SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 03/24/2017 | 3. Issuer Name and Ticker or Trading Symbol ARCH CAPITAL GROUP LTD. [ ACGL ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares, $.0033 par value per share | 254,024 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Share Appreciation Right | (1) | 05/09/2018 | Common Shares, $.0033 par value per share | 25,050 | 23.1 | D | |
Share Appreciation Right | (2) | 05/06/2019 | Common Shares, $.0033 par value per share | 17,250 | 19.293 | D | |
Share Appreciation Right | (3) | 05/05/2020 | Common Shares, $.0033 par value per share | 17,250 | 25.01 | D | |
Share Appreciation Right | (4) | 05/06/2021 | Common Shares, $.0033 par value per share | 14,700 | 33.913 | D | |
Share Appreciation Right | (5) | 05/09/2022 | Common Shares, $.0033 par value per share | 15,250 | 38.58 | D | |
Share Appreciation Right | 11/12/2017 | 11/12/2022 | Common Shares, $.0033 par value per share | 22,410 | 42.65 | D | |
Share Appreciation Right | (6) | 05/09/2023 | Common Shares, $.0033 par value per share | 10,770 | 53.53 | D | |
Share Appreciation Right | (7) | 05/13/2024 | Common Shares, $.0033 par value per share | 9,000 | 57.27 | D | |
Share Appreciation Right | (8) | 11/06/2024 | Common Shares, $.0033 par value per share | 17,417 | 57.08 | D | |
Stock Option (right to buy) | (9) | 05/13/2025 | Common Shares, $.0033 par value per share | 9,220 | 62.505 | D | |
Stock Option(right to buy) | (10) | 05/13/2026 | Common Shares, $.0033 par value per share | 7,310 | 71.7 | D |
Explanation of Responses: |
1. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2009 and the next two installments on May 9, 2010 and May 9, 2011, subject to the applicable award agreement. |
2. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010 and the next two installments on May 6, 2011 and May 6, 2012, subject to the applicable award agreement. |
3. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 5, 2011 and the next two installments on May 5, 2012 and May 5, 2013, subject to the applicable award agreement. |
4. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement. |
5. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement. |
6. The Share Appreciation Right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016, subject to the applicable award agreement. |
7. The Share Appreciation Right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017, subject to the applicable award agreement. |
8. The Share Appreciation Right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on November 6, 2015 and the next two installments on November 6, 2016 and November 6, 2017, subject to the applicable award agreement. |
9. The Stock Option becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2016 and the next two installments on May 13, 2017 and May 13, 2018, subject to the applicable award agreement. |
10. The Stock Option becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2017 and the next two installments on May 13, 2018 and May 13, 2019, subject to the applicable award agreement. |
/s/ Nicolas Papadopoulo | 03/24/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |