The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3 D Systems Corp | COM | 88554D205 | 1 | 150 | SH | SOLE | 0 | 0 | 150 | ||
3d Printing Etf | COM | 00214Q500 | 21 | 900 | SH | SOLE | 0 | 0 | 900 | ||
3m Company | COM | 88579Y101 | 554 | 2,525 | SH | SOLE | 0 | 0 | 2,525 | ||
Aberdeen Emg Mkt SMC Opps | COM | 00301T102 | 207 | 14,007 | SH | SOLE | 0 | 0 | 14,007 | ||
Aberdeen Israel Fund | COM | 00301L109 | 21 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
Aberdeen Japan Equity Fund Com | COM | 00306J109 | 46 | 5,099 | SH | SOLE | 0 | 0 | 5,099 | ||
Adams Express Co | COM | 006212104 | 19,038 | 1,288,997 | SH | SOLE | 0 | 0 | 1,288,997 | ||
Advent Claymore Cnvt Secs & In | COM | 007639107 | 0 | 100 | SH | SOLE | 0 | 0 | 100 | ||
AIG WTS EXP 01/19/21 @ 45 | COM | 026874156 | 20 | 1,265 | SH | SOLE | 0 | 0 | 1,265 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,059 | 83,406 | SH | SOLE | 0 | 0 | 83,406 | ||
Alpine Global Dynamic Fd | COM | 02082E205 | 10 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
Alpine Total Dynamic Fd | COM | 021060108 | 1,871 | 209,296 | SH | SOLE | 0 | 0 | 209,296 | ||
ALTRIA GROUP INC | COM | 02209S903 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
American Airlines Group Inc | COM | 02376R102 | 64 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
AMERICAN INTL GROUP INC | COM | 026874904 | 1 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
American Intl Group Inc | COM | 026874107 | 1,585 | 29,130 | SH | SOLE | 0 | 0 | 29,130 | ||
Amplify Online Retail | COM | 032108102 | 45 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
APPLE INC | COM | 037833900 | 7 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
APPLE INC | COM | 037833900 | 1 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
APPLE INC | COM | 037833950 | 0 | 2 | SH | Put | SOLE | 0 | 0 | 2 | |
Asa Gold & Precs Mtls | COM | G3156P103 | 85 | 8,175 | SH | SOLE | 0 | 0 | 8,175 | ||
Asia Pacific Fund | COM | 044901106 | 7 | 478 | SH | SOLE | 0 | 0 | 478 | ||
Bancroft Conv Fund Inc | COM | 059695106 | 11 | 556 | SH | SOLE | 0 | 0 | 556 | ||
BlackRock Enhanced Dividend Ac | COM | 09251A104 | 276 | 31,623 | SH | SOLE | 0 | 0 | 31,623 | ||
Blackrock Enhcd Cap & Incm | COM | 09256A109 | 66 | 4,240 | SH | SOLE | 0 | 0 | 4,240 | ||
Blackrock Global Energy | COM | 09250U101 | 3 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Blackrock Global Opptys | COM | 092501105 | 2 | 220 | SH | SOLE | 0 | 0 | 220 | ||
BlackRock Resources & Commdty | COM | 09257A108 | 187 | 21,076 | SH | SOLE | 0 | 0 | 21,076 | ||
Boulder Growth & Income | COM | 101507101 | 218 | 20,278 | SH | SOLE | 0 | 0 | 20,278 | ||
Central Fund of Canada | COM | 153501101 | 29 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
Central Securities Corp | COM | 155123102 | 779 | 29,252 | SH | SOLE | 0 | 0 | 29,252 | ||
China Fund Inc | COM | 169373107 | 13 | 598 | SH | SOLE | 0 | 0 | 598 | ||
Claymore/BNY Mellon Frontier M | COM | 18383Q838 | 5 | 361 | SH | SOLE | 0 | 0 | 361 | ||
Clough Global Equity Common | COM | 18914C100 | 74 | 5,639 | SH | SOLE | 0 | 0 | 5,639 | ||
Clough Global Opportunities | COM | 18914E106 | 23 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
COCA COLA CO | COM | 191216900 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Cohen & Steers Quality | COM | 19247L106 | 5 | 500 | SH | SOLE | 0 | 0 | 500 | ||
