The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF | COM | 78462F103 | 37,766 | 151,112 | SH | SOLE | 0 | 0 | 151,112 | ||
General American Investors | COM | 368802104 | 19,815 | 696,714 | SH | SOLE | 0 | 0 | 696,714 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 16,292 | 272,892 | SH | SOLE | 0 | 0 | 272,892 | ||
Adams Express Co | COM | 006212104 | 14,592 | 1,156,269 | SH | SOLE | 0 | 0 | 1,156,269 | ||
Tri Continental Corp | COM | 895436103 | 13,640 | 579,937 | SH | SOLE | 0 | 0 | 579,937 | ||
Schwab U.S. Broad Market | COM | 808524102 | 10,166 | 169,631 | SH | SOLE | 0 | 0 | 169,631 | ||
Liberty All Star Eq Fd | COM | 530158104 | 6,985 | 1,298,361 | SH | SOLE | 0 | 0 | 1,298,361 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 5,576 | 61,009 | SH | SOLE | 0 | 0 | 61,009 | ||
SPDR Dow Jones Industrial Average ETF | COM | 252787106 | 5,066 | 21,725 | SH | SOLE | 0 | 0 | 21,725 | ||
Royce Value Trust | COM | 780910105 | 4,806 | 407,330 | SH | SOLE | 0 | 0 | 407,330 | ||
Dividend & Income Fund | COM | 25538A105 | 4,553 | 477,777 | SH | SOLE | 0 | 0 | 477,777 | ||
iShares Russell 2000 Index | COM | 464287655 | 3,208 | 23,960 | SH | SOLE | 0 | 0 | 23,960 | ||
Special Opptys Fund | COM | 84741T104 | 3,085 | 260,519 | SH | SOLE | 0 | 0 | 260,519 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 2,754 | 45,383 | SH | SOLE | 0 | 0 | 45,383 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,641 | 53,580 | SH | SOLE | 0 | 0 | 53,580 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,599 | 10,329 | SH | SOLE | 0 | 0 | 10,329 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 2,387 | 49,804 | SH | SOLE | 0 | 0 | 49,804 | ||
Special Opp 3.5 Pfd Conv | COM | 84741T302 | 2,173 | 87,128 | SH | SOLE | 0 | 0 | 87,128 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 1,921 | 15,049 | SH | SOLE | 0 | 0 | 15,049 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 1,873 | 259,741 | SH | SOLE | 0 | 0 | 259,741 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,209 | 9,773 | SH | SOLE | 0 | 0 | 9,773 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,208 | 113,132 | SH | SOLE | 0 | 0 | 113,132 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,201 | 17,417 | SH | SOLE | 0 | 0 | 17,417 | ||
Invesco QQQ Trust | COM | 631100104 | 1,185 | 7,685 | SH | SOLE | 0 | 0 | 7,685 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 1,159 | 5,042 | SH | SOLE | 0 | 0 | 5,042 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 1,126 | 115,175 | SH | SOLE | 0 | 0 | 115,175 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 963 | 219,353 | SH | SOLE | 0 | 0 | 219,353 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 859 | 36,514 | SH | SOLE | 0 | 0 | 36,514 | ||
Sch US Div Equity Etf | COM | 808524797 | 855 | 18,204 | SH | SOLE | 0 | 0 | 18,204 | ||
iShares Russell 1000 Growth | COM | 464287614 | 740 | 5,649 | SH | SOLE | 0 | 0 | 5,649 | ||
Central Securities Corp | COM | 155123102 | 722 | 29,066 | SH | SOLE | 0 | 0 | 29,066 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 687 | 74,292 | SH | SOLE | 0 | 0 | 74,292 | ||
MS India Investment Fund | COM | 61745C105 | 651 | 32,462 | SH | SOLE | 0 | 0 | 32,462 | ||
Boulder Growth & Income | COM | 101507101 | 584 | 55,990 | SH | SOLE | 0 | 0 | 55,990 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 565 | 12,065 | SH | SOLE | 0 | 0 | 12,065 | ||
