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SC 13G/A Filing
Himax (HIMX) SC 13G/AHimax Technologies, Inc.
Filed: 13 Feb 15, 12:00am
Himax Technologies, Inc. |
(Name of Issuer) |
Ordinary Shares, par value US$0.3 per share |
(Title of Class of Securities) |
43289P106 |
(CUSIP Number) |
December 31, 2014 |
(Date of Event Which Requires Filing of this Statement) |
CUSIP No. 43289P106 | Page 2 of 9 Pages |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
Jordan Wu | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |||
(b) o | ||||
3 | SEC USE ONLY | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Republic of China | ||||
Number of Shares Beneficially Owned By Each Reporting Person With | 5 | SOLE VOTING POWER | ||
70,358 (See item 4) | ||||
6 | SHARED VOTING POWER | |||
28,181,114 (See item 4) | ||||
7 | SOLE DISPOSITIVE POWER | |||
70,358 (See item 4) | ||||
8 | SHARED DISPOSITIVE POWER | |||
28,181,114 (See item 4) | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
28,251,472 (See item 4) | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
8.3% (See item 4) | ||||
12 | TYPE OF REPORTING PERSON | |||
IN |
CUSIP No. 43289P106 | Page 3 of 9 Pages |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
Arch Finance Ltd. | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||
(b) o | ||||
3 | SEC USE ONLY | |||
�� | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
British Virgin Islands | ||||
Number of Shares Beneficially Owned By Each Reporting Person With | 5 | SOLE VOTING POWER | ||
0 | ||||
6 | SHARED VOTING POWER | |||
26,400,384 | ||||
7 | SOLE DISPOSITIVE POWER | |||
0 | ||||
8 | SHARED DISPOSITIVE POWER | |||
26,400,384 | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
26,400,384 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
7.7% | ||||
12 | TYPE OF REPORTING PERSON | |||
CO |
CUSIP No. 43289P106 | Page 4 of 9 Pages |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
Shu Chuan Investment Co., Ltd. | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||
(b) o | ||||
3 | SEC USE ONLY | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Republic of China | ||||
Number of Shares Beneficially Owned By Each Reporting Person With | 5 | SOLE VOTING POWER | ||
0 | ||||
6 | SHARED VOTING POWER | |||
1,780,730 | ||||
7 | SOLE DISPOSITIVE POWER | |||
0 | ||||
8 | SHARED DISPOSITIVE POWER | |||
1,780,730 | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,780,730 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
0.5% | ||||
12 | TYPE OF REPORTING PERSON | |||
CO |
Item 3. | If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
(g) o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
(j) o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
ARCH FINANCE LTD. | |||
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
Title: | Director |
SHU CHUAN INVESTMENT CO., LTD. | |||
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
Title: | Director |
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
ARCH FINANCE LTD. | |||
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
Title: | Director |
SHU CHUAN INVESTMENT CO., LTD. | |||
By: | /s/ Jordan Wu | ||
Name: | Jordan Wu | ||
Title: | Director |