The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3d Printing Etf | COM | 00214Q500 | 12 | 700 | SH | SOLE | 700 | 0 | 0 | ||
3m Company | COM | 88579Y101 | 48 | 350 | SH | SOLE | 150 | 0 | 200 | ||
Aberdeen Global Dynamic Dividend | COM | 00302M106 | 564 | 76,849 | SH | SOLE | 65,469 | 0 | 11,380 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 266 | 42,545 | SH | SOLE | 38,568 | 0 | 3,977 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 85 | 6,270 | SH | SOLE | 6,210 | 0 | 60 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,316 | 86,850 | SH | SOLE | 71,030 | 0 | 15,820 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 759 | 115,366 | SH | SOLE | 95,786 | 0 | 19,580 | ||
Adams Express Co | COM | 006212104 | 13,664 | 1,085,341 | SH | SOLE | 931,315 | 0 | 154,026 | ||
AI Powered Equity ETF | COM | 26924G813 | 11 | 470 | SH | SOLE | 470 | 0 | 0 | ||
Allianzgi Artf Intlg And | COM | 01883M101 | 5 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AllianzGI Eqty & Conv Income Fund | COM | 00119P102 | 11 | 600 | SH | SOLE | 400 | 0 | 200 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 916 | 95,311 | SH | SOLE | 80,129 | 0 | 15,182 | ||
American Airlines Group Inc | COM | 02376R102 | 2 | 150 | SH | SOLE | 150 | 0 | 0 | ||
American Intl Group Inc | COM | 026874904 | 220 | 9,085 | SH | SOLE | 8,260 | 0 | 825 | ||
Amplify Advcd Btty Mtls and Matrls ETF | COM | 032108805 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Amplify Online Retail | COM | 032108102 | 42 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Amplify Transformational Data Shrg ETF | COM | 032108607 | 17 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
Ark Israel Innovative | COM | 00214Q609 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 93 | 9,025 | SH | SOLE | 6,925 | 0 | 2,100 | ||
Blackrock Enhcd Cap & Incm | COM | 09256A109 | 122 | 9,400 | SH | SOLE | 8,011 | 0 | 1,389 | ||
Blackrock Global Opptys | COM | 092501105 | 75 | 8,992 | SH | SOLE | 5,219 | 0 | 3,773 | ||
Blackrock Intl Growth Tr | COM | 092524107 | 2 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BlackRock Resources & Commdty | COM | 09257A108 | 55 | 10,896 | SH | SOLE | 9,729 | 0 | 1,167 | ||
BlackRock Science & Technology Trust II | COM | 09260K101 | 45 | 2,700 | SH | SOLE | 2,420 | 0 | 280 | ||
Bluestar Israel | COM | 26924G870 | 1 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Boulder Growth & Income | COM | 101507101 | 438 | 47,639 | SH | SOLE | 42,539 | 0 | 5,100 | ||
BrandywineGLOBAL - Global Income Opportunities Fun | COM | 52469B100 | 108 | 10,234 | SH | SOLE | 7,899 | 0 | 2,335 | ||
Central Securities Corp | COM | 155123102 | 584 | 22,637 | SH | SOLE | 19,250 | 0 | 3,387 | ||
Clough Global Opportunities | COM | 18914E106 | 127 | 17,697 | SH | SOLE | 14,287 | 0 | 3,410 | ||
Cohen & Steers Quality | COM | 19247L106 | 201 | 22,287 | SH | SOLE | 19,777 | 0 | 2,510 | ||
Cornerstone Strat Val Fd | COM | 21924B104 | 16 | 2,000 | SH | SOLE | 1,601 | 0 | 399 | ||
Credit Suisse Silver Shares Covered Call ETN | COM | 22542D449 | 5 | 900 | SH | SOLE | 900 | 0 | 0 | ||
Defiance Next Gen | COM | 26922A289 | 17 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Direxion All Cap Insider Sentiment ETF | COM | 25459Y769 | 11 | 400 | SH | SOLE | 360 | 0 | 40 | ||
Direxion Shares Etf | COM | 25459Y207 | 46 | 983 | SH | SOLE | 783 | 0 | 200 | ||
Dividend & Income Fund | COM | 25538A105 | 4,021 | 457,489 | SH | SOLE | 380,295 | 0 | 77,194 | ||