Cohen & Steers Tot Ret Realty | COM | 19247R103 | 22 | 1,920 | SH | SOLE | 0 | 0 | 1,920 | ||
Credit Suisse Silver Shares Co | COM | 22542D449 | 12 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
CSX CORP | COM | 126408903 | 6 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Delaware Enhanced Gbl Div & In | COM | 246060107 | 623 | 53,944 | SH | SOLE | 0 | 0 | 53,944 | ||
Delaware Invts Div &Incm | COM | 245915103 | 94 | 8,975 | SH | SOLE | 0 | 0 | 8,975 | ||
Direxion All Cap Insider Senti | COM | 25459Y769 | 53 | 1,304 | SH | SOLE | 0 | 0 | 1,304 | ||
Direxion Shares Etf | COM | 25459Y207 | 21 | 497 | SH | SOLE | 0 | 0 | 497 | ||
Dividend & Income Fund | COM | 25538A105 | 5,932 | 472,308 | SH | SOLE | 0 | 0 | 472,308 | ||
Eaton Vance Risk Managed | COM | 27829G106 | 90 | 10,116 | SH | SOLE | 0 | 0 | 10,116 | ||
Eaton Vance Tax Mgd Glbl | COM | 27829C105 | 16 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
Ellsworth Cv Grth&Inc Fd | COM | 289074106 | 34 | 3,727 | SH | SOLE | 0 | 0 | 3,727 | ||
Equus II Inc | COM | 294766100 | 48 | 20,297 | SH | SOLE | 0 | 0 | 20,297 | ||
ETFS Gold Trust ETF | COM | 26922Y105 | 1,489 | 11,607 | SH | SOLE | 0 | 0 | 11,607 | ||
Etfs Phys Platinum Etf | COM | 26922V101 | 8 | 100 | SH | SOLE | 0 | 0 | 100 | ||
ETFS Physical Palladium Shares | COM | 26923A106 | 21 | 241 | SH | SOLE | 0 | 0 | 241 | ||
ETFS Physical Precious Metals | COM | 26922W109 | 7 | 123 | SH | SOLE | 0 | 0 | 123 | ||
Etfs Silver TRUST Etf | COM | 26922X107 | 99 | 6,264 | SH | SOLE | 0 | 0 | 6,264 | ||
ETRACS 2x Closed-End Fund ETN | COM | 90270L842 | 3 | 200 | SH | SOLE | 0 | 0 | 200 | ||
European Equity Fund | COM | 298768102 | 374 | 38,704 | SH | SOLE | 0 | 0 | 38,704 | ||
Exone Company | COM | 302104104 | 1 | 250 | SH | SOLE | 0 | 0 | 250 | ||
FACEBOOK INC | COM | 30303M902 | 7 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
First Tr Enhcd Eqty Incm | COM | 337318109 | 220 | 14,938 | SH | SOLE | 0 | 0 | 14,938 | ||
First Trust Cloud Computing ET | COM | 33734X192 | 21 | 442 | SH | SOLE | 0 | 0 | 442 | ||
First Trust NASDAQ Technology | COM | 33738R118 | 195 | 5,460 | SH | SOLE | 0 | 0 | 5,460 | ||
Firsthand Technology Value Fun | COM | 33766Y100 | 0 | 7 | SH | SOLE | 0 | 0 | 7 | ||
Foxby Corp | COM | 351645106 | 5 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 407 | 18,440 | SH | SOLE | 0 | 0 | 18,440 | ||
Gabelli Global Deal Fund | COM | 36245G103 | 23 | 2,471 | SH | SOLE | 0 | 0 | 2,471 | ||
Gabelli Global Small and Mid C | COM | 36249W104 | 1,346 | 112,528 | SH | SOLE | 0 | 0 | 112,528 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 888 | 93,485 | SH | SOLE | 0 | 0 | 93,485 | ||
General American Investors | COM | 368802104 | 23,184 | 692,681 | SH | SOLE | 0 | 0 | 692,681 | ||
Global X Lithium & Battery Tec | COM | 37954Y855 | 16 | 500 | SH | SOLE | 0 | 0 | 500 | ||
Greater China Fund | COM | 39167B102 | 1 | 148 | SH | SOLE | 0 | 0 | 148 | ||
GSV Capital Corp | COM | 36191J101 | 12 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
Guggenheim BRIC | COM | 18383M100 | 7 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Guggenheim Canadian Energy Inc | COM | 18383Q606 | 2 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Guggenheim China Technology ET | COM | 18383Q135 | 13 | 220 | SH | SOLE | 0 | 0 | 220 | ||
Guggenheim Enhanced Eqty | COM | 40167B100 | 1,817 | 217,886 | SH | SOLE | 0 | 0 | 217,886 | ||
