Christopher Swift Form 4 HARTFORD FINANCIAL SERVICES / Christopher Swift ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Swift Christopher

(Last) (First) (Middle)

ONE HARTFORD PLAZA

(Street)

HARTFORD CT 06155

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chairman and CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/25/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								220,333.68	D
Common Stock								3,750	I	By Spouse
Common Stock								24,850	I	Swift Family Gift Trust
Common Stock								44,200	I	Swift Family Legacy Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	$55.27	02/25/2020		A		318,042		(1)	02/25/2030	Common Stock	318,042	$0.0000	318,042	D
Stock Option	$20.63							(2)	02/28/2022	Common Stock	148,448		148,448	D
Stock Option	$24.15							(3)	03/05/2023	Common Stock	141,388		141,388	D
Stock Option	$35.83							(4)	03/04/2024	Common Stock	103,872		103,872	D
Stock Option	$41.25							(5)	03/03/2025	Common Stock	301,887		301,887	D
Stock Option	$43.59							(6)	03/01/2026	Common Stock	294,481		294,481	D
Stock Option	$48.89							(7)	02/28/2027	Common Stock	302,908		302,908	D
Stock Option	$49.01							(8)	02/26/2029	Common Stock	352,263		352,263	D
Stock Option	$53.81							(9)	02/27/2028	Common Stock	284,819		284,819	D

Explanation of Responses:

1. One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

2. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.

3. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.

4. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.

5. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

6. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

7. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

8. One-third of the options became exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.

9. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.

	Anthony J. Salerno, Jr., Attorney-in-Fact	02/26/2020
	** Signature of Reporting Person	Date
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