Eaton Vance Buy Write | COM | 27829M103 | 41 | 5,397 | SH | SOLE | 4,634 | 0 | 763 | ||
Eaton Vance Tax Mgd Glbl | COM | 27829C105 | 215 | 28,810 | SH | SOLE | 21,520 | 0 | 7,290 | ||
Equus II Inc | COM | 294766100 | 12 | 12,488 | SH | SOLE | 12,488 | 0 | 0 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 41 | 3,623 | SH | SOLE | 3,623 | 0 | 0 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 29 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Etfs Phys Platinum Etf | COM | 26922V101 | 6 | 90 | SH | SOLE | 80 | 0 | 10 | ||
ETFS Physical Palladium Shares | COM | 26923A106 | 6 | 26 | SH | SOLE | 13 | 0 | 13 | ||
ETFS Physical Precious Metals Basket | COM | 26922W109 | 9 | 123 | SH | SOLE | 123 | 0 | 0 | ||
European Equity Fund | COM | 298768102 | 135 | 19,151 | SH | SOLE | 16,433 | 0 | 2,718 | ||
Exone Company | COM | 302104104 | 2 | 250 | SH | SOLE | 250 | 0 | 0 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 61 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 152 | 4,307 | SH | SOLE | 4,307 | 0 | 0 | ||
Foxby Corp | COM | 351645106 | 4 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 921 | 62,208 | SH | SOLE | 50,370 | 0 | 11,838 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 588 | 80,867 | SH | SOLE | 65,400 | 0 | 15,467 | ||
Gabelli Go Anywhere Cf | COM | 36250J109 | 19 | 2,253 | SH | SOLE | 1,507 | 0 | 746 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 671 | 77,451 | SH | SOLE | 69,692 | 0 | 7,759 | ||
General American Investors | COM | 368802104 | 18,174 | 662,564 | SH | SOLE | 570,046 | 0 | 92,518 | ||
Global X Cloud Computing | COM | 37954Y442 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 5 | 315 | SH | SOLE | 315 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 11 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 7 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Gyrodyne Company of America | COM | 403820103 | 14 | 963 | SH | SOLE | 963 | 0 | 0 | ||
H&Q Life Sciences Invtrs | COM | 404053100 | 16 | 1,100 | SH | SOLE | 700 | 0 | 400 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 220 | 2,482 | SH | SOLE | 2,482 | 0 | 0 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 192 | 55,247 | SH | SOLE | 44,105 | 0 | 11,142 | ||
Highland Floating Rate Opportunities | COM | 43010E404 | 12 | 1,377 | SH | SOLE | 0 | 0 | 1,377 | ||
Highland Global Allocation Fund | COM | 43010T104 | 8 | 1,831 | SH | SOLE | 1,206 | 0 | 625 | ||
Honeywell International | COM | 438516106 | 206 | 1,540 | SH | SOLE | 799 | 0 | 741 | ||
Ing Prime Rate TRUST | COM | 44977W106 | 23 | 6,189 | SH | SOLE | 4,709 | 0 | 1,480 | ||
Innovator S&P 500 Power Buffer ETF | COM | 45782C508 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Invesco Buyback Achievers | COM | 73935X286 | 74 | 1,530 | SH | SOLE | 1,211 | 0 | 319 | ||
Invesco China Technology ETF | COM | 18383Q135 | 27 | 565 | SH | SOLE | 365 | 0 | 200 | ||
Invesco India ETF | COM | 73935L100 | 24 | 1,708 | SH | SOLE | 1,458 | 0 | 250 | ||
Invesco QQQ Trust | COM | 631100104 | 1,306 | 6,856 | SH | SOLE | 5,551 | 0 | 1,305 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 4,555 | 54,209 | SH | SOLE | 45,203 | 0 | 9,006 | ||
Invesco S&P 500 Low Volatility | COM | 73937B779 | 27 | 574 | SH | SOLE | 511 | 0 | 63 | ||