Guggenheim S&P MidCap 400 Pure | COM | 78355W601 | 8 | 55 | SH | SOLE | 0 | 0 | 55 | ||
Guggenheim S&P500 Eq Weight Te | COM | 78355W817 | 1 | 12 | SH | SOLE | 0 | 0 | 12 | ||
Guggenheim Spin-Off | COM | 18383M605 | 10 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Gyrodyne Company of America | COM | 403820103 | 19 | 963 | SH | SOLE | 0 | 0 | 963 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 254 | 3,132 | SH | SOLE | 0 | 0 | 3,132 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 741 | 103,155 | SH | SOLE | 0 | 0 | 103,155 | ||
Honeywell International | COM | 438516106 | 295 | 2,045 | SH | SOLE | 0 | 0 | 2,045 | ||
India Fund Inc | COM | 454089103 | 122 | 4,955 | SH | SOLE | 0 | 0 | 4,955 | ||
iPath MSCI India Index ETN | COM | 06739F291 | 56 | 674 | SH | SOLE | 0 | 0 | 674 | ||
IQ Merger Arbitrage ETF | COM | 45409B800 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
iShares Barclays TIPS Bond Fun | COM | 464287176 | 146 | 1,293 | SH | SOLE | 0 | 0 | 1,293 | ||
iShares DJ US Energy | COM | 464287796 | 11 | 300 | SH | SOLE | 0 | 0 | 300 | ||
iShares Gold Trust | COM | 464285105 | 119 | 9,400 | SH | SOLE | 0 | 0 | 9,400 | ||
iShares MSCI ACWI Ex-US | COM | 464288240 | 9 | 200 | SH | SOLE | 0 | 0 | 200 | ||
iShares MSCI ACWI Index | COM | 464288257 | 170 | 2,380 | SH | SOLE | 0 | 0 | 2,380 | ||
Ishares Msci Brazil Indx | COM | 464286400 | 98 | 2,189 | SH | SOLE | 0 | 0 | 2,189 | ||
iShares MSCI Canada Index | COM | 464286509 | 13 | 500 | SH | SOLE | 0 | 0 | 500 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 8 | 100 | SH | SOLE | 0 | 0 | 100 | ||
iShares MSCI EAFE Index Fund | COM | 464287465 | 223 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
iShares MSCI EAFE Value | COM | 464288877 | 1 | 25 | SH | SOLE | 0 | 0 | 25 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 374 | 7,752 | SH | SOLE | 0 | 0 | 7,752 | ||
iShares MSCI Hong Kong Index | COM | 464286871 | 56 | 2,215 | SH | SOLE | 0 | 0 | 2,215 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 132 | 2,188 | SH | SOLE | 0 | 0 | 2,188 | ||
Ishares Msci Malaysia | COM | 464286830 | 1 | 50 | SH | SOLE | 0 | 0 | 50 | ||
iShares MSCI South Africa | COM | 464286780 | 25 | 370 | SH | SOLE | 0 | 0 | 370 | ||
iShares Russell 1000 Growth | COM | 464287614 | 899 | 6,610 | SH | SOLE | 0 | 0 | 6,610 | ||
iShares Russell 1000 Value | COM | 464287598 | 407 | 3,400 | SH | SOLE | 0 | 0 | 3,400 | ||
iShares Russell 2000 Index | COM | 464287655 | 3,882 | 25,572 | SH | SOLE | 0 | 0 | 25,572 | ||
Ishares Russell Midcap Value I | COM | 464287473 | 25 | 300 | SH | SOLE | 0 | 0 | 300 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 543 | 4,683 | SH | SOLE | 0 | 0 | 4,683 | ||
iShares S&P 500 Growth | COM | 464287309 | 398 | 2,570 | SH | SOLE | 0 | 0 | 2,570 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,893 | 10,902 | SH | SOLE | 0 | 0 | 10,902 | ||
iShares S&P GSCI Commodity-Ind | COM | 46428R107 | 3 | 186 | SH | SOLE | 0 | 0 | 186 | ||
Ishares S&P Latin America | COM | 464287390 | 38 | 1,030 | SH | SOLE | 0 | 0 | 1,030 | ||
iShares S&P U.S. Preferred Sto | COM | 464288687 | 18 | 500 | SH | SOLE | 0 | 0 | 500 | ||
Ishares Semiconductor Index | COM | 464287523 | 81 | 450 | SH | SOLE | 0 | 0 | 450 | ||
iShares Silver Trust | COM | 46428Q109 | 104 | 6,755 | SH | SOLE | 0 | 0 | 6,755 | ||
ISHARES TR | COM | 464287955 | 24 | 26 | SH | Put | SOLE | 0 | 0 | 26 | |
