The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 148,769 | 1,406,269 | SH | DFND | 1 | 0 | 1,406,269 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 10,579 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
ATENTO S A | SHS | L0427L105 | 2,068 | 243,854 | SH | DFND | 1 | 0 | 243,854 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 23,733 | 130,352 | SH | DFND | 1 | 0 | 130,352 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 3,141 | 208,147 | SH | DFND | 1 | 0 | 208,147 | 0 | |
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 30,527 | 245,237 | SH | DFND | 1 | 0 | 245,237 | 0 | |
CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | 397 | 8,809 | SH | DFND | 1 | 0 | 8,809 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 47,447 | 771,252 | SH | DFND | 1 | 0 | 771,252 | 0 | |
CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 34 | 1,612 | SH | DFND | 1 | 0 | 1,612 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 8,366 | 19,755 | SH | DFND | 1 | 0 | 19,755 | 0 | |
COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | 12,025 | 733,684 | SH | DFND | 1 | 0 | 733,684 | 0 | |
COSAN LTD | SHS A | G25343107 | 18,121 | 2,534,407 | SH | DFND | 1 | 0 | 2,534,407 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 86,599 | 1,859,541 | SH | DFND | 1 | 0 | 1,859,541 | 0 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 382 | 22,142 | SH | DFND | 1 | 0 | 22,142 | 0 | |
GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | 7,260 | 282,586 | SH | DFND | 1 | 0 | 282,586 | 0 | |
GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 681 | 46,000 | SH | DFND | 1 | 0 | 46,000 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 20,598 | 286,522 | SH | DFND | 1 | 0 | 286,522 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 171,634 | 2,768,741 | SH | DFND | 1 | 0 | 2,768,741 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 208,974 | 3,371,100 | SH | Call | DFND | 1 | 0 | 3,371,100 | 0 |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 1,203 | 140,000 | SH | DFND | 1 | 0 | 140,000 | 0 | |
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 15,525 | 1,304,603 | SH | DFND | 1 | 0 | 1,304,603 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 8,000 | 1,070,965 | SH | DFND | 1 | 0 | 1,070,965 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,596 | 42,000 | SH | DFND | 1 | 0 | 42,000 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 7,191 | 657,293 | SH | DFND | 1 | 0 | 657,293 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 14,201 | 1,300,500 | SH | DFND | 1 | 0 | 1,300,500 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 259 | 9,929 | SH | DFND | 1 | 0 | 9,929 | 0 | |
KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | 7,886 | 323,474 | SH | DFND | 1 | 0 | 323,474 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 6,593 | 790,573 | SH | DFND | 1 | 0 | 790,573 | 0 | |
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 3,175 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 16,226 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
NVIDIA CORP | COM | 67066G104 | 10,963 | 160,000 | SH | DFND | 1 | 0 | 160,000 | 0 | |
PHOENIX NEW MEDIA LTD | SPONSORED ADS | 71910C103 | 686 | 175,769 | SH | DFND | 1 | 0 | 175,769 | 0 | |
POSCO | SPONSORED ADR | 693483109 | 9,053 | 177,238 | SH | DFND | 1 | 0 | 177,238 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 99,498 | 460,000 | SH | Put | DFND | 1 | 0 | 460,000 | 0 |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 6,518 | 213,079 | SH | DFND | 1 | 0 | 213,079 | 0 | |
TATA MTRS LTD | SPONSORED ADR | 876568502 | 18,206 | 455,388 | SH | DFND | 1 | 0 | 455,388 | 0 | |
TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | 8,885 | 614,028 | SH | DFND | 1 | 0 | 614,028 | 0 | |
P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | 9,251 | 140,000 | SH | DFND | 1 | 0 | 140,000 | 0 | |
U S GEOTHERMAL INC | COM | 90338S102 | 794 | 1,096,187 | SH | DFND | 1 | 0 | 1,096,187 | 0 | |
VALE S A | ADR | 91912E105 | 10,177 | 1,850,337 | SH | DFND | 1 | 0 | 1,850,337 | 0 |