Jameel | | For | | For |
1.4 | | Elect Director Samuel M. Mencoff | | For | | For |
1.5 | | Elect Director Roger B. Porter | | For | | For |
1.6 | | Elect Director Paul T. Stecko | | For | | For |
1.7 | | Elect Director James D. Woodrum | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
Prudential Financial, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PRU | | 11-May-10 | | 744320102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Thomas J. Baltimore, Jr. | | For | | For |
2 | | Elect Director Gordon M. Bethune | | For | | For |
3 | | Elect Director Gaston Caperton | | For | | For |
4 | | Elect Director Gilbert F. Casellas | | For | | For |
5 | | Elect Director James G. Cullen | | For | | For |
6 | | Elect Director William H. Gray, III | | For | | For |
7 | | Elect Director Mark B. Grier | | For | | For |
8 | | Elect Director Jon F. Hanson | | For | | For |
9 | | Elect Director Constance J. Horner | | For | | For |
10 | | Elect Director Karl J. Krapek | | For | | For |
11 | | Elect Director Christine A. Poon | | For | | For |
12 | | Elect Director John R. Strangfield | | For | | For |
13 | | Elect Director James A. Unruh | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
| | | |
Sprint Nextel Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: S | | 11-May-10 | | 852061100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Election Director Robert R. Bennett | | For | | For |
2 | | Election Director Gordon M. Bethune | | For | | For |
3 | | Election Director Larry C. Glasscock | | For | | For |
4 | | Election Director James H. Hance, Jr. | | For | | For |
5 | | Election Director Daniel R. Hesse | | For | | For |
6 | | Election Director V. Janet Hill | | For | | For |
7 | | Election Director Frank Ianna | | For | | For |
8 | | Election Director Sven-Christer Nilsson | | For | | For |
9 | | Election Director William R. Nuti | | For | | For |
10 | | Election Director Rodney O’ Neal | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Approve Repricing of Options | | For | | For |
13 | | Report on Political Contributions | | Against | | For |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
15 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | |
ConocoPhillips | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: COP | | 12-May-10 | | 20825C104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard L. Armitage | | For | | For |
1.2 | | Elect Director Richard H. Auchinleck | | For | | For |
1.3 | | Elect Director James E. Copeland, Jr. | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | For | | For |
1.5 | | Elect Director Ruth R. Harkin | | For | | For |
1.6 | | Elect Director Harold W. Mcgraw III | | For | | For |
1.7 | | Elect Director James J. Mulva | | For | | For |
1.8 | | Elect Director Robert A. Niblock | | For | | For |
1.9 | | Elect Director Harald J. Norvik | | For | | For |
1.10 | | Elect Director William K. Reilly | | For | | For |
1.11 | | Elect Director Bobby S. Shackouls | | For | | For |
1.12 | | Elect Director Victoria J. Tschinkel | | For | | For |
1.13 | | Elect Director Kathryn C. Turner | | For | | For |
1.14 | | Elect Director William E. Wade, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Board Risk Management Oversight | | Against | | Against |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
5 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
6 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
7 | | Report on Financial Risks of Climate Change | | Against | | Against |
8 | | Adopt Goals to Reduce Emission of TRI Chemicals | | Against | | Against |
9 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For |
10 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
CVS Caremark Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CVS | | 12-May-10 | | 126650100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Edwin M. Banks | | For | | For |
2 | | Elect Director C. David Brown II | | For | | For |
3 | | Elect Director David W. Dorman | | For | | For |
4 | | Elect Director Kristen Gibney Williams | | For | | For |
5 | | Elect Director Marian L. Heard | | For | | For |
6 | | Elect Director William H. Joyce | | For | | For |
7 | | Elect Director Jean-Pierre Millon | | For | | For |
8 | | Elect Director Terrence Murray | | For | | For |
9 | | Elect Director C.A. Lance Piccolo | | For | | For |
10 | | Elect Director Sheli Z. Rosenberg | | For | | For |
11 | | Elect Director Thomas M. Ryan | | For | | For |
12 | | Elect Director Richard J. Swift | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Approve Omnibus Stock Plan | | For | | For |
15 | | Provide Right to Call Special Meeting | | For | | For |
16 | | Report on Political Contributions | | Against | | For |
17 | | Adopt Global Warming Principles | | Against | | Against |
| | | | | | |
| | | |
Eastman Kodak Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EK | | 12-May-10 | | 277461109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Richard S. Braddock | | For | | Against |
2 | | Elect Director Herald Y. Chen | | For | | For |
3 | | Elect Director Adam H. Clammer | | For | | For |
4 | | Elect Director Timothy M. Donahue | | For | | For |
5 | | Elect Director Michael J. Hawley | | For | | Against |
6 | | Elect Director William H. Hernandez | | For | | For |
7 | | Elect Director Douglas R. Lebda | | For | | Against |
8 | | Elect Director Debra L. Lee | | For | | For |
9 | | Elect Director Delano E. Lewis | | For | | Against |
10 | | Elect Director William G. Parrett | | For | | Against |
11 | | Elect Director Antonio M. Perez | | For | | For |
12 | | Elect Director Joel Seligman | | For | | Against |
13 | | Elect Director Dennis F. Strigl | | For | | For |
14 | | Elect Director Laura D’Andrea Tyson | | For | | For |
15 | | Ratify Auditors | | For | | For |
16 | | Amend Omnibus Stock Plan | | For | | For |
17 | | Amend Executive Incentive Bonus Plan | | For | | For |
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Genworth Financial, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GNW | | 12-May-10 | | 37247D106 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Steven W. Alesio | | For | | For |
2 | �� | Elect Director Michael D. Fraizer | | For | | For |
3 | | Elect Director Nancy J. Karch | | For | | For |
4 | | Elect Director J. Robert “Bob” Kerrey | | For | | For |
5 | | Elect Director Risa J. Lavizzo-Mourey | | For | | For |
6 | | Elect Director Christine B. Mead | | For | | For |
7 | | Elect Director Thomas E. Moloney | | For | | For |
8 | | Elect Director James A. Parke | | For | | For |
9 | | Elect Director James S. Riepe | | For | | For |
10 | | Amend Omnibus Stock Plan | | For | | For |
11 | | Ratify Auditors | | For | | For |
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Mattel, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MAT | | 12-May-10 | | 577081102 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Michael J. Dolan | | For | | Against |
1.2 | | Elect Director Robert A. Eckert | | For | | Against |
1.3 | | Elect Director Frances D. Fergusson | | For | | Against |
1.4 | | Elect Director Tully M. Friedman | | For | | Against |
1.5 | | Elect Director Dominic Ng | | For | | Against |
1.6 | | Elect Director Vasant M. Prabhu | | For | | Against |
1.7 | | Elect Director Andrea L. Rich | | For | | Against |
1.8 | | Elect Director Ronald L. Sargent | | For | | Against |
1.9 | | Elect Director Dean A. Scarborough | | For | | Against |
1.10 | | Elect Director Christopher A. Sinclair | | For | | Against |
1.11 | | Elect Director G. Craig Sullivan | | For | | Against |
1.12 | | Elect Director Kathy Brittain White | | For | | Against |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
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| | | |
Medco Health Solutions, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MHS | | 12-May-10 | | 58405U102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Howard W. Barker, Jr. | | For | | For |
2 | | Elect Director John L. Cassis | | For | | For |
3 | | Elect Director Michael Goldstein | | For | | For |
4 | | Elect Director Charles M. Lillis | | For | | For |
5 | | Elect Director Myrtle S. Potter | | For | | For |
6 | | Elect Director William L. Roper | | For | | For |
7 | | Elect Director David B. Snow, Jr. | | For | | For |
8 | | Elect Director David D. Stevens | | For | | Against |
9 | | Elect Director Blenda J. Wilson | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | |
Mercury General Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MCY | | 12-May-10 | | 589400100 | | Annual |
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| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director George Joseph | | For | | For |
1.2 | | Elect Director Martha E. Marcon | | For | | For |
1.3 | | Elect Director Donald R. Spuehler | | For | | For |
1.4 | | Elect Director Richard E. Grayson | | For | | For |
1.5 | | Elect Director Donald P. Newell | | For | | For |
1.6 | | Elect Director Bruce A. Bunner | | For | | For |
1.7 | | Elect Director Nathan Bessin | | For | | For |
1.8 | | Elect Director Michael D. Curtius | | For | | For |
1.9 | | Elect Director Gabriel Tirador | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