ISHARES TR | COM | 464287906 | 10 | 7 | SH | Call | SOLE | 0 | 0 | 7 | |
ISHARES TR | COM | 464287906 | 7 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
ISHARES TR | COM | 464287906 | 5 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
ISHARES TR | COM | 464287906 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
ISHARES TR | COM | 464287955 | 1 | 7 | SH | Put | SOLE | 0 | 0 | 7 | |
ISHARES TR | COM | 464287906 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
ISHARES TR | COM | 464287906 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
ISHARES TR | COM | 464287906 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
ISHARES TR | COM | 464287906 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
ISHARES TR | COM | 464289950 | 0 | 4 | SH | Put | SOLE | 0 | 0 | 4 | |
Ishares Tr Goldman Sachs Natur | COM | 464287374 | 4 | 132 | SH | SOLE | 0 | 0 | 132 | ||
iShares Transportation Average | COM | 464287192 | 74 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Ishares US Real Estate | COM | 464287739 | 4 | 60 | SH | SOLE | 0 | 0 | 60 | ||
Japan Smaller Cap Fund | COM | 47109U104 | 80 | 6,570 | SH | SOLE | 0 | 0 | 6,570 | ||
Latin Amer Equity Fd New | COM | 51827Q106 | 235 | 8,605 | SH | SOLE | 0 | 0 | 8,605 | ||
Latin Amern Discovery Fd | COM | 51828C106 | 85 | 6,969 | SH | SOLE | 0 | 0 | 6,969 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 210 | 11,803 | SH | SOLE | 0 | 0 | 11,803 | ||
Liberty All Star Eq Fd | COM | 530158104 | 9,178 | 1,497,250 | SH | SOLE | 0 | 0 | 1,497,250 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 0 | 23 | SH | SOLE | 0 | 0 | 23 | ||
LMP Capital & Income | COM | 795500107 | 95 | 7,560 | SH | SOLE | 0 | 0 | 7,560 | ||
Loncar Cancer Immunotherapy ET | COM | 26922A826 | 40 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
Mexico Equity & Income Common | COM | 592834105 | 15 | 1,449 | SH | SOLE | 0 | 0 | 1,449 | ||
Morgan Stanley China Fd | COM | 617468103 | 34 | 1,390 | SH | SOLE | 0 | 0 | 1,390 | ||
Mrgn Stnly Asia Pac Fund | COM | 61744U106 | 52 | 2,897 | SH | SOLE | 0 | 0 | 2,897 | ||
MS Emerging Market Fund | COM | 61744G107 | 528 | 28,666 | SH | SOLE | 0 | 0 | 28,666 | ||
MS India Investment Fund | COM | 61745C105 | 1,252 | 41,234 | SH | SOLE | 0 | 0 | 41,234 | ||
Mvc Capital Inc | COM | 553829102 | 0 | 40 | SH | SOLE | 0 | 0 | 40 | ||
Nasdaq Prem Incm & Grwth | COM | 63110R105 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
New Ireland Fund Inc | COM | 645673104 | 127 | 10,572 | SH | SOLE | 0 | 0 | 10,572 | ||
NexPoint Credit Strategies Fun | COM | 65340G205 | 134 | 5,863 | SH | SOLE | 0 | 0 | 5,863 | ||
Nuveen Dow 30 Dynamic Overwrit | COM | 67075F105 | 2,057 | 115,798 | SH | SOLE | 0 | 0 | 115,798 | ||
Nuveen Qual Pfd Inc Fd | COM | 67072C105 | 2 | 253 | SH | SOLE | 0 | 0 | 253 | ||
Nuveen Real Asset Income | COM | 67074Y105 | 104 | 6,440 | SH | SOLE | 0 | 0 | 6,440 | ||
Petroleum & Resources Cp | COM | 716549100 | 67 | 3,700 | SH | SOLE | 0 | 0 | 3,700 | ||
PFIZER INC | COM | 717081903 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Pimco 0-5 Year High Yld | COM | 72201R783 | 54 | 542 | SH | SOLE | 0 | 0 | 542 | ||
PowerShares Buyback Achievers | COM | 73935X286 | 202 | 3,555 | SH | SOLE | 0 | 0 | 3,555 | ||
PowerShares FTSE RAFI US 1000 | COM | 73935X583 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
PowerShares India | COM | 73935L100 | 69 | 2,775 | SH | SOLE | 0 | 0 | 2,775 | ||