American Intl Group Inc | COM | 026874107 | 552 | 14,010 | SH | SOLE | 0 | 0 | 14,010 | ||
SPDR Gold Shares | COM | 863307104 | 513 | 4,231 | SH | SOLE | 0 | 0 | 4,231 | ||
Schwab International Equity | COM | 808524805 | 483 | 17,033 | SH | SOLE | 0 | 0 | 17,033 | ||
Royce Global Value Tr | COM | 78081T104 | 450 | 50,637 | SH | SOLE | 0 | 0 | 50,637 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 443 | 59,756 | SH | SOLE | 0 | 0 | 59,756 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 441 | 3,955 | SH | SOLE | 0 | 0 | 3,955 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 418 | 31,695 | SH | SOLE | 0 | 0 | 31,695 | ||
SPDR STOXX Europe 50 | COM | 78463X103 | 367 | 12,280 | SH | SOLE | 0 | 0 | 12,280 | ||
iShares Russell 1000 Value | COM | 464287598 | 366 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
BlackRock Enhanced Dividend Achievers | COM | 09251A104 | 348 | 44,813 | SH | SOLE | 0 | 0 | 44,813 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 325 | 66,243 | SH | SOLE | 0 | 0 | 66,243 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 321 | 49,448 | SH | SOLE | 0 | 0 | 49,448 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 313 | 10,769 | SH | SOLE | 0 | 0 | 10,769 | ||
WisdomTree CBOE S&P 500 PutWrite | COM | 97717X560 | 299 | 11,762 | SH | SOLE | 0 | 0 | 11,762 | ||
Lazard World Div & Incm | COM | 521076109 | 297 | 34,832 | SH | SOLE | 0 | 0 | 34,832 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 295 | 7,554 | SH | SOLE | 0 | 0 | 7,554 | ||
iShares S&P 500 Growth | COM | 464287309 | 286 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
European Equity Fund | COM | 298768102 | 275 | 35,572 | SH | SOLE | 0 | 0 | 35,572 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 275 | 7,165 | SH | SOLE | 0 | 0 | 7,165 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 255 | 2,952 | SH | SOLE | 0 | 0 | 2,952 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 228 | 7,200 | SH | SOLE | 0 | 0 | 7,200 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 205 | 35,403 | SH | SOLE | 0 | 0 | 35,403 | ||
Honeywell International | COM | 438516106 | 187 | 1,416 | SH | SOLE | 0 | 0 | 1,416 | ||
Aberdeen Emerg MKT Equity Inc | COM | 00301W105 | 184 | 28,939 | SH | SOLE | 0 | 0 | 28,939 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 176 | 2,732 | SH | SOLE | 0 | 0 | 2,732 | ||
Invesco Buyback Achievers | COM | 73935X286 | 175 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 172 | 5,200 | SH | SOLE | 0 | 0 | 5,200 | ||
Wells Fargo Adv Glo Div Opp | COM | 94987C103 | 162 | 34,994 | SH | SOLE | 0 | 0 | 34,994 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 160 | 8,741 | SH | SOLE | 0 | 0 | 8,741 | ||
Source Capital Inc | COM | 836144105 | 143 | 4,393 | SH | SOLE | 0 | 0 | 4,393 | ||
Nuveen Dow 30 Dynamic Overwrite | COM | 67075F105 | 143 | 8,864 | SH | SOLE | 0 | 0 | 8,864 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 142 | 1,293 | SH | SOLE | 0 | 0 | 1,293 | ||
Schwab 1000 Index ETF | COM | 808524722 | 140 | 5,723 | SH | SOLE | 0 | 0 | 5,723 | ||
BlackRock Resources & Commdty | COM | 09257A108 | 122 | 17,276 | SH | SOLE | 0 | 0 | 17,276 | ||
Templeton Dragon Fund | COM | 88018T101 | 121 | 7,131 | SH | SOLE | 0 | 0 | 7,131 | ||
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 117 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 108 | 1,749 | SH | SOLE | 0 | 0 | 1,749 | ||
