The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3d Printing Etf | COM | 00214Q500 | 16 | 700 | SH | SOLE | 700 | 0 | 0 | ||
3m Company | COM | 88579Y101 | 415 | 2,350 | SH | SOLE | 2,150 | 0 | 200 | ||
Aberdeen Emerg MKT Equity Inc | COM | 00301W105 | 48 | 6,363 | SH | SOLE | 1,363 | 0 | 5,000 | ||
Aberdeen Global Dynamic Dividend | COM | 00302M106 | 132 | 12,722 | SH | SOLE | 10,365 | 0 | 2,357 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 317 | 40,745 | SH | SOLE | 36,918 | 0 | 3,827 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 114 | 6,567 | SH | SOLE | 6,507 | 0 | 60 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,296 | 88,620 | SH | SOLE | 72,400 | 0 | 16,220 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 1,979 | 221,102 | SH | SOLE | 186,702 | 0 | 34,400 | ||
Adams Express Co | COM | 006212104 | 17,274 | 1,095,359 | SH | SOLE | 948,434 | 0 | 146,925 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,272 | 97,812 | SH | SOLE | 84,491 | 0 | 13,321 | ||
American Airlines Group Inc | COM | 02376R102 | 9 | 300 | SH | SOLE | 300 | 0 | 0 | ||
American Intl Group Inc | COM | 026874107 | 473 | 9,210 | SH | SOLE | 8,385 | 0 | 825 | ||
Amplify Advcd Btty Mtls and Matrls ETF | COM | 032108805 | 3 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Amplify Online Retail | COM | 032108102 | 51 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Amplify Transformational Data Shrg ETF | COM | 032108607 | 21 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 116 | 8,525 | SH | SOLE | 6,425 | 0 | 2,100 | ||
Blackrock Global Opptys | COM | 092501105 | 215 | 19,542 | SH | SOLE | 10,270 | 0 | 9,272 | ||
Blackrock Intl Growth Tr | COM | 092524107 | 22 | 3,717 | SH | SOLE | 3,017 | 0 | 700 | ||
BlackRock Resources & Commdty | COM | 09257A108 | 115 | 14,226 | SH | SOLE | 12,726 | 0 | 1,500 | ||
Boulder Growth & Income | COM | 101507101 | 638 | 54,073 | SH | SOLE | 48,095 | 0 | 5,978 | ||
BrandywineGLOBAL - Global Income Opportunities Fun | COM | 52469B100 | 129 | 10,234 | SH | SOLE | 7,752 | 0 | 2,482 | ||
Central Securities Corp | COM | 155123102 | 1,070 | 32,338 | SH | SOLE | 27,909 | 0 | 4,429 | ||
Claymore/BNY Mellon Frontier Markets | COM | 18383Q838 | 4 | 261 | SH | SOLE | 261 | 0 | 0 | ||
Clough Global Opportunities | COM | 18914E106 | 359 | 38,065 | SH | SOLE | 29,242 | 0 | 8,823 | ||
Credit Suisse Silver Shares Covered Call ETN | COM | 22542D449 | 7 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Delaware Enhanced Gbl Div & Inc | COM | 246060107 | 14 | 1,393 | SH | SOLE | 628 | 0 | 765 | ||
Direxion All Cap Insider Sentiment ETF | COM | 25459Y769 | 40 | 1,004 | SH | SOLE | 904 | 0 | 100 | ||
Direxion Shares Etf | COM | 25459Y207 | 54 | 983 | SH | SOLE | 783 | 0 | 200 | ||
Dividend & Income Fund | COM | 25538A105 | 6,355 | 472,167 | SH | SOLE | 395,998 | 0 | 76,169 | ||
Equus II Inc | COM | 294766100 | 23 | 12,488 | SH | SOLE | 12,488 | 0 | 0 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 55 | 3,218 | SH | SOLE | 2,818 | 0 | 400 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 33 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Etfs Phys Platinum Etf | COM | 26922V101 | 8 | 90 | SH | SOLE | 80 | 0 | 10 | ||
ETFS Physical Palladium Shares | COM | 26923A106 | 5 | 26 | SH | SOLE | 26 | 0 | 0 | ||
ETFS Physical Precious Metals Basket | COM | 26922W109 | 9 | 123 | SH | SOLE | 123 | 0 | 0 | ||
European Equity Fund | COM | 298768102 | 227 | 24,219 | SH | SOLE | 20,554 | 0 | 3,665 | ||
