SECURITIES AND EXCHANGE COMMISSION | |||||||
Washington, D.C. 20549 | |||||||
| |||||||
FORM 8-K | |||||||
| |||||||
Current Report | |||||||
Pursuant | |||||||
to Section 13 or 15(d) of the | |||||||
Securities Exchange Act of 1934 | |||||||
| |||||||
Date of Report (Date of Earliest Event Reported) | August 11, 2008 | ||||||
| |||||||
CRYSTAL RIVER CAPITAL, INC. | |||||||
(Exact Name of Registrant as Specified in its Charter) | |||||||
| |||||||
Maryland | |||||||
(State or Other Jurisdiction of Incorporation) | |||||||
| |||||||
001-32958 |
| 20-2230150 | |||||
(Commission File Number) |
| (I.R.S. Employer Identification No.) | |||||
| |||||||
Three World Financial Center, 200 Vesey Street, 10th Floor |
| ||||||
New York, New York | 10281-1010 | ||||||
(Address of Principal Executive Offices) | (Zip Code) | ||||||
|
| ||||||
| |||||||
(212) 549-8400 | |||||||
(Registrant’s Telephone Number, Including Area Code) | |||||||
| |||||||
Not Applicable | |||||||
(Former Name or Former Address, if Changed Since Last Report) | |||||||
| |||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.): | |||||||
| |||||||
| ¨ |
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||
|
|
|
| ||||
| ¨ |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||
|
|
|
| ||||
| ¨ |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||
|
|
|
| ||||
| ¨ |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||
Item 2.02 Results of Operations and Financial Condition.
On August 11, 2008, Crystal River Capital, Inc. (the “Company”) issued a press release reporting its financial results for the fiscal quarter ended June 30, 2008. A copy of the press release is attached to this Current Report on Form 8-K (“Current Report”) as Exhibit 99.1 and is incorporated herein by reference solely for purposes of this Item 2.02 disclosure.
The information in Item 2.02 of this Current Report, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section. The information in Item 2.02 of this Current Report, including Exhibit 99.1, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, regardless of any incorporation by reference language in any such filing.
Item 7.01 Regulation FD Disclosure.
A copy of the Company’s letter to stockholders for the quarter ended June 30, 2008 is attached to this Current Report as Exhibit 99.2 and is incorporated herein solely for purposes of this Item 7.01 disclosure. The Company will post this letter on its website at www.crystalriverreit.com immediately after the filing of this Current Report.
The information in Item 7.01 of this Current Report, including Exhibit 99.2 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such section. The information in Item 7.01 of this Current Report, including Exhibit 99.2, shall not be incorporated by reference into any filing under the Securities Act or the Exchange Act, regardless of any incorporation by reference language in any such filing. This Item 7.01 disclosure will not be deemed an admission as to the materiality of any information in this Item 7.01 of this Current Report that is required to be disclosed solely by Regulation FD.
Item 9.01. |
| Financial Statements and Exhibits. | ||
|
|
| ||
(d) |
| Exhibits | ||
|
|
| ||
| Exhibit Number | Description | ||
|
|
| ||
| 99.1 |
| Press Release, dated August 11, 2008, entitled “Crystal River Reports Second Quarter 2008 Financial Results.” | |
|
|
|
| |
| 99.2 |
| Letter to Stockholders for the Quarter Ended June 30, 2008 | |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CRYSTAL RIVER CAPITAL, INC. | |||
|
|
| ||
August 11, 2008 | By: | /s/ Craig J. Laurie | ||
|
| Name: | Craig J. Laurie | |
|
| Title: | Chief Financial Officer and | |
|
|
| Treasurer | |
2
EXHIBIT INDEX
Exhibit
99.1 Press release, dated August 11, 2008, entitled “Crystal River Reports Second Quarter 2008 Financial Results.”
99.2 Letter to Stockholders for the Quarter Ended June 30, 2008
3