The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF | COM | 78462F103 | 47,360 | 159,585 | SH | SOLE | 134,267 | 0 | 25,318 | ||
General American Investors | COM | 368802104 | 24,341 | 669,629 | SH | SOLE | 576,983 | 0 | 92,646 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 19,854 | 279,910 | SH | SOLE | 238,802 | 0 | 41,108 | ||
Adams Express Co | COM | 006212104 | 16,970 | 1,071,341 | SH | SOLE | 923,354 | 0 | 147,987 | ||
Tri Continental Corp | COM | 895436103 | 14,261 | 523,353 | SH | SOLE | 455,916 | 0 | 67,437 | ||
Schwab U.S. Broad Market | COM | 808524102 | 10,822 | 152,383 | SH | SOLE | 126,822 | 0 | 25,561 | ||
Liberty All Star Eq Fd | COM | 530158104 | 7,082 | 1,106,515 | SH | SOLE | 991,440 | 0 | 115,075 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 6,154 | 56,943 | SH | SOLE | 47,254 | 0 | 9,689 | ||
SPDR Dow Jones Industrial Average ETF | COM | 252787106 | 5,359 | 19,909 | SH | SOLE | 17,649 | 0 | 2,260 | ||
Dividend & Income Fund | COM | 25538A105 | 5,319 | 445,093 | SH | SOLE | 372,106 | 0 | 72,987 | ||
Royce Value Trust | COM | 780910105 | 5,259 | 382,220 | SH | SOLE | 332,358 | 0 | 49,862 | ||
iShares Russell 2000 Index | COM | 464287655 | 4,251 | 28,092 | SH | SOLE | 24,501 | 0 | 3,591 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 4,057 | 58,176 | SH | SOLE | 48,187 | 0 | 9,988 | ||
Special Opptys Fund | COM | 84741T104 | 3,427 | 240,651 | SH | SOLE | 190,428 | 0 | 50,223 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,989 | 10,013 | SH | SOLE | 9,235 | 0 | 778 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,919 | 51,454 | SH | SOLE | 42,289 | 0 | 9,165 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 2,785 | 49,257 | SH | SOLE | 40,812 | 0 | 8,445 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 2,126 | 14,078 | SH | SOLE | 11,658 | 0 | 2,420 | ||
Special Opp 3.5 Pfd Conv | COM | 84741T302 | 2,000 | 79,204 | SH | SOLE | 66,542 | 0 | 12,662 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 1,918 | 229,951 | SH | SOLE | 196,036 | 0 | 33,915 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,445 | 17,200 | SH | SOLE | 14,244 | 0 | 2,956 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,395 | 114,162 | SH | SOLE | 96,997 | 0 | 17,165 | ||
Invesco QQQ Trust | COM | 631100104 | 1,385 | 7,337 | SH | SOLE | 6,032 | 0 | 1,305 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,266 | 8,916 | SH | SOLE | 7,294 | 0 | 1,622 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 1,261 | 4,627 | SH | SOLE | 4,112 | 0 | 515 | ||
Sch US Div Equity Etf | COM | 808524797 | 1,073 | 19,579 | SH | SOLE | 15,237 | 0 | 4,342 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 1,010 | 90,757 | SH | SOLE | 74,622 | 0 | 16,135 | ||
Central Securities Corp | COM | 155123102 | 1,007 | 32,073 | SH | SOLE | 27,528 | 0 | 4,545 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 890 | 35,422 | SH | SOLE | 24,943 | 0 | 10,479 | ||
iShares Russell 1000 Growth | COM | 464287614 | 770 | 4,824 | SH | SOLE | 4,092 | 0 | 732 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 708 | 67,943 | SH | SOLE | 60,338 | 0 | 7,605 | ||
Boulder Growth & Income | COM | 101507101 | 599 | 53,523 | SH | SOLE | 47,639 | 0 | 5,884 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 561 | 10,625 | SH | SOLE | 10,325 | 0 | 300 | ||
