The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AURICO GOLD INC | COM | 05155C105 | 13,801 | 3,954,548 | SH | DFND | 1 | 3,954,548 | 0 | 0 | |
B2GOLD CORP | COM | 11777Q209 | 9,273 | 4,568,000 | SH | DFND | 1 | 4,568,000 | 0 | 0 | |
BANRO CORP | COM | 066800103 | 1,594 | 10,097,462 | SH | DFND | 1 | 10,097,462 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 14,615 | 827,602 | SH | DFND | 1 | 827,602 | 0 | 0 | |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 14,014 | 186,400 | SH | DFND | 1 | 186,400 | 0 | 0 | |
EXETER RES CORP | COM | 301835104 | 3,630 | 6,050,700 | SH | DFND | 1 | 6,050,700 | 0 | 0 | |
MOLYCORP INC DEL | NOTE 3.250% 6/1 | 608753AA7 | 5,789 | 11,577,000 | PRN | DFND | 1 | 11,577,000 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 6,262 | 141,000 | SH | DFND | 1 | 141,000 | 0 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 15,206 | 4,212,300 | SH | DFND | 1 | 4,212,300 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM NEW | 72765Q205 | 4,463 | 5,000,000 | SH | DFND | 1 | 5,000,000 | 0 | 0 | |
RANDGOLD RES LTD | ADR | 752344309 | 15,748 | 233,000 | SH | DFND | 1 | 233,000 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 4,359 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
TASEKO MINES LTD | COM | 876511106 | 18,700 | 11,000,000 | SH | DFND | 1 | 11,000,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 18,345 | 4,905,000 | SH | DFND | 1 | 4,905,000 | 0 | 0 |