Exone Company | COM | 302104104 | 2 | 250 | SH | SOLE | 250 | 0 | 0 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 92 | 1,517 | SH | SOLE | 1,517 | 0 | 0 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 186 | 4,307 | SH | SOLE | 4,307 | 0 | 0 | ||
Foxby Corp | COM | 351645106 | 5 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 1,193 | 54,337 | SH | SOLE | 45,169 | 0 | 9,168 | ||
Gabelli Global Deal Fund | COM | 36245G103 | 32 | 3,400 | SH | SOLE | 2,300 | 0 | 1,100 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 1,096 | 92,560 | SH | SOLE | 75,573 | 0 | 16,987 | ||
Gabelli Go Anywhere Cf | COM | 36250J109 | 40 | 2,609 | SH | SOLE | 1,602 | 0 | 1,007 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 787 | 68,290 | SH | SOLE | 61,885 | 0 | 6,405 | ||
General American Investors | COM | 368802104 | 26,391 | 699,272 | SH | SOLE | 608,131 | 0 | 91,141 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 9 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Gyrodyne Company of America | COM | 403820103 | 18 | 963 | SH | SOLE | 963 | 0 | 0 | ||
H&Q Life Sciences Invtrs | COM | 404053100 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 243 | 2,382 | SH | SOLE | 2,382 | 0 | 0 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 397 | 59,929 | SH | SOLE | 47,616 | 0 | 12,313 | ||
Highland Global Allocation Fund | COM | 43010T104 | 33 | 3,549 | SH | SOLE | 1,624 | 0 | 1,925 | ||
Honeywell International | COM | 438516106 | 391 | 2,210 | SH | SOLE | 1,469 | 0 | 741 | ||
India Fund Inc | COM | 454089103 | 15 | 760 | SH | SOLE | 330 | 0 | 430 | ||
Ing Prime Rate TRUST | COM | 44977W106 | 60 | 12,034 | SH | SOLE | 10,429 | 0 | 1,605 | ||
Innovator S&P 500 Power Buffer ETF | COM | 45782C508 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Invesco Buyback Achievers | COM | 73935X286 | 196 | 2,843 | SH | SOLE | 2,243 | 0 | 600 | ||
Invesco China Technology ETF | COM | 18383Q135 | 31 | 590 | SH | SOLE | 390 | 0 | 200 | ||
Invesco India ETF | COM | 73935L100 | 35 | 1,751 | SH | SOLE | 1,501 | 0 | 250 | ||
Invesco QQQ Trust | COM | 631100104 | 1,580 | 7,431 | SH | SOLE | 6,126 | 0 | 1,305 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 6,649 | 57,458 | SH | SOLE | 48,320 | 0 | 9,138 | ||
Invesco S&P 500 Low Volatility | COM | 73937B779 | 95 | 1,631 | SH | SOLE | 1,449 | 0 | 182 | ||
Invesco S&P Intl Dev Low Volatility | COM | 73937B688 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Invesco S&P MidCap 400 Pure Gr ETF | COM | 78355W601 | 8 | 55 | SH | SOLE | 25 | 0 | 30 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 27 | 134 | SH | SOLE | 134 | 0 | 0 | ||
Invesco Spin-Off ETF | COM | 18383M605 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
IQ Merger Arbitrage ETF | COM | 45409B800 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 114 | 975 | SH | SOLE | 975 | 0 | 0 | ||
iShares DJ US Energy | COM | 464287796 | 5 | 150 | SH | SOLE | 0 | 0 | 150 | ||
iShares Gold Trust | COM | 464285105 | 133 | 9,199 | SH | SOLE | 8,199 | 0 | 1,000 | ||
iShares MSCI ACWI Ex-US | COM | 464288240 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
iShares MSCI ACWI Index | COM | 464288257 | 29 | 370 | SH | SOLE | 370 | 0 | 0 | ||
Ishares Msci Brazil Indx | COM | 464286400 | 94 | 1,989 | SH | SOLE | 1,989 | 0 | 0 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 175 | 3,890 | SH | SOLE | 3,120 | 0 | 770 | ||