Schwab International Equity | COM | 808524805 | 554 | 17,399 | SH | SOLE | 13,149 | 0 | 4,251 | ||
MS India Investment Fund | COM | 61745C105 | 552 | 29,103 | SH | SOLE | 25,644 | 0 | 3,459 | ||
American Intl Group Inc | COM | 026874107 | 541 | 9,710 | SH | SOLE | 8,885 | 0 | 825 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 522 | 64,959 | SH | SOLE | 52,808 | 0 | 12,151 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 481 | 3,655 | SH | SOLE | 3,655 | 0 | 0 | ||
Royce Global Value Tr | COM | 78081T104 | 472 | 46,688 | SH | SOLE | 36,926 | 0 | 9,762 | ||
SPDR Gold Shares | COM | 863307104 | 470 | 3,384 | SH | SOLE | 3,112 | 0 | 272 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 431 | 29,407 | SH | SOLE | 25,791 | 0 | 3,616 | ||
SPDR Portfolio Europe ETF | COM | 78463X103 | 406 | 12,221 | SH | SOLE | 9,092 | 0 | 3,129 | ||
Ing Global Eqty Div Prem | COM | 92912T100 | 400 | 66,613 | SH | SOLE | 47,913 | 0 | 18,700 | ||
iShares Russell 1000 Value | COM | 464287598 | 385 | 3,000 | SH | SOLE | 2,700 | 0 | 300 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 336 | 10,553 | SH | SOLE | 6,681 | 0 | 3,872 | ||
iShares S&P 500 Growth | COM | 464287309 | 321 | 1,783 | SH | SOLE | 1,342 | 0 | 441 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 318 | 53,633 | SH | SOLE | 48,850 | 0 | 4,783 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 314 | 49,441 | SH | SOLE | 39,604 | 0 | 9,837 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 309 | 42,392 | SH | SOLE | 38,565 | 0 | 3,827 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 301 | 6,685 | SH | SOLE | 5,788 | 0 | 897 | ||
European Equity Fund | COM | 298768102 | 257 | 28,919 | SH | SOLE | 24,504 | 0 | 4,415 | ||
Honeywell International | COM | 438516106 | 251 | 1,483 | SH | SOLE | 719 | 0 | 764 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 240 | 6,600 | SH | SOLE | 6,300 | 0 | 300 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 216 | 2,395 | SH | SOLE | 2,145 | 0 | 250 | ||
Vanguard Russell 2000 | COM | 92206C664 | 207 | 1,705 | SH | SOLE | 1,585 | 0 | 120 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 195 | 4,764 | SH | SOLE | 3,569 | 0 | 1,195 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 182 | 26,965 | SH | SOLE | 21,551 | 0 | 5,414 | ||
Invesco Buyback Achievers | COM | 73935X286 | 181 | 2,893 | SH | SOLE | 2,293 | 0 | 600 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 181 | 2,332 | SH | SOLE | 1,992 | 0 | 340 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 173 | 4,307 | SH | SOLE | 4,307 | 0 | 0 | ||
Schwab 1000 Index ETF | COM | 808524722 | 161 | 5,517 | SH | SOLE | 4,595 | 0 | 922 | ||
Vertical Capital Income | COM | 92535C104 | 154 | 14,440 | SH | SOLE | 13,790 | 0 | 650 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 141 | 1,750 | SH | SOLE | 1,600 | 0 | 150 | ||
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 140 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Invesco VK Dynamic Cred Opps | COM | 46132R104 | 137 | 12,449 | SH | SOLE | 11,499 | 0 | 950 | ||
NexPoint Credit Strategies Fund | COM | 65340G205 | 128 | 7,123 | SH | SOLE | 6,237 | 0 | 886 | ||
iShares Gold Trust | COM | 464285105 | 118 | 8,400 | SH | SOLE | 7,400 | 0 | 1,000 | ||