PowerShares Preferred ETF | COM | 73936T565 | 38 | 2,646 | SH | SOLE | 0 | 0 | 2,646 | ||
PowerShares QQQ - Nasdaq 100 | COM | 631100104 | 1,390 | 8,683 | SH | SOLE | 0 | 0 | 8,683 | ||
POWERSHARES QQQ TRUST | COM | 73935A954 | 20 | 20 | SH | Put | SOLE | 0 | 0 | 20 | |
POWERSHARES QQQ TRUST | COM | 73935A954 | 19 | 15 | SH | Put | SOLE | 0 | 0 | 15 | |
POWERSHARES QQQ TRUST | COM | 73935A954 | 18 | 23 | SH | Put | SOLE | 0 | 0 | 23 | |
POWERSHARES QQQ TRUST | COM | 73935A954 | 4 | 5 | SH | Put | SOLE | 0 | 0 | 5 | |
POWERSHARES QQQ TRUST | COM | 73935A954 | 2 | 5 | SH | Put | SOLE | 0 | 0 | 5 | |
POWERSHARES QQQ TRUST | COM | 73935A954 | 0 | 1 | SH | Put | SOLE | 0 | 0 | 1 | |
PowerShares S&P 500 High Beta | COM | 73937B829 | 1 | 33 | SH | SOLE | 0 | 0 | 33 | ||
PowerShares S&P 500 Low Volati | COM | 73937B779 | 90 | 1,919 | SH | SOLE | 0 | 0 | 1,919 | ||
PowerShares S&P Intl Dev Low V | COM | 73937B688 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
Powershares S&P500 Equal Weigh | COM | 78355W106 | 8,202 | 82,449 | SH | SOLE | 0 | 0 | 82,449 | ||
Powershares SP SmallCap 600 Pu | COM | 78355W809 | 0 | 5 | SH | SOLE | 0 | 0 | 5 | ||
Proshares Inverse S&P 500 | COM | 74347R503 | 38 | 1,281 | SH | SOLE | 0 | 0 | 1,281 | ||
Proshares Short 20 Year Treas | COM | 74347X849 | 190 | 8,395 | SH | SOLE | 0 | 0 | 8,395 | ||
Proshares Short Euro | COM | 74347W742 | 7 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Proshares Ultrashort Euro | COM | 74347W882 | 74 | 3,650 | SH | SOLE | 0 | 0 | 3,650 | ||
PureFunds ISE Cyber Security E | COM | 30304R407 | 25 | 750 | SH | SOLE | 0 | 0 | 750 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 15 | 1,670 | SH | SOLE | 0 | 0 | 1,670 | ||
RMR Real Estate Income Fund | COM | 76970B101 | 106 | 6,372 | SH | SOLE | 0 | 0 | 6,372 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 342 | 44,010 | SH | SOLE | 0 | 0 | 44,010 | ||
Royce Global Value Tr | COM | 78081T104 | 516 | 47,039 | SH | SOLE | 0 | 0 | 47,039 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 750 | 80,185 | SH | SOLE | 0 | 0 | 80,185 | ||
Royce Value Trust | COM | 780910105 | 4,251 | 273,225 | SH | SOLE | 0 | 0 | 273,225 | ||
Sch US Div Equity Etf | COM | 808524797 | 817 | 16,666 | SH | SOLE | 0 | 0 | 16,666 | ||
Schwab 1000 Index ETF | COM | 808524722 | 179 | 6,886 | SH | SOLE | 0 | 0 | 6,886 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 1,076 | 37,522 | SH | SOLE | 0 | 0 | 37,522 | ||
Schwab Fundamental Intl Sm Co | COM | 808524748 | 42 | 1,175 | SH | SOLE | 0 | 0 | 1,175 | ||
Schwab Fundamental U.S. Broad | COM | 808524789 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
Schwab International Equity | COM | 808524805 | 1,012 | 30,042 | SH | SOLE | 0 | 0 | 30,042 | ||
Schwab International Small-Cap | COM | 808524888 | 536 | 14,704 | SH | SOLE | 0 | 0 | 14,704 | ||
Schwab Short-Term U.S. Treasur | COM | 808524862 | 14 | 282 | SH | SOLE | 0 | 0 | 282 | ||
Schwab U.S. Broad Market | COM | 808524102 | 12,062 | 189,091 | SH | SOLE | 0 | 0 | 189,091 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 17,001 | 269,520 | SH | SOLE | 0 | 0 | 269,520 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,101 | 15,354 | SH | SOLE | 0 | 0 | 15,354 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,729 | 51,646 | SH | SOLE | 0 | 0 | 51,646 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 2,389 | 45,180 | SH | SOLE | 0 | 0 | 45,180 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 2,576 | 37,267 | SH | SOLE | 0 | 0 | 37,267 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 134 | 2,459 | SH | SOLE | 0 | 0 | 2,459 | ||