National Oilwell Varco, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NOV | | 12-May-10 | | 637071101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Ben A. Guill | | For | | For |
1.2 | | Elect Director Roger L. Jarvis | | For | | For |
1.3 | | Elect Director Eric L. Mattson | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Philip Morris International Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PM | | 12-May-10 | | 718172109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Harold Brown | | For | | For |
2 | | Elect Director Mathis Cabiallavetta | | For | | For |
3 | | Elect Director Louis C. Camilleri | | For | | For |
4 | | Elect Director J. Dudley Fishburn | | For | | For |
5 | | Elect Director Jennifer Li | | For | | For |
6 | | Elect Director Graham Mackay | | For | | For |
7 | | Elect Director Sergio Marchionne | | For | | For |
8 | | Elect Director Lucio A. Noto | | For | | For |
9 | | Elect Director Carlos Slim Helu | | For | | For |
10 | | Elect Director Stephen M. Wolf | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
13 | | Establish Supplier Human Rights Purchasing Protocols | | Against | | Against |
| | | | | | |
| | | |
Progress Energy, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PGN | | 12-May-10 | | 743263105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John D. Baker, II | | For | | For |
2 | | Elect Director James E. Bostic, Jr. | | For | | For |
3 | | Elect Director Harris E. DeLoach, Jr. | | For | | For |
4 | | Elect Director James B. Hyler, Jr. | | For | | For |
5 | | Elect Director William D. Johnson | | For | | For |
6 | | Elect Director Robert W. Jones | | For | | For |
7 | | Elect Director W. Steven Jones | | For | | For |
8 | | Elect Director Melquiades R. Martinez | | For | | For |
9 | | Elect Director E. Marie McKee | | For | | For |
10 | | Elect Director John H. Mullin, III | | For | | For |
11 | | Elect Director Charles W. Pryor, Jr. | | For | | For |
12 | | Elect Director Carlos A. Saladrigas | | For | | For |
13 | | Elect Director Theresa M. Stone | | For | | For |
14 | | Elect Director Alfred C. Tollison, Jr. | | For | | For |
15 | | Ratify Auditors | | For | | For |
16 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
Senior Housing Properties Trust | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SNH | | 12-May-10 | | 81721M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Trustee John L. Harrington | | For | | For |
1.2 | | Elect Trustee Mr. Adam Portnoy | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Ford Motor Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: F | | 13-May-10 | | 345370860 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephen G. Butler | | For | | For |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | Withhold |
1.4 | | Elect Director Edsel B. Ford II | | For | | For |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For |
1.6 | | Elect Director Richard A. Gephardt | | For | | For |
1.7 | | Elect Director Irvine O. Hockaday, Jr. | | For | | For |
1.8 | | Elect Director Richard A. Manoogian | | For | | Withhold |
1.9 | | Elect Director Ellen R. Marram | | For | | Withhold |
1.10 | | Elect Director Alan Mulally | | For | | For |
1.11 | | Elect Director Homer A. Neal | | For | | For |
1.12 | | Elect Director Gerald L. Shaheen | | For | | For |
1.13 | | Elect Director John L. Thornton | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Adopt NOL Rights Plan (NOL Pill) | | For | | For |
4 | | Disclose Prior Government Service | | Against | | Against |
5 | | Adopt Recapitalization Plan | | Against | | For |
6 | | Report on Political Contributions | | Against | | For |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
8 | | Prohibit Energy Projects Only Concerned With CO2 Reduction | | Against | | Against |
| | | | | | |
| | | |
Frontier Communications Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FTR | | 13-May-10 | | 35906A108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For |
1.3 | | Elect Director Jeri B. Finard | | For | | For |
1.4 | | Elect Director Lawton Wehle Fitt | | For | | For |
1.5 | | Elect Director William M. Kraus | | For | | For |
1.6 | | Elect Director Howard L. Schrott | | For | | For |
1.7 | | Elect Director Larraine D. Segil | | For | | For |
1.8 | | Elect Director David H. Ward | | For | | For |
1.9 | | Elect Director Myron A. Wick, III | | For | | For |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
3 | | Stock Retention/Holding Period | | Against | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
Google Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GOOG | | 13-May-10 | | 38259P508 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Eric Schmidt | | For | | For |
1.2 | | Elect Director Sergey Brin | | For | | For |
1.3 | | Elect Director Larry Page | | For | | For |
1.4 | | Elect Director L. John Doerr | | For | | For |
1.5 | | Elect Director John L. Hennessy | | For | | For |
1.6 | | Elect Director Ann Mather | | For | | For |
1.7 | | Elect Director Paul S. Otellini | | For | | For |
1.8 | | Elect Director K. Ram Shriram | | For | | For |
1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Prepare Sustainability Report | | Against | | For |
5 | | Adopt Principles for Online Advertising | | Against | | Against |
6 | | Amend Human Rights Policies Regarding Chinese Operations | | Against | | Against |
| | | | | | |
| | | |
Integrys Energy Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TEG | | 13-May-10 | | 45822P105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Keith E. Bailey | | For | | For |
1.2 | | Elect Director P. San Juan Cafferty | | For | | For |
1.3 | | Elect Director Ellen Carnahan | | For | | For |
1.4 | | Elect Director K.M. Hasselblad-pascale | | For | | For |
1.5 | | Elect Director John W. Higgins | | For | | For |
1.6 | | Elect Director James L. Kemerling | | For | | For |
1.7 | | Elect Director Michael E. Lavin | | For | | For |
1.8 | | Elect Director William F. Protz, Jr. | | For | | For |
1.9 | | Elect Director Charles A. Schrock | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Regions Financial Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RF | | 13-May-10 | | 7591EP100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Samuel W. Bartholomew, Jr. | | For | | For |
2 | | Elect Director George W. Bryan | | For | | For |
3 | | Elect Director David J. Cooper, Sr. | | For | | For |
4 | | Elect Director Earnest W. Deavenport, Jr. | | For | | For |
5 | | Elect Director Don DeFosset | | For | | For |
6 | | Elect Director O.B. Grayson Hall, Jr. | | For | | For |
7 | | Elect Director Charles D. McCrary | | For | | For |
8 | | Elect Director James R. Malone | | For | | For |
9 | | Elect Director Susan W. Matlock | | For | | For |
10 | | Elect Director John E. Maupin, Jr. | | For | | For |
11 | | Elect Director John R. Roberts | | For | | For |
12 | | Elect Director Lee J. Styslinger III | | For | | For |
13 | | Advisory Vote on Executive Compensation | | For | | For |
14 | | Approve Omnibus Stock Plan | | For | | For |
15 | | Increase Authorized Common Stock | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Adopt Anti Gross-up Policy | | Against | | For |
18 | | Report on Political Contributions | | Against | | For |
| | | | | | |
The Charles Schwab Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SCHW | | 13-May-10 | | 808513105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Arun Sarin | | For | | For |
1.2 | | Elect Director Paula A. Sneed | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | For | | For |
4 | | Report on Political Contributions | | Against | | For |
5 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
| | | | | | |
| | | |
The Dow Chemical Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DOW | | 13-May-10 | | 260543103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Arnold A. Allemang | | For | | For |
2 | | Elect Director Jacqueline K. Barton | | For | | For |
3 | | Elect Director James A. Bell | | For | | For |
4 | | Elect Director Jeff M. Fettig | | For | | For |
5 | | Elect Director Barbara H. Franklin | | For | | For |
6 | | Elect Director John B. Hess | | For | | For |
7 | | Elect Director Andrew N. Liveris | | For | | For |
8 | | Elect Director Paul Polman | | For | | For |
9 | | Elect Director Dennis H. Reilley | | For | | For |
10 | | Elect Director James M. Ringler | | For | | For |
11 | | Elect Director Ruth G. Shaw | | For | | For |
12 | | Elect Director Paul G. Stern | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Provide Right to Call Special Meeting | | For | | For |
15 | | Report on Environmental Remediation in Midland Area | | Against | | Against |
16 | | Stock Retention/Holding Period | | Against | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Wyndham Worldwide Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WYN | | 13-May-10 | | 98310W108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Honourable B. Mulroney | | For | | For |
1.2 | | Elect Director Michael H. Wargotz | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | |
| | | |
