The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AURICO GOLD INC | COM | 05155C105 | 16,846 | 3,954,548 | SH | DFND | 1 | 3,954,548 | 0 | 0 | |
B2GOLD CORP | COM | 11777Q209 | 15,169 | 5,195,000 | SH | DFND | 1 | 5,195,000 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 10,444 | 532,602 | SH | DFND | 1 | 532,602 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 7,063 | 469,304 | SH | DFND | 1 | 469,304 | 0 | 0 | |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 15,320 | 186,400 | SH | DFND | 1 | 186,400 | 0 | 0 | |
EXETER RES CORP | COM | 301835104 | 4,296 | 6,050,700 | SH | DFND | 1 | 6,050,700 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 12,443 | 217,000 | SH | DFND | 1 | 217,000 | 0 | 0 | |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 450 | 4,000 | SH | Call | DFND | 1 | 4,000 | 0 | 0 |
MOLYCORP INC DEL | NOTE 3.250% 6/1 | 608753AA7 | 3,019 | 4,080,000 | PRN | DFND | 1 | 4,080,000 | 0 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 16,312 | 4,349,900 | SH | DFND | 1 | 4,349,900 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q205 | 1,943 | 1,646,100 | SH | DFND | 1 | 1,646,100 | 0 | 0 | |
RANDGOLD RES LTD | ADR | 752344309 | 19,712 | 233,000 | SH | DFND | 1 | 233,000 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 5,090 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
TASEKO MINES LTD | COM | 876511106 | 27,500 | 11,000,000 | SH | DFND | 1 | 11,000,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 11,005 | 3,295,000 | SH | DFND | 1 | 3,295,000 | 0 | 0 |