Schwab US REIT ETF | COM | 808524847 | 59 | 1,560 | SH | SOLE | 0 | 0 | 1,560 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 8 | 82 | SH | SOLE | 0 | 0 | 82 | ||
Sector Spdr Engy Select | COM | 81369Y506 | 20 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Sector Spdr Fincl Select | COM | 81369Y605 | 225 | 8,170 | SH | SOLE | 0 | 0 | 8,170 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 217 | 2,932 | SH | SOLE | 0 | 0 | 2,932 | ||
Sector SPDR Materials | COM | 81369Y100 | 79 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 114 | 1,749 | SH | SOLE | 0 | 0 | 1,749 | ||
Sector Spdr Tr Con Stpls | COM | 81369Y308 | 85 | 1,625 | SH | SOLE | 0 | 0 | 1,625 | ||
SELECT SECTOR SPDR TR | COM | 81369Y955 | 0 | 5 | SH | Put | SOLE | 0 | 0 | 5 | |
Singapore Fund Inc | COM | 82929L109 | 282 | 21,317 | SH | SOLE | 0 | 0 | 21,317 | ||
Source Capital Inc | COM | 836144105 | 183 | 4,601 | SH | SOLE | 0 | 0 | 4,601 | ||
SPDR DJ Euro STOXX 50 ETF | COM | 78463X202 | 51 | 1,279 | SH | SOLE | 0 | 0 | 1,279 | ||
SPDR Dow Jones Industrial Aver | COM | 252787106 | 6,130 | 25,397 | SH | SOLE | 0 | 0 | 25,397 | ||
SPDR Gold Shares | COM | 863307104 | 616 | 4,901 | SH | SOLE | 0 | 0 | 4,901 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 41,867 | 159,101 | SH | SOLE | 0 | 0 | 159,101 | ||
SPDR S&P 500 ETF TR | COM | 78462F903 | 267 | 45 | SH | Call | SOLE | 0 | 0 | 45 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 76 | 67 | SH | Call | SOLE | 0 | 0 | 67 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 55 | 36 | SH | Put | SOLE | 0 | 0 | 36 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 40 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 30 | 20 | SH | Call | SOLE | 0 | 0 | 20 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 28 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 22 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 20 | 38 | SH | Call | SOLE | 0 | 0 | 38 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 14 | 44 | SH | Call | SOLE | 0 | 0 | 44 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 11 | 14 | SH | Call | SOLE | 0 | 0 | 14 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 9 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 8 | 4 | SH | Put | SOLE | 0 | 0 | 4 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 8 | 5 | SH | Put | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 4 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 4 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 3 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 3 | 4 | SH | Call | SOLE | 0 | 0 | 4 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 3 | 2 | SH | Put | SOLE | 0 | 0 | 2 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 2 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 0 | 4 | SH | Put | SOLE | 0 | 0 | 4 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 0 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 0 | 10 | SH | Put | SOLE | 0 | 0 | 10 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
SPDR S&P 500 GROWTH ETF | COM | 78464A409 | 120 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
SPDR S&P China ETF | COM | 78463X400 | 9 | 84 | SH | SOLE | 0 | 0 | 84 | ||