Tim Hortons Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: THI | | 14-May-10 | | 88706M103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director M. Shan Atkins | | For | | For |
1.2 | | Elect Director Michael J. Endres | | For | | For |
1.3 | | Elect Director Moya M. Greene | | For | | For |
1.4 | | Elect Director Paul D. House | | For | | For |
1.5 | | Elect Director Frank lacobucci | | For | | For |
1.6 | | Elect Director John A. Lederer | | For | | For |
1.7 | | Elect Director David H. Lees | | For | | For |
1.8 | | Elect Director Ronald W. Osborne | | For | | For |
1.9 | | Elect Director Wayne C. Sales | | For | | For |
1.10 | | Elect Director Donald B. Schroeder | | For | | For |
1.11 | | Elect Director Catherine L. Williams | | For | | For |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | |
Consolidated Edison, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ED | | 17-May-10 | | 209115104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Kevin Burke | | For | | For |
2 | | Elect Director Vincent A. Calarco | | For | | For |
3 | | Elect Director George Campbell, Jr. | | For | | For |
4 | | Elect Director Gordon J. Davis | | For | | For |
5 | | Elect Director Michael J. Del Giudice | | For | | For |
6 | | Elect Director Ellen V. Futter | | For | | For |
7 | | Elect Director John F. Hennessy, III | | For | | For |
8 | | Elect Director Sally Hernandez | | For | | For |
9 | | Elect Director John F. Killian | | For | | For |
10 | | Elect Director Eugene R. McGrath | | For | | For |
11 | | Elect Director Michael W. Ranger | | For | | For |
12 | | Elect Director L. Frederick Sutherland | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Increase Disclosure of Executive Compensation | | Against | | Against |
| | | | | | |
| | | |
Sanofi Aventis | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-May-10 | | F5548N101 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 2.40 per Share | | For | | For |
4 | | Receive Auditors’ Special Report Mentioning the Absence of New Related-Party Transactions | | For | | Against |
5 | | Ratify Appointment of Serge Weinberg as Director | | For | | For |
6 | | Elect Catherine Brechignac as Director | | For | | For |
7 | | Reelect Robert Castaigne as Director | | For | | For |
8 | | Reelect Lord Douro as Director | | For | | For |
9 | | Reelect Christian Mulliez as Director | | For | | For |
10 | | Reelect Christopher Viehbacher as Director | | For | | For |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
12 | | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | | For | | For |
13 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
| | | |
CARBO Ceramics Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CRR | | 18-May-10 | | 140781105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Sigmund L. Cornelius | | For | | For |
1.2 | | Elect Director James B. Jennings | | For | | For |
1.3 | | Elect Director Gary A. Kolstad | | For | | For |
1.4 | | Elect Director H. E. Lentz, Jr. | | For | | For |
1.5 | | Elect Director Randy L. Limbacher | | For | | For |
1.6 | | Elect Director William C. Morris | | For | | For |
1.7 | | Elect Director Robert S. Rubin | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Dominion Resources, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: D | | 18-May-10 | | 25746U109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William P. Barr | | For | | For |
1.2 | | Elect Director Peter W. Brown | | For | | For |
1.3 | | Elect Director George A. Davidson, Jr. | | For | | For |
1.4 | | Elect Director Thomas F. Farrell II | | For | | For |
1.5 | | Elect Director John W. Harris | | For | | For |
1.6 | | Elect Director Robert S. Jepson, Jr. | | For | | For |
1.7 | | Elect Director Mark J. Kington | | For | | For |
1.8 | | Elect Director Margaret A. McKenna | | For | | For |
1.9 | | Elect Director Frank S. Royal | | For | | For |
1.10 | | Elect Director Robert H. Spilman, Jr. | | For | | For |
1.11 | | Elect Director David A. Wollard | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | For | | For |
4 | | Reduce Supermajority Vote Requirement | | For | | For |
5 | | Reduce Supermajority Vote Requirement | | For | | For |
6 | | Reduce Supermajority Vote Requirement | | For | | For |
7 | | Amend Quorum Requirements | | For | | For |
8 | | Adopt Renewable Energy Production Goal | | Against | | Against |
9 | | Stop Construction of Nuclear Reactor at North Anna Facility | | Against | | Against |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
JPMorgan Chase & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: JPM | | 18-May-10 | | 46625h100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Crandall C. Bowles | | For | | For |
1.2 | | Elect Director Stephen B. Burke | | For | | For |
1.3 | | Elect Director David M. Cote | | For | | For |
1.4 | | Elect Director James S. Crown | | For | | For |
1.5 | | Elect Director James Dimon | | For | | For |
1.6 | | Elect Director Ellen V. Futter | | For | | For |
1.7 | | Elect Director William H. Gray, III | | For | | For |
1.8 | | Elect Director Laban P. Jackson, Jr. | | For | | For |
1.9 | | Elect Director David C. Novak | | For | | For |
1.10 | | Elect Director Lee R. Raymond | | For | | For |
1.11 | | Elect Director William C. Weldon | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
4 | | Affirm Political Non-Partisanship | | Against | | Against |
5 | | Amend Bylaws — Call Special Meetings | | Against | | For |
6 | | Report on Collateral in Derivatives Trading | | Against | | For |
7 | | Provide Right to Act by Written Consent | | Against | | For |
8 | | Require Independent Board Chairman | | Against | | For |
9 | | Report on Pay Disparity | | Against | | Against |
10 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
| | | |
Kraft Foods Inc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KFT | | 18-May-10 | | 50075N104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Ajaypal S. Banga | | For | | For |
2 | | Elect Director Myra M. Hart | | For | | For |
3 | | Elect Director Lois D. Juliber | | For | | For |
4 | | Elect Director Mark D. Ketchum | | For | | For |
5 | | Elect Director Richard A. Lerner | | For | | For |
6 | | Elect Director Mackey J. McDonald | | For | | For |
7 | | Elect Director John C. Pope | | For | | For |
8 | | Elect Director Fredric G. Reynolds | | For | | For |
9 | | Elect Director Irene B. Rosenfeld | | For | | For |
10 | | Elect Director J.F. Van Boxmeer | | For | | For |
11 | | Elect Director Deborah C. Wright | | For | | For |
12 | | Elect Director Frank G. Zarb | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | |
Lexington Realty Trust | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LXP | | 18-May-10 | | 529043101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director E. Robert Roskind | | For | | For |
1.2 | | Elect Director T. Wilson Eglin | | For | | For |
1.3 | | Elect Director Clifford Broser | | For | | For |
1.4 | | Elect Director Harold First | | For | | For |
1.5 | | Elect Director Richard S. Frary | | For | | For |
1.6 | | Elect Director James Grosfeld | | For | | For |
1.7 | | Elect Director Kevin W. Lynch | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Other Business | | For | | Against |
| | | | | | |
| | | |
Morgan Stanley | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MS | | 18-May-10 | | 617446448 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Roy J. Bostock | | For | | Against |
2 | | Elect Director Erskine B. Bowles | | For | | For |
3 | | Elect Director Howard J. Davies | | For | | For |
4 | | Elect Director James P. Gorman | | For | | For |
5 | | Elect Director James H. Hance, Jr. | | For | | For |
6 | | Elect Director Nobuyuki Hirano | | For | | For |
7 | | Elect Director C. Robert Kidder | | For | | For |
8 | | Elect Director John J. Mack | | For | | For |
9 | | Elect Director Donald T. Nicolaisen | | For | | For |
10 | | Elect Director Charles H. Noski | | For | | For |
11 | | Elect Director Hutham S. Olayan | | For | | For |
12 | | Elect Director O. Griffith Sexton | | For | | For |
13 | | Elect Director Laura D. Tyson | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
16 | | Amend Omnibus Stock Plan | | For | | Against |
17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
18 | | Stock Retention/Holding Period | | Against | | For |
19 | | Require Independent Board Chairman | | Against | | For |
20 | | Report on Pay Disparity | | Against | | Against |
21 | | Claw-back of Payments under Restatements | | Against | | For |
| | | | | | |
| | | |
Nordstrom, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: JWN | | 18-May-10 | | 655664100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Phyllis J. Campbell | | For | | For |
2 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
3 | | Elect Director Robert G. Miller | | For | | For |
4 | | Elect Director Blake W. Nordstrom | | For | | For |
5 | | Elect Director Erik B. Nordstrom | | For | | For |
6 | | Elect Director Peter E. Nordstrom | | For | | For |
7 | | Elect Director Philip G. Satre | | For | | For |
8 | | Elect Director Robert D. Walter | | For | | For |
9 | | Elect Director Alison A. Winter | | For | | For |
