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S-8 Filing
Aldeyra Therapeutics (ALDX) S-8Registration of securities for employees
Filed: 7 Mar 24, 4:48pm
Exhibit 107
Calculation of Filing Fee Tables
Form S-8
(Form Type)
Aldeyra Therapeutics, Inc.
(Exact name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Class Title | Fee Calculation Rule(3) | Amount Registered(1) | Proposed Maximum Offering Price Per Share | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee(4) | |||||||
Equity | Common stock, par value $0.001 per share | Rule 457(h) Rule 457(c) | 588,897 (2) | $3.349(3) | $1,972,216.06 | 0.0001476 | $291.10 | |||||||
Total Offering Amounts | $1,972,216.06 | $291.10 | ||||||||||||
Total Fee Offsets | — | |||||||||||||
Net Fee Due | $291.10 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Registrant’s common stock, par value $0.001 per share (the “Common Stock”), that become issuable under the Registrant’s 2016 Employee Stock Purchase Plan (the “2016 ESPP”), as a result of any stock dividend, stock split, recapitalization, or other similar transaction effected without the receipt of consideration that results in an increase to the number of outstanding shares of Registrant’s Common Stock, as applicable. Common Stock issuable under the 2016 ESPP were previously registered on a Registration Statement on August 10, 2016 (File No. 333-213045), March 30, 2017 (File No. 333-217043), March 29, 2018 (File No. 333-224019), March 8, 2019 (File No. 333-230161), March 12, 2020 (File No. 333-237129), March 11, 2021 (File No. 333-254144), March 17, 2022 (File No. 333-263660) and March 9, 2023 (File No. 333-270401). |
(2) | Represents 588,897 shares of Common Stock that were automatically added to the shares reserved for issuance under the 2016 ESPP on January 2, 2024 pursuant to an “evergreen” provision contained in the 2016 ESPP (the “2016 ESPP Evergreen Shares”). The number of shares of Common Stock available for issuance under the 2016 ESPP is subject to an automatic annual increase on the first business day of each fiscal year of the Registrant equal to the least of (i) 1% of the total number of shares of Common Stock actually issued and outstanding on the last business day of the prior fiscal year (excluding any rights to purchase shares of common shares that may be outstanding, such as options or warrants), or (ii) a number of shares of Common Stock determined by the Registrant’s board of directors. |
(3) | This estimate is made pursuant to Rule 457(h)(1) and Rule 457(c) of the Securities Act solely for purposes of calculating the registration fee. The price per share and aggregate offering price of the 2013 EIP Evergreen Shares are based upon the average of the high and low prices of the Common Stock on March 6, 2024, as reported on the Nasdaq Stock Market, which date is within five business days prior to the filing of this Registration Statement. The price per share and aggregate offering price of the 2016 ESPP Evergreen Shares are based upon the average of the high and low prices of the Common Stock on March 6, 2024, as reported on the Nasdaq Stock Market, which date is within five (5) business days prior to the filing of this Registration Statement, multiplied by 85%, which is the percentage of the price per share applicable to purchasers under the 2016 ESPP. |
(4) | The Registrant does not have any fee offsets. |