SPDR S&P Emerging Markets Divi | COM | 78463X533 | 48 | 1,359 | SH | SOLE | 0 | 0 | 1,359 | ||
SPDR S&P Emerging Markets Smal | COM | 78463X756 | 15 | 300 | SH | SOLE | 0 | 0 | 300 | ||
SPDR S&P International Dividen | COM | 78463X772 | 179 | 4,485 | SH | SOLE | 0 | 0 | 4,485 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 735 | 12,175 | SH | SOLE | 0 | 0 | 12,175 | ||
SPDR SERIES TRUST | COM | 78464A908 | 1 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
SPDR STOXX Europe 50 | COM | 78463X103 | 536 | 15,473 | SH | SOLE | 0 | 0 | 15,473 | ||
Special Opp 3.5 Pfd Conv | COM | 84741T302 | 2,289 | 89,446 | SH | SOLE | 0 | 0 | 89,446 | ||
Special Opptys Fund | COM | 84741T104 | 3,858 | 261,714 | SH | SOLE | 0 | 0 | 261,714 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 7 | 664 | SH | SOLE | 0 | 0 | 664 | ||
Sprott Phys Sil Tr Etf | COM | 85207K107 | 5 | 836 | SH | SOLE | 0 | 0 | 836 | ||
Swiss Helvetia Fund | COM | 870875101 | 81 | 6,648 | SH | SOLE | 0 | 0 | 6,648 | ||
Taiwan Fund Inc | COM | 874036106 | 6 | 320 | SH | SOLE | 0 | 0 | 320 | ||
Tekla Healthcare Opportu | COM | 879105104 | 176 | 10,694 | SH | SOLE | 0 | 0 | 10,694 | ||
Templeton Dragon Fund | COM | 88018T101 | 209 | 9,431 | SH | SOLE | 0 | 0 | 9,431 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 572 | 35,145 | SH | SOLE | 0 | 0 | 35,145 | ||
Tri Continental Corp | COM | 895436103 | 15,692 | 596,430 | SH | SOLE | 0 | 0 | 596,430 | ||
Van Kampen Advantage II | COM | 92112K107 | 9 | 910 | SH | SOLE | 0 | 0 | 910 | ||
VanEck Vectors Agribusiness ET | COM | 57060U605 | 55 | 900 | SH | SOLE | 0 | 0 | 900 | ||
VanEck Vectors Vietnam ETF | COM | 57060U761 | 4 | 250 | SH | SOLE | 0 | 0 | 250 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 106 | 1,058 | SH | SOLE | 0 | 0 | 1,058 | ||
Vanguard Emerging Market | COM | 922042858 | 18 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Vanguard European | COM | 922042874 | 34 | 600 | SH | SOLE | 0 | 0 | 600 | ||
Vanguard Large Cap ETF | COM | 922908637 | 48 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 1,984 | 8,197 | SH | SOLE | 0 | 0 | 8,197 | ||
Vanguard Short-Term Corp Bd Id | COM | 92206C409 | 4 | 60 | SH | SOLE | 0 | 0 | 60 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 1,000 | 7,371 | SH | SOLE | 0 | 0 | 7,371 | ||
Vanguard Total World | COM | 922042742 | 112 | 1,525 | SH | SOLE | 0 | 0 | 1,525 | ||
VIRNETX HLDG CORP | COM | 92823T908 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
Western Asset Claymore | COM | 95766R104 | 31 | 2,798 | SH | SOLE | 0 | 0 | 2,798 | ||
WEYERHAEUSER CO | COM | 962166904 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
WisdomTree CBOE S&P 500 PutWri | COM | 97717X560 | 385 | 13,666 | SH | SOLE | 0 | 0 | 13,666 | ||
WisdomTree Emerging Currency E | COM | 97717W133 | 125 | 6,299 | SH | SOLE | 0 | 0 | 6,299 | ||
WisdomTree Europe Hedged Equit | COM | 97717X701 | 12 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Wisdomtree Jpn Hdgd Eqty | COM | 97717W851 | 79 | 1,425 | SH | SOLE | 0 | 0 | 1,425 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 245 | 7,200 | SH | SOLE | 0 | 0 | 7,200 | ||
Wisdomtree Total Dividnd | COM | 97717W109 | 11 | 124 | SH | SOLE | 0 | 0 | 124 | ||
WisdomTree U.S. Quality Divide | COM | 97717X669 | 364 | 9,030 | SH | SOLE | 0 | 0 | 9,030 | ||
Zoe's Kitchen Inc | COM | 98979J109 | 5 | 375 | SH | SOLE | 0 | 0 | 375 |