10 | | Approve Omnibus Stock Plan | | For | | For |
11 | | Ratify Auditors | | For | | For |
| | | | | | |
Southwestern Energy Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SWN | | 18-May-10 | | 845467109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Lewis E. Epley, Jr. | | For | | For |
1.2 | | Elect Director Robert L. Howard | | For | | For |
1.3 | | Elect Director Harold M. Korell | | For | | For |
1.4 | | Elect Director Vello A. Kuuskraa | | For | | For |
1.5 | | Elect Director Kenneth R. Mourton | | For | | For |
1.6 | | Elect Director Steven L. Mueller | | For | | For |
1.7 | | Elect Director Charles E. Scharlau | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Increase Authorized Common Stock | | For | | For |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
5 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
The Gap, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GPS | | 18-May-10 | | 364760108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Adrian D.P. Bellamy | | For | | For |
1.2 | | Elect Director Domenico De Sole | | For | | For |
1.3 | | Elect Director Robert J. Fisher | | For | | For |
1.4 | | Elect Director William S. Fisher | | For | | For |
1.5 | | Elect Director Bob L. Martin | | For | | For |
1.6 | | Elect Director Jorge P. Montoya | | For | | For |
1.7 | | Elect Director Glenn K. Murphy | | For | | For |
1.8 | | Elect Director James M. Schneider | | For | | For |
1.9 | | Elect Director Mayo A. Shattuck III | | For | | For |
1.10 | | Elect Director Kneeland C. Youngblood | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
| | | |
WellPoint, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WLP | | 18-May-10 | | 94973V107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Sheila P. Burke | | For | | For |
2 | | Elect Director George A. Schaefer, Jr. | | For | | For |
3 | | Elect Director Jackie M. Ward | | For | | For |
4 | | Ratify Auditors | | For | | For |
5 | | Report on Conversion to Non-Profit Status | | Against | | Against |
6 | | Report on Lobbying Expenses | | Against | | Against |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
8 | | Reincorporate in Another State [from Indiana to Delaware] | | Against | | For |
| | | | | | |
| | | |
Akamai Technologies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AKAM | | 19-May-10 | | 00971T101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director F. Thomson Leighton | | For | | For |
2 | | Elect Director Paul Sagan | | For | | For |
3 | | Elect Director Naomi O. Seligman | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
Halliburton Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HAL | | 19-May-10 | | 406216101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director A.M. Bennett | | For | | For |
2 | | Elect Director J.R. Boyd | | For | | For |
3 | | Elect Director M. Carroll | | For | | For |
4 | | Elect Director N.K. Dicciani | | For | | For |
5 | | Elect Director S.M. Gillis | | For | | For |
6 | | Elect Director J.T. Hackett | | For | | For |
7 | | Elect Director D.J. Lesar | | For | | For |
8 | | Elect Director R.A. Malone | | For | | For |
9 | | Elect Director J.L. Martin | | For | | For |
10 | | Elect Director D.L. Reed | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Review and Assess Human Rights Policies | | Against | | For |
13 | | Report on Political Contributions | | Against | | For |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
15 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | |
| | | |
Intel Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: INTC | | 19-May-10 | | 458140100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Charlene Barshefsky | | For | | For |
2 | | Elect Director Susan L. Decker | | For | | For |
3 | | Elect Director John J. Donahoe | | For | | For |
4 | | Elect Director Reed E. Hundt | | For | | For |
5 | | Elect Director Paul S. Otellini | | For | | For |
6 | | Elect Director James D. Plummer | | For | | For |
7 | | Elect Director David S. Pottruck | | For | | For |
8 | | Elect Director Jane E. Shaw | | For | | For |
9 | | Elect Director Frank D. Yeary | | For | | For |
10 | | Elect Director David B. Yoffie | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
| | | |
NVIDIA Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NVDA | | 19-May-10 | | 67066G104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director James C. Gaither | | For | | For |
1.2 | | Elect Director Jen-Hsun Huang | | For | | For |
1.3 | | Elect Director A. Brooke Seawell | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Statoil ASA | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-May-10 | | R4446E112 | | Annual |
Did not vote due to share blocking
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Open Meeting | | | | |
2 | | Elect Olaug Svarva as Chair of Meeting | | For | | Do Not Vote |
3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
4 | | Registration of Attending Shareholders and Proxies | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share | | For | | Do Not Vote |
7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
9.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | Do Not Vote |
9.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | Do Not Vote |
9.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | Do Not Vote |
9.4 | | Reelect Greger Mannsverk as Member Corporate Assembly | | For | | Do Not Vote |
9.5 | | Relect Steinar Olsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | Do Not Vote |
9.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | |
9.8 | | Relect Tore Ulstein as Member of Corporate Assembly | | For | | Do Not Vote |
9.9 | | Elect Live Aker as Member of Corporate Assembly | | For | | Do Not Vote |
9.10 | | Elect Siri Kalvig as Member of Corporate Assembly | | For | | Do Not Vote |
9.11 | | Elect Thor Bolstad as Member of Corporate Assembly | | For | | Do Not Vote |
9.12 | | Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.14 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.15 | | Elect Linda Aase as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.16 | | Reelect Shahzad Rana as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
10 | | Approve Remuneration of Members and Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members | | For | | Do Not Vote |
11.1 | | Reelect Olaug Svarva as Chair of Nominating Committee | | For | | Do Not Vote |
11.2 | | Reelect Bjorn Haavik as Member of Nominating Committee | | For | | Do Not Vote |
11.3 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | Do Not Vote |
11.4 | | Elect Live Aker as Member of Nominating Committee | | For | | Do Not Vote |
12 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members | | For | | Do Not Vote |
13 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
14 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly | | For | | Do Not Vote |
15 | | Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Shareholder Proposals | | For | | Do Not Vote |
16 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
| | | | | | |
| | | |
Altria Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MO | | 20-May-10 | | 02209S103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Elizabeth E. Bailey | | For | | For |
2 | | Elect Director Gerald L. Baliles | | For | | For |
3 | | Elect Director John T. Casteen III | | For | | For |
4 | | Elect Director Dinyar S. Devitre | | For | | For |
5 | | Elect Director Thomas F. Farrell II | | For | | For |
6 | | Elect Director Robert E. R. Huntley | | For | | For |
7 | | Elect Director Thomas W. Jones | | For | | For |
8 | | Elect Director George Munoz | | For | | For |
9 | | Elect Director Nabil Y. Sakkab | | For | | For |
10 | | Elect Director Michael E. Szymanczyk | | For | | For |
11 | | Approve Omnibus Stock Plan | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
14 | | Adopt Human Rights Protocols for Company and Suppliers | | Against | | For |
| | | | | | |
Cephalon, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CEPH | | 20-May-10 | | 156708109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Frank Baldino, Jr., Ph.D. | | For | | For |
1.2 | | Elect Director William P. Egan | | For | | For |
1.3 | | Elect Director Martyn D. Greenacre | | For | | For |
1.4 | | Elect Director Vaughn M. Kailian | | For | | For |
1.5 | | Elect Director Kevin E. Moley | | For | | For |
1.6 | | Elect Director Charles A. Sanders, M.D. | | For | | For |
1.7 | | Elect Director Gail R. Wilensky, Ph.D. | | For | | For |
1.8 | | Elect Director Dennis L. Winger | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Comcast Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CMCSA | | 20-May-10 | | 20030N101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director S. Decker Anstrom | | For | | For |
1.2 | | Elect Director Kenneth J. Bacon | | For | | For |
1.3 | | Elect Director Sheldon M. Bonovitz | | For | | For |
1.4 | | Elect Director Edward D. Breen | | For | | For |
1.5 | | Elect Director Julian A. Brodsky | | For | | For |
1.6 | | Elect Director Joseph J. Collins | | For | | For |
1.7 | | Elect Director J. Michael Cook | | For | | For |
1.8 | | Elect Director Gerald L. Hassell | | For | | For |