SPDR S&P International Dividend | COM | 78463X772 | 112 | 2,866 | SH | SOLE | 1,776 | 0 | 1,090 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 102 | 8,525 | SH | SOLE | 6,425 | 0 | 2,100 | ||
Blackrock Global Opptys | COM | 092501105 | 102 | 9,770 | SH | SOLE | 7,375 | 0 | 2,395 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 102 | 875 | SH | SOLE | 875 | 0 | 0 | ||
WisdomTree CBOE S&P 500 PutWrite | COM | 97717X560 | 99 | 3,567 | SH | SOLE | 1,787 | 0 | 1,780 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 97 | 5,874 | SH | SOLE | 5,814 | 0 | 60 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 97 | 808 | SH | SOLE | 608 | 0 | 200 | ||
BlackRock Resources & Commdty | COM | 09257A108 | 96 | 12,896 | SH | SOLE | 11,396 | 0 | 1,500 | ||
Ishares Semiconductor Index | COM | 464287523 | 95 | 450 | SH | SOLE | 450 | 0 | 0 | ||
Sector Spdr Tr Con Stpls | COM | 81369Y308 | 95 | 1,545 | SH | SOLE | 1,545 | 0 | 0 | ||
Lazard World Div & Incm | COM | 521076109 | 95 | 10,126 | SH | SOLE | 5,178 | 0 | 4,948 | ||
Invesco S&P 500 Low Volatility | COM | 73937B779 | 93 | 1,612 | SH | SOLE | 1,430 | 0 | 182 | ||
Ing Prime Rate TRUST | COM | 44977W106 | 92 | 19,592 | SH | SOLE | 17,987 | 0 | 1,605 | ||
Templeton Dragon Fund | COM | 88018T101 | 88 | 4,931 | SH | SOLE | 4,331 | 0 | 600 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 88 | 4,250 | SH | SOLE | 3,850 | 0 | 400 | ||
Sector Spdr Fincl Select | COM | 81369Y605 | 87 | 3,100 | SH | SOLE | 2,600 | 0 | 500 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 86 | 1,518 | SH | SOLE | 1,418 | 0 | 100 | ||
WisdomTree Emerging Currency ETF | COM | 97717W133 | 85 | 4,658 | SH | SOLE | 4,442 | 0 | 216 | ||
Madison Claymore Covered Call & Eq Strtg | COM | 556582104 | 84 | 13,052 | SH | SOLE | 13,052 | 0 | 0 | ||
Nuveen Real Asset Income | COM | 67074Y105 | 83 | 4,734 | SH | SOLE | 4,083 | 0 | 651 | ||
iShares Silver Trust | COM | 46428Q109 | 82 | 5,147 | SH | SOLE | 5,042 | 0 | 105 | ||
Sector SPDR Materials | COM | 81369Y100 | 81 | 1,400 | SH | SOLE | 900 | 0 | 500 | ||
Ishares Msci Brazil Indx | COM | 464286400 | 74 | 1,760 | SH | SOLE | 1,760 | 0 | 0 | ||
Petroleum & Resources Cp | COM | 716549100 | 74 | 4,665 | SH | SOLE | 4,325 | 0 | 340 | ||
Schwab Fundamental US Small Company | COM | 808524763 | 73 | 1,930 | SH | SOLE | 1,685 | 0 | 245 | ||
Call SPY MAR20 @ 260 | COM | 78462F903 | 73 | 17 | SH | Call | SOLE | 17 | 0 | 0 | |
Schwab US REIT ETF | COM | 808524847 | 69 | 1,469 | SH | SOLE | 754 | 0 | 715 | ||
BrandywineGLOBAL Global Inc Opp Fund | COM | 52469B100 | 63 | 5,172 | SH | SOLE | 4,310 | 0 | 862 | ||
SPDR S&P Emerging Markets Dividend | COM | 78463X533 | 61 | 2,050 | SH | SOLE | 1,519 | 0 | 531 | ||
3m Company | COM | 88579Y101 | 58 | 350 | SH | SOLE | 150 | 0 | 200 | ||
Swiss Helvetia Fund | COM | 870875101 | 57 | 7,086 | SH | SOLE | 2,653 | 0 | 4,433 | ||
Aberdeen Global Dynamic Dividend | COM | 00302M106 | 55 | 5,688 | SH | SOLE | 4,688 | 0 | 1,000 | ||
Vanguard Large Cap ETF | COM | 922908637 | 55 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 54 | 959 | SH | SOLE | 713 | 0 | 246 | ||
New Ireland Fund Inc | COM | 645673104 | 53 | 6,160 | SH | SOLE | 6,160 | 0 | 0 | ||
RMR Real Estate Income Fund | COM | 76970B101 | 51 | 2,516 | SH | SOLE | 2,516 | 0 | 0 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 50 | 874 | SH | SOLE | 849 | 0 | 25 | ||
