UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LIGHT SCIENCES ONCOLOGY, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Washington | | 20-2306690 |
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(State of Incorporation or Organization) | | (I.R.S. Employer Identification No.) |
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34931 S.E. Douglas Street Suite 250 Snoqualmie, WA | |
98065 |
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(Address of Principal Executive Offices) | | (Zip Code) |
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. þ | | If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o |
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Securities Act registration statement file number to which this form relates:333-133474 |
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Securities to be registered pursuant to Section 12(b) of the Act: |
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Title of Each Class to be so Registered | | Name of Each Exchange on Which Each Class is to be Registered |
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Common stock, par value $0.001 per share | | The Nasdaq Stock Market LLC |
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Securities to be registered pursuant to Section 12(g) of the Act:None |
Item 1. Description of Registrant’s Securities to be Registered
The description of the common stock, par value $0.001 per share, to be registered hereunder set forth under the heading “Description of our Capital Stock,” in the prospectus constituting part of the Registrant’s Registration Statement on Form S-1 (File No. 333-133474), originally filed with the Securities and Exchange Commission on April 21, 2006, as amended, is incorporated by reference in response to the information required by this item.
Item 2. Exhibits
The following exhibits are filed as a part of this registration statement:
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Exhibit No. | | Description |
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3.2* | | Form of Amended and Restated Articles of Incorporation of the Registrant. |
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3.4* | | Form of Amended and Restated Bylaws of the Registrant. |
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4.1* | | Specimen Common Stock Certificate. |
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10.15* | | Investors Rights Agreement between the Registrant, Light Sciences Corporation and the holders of the Registrant’s Series A convertible preferred stock, dated October 6, 2005, including the amendment dated September 11, 2006. |
* | | Incorporated by reference to the exhibit of the same number in the Registration Statement on Form S-1 (File No. 333-133474), originally filed with the Securities and Exchange Commission on April 21, 2006, as amended. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
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| LIGHT SCIENCES ONCOLOGY, INC. | |
| /s/Robert M. Littauer | |
| Robert M. Littauer | |
| Vice President, Chief Financial Officer and Treasurer | |
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Dated: September 26, 2006
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EXHIBIT INDEX
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Exhibit No. | | Description |
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3.2* | | Form of Amended and Restated Articles of Incorporation of the Registrant. |
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3.4* | | Form of Amended and Restated Bylaws of the Registrant. |
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4.1* | | Specimen Common Stock Certificate. |
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10.15* | | Investors Rights Agreement between the Registrant, Light Sciences Corporation and the holders of the Registrant’s Series A convertible preferred stock, dated October 6, 2005, including the amendment dated September 11, 2006. |
* | | Incorporated by reference to the exhibit of the same number in the Registration Statement on Form S-1 (File No. 333-133474), originally filed with the Securities and Exchange Commission on April 21, 2006, as amended. |
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