1.9 | | Elect Director Jeffrey A. Honickman | | For | | For |
1.10 | | Elect Director Brian L. Roberts | | For | | For |
1.11 | | Elect Director Ralph J. Roberts | | For | | For |
1.12 | | Elect Director Judith Rodin | | For | | For |
1.13 | | Elect Director Michael I. Sovern | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | For | | For |
4 | | Provide for Cumulative Voting | | Against | | For |
5 | | Adopt Policy on Succession Planning | | Against | | For |
6 | | Require Independent Board Chairman | | Against | | For |
| | | | | | |
| | | |
Lamar Advertising Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LAMR | | 20-May-10 | | 512815101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Maxwell Hamilton | | For | | Withhold |
1.2 | | Elect Director John E. Koerner, III | | For | | For |
1.3 | | Elect Director Edward H. McDermott | | For | | For |
1.4 | | Elect Director Stephen P. Mumblow | | For | | Withhold |
1.5 | | Elect Director Thomas V. Reifenheiser | | For | | Withhold |
1.6 | | Elect Director Anna Reilly | | For | | Withhold |
1.7 | | Elect Director Kevin P. Reilly, Jr. | | For | | For |
1.8 | | Elect Director Wendell Reilly | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Lender Processing Services, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LPS | | 20-May-10 | | 52602E102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Jeffrey S. Carbiener | | For | | For |
1.2 | | Elect Director A.R. (Pete) Carpenter | | For | | Withhold |
1.3 | | Elect Director John F. Farrell, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Marsh & McLennan Companies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MMC | | 20-May-10 | | 571748102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Leslie M. Baker | | For | | For |
1.2 | | Elect Director Zachary W. Carter | | For | | For |
1.3 | | Elect Director Brian Duperreault | | For | | For |
1.4 | | Elect Director Oscar Fanjul | | For | | For |
1.5 | | Elect Director H. Edward Hanway | | For | | For |
1.6 | | Elect Director Gwendolyn S. King | | For | | For |
1.7 | | Elect Director Bruce P. Nolop | | For | | For |
1.8 | | Elect Director Marc D. Oken | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | |
| | | |
McDonald’s Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MCD | | 20-May-10 | | 580135101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Walter E. Massey | | For | | For |
2 | | Elect Director John W. Rogers, Jr. | | For | | For |
3 | | Elect Director Roger W. Stone | | For | | For |
4 | | Elect Director Miles D. White | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
7 | | Reduce Supermajority Vote Requirement | | Against | | For |
8 | | Require Suppliers to Adopt CAK | | Against | | Against |
9 | | Adopt Cage-Free Eggs Purchasing Policy | | Against | | Against |
| | | | | | |
| | | |
ONEOK, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: OKE | | 20-May-10 | | 682680103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director James C. Day | | For | | For |
2 | | Elect Director Julie H. Edwards | | For | | For |
3 | | Elect Director William L. Ford | | For | | For |
4 | | Elect Director John W. Gibson | | For | | For |
5 | | Elect Director David L. Kyle | | For | | For |
6 | | Elect Director Bert H. Mackie | | For | | For |
7 | | Elect Director Jim W. Mogg | | For | | For |
8 | | Elect Director Pattye L. Moore | | For | | For |
9 | | Elect Director Gary D. Parker | | For | | For |
10 | | Elect Director Eduardo A. Rodriguez | | For | | For |
11 | | Elect Director Gerald B. Smith | | For | | For |
12 | | Elect Director David J. Tippeconnic | | For | | For |
13 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Stanley Black & Decker, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SWK | | 20-May-10 | | 854502101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nolan D. Archibald | | For | | For |
1.2 | | Elect Director John G. Breen | | For | | Withhold |
1.3 | | Elect Director George W. Buckley | | For | | For |
1.4 | | Elect Director Virgis W. Colbert | | For | | Withhold |
1.5 | | Elect Director Manuel A. Fernandez | | For | | For |
1.6 | | Elect Director Benjamin H. Griswold, IV | | For | | For |
1.7 | | Elect Director Anthony Luiso | | For | | For |
1.8 | | Elect Director John F. Lundgren | | For | | Withhold |
1.9 | | Elect Director Robert L. Ryan | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
The Home Depot, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HD | | 20-May-10 | | 437076102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director F. Duane Ackerman | | For | | For |
2 | | Elect Director David H. Batchelder | | For | | For |
3 | | Elect Director Francis S. Blake | | For | | For |
4 | | Elect Director Ari Bousbib | | For | | For |
5 | | Elect Director Gregory D. Brenneman | | For | | For |
6 | | Elect Director Albert P. Carey | | For | | For |
7 | | Elect Director Armando Codina | | For | | For |
8 | | Elect Director Bonnie G. Hill | | For | | For |
9 | | Elect Director Karen L. Katen | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Amend Omnibus Stock Plan | | For | | For |
12 | | Provide for Cumulative Voting | | Against | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
15 | | Provide Right to Act by Written Consent | | Against | | For |
16 | | Require Independent Board Chairman | | Against | | Against |
17 | | Prepare Employment Diversity Report | | Against | | For |
18 | | Reincorporate in Another State [from Delaware to North Dakota] | | Against | | Against |
| | | | | | |
| | | |
Tiffany & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TIF | | 20-May-10 | | 886547108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Michael J. Kowalski | | For | | For |
2 | | Elect Director Rose Marie Bravo | | For | | For |
3 | | Elect Director Gary E. Costley | | For | | For |
4 | | Elect Director Lawrence K. Fish | | For | | For |
5 | | Elect Director Abby F. Kohnstamm | | For | | For |
6 | | Elect Director Charles K. Marquis | | For | | For |
7 | | Elect Director Peter W. May | | For | | For |
8 | | Elect Director J. Thomas Presby | | For | | For |
9 | | Elect Director William A. Shutzer | | For | | For |
10 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Aetna Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AET | | 21-May-10 | | 00817Y108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Frank M. Clark | | For | | Against |
2 | | Elect Director Betsy Z. Cohen | | For | | Against |
3 | | Elect Director Molly J. Coye | | For | | For |
4 | | Elect Director Roger N. Farah | | For | | Against |
5 | | Elect Director Barbara Hackman Franklin | | For | | Against |
6 | | Elect Director Jeffrey E. Garten | | For | | Against |
7 | | Elect Director Earl G. Graves | | For | | For |
8 | | Elect Director Gerald Greenwald | | For | | For |
9 | | Elect Director Ellen M. Hancock | | For | | For |
10 | | Elect Director Richard J. Harrington | | For | | For |
11 | | Elect Director Edward J. Ludwig | | For | | For |
12 | | Elect Director Joseph P. Newhouse | | For | | For |
13 | | Elect Director Ronald A. Williams | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Approve Omnibus Stock Plan | | For | | For |
16 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
17 | | Amend Executive Incentive Bonus Plan | | For | | For |
18 | | Provide for Cumulative Voting | | Against | | For |
19 | | Require Independent Board Chairman | | Against | | For |
| | | | | | |
IntercontinentalExchange, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ICE | | 21-May-10 | | 45865V100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Charles R. Crisp | | For | | For |
1.2 | | Elect Director Jean-Marc Forneri | | For | | For |
1.3 | | Elect Director Fred W. Hatfield | | For | | For |
1.4 | | Elect Director Terrence F. Martell | | For | | For |
1.5 | | Elect Director Sir Callum McCarthy | | For | | For |
1.6 | | Elect Director Sir Robert Reid | | For | | For |
1.7 | | Elect Director Frederic V. Salerno | | For | | For |
1.8 | | Elect Director Jeffrey C. Sprecher | | For | | For |
1.9 | | Elect Director Judith A. Sprieser | | For | | For |
1.10 | | Elect Director Vincent Tese | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
UnitedHealth Group Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UNH | | 24-May-10 | | 91324P102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director William C. Ballard, Jr. | | For | | For |
2 | | Elect Director Richard T. Burke | | For | | For |
3 | | Elect Director Robert J. Darretta | | For | | For |
4 | | Elect Director Stephen J. Hemsley | | For | | For |
5 | | Elect Director Michele J. Hooper | | For | | For |
6 | | Elect Director Douglas W. Leatherdale | | For | | For |
7 | | Elect Director Glenn M. Renwick | | For | | For |
8 | | Elect Director Kenneth I. Shine | | For | | For |
9 | | Elect Director Gail R. Wilensky | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Report on Lobbying Expenses | | Against | | Against |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
Amazon.com, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AMZN | | 25-May-10 | | 023135106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Jeffrey P. Bezos | | For | | For |