iShares MSCI Hong Kong Index | COM | 464286871 | 24 | 975 | SH | SOLE | 475 | 0 | 500 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 52 | 874 | SH | SOLE | 849 | 0 | 25 | ||
iShares Russell 1000 Growth | COM | 464287614 | 954 | 5,422 | SH | SOLE | 4,776 | 0 | 646 | ||
iShares Russell 1000 Value | COM | 464287598 | 423 | 3,100 | SH | SOLE | 2,800 | 0 | 300 | ||
iShares Russell 2000 Index | COM | 464287655 | 5,698 | 35,191 | SH | SOLE | 30,329 | 0 | 4,862 | ||
Ishares Russell Midcap Value Index | COM | 464287473 | 28 | 300 | SH | SOLE | 0 | 0 | 300 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 570 | 3,955 | SH | SOLE | 3,955 | 0 | 0 | ||
iShares S&P 500 Growth | COM | 464287309 | 455 | 2,348 | SH | SOLE | 1,907 | 0 | 441 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 3,473 | 10,744 | SH | SOLE | 9,906 | 0 | 838 | ||
iShares S&P GSCI Commodity-Indexed | COM | 46428R107 | 3 | 186 | SH | SOLE | 186 | 0 | 0 | ||
Ishares S&P Latin America | COM | 464287390 | 35 | 1,030 | SH | SOLE | 570 | 0 | 460 | ||
Ishares Semiconductor Index | COM | 464287523 | 126 | 503 | SH | SOLE | 503 | 0 | 0 | ||
iShares Silver Trust | COM | 46428Q109 | 97 | 5,822 | SH | SOLE | 5,717 | 0 | 105 | ||
ISHARES TR | COM | 464287905 | 48 | 21 | SH | Call | SOLE | 0 | 0 | 21 | |
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 4 | 132 | SH | SOLE | 132 | 0 | 0 | ||
iShares Transportation Average | COM | 464287192 | 49 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Japan Smaller Cap Fund | COM | 47109U104 | 2 | 215 | SH | SOLE | 215 | 0 | 0 | ||
John Hancock Tax Adv Cf | COM | 41013P749 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 346 | 20,904 | SH | SOLE | 16,401 | 0 | 4,503 | ||
Liberty All Star Eq Fd | COM | 530158104 | 7,444 | 1,099,575 | SH | SOLE | 986,140 | 0 | 113,435 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 278 | 42,736 | SH | SOLE | 38,037 | 0 | 4,699 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 46 | 1,944 | SH | SOLE | 1,944 | 0 | 0 | ||
Madison/Claymore Covered Call & Eq Strtg | COM | 556582104 | 62 | 9,304 | SH | SOLE | 8,023 | 0 | 1,281 | ||
Mexico Equity & Income Common | COM | 592834105 | 10 | 900 | SH | SOLE | 0 | 0 | 900 | ||
MS India Investment Fund | COM | 61745C105 | 550 | 27,628 | SH | SOLE | 24,269 | 0 | 3,359 | ||
New Ireland Fund Inc | COM | 645673104 | 52 | 5,254 | SH | SOLE | 5,254 | 0 | 0 | ||
NexPoint Credit Strategies Fund | COM | 65340G205 | 130 | 7,361 | SH | SOLE | 5,875 | 0 | 1,486 | ||
Nuveen Real Asset Income | COM | 67074Y105 | 52 | 2,832 | SH | SOLE | 2,181 | 0 | 651 | ||
Petroleum & Resources Cp | COM | 716549100 | 46 | 2,785 | SH | SOLE | 2,445 | 0 | 340 | ||
PIMCO Dynamic Credit Income | COM | 72202D106 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Powershares SP SmallCap 600 Pure Grwth | COM | 78355W809 | 3 | 26 | SH | SOLE | 26 | 0 | 0 | ||
Proshares Inverse S&P 500 | COM | 74347R503 | 30 | 1,252 | SH | SOLE | 1,152 | 0 | 100 | ||
ProShares Online Retail ETF | COM | 74347B169 | 10 | 285 | SH | SOLE | 285 | 0 | 0 | ||
Proshares Short 20 Year Treasury | COM | 74347X849 | 39 | 1,993 | SH | SOLE | 1,993 | 0 | 0 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 15 | 1,670 | SH | SOLE | 1,670 | 0 | 0 | ||
Real Estate Select Sctr | COM | 81369Y860 | 10 | 262 | SH | SOLE | 193 | 0 | 69 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
RENN Global Entrepreneurs Fund | COM | 759720105 | 7 | 4,567 | SH | SOLE | 4,567 | 0 | 0 | ||
