SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
ShotSpotter, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
82536T 107
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule13d-1(b)
☐ Rule13d-1(c)
☒ Rule13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,see theNotes).
CUSIP No.82536T 107 |
1. | Names of Reporting Persons
Gary M. Lauder | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
2,383,406 shares(1) | ||||
6. | Shared Voting Power
-0- shares | |||||
7. | Sole Dispositive Power
2,383,406 shares(1) | |||||
8. | Shared Dispositive Power
-0- shares | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
2,383,406 shares(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
11. | Percent of Class Represented by Amount in Row 9
20.8%(2) | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | Includes 8,152 shares held directly Gary M. Lauder, 1,147,529 shares held by The Gary M. Lauder Revocable Trust UAD 8/10/2000, 1,136,725 shares held by Lauder Partners, LLC and 91,000 shares held by the Gary M. Lauder 2015 Trust. Reporting Person exercises voting and dispositive power over the shares held by The Gary M. Lauder Revocable Trust UAD 8/10/2000, Lauder Partners, LLC and the Gary M. Lauder 2015 Trust. |
(2) | Based on 11,432,652 shares of Common Stock outstanding on November 7, 2019, as reported on the Issuer’s Quarterly Report onForm 10-Q filed with the Securities and Exchange Commission on November 12, 2019 (the “Form10-Q”). |
CUSIP No.82536T 107 |
1. | Names of Reporting Persons
The Gary M. Lauder Revocable Trust UAD 8/10/2000 | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
1,147,529 | ||||
6. | Shared Voting Power
-0- shares | |||||
7. | Sole Dispositive Power
1,147,529 | |||||
8. | Shared Dispositive Power
-0- shares | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,147,529 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
11. | Percent of Class Represented by Amount in Row 9
10.0%(1) | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | Based on 11,432,652 shares of Common Stock outstanding on November 7, 2019, as reported on the Form10-Q. |
CUSIP No.82536T 107 |
1. | Names of Reporting Persons
Lauder Partners, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
1,136,725 shares | ||||
6. | Shared Voting Power
-0- shares | |||||
7. | Sole Dispositive Power
1,136,725 shares | |||||
8. | Shared Dispositive Power
-0- shares | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,136,725 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
11. | Percent of Class Represented by Amount in Row 9
9.9%(1) | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | Based on 11,432,652 shares of Common Stock outstanding on November 7, 2019, as reported on the Form10-Q. |
CUSIP No.82536T 107 |
1. | Names of Reporting Persons
Gary M. Lauder 2015 Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☐
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
91,000 shares | ||||
6. | Shared Voting Power
-0- shares | |||||
7. | Sole Dispositive Power
91,000 shares | |||||
8. | Shared Dispositive Power
-0- shares | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
91,000 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ☐
| |||||
11. | Percent of Class Represented by Amount in Row 9
0.8%(1) | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | Based on 11,432,652 shares of Common Stock outstanding on November 7, 2019, as reported on the Form10-Q. |
Item 1(a). | Name of Issuer: ShotSpotter, Inc. |
Item 1(b). | Address of Issuer’s Principal Executive Offices: 7979 Gateway Blvd., Ste. 210, Newark, CA 94560 |
Item 2(a). | Name of Person Filing: |
Gary M. Lauder
The Gary M. Lauder Revocable Trust UAD 8/10/2000 (“2000 Trust”)
Lauder Partners LLC (“Lauder Partners”)
Gary M. Lauder 2015 Trust (“2015 Trust”)
Item 2(b). | Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is: |
40th Floor, 767 Fifth Avenue
New York, NY 10153
Item 2(c). | Citizenship: |
Gary M. Lauder – US citizen
2000 Trust – California
Lauder Partners – Delaware
2015 Trust – New York
Item 2(d). | Title of Class of Securities: Common Stock |
Item 2(e). | CUSIP Number: 82536T 107 |
Item 3. | If this statement is filed pursuant to§§240.13d-1(b), or240.13d-2(b) or (c), check whether the person filing is a: |
(a) | ☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
(b) | ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ☐ Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); |
(d) | ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.80a-8); |
(e) | ☐ An investment adviser in accordance with§240.13d-1(b)(1)(ii)(E); |
(f) | ☐ An employee benefit plan or endowment fund in accordance with§240.13d-1(b)(1)(ii)(F); |
(g) | ☐ A parent holding company or control person in accordance with§240.13d-1(b)(1)(ii)(G); |
(h) | ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.80a-3); |
(j) | ☐ Anon-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |
(k) | ☐ Group, in accordance with §240.13d–1(b)(1)(ii)(K). |
If filing as anon-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ____
Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.
(a) | Amount Beneficially Owned: |
Gary M. Lauder | 2,383,406 shares(1) | |||
2000 Trust | 1,147,529 shares | |||
Lauder Partners | 1,136,725 shares | |||
2015 Trust | 91,000 shares |
(b) | Percent of Class: |
Gary M. Lauder | 20.8%(2) | |||
2000 Trust | 10.0%(2) | |||
Lauder Partners | 9.9%(2) | |||
2015 Trust | 0.8%(2) |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: |
Gary M. Lauder | 2,383,406 shares(1) | |||
2000 Trust | 1,147,529 shares | |||
Lauder Partners | 1,136,725 shares | |||
2015 Trust | 91,000 shares |
(ii) | Shared power to vote or to direct the vote: |
None
(iii) | Sole power to dispose or to direct the disposition of: |
Gary M. Lauder | 2,383,406 shares(1) | |||
2000 Trust | 1,147,529 shares | |||
Lauder Partners | 1,136,725 shares | |||
2015 Trust | 91,000 shares |
(iv) | Shared power to dispose or to direct the disposition of: |
None
(1) | Includes 8,152 shares held directly Gary M. Lauder, 1,147,529 shares held by 2000 Trust, 1,136,725 shares held by Lauder Partners and 91,000 shares held by 2015 Trust. Reporting Person exercises sole voting and dispositive power over the shares held by 2000 Trust, Lauder Partners and 2015 Trust. |
(2) | Based on 11,432,652 shares of Common Stock outstanding on November 7, 2019, as reported on the Form10-Q. |
Item 5. | Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ï,¨.
Item 6. | Ownership of More than 5 Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of a Group |
Not applicable.
Item 10. | Certification |
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 5, 2020 |
Date |
/s/ Gary M. Lauder |
Gary M. Lauder |
Individually, as Trustee of The Gary M. Lauder Revocable Trust UAD 8/10/2000, Managing Member of Lauder Partners LLC and as Trustee of the Gary M. Lauder 2015 Trust |