The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | SP ADR REP COM | 316827104 | 1,582 | 25,344 | SH | DFND | 1 | 0 | 25,344 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 64,663 | 471,753 | SH | DFND | 1 | 0 | 471,753 | 0 | |
AMBEV SA | SPONSORED ADR | 02319V103 | 3,604 | 919,400 | SH | DFND | 1 | 0 | 919,400 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 8,470 | 53,402 | SH | DFND | 1 | 0 | 53,402 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 6,454 | 220,939 | SH | DFND | 1 | 0 | 220,939 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 19,384 | 138,199 | SH | DFND | 1 | 0 | 138,199 | 0 | |
BEST INC | SPONSORED ADS | 08653C106 | 6,337 | 1,541,807 | SH | DFND | 1 | 0 | 1,541,807 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 36,508 | 3,963,998 | SH | DFND | 1 | 0 | 3,963,998 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 4,876 | 1,011,649 | SH | DFND | 1 | 0 | 1,011,649 | 0 | |
CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 1,748 | 242,171 | SH | DFND | 1 | 0 | 242,171 | 0 | |
COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | 6,052 | 291,387 | SH | DFND | 1 | 0 | 291,387 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 5,758 | 212,800 | SH | DFND | 1 | 0 | 212,800 | 0 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 531 | 24,000 | SH | Call | DFND | 1 | 0 | 24,000 | 0 |
GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 445 | 19,271 | SH | DFND | 1 | 0 | 19,271 | 0 | |
GRAFTECH INTL LTD | COM | 384313508 | 22,825 | 1,995,152 | SH | DFND | 1 | 0 | 1,995,152 | 0 | |
GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | 6,188 | 491,919 | SH | DFND | 1 | 0 | 491,919 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 73,012 | 704,817 | SH | DFND | 1 | 0 | 704,817 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 43,291 | 4,207,069 | SH | DFND | 1 | 0 | 4,207,069 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,947 | 61,000 | SH | Call | DFND | 1 | 0 | 61,000 | 0 |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 5,220 | 571,100 | SH | DFND | 1 | 0 | 571,100 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 3,018 | 144,200 | SH | DFND | 1 | 0 | 144,200 | 0 | |
MEI PHARMA INC | COM NEW | 55279B202 | 1,667 | 631,513 | SH | DFND | 1 | 0 | 631,513 | 0 | |
MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 74,455 | 4,225,570 | SH | DFND | 1 | 0 | 4,225,570 | 0 | |
MOMO INC | ADR | 60879B107 | 1,069 | 44,993 | SH | DFND | 1 | 0 | 44,993 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 6,739 | 122,944 | SH | DFND | 1 | 0 | 122,944 | 0 | |
ONESMART INTL ED GROUP LTD | SPONSORED ADS | 68276W103 | 5,716 | 732,760 | SH | DFND | 1 | 0 | 732,760 | 0 | |
POSCO | SPONSORED ADR | 693483109 | 3,239 | 58,948 | SH | DFND | 1 | 0 | 58,948 | 0 | |
RISE ED CAYMAN LTD | SPONSORED ADR | 76761L102 | 2,733 | 343,305 | SH | DFND | 1 | 0 | 343,305 | 0 | |
SECOO HLDG LTD | ADR | 81367P101 | 9,589 | 1,057,235 | SH | DFND | 1 | 0 | 1,057,235 | 0 | |
STARS GROUP INC | COM | 85570W100 | 73,295 | 4,436,770 | SH | DFND | 1 | 0 | 4,436,770 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 2,181 | 59,100 | SH | DFND | 1 | 0 | 59,100 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 24,703 | 350,203 | SH | DFND | 1 | 0 | 350,203 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 14,311 | 2,620,984 | SH | DFND | 1 | 0 | 2,620,984 | 0 | |
YATRA ONLINE INC | ORD SHS | G98338109 | 914 | 227,270 | SH | DFND | 1 | 0 | 227,270 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 7,524 | 224,390 | SH | DFND | 1 | 0 | 224,390 | 0 |