2 | | Elect Director Tom A. Alberg | | For | | For |
3 | | Elect Director John Seely Brown | | For | | For |
4 | | Elect Director William B. Gordon | | For | | Against |
5 | | Elect Director Alain Monie | | For | | For |
6 | | Elect Director Thomas O. Ryder | | For | | For |
7 | | Elect Director Patricia Q. Stonesifer | | For | | Against |
8 | | Ratify Auditors | | For | | For |
9 | | Report on Political Contributions | | Against | | For |
| | | | | | |
Merck & Co., Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MRK | | 25-May-10 | | 58933Y105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Leslie A. Brun | | For | | For |
2 | | Elect Director Thomas R. Cech | | For | | For |
3 | | Elect Director Richard T. Clark | | For | | For |
4 | | Elect Director Thomas H. Glocer | | For | | For |
5 | | Elect Director Steven F. Goldstone | | For | | For |
6 | | Elect Director William B. Harrison, Jr. | | For | | For |
7 | | Elect Director Harry R. Jacobson | | For | | For |
8 | | Elect Director William N. Kelley | | For | | For |
9 | | Elect Director C. Robert Kidder | | For | | For |
10 | | Elect Director Rochelle B. Lazarus | | For | | For |
11 | | Elect Director Carlos E. Represas | | For | | For |
12 | | Elect Director Patricia F. Russo | | For | | For |
13 | | Elect Director Thomas E. Shenk | | For | | For |
14 | | Elect Director Anne M. Tatlock | | For | | For |
15 | | Elect Director Craig B. Thompson | | For | | For |
16 | | Elect Director Wendell P. Weeks | | For | | For |
17 | | Elect Director Peter C. Wendell | | For | | For |
18 | | Ratify Auditors | | For | | For |
19 | | Approve Omnibus Stock Plan | | For | | For |
20 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Chevron Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CVX | | 26-May-10 | | 166764100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director S.H. Armacost | | For | | For |
2 | | Elect Director L.F. Deily | | For | | For |
3 | | Elect Director R.E. Denham | | For | | For |
4 | | Elect Director R.J. Eaton | | For | | For |
5 | | Elect Director C. Hagel | | For | | For |
6 | | Elect Director E. Hernandez | | For | | For |
7 | | Elect Director F.G. Jenifer | | For | | For |
8 | | Elect Director G.L. Kirkland | | For | | For |
9 | | Elect Director S. Nunn | | For | | For |
10 | | Elect Director D.B. Rice | | For | | For |
11 | | Elect Director K.W. Sharer | | For | | For |
12 | | Elect Director C.R. Shoemate | | For | | For |
13 | | Elect Director J.G. Stumpf | | For | | For |
14 | | Elect Director R.D. Sugar | | For | | For |
15 | | Elect Director C. Ware | | For | | For |
16 | | Elect Director J.S. Watson | | For | | For |
17 | | Ratify Auditors | | For | | For |
18 | | Provide Right to Call Special Meeting | | For | | For |
19 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
20 | | Stock Retention/Holding Period | | Against | | For |
21 | | Disclose Payments To Host Governments | | Against | | Against |
22 | | Adopt Guidelines for Country Selection | | Against | | For |
23 | | Report on Financial Risks From Climate Change | | Against | | Against |
24 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against |
| | | | | | |
| | | |
Exxon Mobil Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: XOM | | 26-May-10 | | 30231G102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director M.J. Boskin | | For | | For |
1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For |
1.3 | | Elect Director L.R. Faulkner | | For | | For |
1.4 | | Elect Director J.S. Fishman | | For | | For |
1.5 | | Elect Director K.C. Frazier | | For | | For |
1.6 | | Elect Director W.W. George | | For | | For |
1.7 | | Elect Director M.C. Nelson | | For | | For |
1.8 | | Elect Director S.J. Palmisano | | For | | For |
1.9 | | Elect Director S.C. Reinemund | | For | | For |
1.10 | | Elect Director R.W. Tillerson | | For | | For |
1.11 | | Elect Director E.E. Whitacre, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
4 | | Reincorporate in Another State [from New Jersey to North Dakota] | | Against | | Against |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
6 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | Against |
7 | | Adopt Policy on Human Right to Water | | Against | | Against |
8 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
9 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
10 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
11 | | Report on Energy Technologies Development | | Against | | Against |
12 | | Adopt Quantitative GHG Goals from Products and Operations | | Against | | For |
13 | | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | | Against | | Against |
| | | | | | |
Fidelity National Financial, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FNF | | 27-May-10 | | 31620R105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Daniel D. (Ron) Lane | | For | | For |
1.2 | | Elect Director General William Lyon | | For | | For |
1.3 | | Elect Director Richard N. Massey | | For | | For |
1.4 | | Elect Director Cary H. Thompson | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Fidelity National Information Services Inc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FIS | | 27-May-10 | | 31620M106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephan A. James | | For | | For |
1.2 | | Elect Director James Neary | | For | | Withhold |
1.3 | | Elect Director Frank R. Martire | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Limited Brands, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LTD | | 27-May-10 | | 532716107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Dennis S. Hersch | | For | | For |
1.2 | | Elect Director David T. Kollat | | For | | For |
1.3 | | Elect Director William R. Loomis, Jr. | | For | | For |
1.4 | | Elect Director Leslie H. Wexner | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Lincoln National Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LNC | | 27-May-10 | | 534187109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William J. Avery | | For | | For |
1.2 | | Elect Director William H. Cunningham | | For | | For |
1.3 | | Elect Director William Porter Payne | | For | | For |
1.4 | | Elect Director Patrick S. Pittard | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
Raytheon Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: RTN | | 27-May-10 | | 755111507 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Vernon E. Clark | | For | | For |
2 | | Elect Director John M. Deutch | | For | | For |
3 | | Elect Director Stephen J. Hadley | | For | | For |
4 | | Elect Director Frederic M. Poses | | For | | For |
5 | | Elect Director Michael C. Ruettgers | | For | | For |
6 | | Elect Director Ronald L. Skates | | For | | For |
7 | | Elect Director William R. Spivey | | For | | For |
8 | | Elect Director Linda G. Stuntz | | For | | For |
9 | | Elect Director William H. Swanson | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Provide Right to Call Special Meeting | | For | | For |
12 | | Approve Omnibus Stock Plan | | For | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
14 | | Submit SERP to Shareholder Vote | | Against | | For |
15 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | |
| | | |
Sirius XM Radio Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SIRI | | 27-May-10 | | 82967N108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Joan L. Amble | | For | | For |
2 | | Elect Director Leon D. Black | | For | | Against |
3 | | Elect Director Lawrence F. Gilberti | | For | | For |
4 | | Elect Director Eddy W. Hartenstein | | For | | For |
5 | | Elect Director James P. Holden | | For | | For |
6 | | Elect Director Mel Karmazin | | For | | For |
7 | | Elect Director James F. Mooney | | For | | For |
8 | | Elect Director Jack Shaw | | For | | For |
9 | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | For |
10 | | Approve Reverse Stock Split | | For | | For |
11 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
United Online, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UNTD | | 27-May-10 | | 911268100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert Berglass | | For | | Withhold |
1.2 | | Elect Director Kenneth L. Coleman | | For | | Withhold |
2 | | Ratify Auditors | | For | | For |
3 | | Approve Omnibus Stock Plan | | For | | For |
4 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | |
| | | |
VeriSign, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: VRSN | | 27-May-10 | | 92343E102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director D. James Bidzos | | For | | For |
1.2 | | Elect Director William L. Chenevich | | For | | For |
1.3 | | Elect Director Kathleen A. Cote | | For | | For |
1.4 | | Elect Director Mark D. McLaughlin | | For | | For |
1.5 | | Elect Director Roger H. Moore | | For | | For |
1.6 | | Elect Director John D. Roach | | For | | For |
1.7 | | Elect Director Louis A. Simpson | | For | | For |
1.8 | | Elect Director Timothy Tomlinson | | For | | For |
2 | | Approve Executive Incentive Bonus Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