Ing Prime Rate TRUST | COM | 44977W106 | 106 | 23,697 | SH | SOLE | 0 | 0 | 23,697 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 105 | 6,954 | SH | SOLE | 0 | 0 | 6,954 | ||
iShares Gold Trust | COM | 464285105 | 103 | 8,400 | SH | SOLE | 0 | 0 | 8,400 | ||
3m Company | COM | 88579Y101 | 100 | 525 | SH | SOLE | 0 | 0 | 525 | ||
iShares Silver Trust | COM | 46428Q109 | 96 | 6,615 | SH | SOLE | 0 | 0 | 6,615 | ||
MS Emerging Market Fund | COM | 61744G107 | 96 | 5,958 | SH | SOLE | 0 | 0 | 5,958 | ||
Schwab US REIT ETF | COM | 808524847 | 96 | 2,480 | SH | SOLE | 0 | 0 | 2,480 | ||
SPDR S&P International Dividend | COM | 78463X772 | 94 | 2,698 | SH | SOLE | 0 | 0 | 2,698 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 94 | 958 | SH | SOLE | 0 | 0 | 958 | ||
NexPoint Credit Strategies Fund | COM | 65340G205 | 92 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
WisdomTree Emerging Currency ETF | COM | 97717W133 | 92 | 5,058 | SH | SOLE | 0 | 0 | 5,058 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 87 | 9,175 | SH | SOLE | 0 | 0 | 9,175 | ||
New Ireland Fund Inc | COM | 645673104 | 86 | 10,272 | SH | SOLE | 0 | 0 | 10,272 | ||
Proshares Short 20 Year Treasury | COM | 74347X849 | 85 | 3,795 | SH | SOLE | 0 | 0 | 3,795 | ||
Blackrock Global Opptys | COM | 092501105 | 84 | 8,920 | SH | SOLE | 0 | 0 | 8,920 | ||
Sector Spdr Tr Con Stpls | COM | 81369Y308 | 83 | 1,625 | SH | SOLE | 0 | 0 | 1,625 | ||
Ishares Msci Brazil Indx | COM | 464286400 | 83 | 2,160 | SH | SOLE | 0 | 0 | 2,160 | ||
Schwab Fundamental US Small Company | COM | 808524763 | 82 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
Invesco S&P 500 Low Volatility | COM | 73937B779 | 81 | 1,736 | SH | SOLE | 0 | 0 | 1,736 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 79 | 1,563 | SH | SOLE | 0 | 0 | 1,563 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 79 | 3,165 | SH | SOLE | 0 | 0 | 3,165 | ||
Sector Spdr Fincl Select | COM | 81369Y605 | 77 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
Tekla Healthcare Opportu | COM | 879105104 | 76 | 4,536 | SH | SOLE | 0 | 0 | 4,536 | ||
Nuveen Real Asset Income | COM | 67074Y105 | 72 | 5,272 | SH | SOLE | 0 | 0 | 5,272 | ||
Sector SPDR Materials | COM | 81369Y100 | 71 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
Ishares Semiconductor Index | COM | 464287523 | 71 | 450 | SH | SOLE | 0 | 0 | 450 | ||
Proshares Ultrashort Euro | COM | 74347W882 | 65 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
SPDR S&P Emerging Markets Dividend | COM | 78463X533 | 64 | 2,159 | SH | SOLE | 0 | 0 | 2,159 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 64 | 1,327 | SH | SOLE | 0 | 0 | 1,327 | ||
India Fund Inc | COM | 454089103 | 61 | 3,025 | SH | SOLE | 0 | 0 | 3,025 | ||
Invesco India ETF | COM | 73935L100 | 61 | 2,525 | SH | SOLE | 0 | 0 | 2,525 | ||
Petroleum & Resources Cp | COM | 716549100 | 59 | 4,065 | SH | SOLE | 0 | 0 | 4,065 | ||
Wisdomtree Jpn Hdgd Eqty | COM | 97717W851 | 51 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
iShares Transportation Average | COM | 464287192 | 50 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 48 | 909 | SH | SOLE | 0 | 0 | 909 | ||
Vanguard Large Cap ETF | COM | 922908637 | 46 | 400 | SH | SOLE | 0 | 0 | 400 | ||
RMR Real Estate Income Fund | COM | 76970B101 | 44 | 2,893 | SH | SOLE | 0 | 0 | 2,893 | ||
SPDR DJ Euro STOXX 50 ETF | COM | 78463X202 | 42 | 1,257 | SH | SOLE | 0 | 0 | 1,257 | ||