Invesco S&P Intl Dev Low Volatility | COM | 73937B688 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Invesco S&P MidCap 400 Pure Gr ETF | COM | 78355W601 | 6 | 55 | SH | SOLE | 25 | 0 | 30 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 21 | 134 | SH | SOLE | 134 | 0 | 0 | ||
Invesco Spin-Off ETF | COM | 18383M605 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
IQ Merger Arbitrage ETF | COM | 45409B800 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 62 | 525 | SH | SOLE | 525 | 0 | 0 | ||
iShares DJ US Energy | COM | 464287796 | 2 | 150 | SH | SOLE | 0 | 0 | 150 | ||
iShares Gold Trust | COM | 464285105 | 135 | 8,934 | SH | SOLE | 7,934 | 0 | 1,000 | ||
iShares MSCI ACWI Ex-US | COM | 464288240 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
iShares MSCI ACWI Index | COM | 464288257 | 17 | 270 | SH | SOLE | 270 | 0 | 0 | ||
Ishares Msci Brazil Indx | COM | 464286400 | 41 | 1,760 | SH | SOLE | 1,760 | 0 | 0 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 103 | 3,029 | SH | SOLE | 2,259 | 0 | 770 | ||
iShares MSCI Hong Kong Index | COM | 464286871 | 19 | 975 | SH | SOLE | 475 | 0 | 500 | ||
Ishares Msci Israel Etf | COM | 464286632 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 43 | 874 | SH | SOLE | 849 | 0 | 25 | ||
iShares Russell 1000 Growth | COM | 464287614 | 673 | 4,469 | SH | SOLE | 3,923 | 0 | 546 | ||
iShares Russell 1000 Value | COM | 464287598 | 288 | 2,900 | SH | SOLE | 2,600 | 0 | 300 | ||
iShares Russell 2000 Index | COM | 464287905 | 2 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
iShares Russell 2000 Index | COM | 464287655 | 3,732 | 32,604 | SH | SOLE | 28,269 | 0 | 4,335 | ||
Ishares Russell Midcap Value Index | COM | 464287473 | 19 | 300 | SH | SOLE | 0 | 0 | 300 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 297 | 2,505 | SH | SOLE | 2,505 | 0 | 0 | ||
iShares S&P 500 Growth | COM | 464287309 | 279 | 1,692 | SH | SOLE | 1,251 | 0 | 441 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,715 | 10,507 | SH | SOLE | 9,449 | 0 | 1,058 | ||
iShares S&P GSCI Commodity-Indexed | COM | 46428R107 | 2 | 186 | SH | SOLE | 186 | 0 | 0 | ||
Ishares S&P Latin America | COM | 464287390 | 14 | 780 | SH | SOLE | 320 | 0 | 460 | ||
Ishares Semiconductor Index | COM | 464287523 | 103 | 503 | SH | SOLE | 503 | 0 | 0 | ||
iShares Silver Trust | COM | 46428Q109 | 64 | 4,922 | SH | SOLE | 4,817 | 0 | 105 | ||
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 2 | 132 | SH | SOLE | 132 | 0 | 0 | ||
Ishares US Aerospace | COM | 464288760 | 15 | 106 | SH | SOLE | 106 | 0 | 0 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 119 | 9,928 | SH | SOLE | 7,776 | 0 | 2,152 | ||
Liberty All Star Eq Fd | COM | 530158104 | 4,476 | 924,730 | SH | SOLE | 815,231 | 0 | 109,499 | ||
LMP Capital & Income | COM | 795500107 | 5 | 600 | SH | SOLE | 600 | 0 | 0 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 38 | 1,944 | SH | SOLE | 1,944 | 0 | 0 | ||
Madison/Claymore Covered Call & Eq Strtg | COM | 556582104 | 85 | 16,856 | SH | SOLE | 16,626 | 0 | 230 | ||
MS India Investment Fund | COM | 61745C105 | 340 | 26,551 | SH | SOLE | 23,292 | 0 | 3,259 | ||
New Ireland Fund Inc | COM | 645673104 | 32 | 5,254 | SH | SOLE | 5,254 | 0 | 0 | ||
NexPoint Credit Strategies Fund | COM | 65340G205 | 58 | 7,004 | SH | SOLE | 5,518 | 0 | 1,486 | ||
Nuveen Real Asset Income | COM | 67074Y105 | 28 | 2,832 | SH | SOLE | 2,181 | 0 | 651 | ||
Powershares SP SmallCap 600 Pure Grwth | COM | 78355W809 | 2 | 26 | SH | SOLE | 26 | 0 | 0 | ||