SPDR DJ Euro STOXX 50 ETF | COM | 78463X202 | 49 | 1,298 | SH | SOLE | 1,298 | 0 | 0 | ||
Direxion Shares Etf | COM | 25459Y207 | 49 | 983 | SH | SOLE | 583 | 0 | 400 | ||
Amplify Online Retail | COM | 032108102 | 47 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
iShares Transportation Average | COM | 464287192 | 47 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Wisdomtree Jpn Hdgd Eqty | COM | 97717W851 | 45 | 900 | SH | SOLE | 900 | 0 | 0 | ||
Aberdeen Emerg MKT Equity Inc | COM | 00301W105 | 44 | 6,363 | SH | SOLE | 1,363 | 0 | 5,000 | ||
Clough Global Equity Common | COM | 18914C100 | 44 | 3,844 | SH | SOLE | 3,000 | 0 | 844 | ||
Invesco India ETF | COM | 73935L100 | 44 | 1,801 | SH | SOLE | 1,551 | 0 | 250 | ||
Proshares Short 20 Year Treasury | COM | 74347X849 | 41 | 2,193 | SH | SOLE | 2,193 | 0 | 0 | ||
Advent Claymore Conv & Income | COM | 00764C109 | 40 | 2,754 | SH | SOLE | 1,321 | 0 | 1,433 | ||
iShares MSCI Hong Kong Index | COM | 464286871 | 40 | 1,750 | SH | SOLE | 1,250 | 0 | 500 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 38 | 2,044 | SH | SOLE | 2,044 | 0 | 0 | ||
Direxion All Cap Insider Sentiment ETF | COM | 25459Y769 | 38 | 1,000 | SH | SOLE | 900 | 0 | 100 | ||
Blackrock Intl Growth Tr | COM | 092524107 | 37 | 6,844 | SH | SOLE | 4,844 | 0 | 2,000 | ||
Call SPY JUN20 270 | COM | 78462F903 | 37 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
Call SPY JUN20 271 | COM | 78462F903 | 36 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
VanEck Vectors Agribusiness ETF | COM | 57060U605 | 34 | 520 | SH | SOLE | 240 | 0 | 280 | ||
Equus II Inc | COM | 294766100 | 33 | 20,297 | SH | SOLE | 20,297 | 0 | 0 | ||
Gabelli Global Deal Fund | COM | 36245G103 | 31 | 3,371 | SH | SOLE | 2,271 | 0 | 1,100 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 30 | 800 | SH | SOLE | 800 | 0 | 0 | ||
iShares MSCI ACWI Index | COM | 464288257 | 27 | 370 | SH | SOLE | 370 | 0 | 0 | ||
Invesco China Technology ETF | COM | 18383Q135 | 27 | 590 | SH | SOLE | 390 | 0 | 200 | ||
Ishares Russell Midcap Value Index | COM | 464287473 | 27 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Ishares S&P Latin America | COM | 464287390 | 25 | 780 | SH | SOLE | 320 | 0 | 460 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 24 | 134 | SH | SOLE | 134 | 0 | 0 | ||
India Fund Inc | COM | 454089103 | 23 | 1,130 | SH | SOLE | 700 | 0 | 430 | ||
Morgan Stanley China Fd | COM | 617468103 | 23 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
Vanguard European | COM | 922042874 | 21 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Schwab Fundamental Intl Sm Co ETF | COM | 808524748 | 21 | 675 | SH | SOLE | 375 | 0 | 300 | ||
Delaware Enhanced Gbl Div & Inc | COM | 246060107 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AdvisorShares New Tech and Media ETF | COM | 00768Y552 | 19 | 1,877 | SH | SOLE | 1,877 | 0 | 0 | ||
Gyrodyne Company of America | COM | 403820103 | 19 | 963 | SH | SOLE | 963 | 0 | 0 | ||
Japan Smaller Cap Fund | COM | 47109U104 | 19 | 2,115 | SH | SOLE | 215 | 0 | 1,900 | ||
Call IWM FEB20 136 | COM | 464287905 | 19 | 10 | SH | Call | SOLE | 10 | 0 | 0 | |