Amplify Online Retail | COM | 032108102 | 40 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
Equus II Inc | COM | 294766100 | 40 | 20,297 | SH | SOLE | 0 | 0 | 20,297 | ||
iShares MSCI Hong Kong Index | COM | 464286871 | 39 | 1,750 | SH | SOLE | 0 | 0 | 1,750 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 39 | 2,060 | SH | SOLE | 0 | 0 | 2,060 | ||
Gabelli Global Deal Fund | COM | 36245G103 | 35 | 3,871 | SH | SOLE | 0 | 0 | 3,871 | ||
Advent Claymore Conv & Income | COM | 00764C109 | 35 | 2,754 | SH | SOLE | 0 | 0 | 2,754 | ||
Direxion All Cap Insider Sentiment ETF | COM | 25459Y769 | 34 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
Guggenheim Enhanced Eqty | COM | 40167B100 | 33 | 4,904 | SH | SOLE | 0 | 0 | 4,904 | ||
Alliance CA Municipal Income | COM | 018546101 | 33 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
VanEck Vectors Agribusiness ETF | COM | 57060U605 | 30 | 520 | SH | SOLE | 0 | 0 | 520 | ||
Morgan Stanley China Fd | COM | 617468103 | 29 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
Tekla World Healthcare C | COM | 87911L108 | 29 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
Schwab Fundamental Intl Sm Co ETF | COM | 808524748 | 28 | 1,001 | SH | SOLE | 0 | 0 | 1,001 | ||
Direxion Shares Etf | COM | 25459Y207 | 28 | 694 | SH | SOLE | 0 | 0 | 694 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 27 | 800 | SH | SOLE | 0 | 0 | 800 | ||
Call IWM MAY19 110 | COM | 464287905 | 26 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
Mrgn Stnly Asia Pac Fund | COM | 61744U106 | 26 | 1,568 | SH | SOLE | 0 | 0 | 1,568 | ||
Delaware Enhanced Gbl Div & Inc | COM | 246060107 | 26 | 2,939 | SH | SOLE | 0 | 0 | 2,939 | ||
Ishares S&P Latin America | COM | 464287390 | 24 | 780 | SH | SOLE | 0 | 0 | 780 | ||
AdvisorShares New Tech and Media ETF | COM | 00768Y552 | 24 | 1,538 | SH | SOLE | 0 | 0 | 1,538 | ||
iShares MSCI ACWI Index | COM | 464288257 | 24 | 370 | SH | SOLE | 0 | 0 | 370 | ||
Blackrock Global Energy | COM | 09250U101 | 24 | 2,257 | SH | SOLE | 0 | 0 | 2,257 | ||
Call QQQ MAR19 134 | COM | 46090E903 | 23 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
Ishares Russell Midcap Value Index | COM | 464287473 | 23 | 300 | SH | SOLE | 0 | 0 | 300 | ||
JH Hedged Equity & Income | COM | 47804L102 | 22 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 21 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
Call SPY JAN19 185 | COM | 78462F903 | 20 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
Vanguard European | COM | 922042874 | 19 | 400 | SH | SOLE | 0 | 0 | 400 | ||
American Airlines Group Inc | COM | 02376R102 | 19 | 600 | SH | SOLE | 0 | 0 | 600 | ||
3d Printing Etf | COM | 00214Q500 | 18 | 900 | SH | SOLE | 0 | 0 | 900 | ||
Japan Smaller Cap Fund | COM | 47109U104 | 18 | 2,115 | SH | SOLE | 0 | 0 | 2,115 | ||
Schwab Fundamental Intl Lg Co ETF | COM | 808524755 | 17 | 672 | SH | SOLE | 0 | 0 | 672 | ||
Gyrodyne Company of America | COM | 403820103 | 17 | 963 | SH | SOLE | 0 | 0 | 963 | ||
LMP Capital & Income | COM | 795500107 | 16 | 1,480 | SH | SOLE | 0 | 0 | 1,480 | ||
Blackrock Enhcd Cap & Incm | COM | 09256A109 | 15 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 15 | 1,670 | SH | SOLE | 0 | 0 | 1,670 | ||
Amplify Transformational Data Shrg ETF | COM | 032108607 | 15 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