Wendy’s/Arby’s Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WEN | | 27-May-10 | | 950587105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nelson Peltz | | For | | For |
1.2 | | Elect Director Peter W. May | | For | | For |
1.3 | | Elect Director Clive Chajet | | For | | For |
1.4 | | Elect Director Edward P. Garden | | For | | For |
1.5 | | Elect Director Janet Hill | | For | | For |
1.6 | | Elect Director Joseph A. Levato | | For | | For |
1.7 | | Elect Director J. Randolph Lewis | | For | | For |
1.8 | | Elect Director Peter H. Rothschild | | For | | For |
1.9 | | Elect Director David E. Schwab, II | | For | | For |
1.10 | | Elect Director Roland C. Smith | | For | | For |
1.11 | | Elect Director Raymond S. Troubh | | For | | For |
1.12 | | Elect Director Jack G. Wasserman | | For | | For |
2 | | Approve Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Purchase Poultry from Suppliers Using CAK | | Against | | Against |
| | | | | | |
| | | |
Lowe’s Companies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LOW | | 28-May-10 | | 548661107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director David W. Bernauer | | For | | For |
1.2 | | Elect Director Leonard L. Berry | | For | | For |
1.3 | | Elect Director Dawn E. Hudson | | For | | For |
1.4 | | Elect Director Robert A. Niblock | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Provide Right to Call Special Meeting | | For | | For |
4 | | Report on Political Contributions | | Against | | For |
5 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | |
| | | |
Cognizant Technology Solutions Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CTSH | | 01-Jun-10 | | 192446102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director John E. Klein | | For | | For |
2 | | Elect Director Lakshmi Narayanan | | For | | For |
3 | | Elect Director Maureen Breakiron-Evans | | For | | For |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
5 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
First Solar, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FSLR | | 01-Jun-10 | | 336433107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Michael J. Ahearn | | For | | For |
1.2 | | Elect Director Robert J. Gillette | | For | | For |
1.3 | | Elect Director Craig Kennedy | | For | | For |
1.4 | | Elect Director James F. Nolan | | For | | For |
1.5 | | Elect Director William J. Post | | For | | For |
1.6 | | Elect Director J. Thomas Presby | | For | | For |
1.7 | | Elect Director Paul H. Stebbins | | For | | Withhold |
1.8 | | Elect Director Michael Sweeney | | For | | Withhold |
1.9 | | Elect Director Jose H. Villarreal | | For | | Withhold |
2 | | Approve Omnibus Stock Plan | | For | | Against |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
Brandywine Realty Trust | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BDN | | 02-Jun-10 | | 105368203 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Walter D’Alessio | | For | | For |
1.2 | | Elect Director Anthony A. Nichols, Sr. | | For | | For |
1.3 | | Elect Director Gerard H. Sweeney | | For | | For |
1.4 | | Elect Director D. Pike Aloian | | For | | For |
1.5 | | Elect Director Wyche Fowler | | For | | For |
1.6 | | Elect Director Michael J. Joyce | | For | | For |
1.7 | | Elect Director Charles P. Pizzi | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
The TJX Companies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TJX | | 02-Jun-10 | | 872540109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director José B. Alvarez | | For | | For |
2 | | Elect Director Alan M. Bennett | | For | | For |
3 | | Elect Director David A. Brandon | | For | | For |
4 | | Elect Director Bernard Cammarata | | For | | For |
5 | | Elect Director David T. Ching | | For | | For |
6 | | Elect Director Michael F. Hines | | For | | For |
7 | | Elect Director Amy B. Lane | | For | | For |
8 | | Elect Director Carol Meyrowitz | | For | | For |
9 | | Elect Director John F. O’Brien | | For | | For |
10 | | Elect Director Willow B. Shire | | For | | For |
11 | | Elect Director Fletcher H. Wiley | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
U-Store-It Trust | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: YSI | | 02-Jun-10 | | 91274F104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William M. Diefenderfer, III | | For | | For |
1.2 | | Elect Director Piero Bussani | | For | | For |
1.3 | | Elect Director Harold S. Haller | | For | | For |
1.4 | | Elect Director Daniel B. Hurwitz | | For | | For |
1.5 | | Elect Director Dean Jernigan | | For | | For |
1.6 | | Elect Director Marianne M. Keler | | For | | For |
1.7 | | Elect Director David J. LaRue | | For | | For |
1.8 | | Elect Director John F. Remondi | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Ingersoll-Rand plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IR | | 03-Jun-10 | | G47791101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1a | | Elect Ann Berzin as Director | | For | | For |
1b | | Elect John Bruton as Director | | For | | For |
1c | | Elect Jared Cohon as Director | | For | | For |
1d | | Elect Gary Forsee as Director | | For | | For |
1e | | Elect Peter Godsoe as Director | | For | | For |
1f | | Elect Edward Hagenlocker as Director | | For | | For |
1g | | Elect Constance Horner as Director | | For | | Abstain |
1h | | Elect Michael Lamach as Director | | For | | For |
1i | | Elect Theodore Martin as Director | | For | | Abstain |
1j | | Elect Orin Smith as Director | | For | | Abstain |
1k | | Elect Richard Swift as Director | | For | | Abstain |
1l | | Elect Tony White as Director | | For | | Abstain |
2 | | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | | For | | Against |
3 | | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
New York Community Bancorp, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NYB | | 03-Jun-10 | | 649445103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Donald M. Blake | | For | | For |
1.2 | | Elect Director Michael J. Levine | | For | | For |
1.3 | | Elect Director Guy V. Molinari | | For | | For |
1.4 | | Elect Director John M. Tsimbinos | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Wal-Mart Stores, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WMT | | 04-Jun-10 | | 931142103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Aida M. Alvarez | | For | | For |
2 | | Elect Director James W. Breyer | | For | | For |
3 | | Elect Director M. Michele Burns | | For | | For |
4 | | Elect Director James I. Cash, Jr. | | For | | For |
5 | | Elect Director Roger C. Corbett | | For | | For |
6 | | Elect Director Douglas N. Daft | | For | | Against |
7 | | Elect Director Michael T. Duke | | For | | For |
8 | | Elect Director Gregory B. Penner | | For | | For |
9 | | Elect Director Steven S. Reinemund | | For | | For |
10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
11 | | Elect Director Arne M. Sorenson | | For | | For |
12 | | Elect Director Jim C. Walton | | For | | For |
13 | | Elect Director S. Robson Walton | | For | | For |
14 | | Elect Director Christopher J. Williams | | For | | For |
15 | | Elect Director Linda S. Wolf | | For | | Against |
16 | | Ratify Auditors | | For | | For |
17 | | Approve Omnibus Stock Plan | | For | | Against |
18 | | Amend Sharesave Plan | | For | | For |
19 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
21 | | Report on Political Contributions | | Against | | For |
22 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
23 | | Require Suppliers to Adopt CAK | | Against | | Against |
24 | | Report on Process for Identifying and Prioritizing Public Policy Activities | | Against | | Against |
| | | | | | |
| | | |
Abercrombie & Fitch Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ANF | | 09-Jun-10 | | 002896207 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Edward F. Limato | | For | | Against |
2 | | Elect Director Robert A. Rosholt | | For | | Against |
3 | | Elect Director Craig R. Stapleton | | For | | Against |
4 | | Elect Director Elizabeth M. Lee | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Approve Omnibus Stock Plan | | For | | Against |
7 | | Require Independent Board Chairman | | Against | | For |
8 | | Declassify the Board of Directors | | Against | | For |
9 | | Adopt ILO Based Code of Conduct | | Against | | For |
| | | | | | |
American Eagle Outfitters, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AEO | | 09-Jun-10 | | 02553E106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Alan T. Kane | | For | | For |
2 | | Elect Director Cary D. McMillan | | For | | For |
3 | | Elect Director James V. O’Donnell | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Caterpillar Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CAT | | 09-Jun-10 | | 149123101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John T. Dillon | | For | | For |
1.2 | | Elect Director Juan Gallardo | | For | | For |
1.3 | | Elect Director William A. Osborn | | For | | For |
1.4 | | Elect Director Edward B. Rust, Jr. | | For | | For |
1.5 | | Elect Director Susan C. Schwab | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Declassify the Board of Directors | | For | | For |
5 | | Reduce Supermajority Vote Requirement | | For | | For |