Amplify Transformational Data Shrg ETF | COM | 032108607 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Call SPY JAN20 265 | COM | 78462F903 | 18 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
Call SPY DEC19 265 | COM | 78462F903 | 18 | 5 | SH | Call | SOLE | 4 | 0 | 1 | |
Call SPY MAR20 270 | COM | 78462F903 | 17 | 5 | SH | Call | SOLE | 2 | 0 | 3 | |
Westn Asset Claymore TIPS Fd | COM | 95766Q106 | 16 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 16 | 1,970 | SH | SOLE | 1,970 | 0 | 0 | ||
Call SPY MAR20 274 | COM | 78462F903 | 16 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
Mexico Equity & Income Common | COM | 592834105 | 15 | 1,449 | SH | SOLE | 538 | 0 | 911 | ||
Call SPY MAR20 275 | COM | 78462F903 | 15 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
Call IWM JUN20 125 | COM | 464287905 | 15 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
3d Printing Etf | COM | 00214Q500 | 14 | 700 | SH | SOLE | 700 | 0 | 0 | ||
BlackRock Enhanced Dividend Achievers | COM | 09251A104 | 14 | 1,520 | SH | SOLE | 0 | 0 | 1,520 | ||
WisdomTree Europe Hedged Equity | COM | 97717X701 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 13 | 249 | SH | SOLE | 0 | 0 | 249 | ||
Wisdomtree Total Dividnd | COM | 97717W109 | 12 | 126 | SH | SOLE | 126 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 12 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 11 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Call SPY SEP20 250 | COM | 78462F903 | 11 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Real Estate Select Sctr | COM | 81369Y860 | 10 | 262 | SH | SOLE | 193 | 0 | 69 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 10 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Call SPY JAN20 285 | COM | 78462F903 | 10 | 5 | SH | Call | SOLE | 1 | 0 | 4 | |
Invesco Spin-Off ETF | COM | 18383M605 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 9 | 400 | SH | SOLE | 400 | 0 | 0 | ||
iShares MSCI ACWI Ex-US | COM | 464288240 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Tekla Healthcare Investors | COM | 404052102 | 9 | 500 | SH | SOLE | 0 | 0 | 500 | ||
ETFS Physical Precious Metals Basket | COM | 26922W109 | 9 | 123 | SH | SOLE | 123 | 0 | 0 | ||
American Airlines Group Inc | COM | 02376R102 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Vanguard Emerging Market | COM | 922042858 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 8 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Invesco S&P MidCap 400 Pure Gr ETF | COM | 78355W601 | 8 | 55 | SH | SOLE | 25 | 0 | 30 | ||
SPDR S&P 400 Mid Cap Growth ETF | COM | 78464A821 | 8 | 143 | SH | SOLE | 143 | 0 | 0 | ||
ProShares Online Retail ETF | COM | 74347B169 | 8 | 225 | SH | SOLE | 225 | 0 | 0 | ||
Etfs Phys Platinum Etf | COM | 26922V101 | 8 | 90 | SH | SOLE | 80 | 0 | 10 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 7 | 614 | SH | SOLE | 0 | 0 | 614 | ||
iShares Edge MSCI USA Value Factor ETF | COM | 46432F388 | 7 | 87 | SH | SOLE | 62 | 0 | 25 | ||
SPDR S&P China ETF | COM | 78463X400 | 7 | 78 | SH | SOLE | 72 | 0 | 6 | ||
Invesco BRIC ETF | COM | 18383M100 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Credit Suisse Silver Shares Covered Call ETN | COM | 22542D449 | 7 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Wisdomtree Japan Smalcp | COM | 97717W836 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Call QQQ JAN20 155 | COM | 46090E903 | 7 | 2 | SH | Call | SOLE | 1 | 0 | 1 | |