Mexico Equity & Income Common | COM | 592834105 | 15 | 1,449 | SH | SOLE | 0 | 0 | 1,449 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 14 | 282 | SH | SOLE | 0 | 0 | 282 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 14 | 1,001 | SH | SOLE | 0 | 0 | 1,001 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 13 | 500 | SH | SOLE | 0 | 0 | 500 | ||
Pimco 0-5 Year High Yld | COM | 72201R783 | 12 | 131 | SH | SOLE | 0 | 0 | 131 | ||
Credit Suisse Silver Shares Covered Call ETN | COM | 22542D449 | 12 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
WisdomTree Europe Hedged Equity | COM | 97717X701 | 11 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Put QQQ JAN19 157 | COM | 46090E953 | 11 | 20 | SH | Put | SOLE | 0 | 0 | 20 | |
Wisdomtree Total Dividnd | COM | 97717W109 | 11 | 125 | SH | SOLE | 0 | 0 | 125 | ||
Invesco China Technology ETF | COM | 18383Q135 | 11 | 268 | SH | SOLE | 0 | 0 | 268 | ||
ETFS Physical Palladium Shares | COM | 26923A106 | 10 | 88 | SH | SOLE | 0 | 0 | 88 | ||
Aberdeen Global Dynamic Dividend | COM | 00302M106 | 10 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
Bancroft Conv Fund Inc | COM | 059695106 | 10 | 523 | SH | SOLE | 0 | 0 | 523 | ||
Invesco Preferred ETF | COM | 73936T565 | 9 | 653 | SH | SOLE | 0 | 0 | 653 | ||
Invesco Spin-Off ETF | COM | 18383M605 | 8 | 200 | SH | SOLE | 0 | 0 | 200 | ||
iShares MSCI ACWI Ex-US | COM | 464288240 | 8 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Swiss Helvetia Fund | COM | 870875101 | 8 | 1,186 | SH | SOLE | 0 | 0 | 1,186 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 8 | 82 | SH | SOLE | 0 | 0 | 82 | ||
iShares MSCI South Africa | COM | 464286780 | 8 | 160 | SH | SOLE | 0 | 0 | 160 | ||
Call SPY JAN19 170 | COM | 78462F903 | 8 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
Schwab Fundamental US Large Co ETF | COM | 808524771 | 8 | 232 | SH | SOLE | 0 | 0 | 232 | ||
ETFS Physical Precious Metals Basket | COM | 26922W109 | 8 | 123 | SH | SOLE | 0 | 0 | 123 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 8 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Put QQQ JAN19 180 | COM | 46090E953 | 8 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
Call QQQ JAN19 140 | COM | 46090E903 | 8 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
Vanguard Emerging Market | COM | 922042858 | 8 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Invesco S&P MidCap 400 Pure Gr ETF | COM | 78355W601 | 7 | 55 | SH | SOLE | 0 | 0 | 55 | ||
SPDR S&P Emerging Markets Small Cap | COM | 78463X756 | 7 | 175 | SH | SOLE | 0 | 0 | 175 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 7 | 100 | SH | SOLE | 0 | 0 | 100 | ||
Etfs Phys Platinum Etf | COM | 26922V101 | 7 | 90 | SH | SOLE | 0 | 0 | 90 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 7 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Proshares Inverse S&P 500 | COM | 74347R503 | 7 | 212 | SH | SOLE | 0 | 0 | 212 | ||
SPDR S&P China ETF | COM | 78463X400 | 7 | 78 | SH | SOLE | 0 | 0 | 78 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 7 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Invesco BRIC ETF | COM | 18383M100 | 6 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 6 | 614 | SH | SOLE | 0 | 0 | 614 | ||
Tekla Healthcare Investors | COM | 404052102 | 5 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Put SPY MAR19 274 | COM | 78462F953 | 5 | 2 | SH | Put | SOLE | 0 | 0 | 2 | |