RMR Real Estate Income Fund | COM | 76970B101 | 28 | 1,385 | SH | SOLE | 1,385 | 0 | 0 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 212 | 28,849 | SH | SOLE | 24,535 | 0 | 4,314 | ||
Royce Global Value Tr | COM | 78081T104 | 554 | 47,366 | SH | SOLE | 39,008 | 0 | 8,358 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 588 | 68,845 | SH | SOLE | 56,094 | 0 | 12,751 | ||
Royce Value Trust | COM | 780910105 | 5,877 | 397,907 | SH | SOLE | 346,965 | 0 | 50,942 | ||
Sch US Div Equity Etf | COM | 808524797 | 1,209 | 20,880 | SH | SOLE | 16,411 | 0 | 4,469 | ||
Schwab 1000 Index ETF | COM | 808524722 | 193 | 6,121 | SH | SOLE | 5,089 | 0 | 1,032 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 1,001 | 36,579 | SH | SOLE | 26,261 | 0 | 10,318 | ||
Schwab Fundamental Intl Sm Co ETF | COM | 808524748 | 22 | 675 | SH | SOLE | 375 | 0 | 300 | ||
Schwab Fundamental US Small Company | COM | 808524763 | 78 | 1,930 | SH | SOLE | 1,685 | 0 | 245 | ||
Schwab International Equity | COM | 808524805 | 757 | 22,501 | SH | SOLE | 18,306 | 0 | 4,195 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 389 | 11,213 | SH | SOLE | 7,393 | 0 | 3,819 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 58 | 1,149 | SH | SOLE | 900 | 0 | 249 | ||
Schwab U.S. Broad Market | COM | 808524102 | 12,323 | 160,285 | SH | SOLE | 133,849 | 0 | 26,436 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 22,340 | 290,847 | SH | SOLE | 250,041 | 0 | 40,805 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,741 | 18,733 | SH | SOLE | 15,462 | 0 | 3,270 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 3,213 | 53,438 | SH | SOLE | 44,282 | 0 | 9,155 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 3,044 | 50,613 | SH | SOLE | 42,008 | 0 | 8,605 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 4,978 | 65,810 | SH | SOLE | 54,566 | 0 | 11,243 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 54 | 959 | SH | SOLE | 713 | 0 | 246 | ||
Schwab US REIT ETF | COM | 808524847 | 71 | 1,536 | SH | SOLE | 876 | 0 | 659 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 10 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Sector Spdr Fincl Select | COM | 81369Y605 | 237 | 7,700 | SH | SOLE | 7,200 | 0 | 500 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 206 | 2,532 | SH | SOLE | 2,192 | 0 | 340 | ||
Sector SPDR Materials | COM | 81369Y100 | 86 | 1,400 | SH | SOLE | 900 | 0 | 500 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 156 | 1,702 | SH | SOLE | 1,599 | 0 | 103 | ||
Sector Spdr Tr Con Stpls | COM | 81369Y308 | 97 | 1,545 | SH | SOLE | 1,545 | 0 | 0 | ||
Source Capital Inc | COM | 836144105 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SPDR DJ Euro STOXX 50 ETF | COM | 78463X202 | 51 | 1,262 | SH | SOLE | 1,262 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | COM | 78467X909 | 22 | 14 | SH | Call | SOLE | 0 | 0 | 14 | |
SPDR Dow Jones Industrial Average ETF | COM | 78467X109 | 6,373 | 22,351 | SH | SOLE | 19,791 | 0 | 2,560 | ||
SPDR Gold Shares | COM | 863307104 | 491 | 3,434 | SH | SOLE | 3,162 | 0 | 272 | ||
SPDR Portfolio Europe ETF | COM | 78463X103 | 423 | 11,609 | SH | SOLE | 8,534 | 0 | 3,075 | ||
SPDR S&P 400 Mid Cap Growth ETF | COM | 78464A821 | 8 | 143 | SH | SOLE | 143 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 57,055 | 177,266 | SH | SOLE | 148,922 | 0 | 28,344 | ||
SPDR S&P 500 ETF TR | COM | 78462F903 | 1,070 | 230 | SH | Call | SOLE | 0 | 0 | 230 | |
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 151 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Spdr S&P 600 Small Cap | COM | 78464A300 | 6 | 95 | SH | SOLE | 95 | 0 | 0 | ||