ETFS Physical Palladium Shares | COM | 26923A106 | 6 | 38 | SH | SOLE | 38 | 0 | 0 | ||
Taiwan Fund Inc | COM | 874036106 | 6 | 320 | SH | SOLE | 320 | 0 | 0 | ||
Spdr S&P 600 Small Cap | COM | 78464A300 | 6 | 96 | SH | SOLE | 96 | 0 | 0 | ||
iShares MSCI Canada Index | COM | 464286509 | 6 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Call IWM MAR20 146 | COM | 464287905 | 6 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
Proshares Inverse S&P 500 | COM | 74347R503 | 5 | 200 | SH | SOLE | 100 | 0 | 100 | ||
Foxby Corp | COM | 351645106 | 5 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
iShares DJ US Energy | COM | 464287796 | 5 | 150 | SH | SOLE | 0 | 0 | 150 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 5 | 736 | SH | SOLE | 0 | 0 | 736 | ||
Call SPY JAN20 255 | COM | 78462F903 | 5 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
SPDR S&P Emerging Markets Small Cap | COM | 78463X756 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VanEck Vectors Vietnam ETF | COM | 57060U761 | 4 | 250 | SH | SOLE | 250 | 0 | 0 | ||
China Fund Inc | COM | 169373107 | 4 | 198 | SH | SOLE | 198 | 0 | 0 | ||
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 4 | 132 | SH | SOLE | 132 | 0 | 0 | ||
Claymore BNY Mellon Frontier Markets | COM | 18383Q838 | 4 | 261 | SH | SOLE | 261 | 0 | 0 | ||
Call IWM MAR20 151 | COM | 464287905 | 4 | 5 | SH | Call | SOLE | 5 | 0 | 0 | |
Invesco S&P Intl Dev Low Volatility | COM | 73937B688 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Amplify Advcd Btty Mtls and Matrls ETF | COM | 032108805 | 3 | 300 | SH | SOLE | 300 | 0 | 0 | ||
IQ Merger Arbitrage ETF | COM | 45409B800 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
iShares S&P GSCI Commodity-Indexed | COM | 46428R107 | 3 | 186 | SH | SOLE | 186 | 0 | 0 | ||
Powershares SP SmallCap 600 Pure Grwth | COM | 78355W809 | 3 | 26 | SH | SOLE | 26 | 0 | 0 | ||
Innovator S&P 500 Power Buffer ETF | COM | 45782C508 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Call SPY JAN20 290 | COM | 78462F903 | 3 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Call SPY JAN20 294 | COM | 78462F903 | 3 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Invesco FTSE RAFI US 1000 | COM | 73935X583 | 2 | 20 | SH | SOLE | 20 | 0 | 0 | ||
Exone Company | COM | 302104104 | 2 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 2 | 127 | SH | SOLE | 127 | 0 | 0 | ||
iShares MSCI EAFE Value | COM | 464288877 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
Call SPY DEC19 302 | COM | 78462F903 | 1 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Call SPY JAN20 305 | COM | 78462F903 | 1 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Mvc Capital Inc | COM | 553829102 | 0 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Nasdaq Prem Incm & Grwth | COM | 63110R105 | 0 | 10 | SH | SOLE | 0 | 0 | 10 | ||
Firsthand Technology Value Fund Inc | COM | 33766Y100 | 0 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Schwab Fundamental U.S. Broad Market | COM | 808524789 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
Spdr S&P 400 Mid Cap | COM | 78464A839 | 0 | 0 | SH | SOLE | 0 | 0 | 0 |