6 | | Require Independent Board Chairman | | Against | | Against |
7 | | Amend Human Rights Policy | | Against | | For |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
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Freeport-McMoRan Copper & Gold Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FCX | | 09-Jun-10 | | 35671D857 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard C. Adkerson | | For | | For |
1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
1.3 | | Elect Director Robert A. Day | | For | | For |
1.4 | | Elect Director Gerald J. Ford | | For | | For |
1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
1.6 | | Elect Director Charles C. Krulak | | For | | For |
1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
1.8 | | Elect Director Jon C. Madonna | | For | | For |
1.9 | | Elect Director Dustan E. McCoy | | For | | For |
1.10 | | Elect Director James R. Moffett | | For | | For |
1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For |
1.12 | | Elect Director Stephen H. Siegele | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | For |
4 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
5 | | Stock Retention/Holding Period | | Against | | For |
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| | | |
PDL BioPharma, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PDLI | | 09-Jun-10 | | 69329Y104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Harold E. Selick | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Target Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TGT | | 09-Jun-10 | | 87612E106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Calvin Darden | | For | | For |
2 | | Elect Director Anne M. Mulcahy | | For | | For |
3 | | Elect Director Stephen W. Sanger | | For | | For |
4 | | Elect Director Gregg W. Steinhafel | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Declassify the Board of Directors | | For | | For |
7 | | Reduce Supermajority Vote Requirement | | For | | For |
8 | | Amend Articles of Incorporation | | For | | For |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
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| | | |
Autodesk, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ADSK | | 10-Jun-10 | | 052769106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Carl Bass | | For | | For |
2 | | Elect Director Crawford W. Beveridge | | For | | For |
3 | | Elect Director J. Hallam Dawson | | For | | For |
4 | | Elect Director Per-Kristian Halvorsen | | For | | For |
5 | | Elect Director Sean M. Maloney | | For | | For |
6 | | Elect Director Mary T. McDowell | | For | | For |
7 | | Elect Director Charles J. Robel | | For | | For |
8 | | Elect Director Steven M. West | | For | | For |
9 | | Ratify Auditors | | For | | For |
10 | | Approve Executive Incentive Bonus Plan | | For | | For |
11 | | Amend Omnibus Stock Plan | | For | | For |
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salesforce.com, inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CRM | | 10-Jun-10 | | 79466L302 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stratton Sclavos | | For | | For |
1.2 | | Elect Director Lawrence Tomlinson | | For | | For |
1.3 | | Elect Director Shirley Young | | For | | For |
2 | | Ratify Auditors | | For | | For |
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| | | |
Alaska Communications Systems Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ALSK | | 11-Jun-10 | | 01167P101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Liane J. Pelletier | | For | | For |
1.2 | | Elect Director Brian Rogers | | For | | For |
1.3 | | Elect Director John M. Egan | | For | | For |
1.4 | | Elect Director Gary R. Donahee | | For | | For |
1.5 | | Elect Director Edward (Ned) J. Hayes, Jr. | | For | | For |
1.6 | | Elect Director Annette Jacobs | | For | | For |
1.7 | | Elect Director Peter D. Ley | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Chesapeake Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CHK | | 11-Jun-10 | | 165167107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Frank Keating | | For | | Withhold |
1.2 | | Elect Director Merrill A. Miller, Jr. | | For | | Withhold |
1.3 | | Elect Director Frederick B. Whittemore | | For | | Withhold |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Adopt Policy Relating to Annual Cash Bonuses | | Against | | For |
5 | | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | | Against | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
7 | | Advisory Vote to Ratify Named Executive Officers’ and Directors’ Compensation | | Against | | For |
8 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
9 | | Prepare Sustainability Report | | Against | | For |
| | | | | | |
| | | |
Brookdale Senior Living Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BKD | | 15-Jun-10 | | 112463104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Jackie M. Clegg | | For | | For |
1.2 | | Elect Director Tobia Ippolito | | For | | For |
1.3 | | Elect Director James R. Seward | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
MGM MIRAGE | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGM | | 15-Jun-10 | | 552953101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert H. Baldwin | | For | | For |
1.2 | | Elect Director William A. Bible | | For | | For |
1.3 | | Elect Director Burton M. Cohen | | For | | For |
1.4 | | Elect Director Willie D. Davis | | For | | For |
1.5 | | Elect Director Kenny C. Guinn | | For | | For |
1.6 | | Elect Director Alexis M. Herman | | For | | For |
1.7 | | Elect Director Roland Hernandez | | For | | For |
1.8 | | Elect Director Kirk Kerkorian | | For | | Withhold |
1.9 | | Elect Director Anthony Mandekic | | For | | For |
1.10 | | Elect Director Rose McKinney-James | | For | | For |
1.11 | | Elect Director James J. Murren | | For | | For |
1.12 | | Elect Director Daniel J. Taylor | | For | | For |
1.13 | | Elect Director Melvin B. Wolzinger | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Change Company Name | | For | | For |
4 | | Prepare Sustainability Report | | Against | | For |
5 | | Other Business | | For | | Against |
| | | | | | |
| | | |
Celgene Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CELG | | 16-Jun-10 | | 151020104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Sol J. Barer | | For | | For |
1.2 | | Elect Director Robert J. Hugin | | For | | For |
1.3 | | Elect Director Michael D. Casey | | For | | For |
1.4 | | Elect Director Carrie S. Cox | | For | | For |
1.5 | | Elect Director Rodman L. Drake | | For | | For |
1.6 | | Elect Director Gilla Kaplan | | For | | For |
1.7 | | Elect Director James J. Loughlin | | For | | For |
1.8 | | Elect Director Ernest Mario | | For | | For |
1.9 | | Elect Director Walter L. Robb | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Best Buy Co., Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BBY | | 24-Jun-10 | | 086516101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Lisa M. Caputo | | For | | For |
1.2 | | Elect Director Brian J. Dunn | | For | | For |
1.3 | | Elect Director Kathy J. Higgins Victor | | For | | For |
1.4 | | Elect Director Rogelio M. Rebolledo | | For | | For |
1.5 | | Elect Director Gerard R. Vittecoq | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
SUPERVALU Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SVU | | 24-Jun-10 | | 868536103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Donald R. Chappel | | For | | For |
2 | | Elect Director Irwin S. Cohen | | For | | For |
3 | | Elect Director Ronald E. Daly | | For | | For |
4 | | Elect Director Susan E. Engel | | For | | For |
5 | | Elect Director Craig R. Herkert | | For | | For |
6 | | Elect Director Charles M. Lillis | | For | | For |
7 | | Elect Director Steven S. Rogers | | For | | For |
8 | | Elect Director Matthew E. Rubel | | For | | For |
9 | | Elect Director Wayne C. Sales | | For | | For |
10 | | Elect Director Kathi P. Seifert | | For | | For |
11 | | Ratify Auditors | | For | | For |
12 | | Company Request on Advisory Vote on Executive Compensation | | For | | For |
| | | | | | |
| | | |
Yahoo! Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: YHOO | | 24-Jun-10 | | 984332106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Carol Bartz | | For | | For |
2 | | Elect Director Roy J. Bostock | | For | | For |
3 | | Elect Director Pati S. Hart | | For | | For |
4 | | Elect Director Eric Hippeau | | For | | For |
5 | | Elect Director Susan M. James | | For | | For |
6 | | Elect Director Vyomesh Joshi | | For | | For |
7 | | Elect Director Arthur H. Kern | | For | | For |
8 | | Elect Director Brad D. Smith | | For | | For |
9 | | Elect Director Gary L. Wilson | | For | | For |
10 | | Elect Director Jerry Yang | | For | | For |
11 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
| | | | | | |
| | | |
XTO Energy Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: XTO | | 25-Jun-10 | | 98385X106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Equity Premium and Growth Fund
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman – Chief Administrative Officer |
| |
Date | | |
August 26, 2010