Taiwan Fund Inc | COM | 874036106 | 5 | 320 | SH | SOLE | 0 | 0 | 320 | ||
iShares MSCI Canada Index | COM | 464286509 | 5 | 200 | SH | SOLE | 0 | 0 | 200 | ||
iShares DJ US Energy | COM | 464287796 | 5 | 150 | SH | SOLE | 0 | 0 | 150 | ||
Put SPY JAN19 265 | COM | 78462F953 | 5 | 3 | SH | Put | SOLE | 0 | 0 | 3 | |
Nuveen Qual Pfd Inc Fd | COM | 67072C105 | 4 | 542 | SH | SOLE | 0 | 0 | 542 | ||
Foxby Corp | COM | 351645106 | 4 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
Call FB JAN19 90 | COM | 30303M902 | 4 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
Sprott Physical Silver Trust | COM | 85207K107 | 4 | 736 | SH | SOLE | 0 | 0 | 736 | ||
iPath MSCI India Index ETN | COM | 06739F291 | 4 | 50 | SH | SOLE | 0 | 0 | 50 | ||
Put QQQ JAN19 174 | COM | 46090E953 | 4 | 2 | SH | Put | SOLE | 0 | 0 | 2 | |
Put SPY SEP19 285 | COM | 78462F953 | 4 | 1 | SH | Put | SOLE | 0 | 0 | 1 | |
VanEck Vectors Vietnam ETF | COM | 57060U761 | 4 | 250 | SH | SOLE | 0 | 0 | 250 | ||
GSV Capital Corp | COM | 36191J101 | 4 | 700 | SH | SOLE | 0 | 0 | 700 | ||
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 4 | 132 | SH | SOLE | 0 | 0 | 132 | ||
Amplify Advcd Btty Mtls and Matrls ETF | COM | 032108805 | 3 | 300 | SH | SOLE | 0 | 0 | 300 | ||
China Fund Inc | COM | 169373107 | 3 | 198 | SH | SOLE | 0 | 0 | 198 | ||
Claymore/BNY Mellon Frontier Markets | COM | 18383Q838 | 3 | 261 | SH | SOLE | 0 | 0 | 261 | ||
IQ Merger Arbitrage ETF | COM | 45409B800 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
Invesco S&P Intl Dev Low Volatility | COM | 73937B688 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 3 | 19 | SH | SOLE | 0 | 0 | 19 | ||
iShares S&P GSCI Commodity-Indexed | COM | 46428R107 | 3 | 186 | SH | SOLE | 0 | 0 | 186 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 3 | 200 | SH | SOLE | 0 | 0 | 200 | ||
Powershares SP SmallCap 600 Pure Grwth | COM | 78355W809 | 2 | 23 | SH | SOLE | 0 | 0 | 23 | ||
Invesco Canadian Energy Income | COM | 18383Q606 | 2 | 400 | SH | SOLE | 0 | 0 | 400 | ||
Invesco FTSE RAFI US 1000 | COM | 73935X583 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
Exone Company | COM | 302104104 | 2 | 250 | SH | SOLE | 0 | 0 | 250 | ||
3 D Systems Corp | COM | 88554D205 | 2 | 150 | SH | SOLE | 0 | 0 | 150 | ||
Ishares Msci Malaysia | COM | 464286830 | 1 | 50 | SH | SOLE | 0 | 0 | 50 | ||
Invesco S&P 500 High Beta | COM | 73937B829 | 1 | 33 | SH | SOLE | 0 | 0 | 33 | ||
iShares MSCI EAFE Value | COM | 464288877 | 1 | 25 | SH | SOLE | 0 | 0 | 25 | ||
Asia Pacific Fund | COM | 044901106 | 0 | 29 | SH | SOLE | 0 | 0 | 29 | ||
Mvc Capital Inc | COM | 553829102 | 0 | 40 | SH | SOLE | 0 | 0 | 40 | ||
Nasdaq Prem Incm & Grwth | COM | 63110R105 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
Firsthand Technology Value Fund Inc | COM | 33766Y100 | 0 | 7 | SH | SOLE | 0 | 0 | 7 | ||
Call VHC JAN19 7 | COM | 92823T908 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
Schwab Fundamental U.S. Broad Market | COM | 808524789 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
Call MO JAN19 55 | COM | 02209S903 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Call WY JAN19 30 | COM | 962166904 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Call AIG JAN19 45 | COM | 026874904 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 |