SPDR S&P Emerging Markets Dividend | COM | 78463X533 | 59 | 1,829 | SH | SOLE | 1,398 | 0 | 431 | ||
SPDR S&P Emerging Markets Small Cap | COM | 78463X756 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPDR S&P International Dividend | COM | 78463X772 | 143 | 3,569 | SH | SOLE | 2,523 | 0 | 1,046 | ||
SPDR S&P MidCap 400 | COM | 78467Y107 | 66 | 175 | SH | SOLE | 134 | 0 | 41 | ||
SPDR S&P MIDCAP 400 ETF TR | COM | 78467Y907 | 1 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
SPDR S&P Regional Bking | COM | 78464A698 | 631 | 10,825 | SH | SOLE | 10,525 | 0 | 300 | ||
Special Opp 3.5prcnt Pfd Conv | COM | 84741T302 | 2,066 | 80,814 | SH | SOLE | 68,152 | 0 | 12,662 | ||
Special Opptys Fund | COM | 84741T104 | 3,139 | 213,080 | SH | SOLE | 169,492 | 0 | 43,588 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 7 | 614 | SH | SOLE | 0 | 0 | 614 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 25 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 5 | 736 | SH | SOLE | 0 | 0 | 736 | ||
Swiss Helvetia Fund | COM | 870875101 | 668 | 79,416 | SH | SOLE | 65,071 | 0 | 14,345 | ||
Tekla Healthcare Investors | COM | 404052102 | 54 | 2,600 | SH | SOLE | 1,942 | 0 | 658 | ||
Templeton Dragon Fund | COM | 88018T101 | 80 | 4,132 | SH | SOLE | 3,532 | 0 | 600 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 476 | 30,560 | SH | SOLE | 26,512 | 0 | 4,048 | ||
Tri Continental Corp | COM | 895436103 | 14,990 | 531,572 | SH | SOLE | 465,453 | 0 | 66,119 | ||
Van Kampen Advantage II | COM | 92112K107 | 10 | 910 | SH | SOLE | 910 | 0 | 0 | ||
VanEck Vectors Agribusiness ETF | COM | 57060U605 | 36 | 520 | SH | SOLE | 240 | 0 | 280 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
VanEck Vectors Vietnam ETF | COM | 57060U761 | 4 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 113 | 908 | SH | SOLE | 708 | 0 | 200 | ||
Vanguard Emerging Market | COM | 922042858 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vanguard European | COM | 922042874 | 23 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Vanguard Large Cap ETF | COM | 922908637 | 59 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Vanguard Russell 2000 | COM | 92206C664 | 200 | 1,505 | SH | SOLE | 1,385 | 0 | 120 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 1,645 | 5,562 | SH | SOLE | 5,322 | 0 | 240 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 2,343 | 14,319 | SH | SOLE | 11,979 | 0 | 2,340 | ||
Vertical Capital Income | COM | 92535C104 | 212 | 20,375 | SH | SOLE | 15,225 | 0 | 5,150 | ||
Voya Glb Eqty Div & Prem Opps | COM | 92912T100 | 648 | 104,725 | SH | SOLE | 76,285 | 0 | 28,440 | ||
Voya Global Adv & Premium Opp | COM | 44982N109 | 44 | 4,165 | SH | SOLE | 2,365 | 0 | 1,800 | ||
WisdomTree CBOE S&P 500 PutWrite | COM | 97717X560 | 110 | 3,867 | SH | SOLE | 2,087 | 0 | 1,780 | ||
WisdomTree Emerging Currency ETF | COM | 97717W133 | 93 | 4,999 | SH | SOLE | 4,783 | 0 | 216 | ||
WisdomTree Europe Hedged Equity | COM | 97717X701 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Wisdomtree Jpn Hdgd Eqty | COM | 97717W851 | 48 | 900 | SH | SOLE | 900 | 0 | 0 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 262 | 6,900 | SH | SOLE | 6,600 | 0 | 300 | ||
Wisdomtree Total Dividnd | COM | 97717W109 | 13 | 125 | SH | SOLE | 125 | 0 | 0 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 321 | 6,615 | SH | SOLE | 5,718 | 0 | 897 |