Proshares Inverse S&P 500 | COM | 74347R503 | 7 | 250 | SH | SOLE | 100 | 0 | 150 | ||
ProShares Online Retail ETF | COM | 74347B169 | 9 | 285 | SH | SOLE | 285 | 0 | 0 | ||
Proshares Ultra Qqq Etf | COM | 74347R206 | 1 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 6 | 870 | SH | SOLE | 870 | 0 | 0 | ||
Real Estate Select Sctr | COM | 81369Y860 | 7 | 235 | SH | SOLE | 166 | 0 | 69 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 11 | 500 | SH | SOLE | 500 | 0 | 0 | ||
RENN Global Entrepreneurs Fund | COM | 759720105 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Roundhill Esports & Digital Entertainment ETF | COM | 53656F706 | 5 | 329 | SH | SOLE | 329 | 0 | 0 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 139 | 27,657 | SH | SOLE | 23,524 | 0 | 4,133 | ||
Royce Global Value Tr | COM | 78081T104 | 235 | 29,183 | SH | SOLE | 22,978 | 0 | 6,205 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 315 | 56,741 | SH | SOLE | 47,669 | 0 | 9,072 | ||
Royce Value Trust | COM | 780910105 | 3,660 | 378,497 | SH | SOLE | 325,841 | 0 | 52,656 | ||
Sch US Div Equity Etf | COM | 808524797 | 897 | 19,945 | SH | SOLE | 15,540 | 0 | 4,405 | ||
Schwab 1000 Index ETF | COM | 808524722 | 153 | 6,117 | SH | SOLE | 5,085 | 0 | 1,032 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 728 | 35,175 | SH | SOLE | 24,749 | 0 | 10,426 | ||
Schwab Fundamental Intl Sm Co ETF | COM | 808524748 | 16 | 675 | SH | SOLE | 375 | 0 | 300 | ||
Schwab Fundamental US Small Company | COM | 808524763 | 50 | 1,930 | SH | SOLE | 1,685 | 0 | 245 | ||
Schwab International Equity | COM | 808524805 | 433 | 16,742 | SH | SOLE | 12,553 | 0 | 4,189 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 260 | 10,668 | SH | SOLE | 6,779 | 0 | 3,888 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 13 | 249 | SH | SOLE | 0 | 0 | 249 | ||
Schwab U.S. Broad Market | COM | 808524102 | 8,977 | 148,554 | SH | SOLE | 122,782 | 0 | 25,772 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 16,370 | 267,260 | SH | SOLE | 228,225 | 0 | 39,034 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,399 | 17,564 | SH | SOLE | 14,356 | 0 | 3,207 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,367 | 53,461 | SH | SOLE | 43,405 | 0 | 10,055 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 2,065 | 48,972 | SH | SOLE | 40,411 | 0 | 8,560 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 3,260 | 63,275 | SH | SOLE | 51,168 | 0 | 12,107 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 55 | 959 | SH | SOLE | 713 | 0 | 246 | ||
Schwab US REIT ETF | COM | 808524847 | 47 | 1,450 | SH | SOLE | 790 | 0 | 659 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 8 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Sector Spdr Fincl Select | COM | 81369Y605 | 52 | 2,500 | SH | SOLE | 2,000 | 0 | 500 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 129 | 2,182 | SH | SOLE | 1,842 | 0 | 340 | ||
Sector SPDR Materials | COM | 81369Y100 | 63 | 1,400 | SH | SOLE | 900 | 0 | 500 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 136 | 1,691 | SH | SOLE | 1,588 | 0 | 103 | ||
Sector Spdr Tr Con Stpls | COM | 81369Y308 | 84 | 1,545 | SH | SOLE | 1,545 | 0 | 0 | ||
Source Capital Inc | COM | 836144105 | 18 | 585 | SH | SOLE | 485 | 0 | 100 | ||
SPDR DJ Euro STOXX 50 ETF | COM | 78463X202 | 20 | 662 | SH | SOLE | 662 | 0 | 0 | ||
SPDR Dow Jones Industrial Average ETF | COM | 78467X109 | 4,484 | 20,454 | SH | SOLE | 18,022 | 0 | 2,432 | ||
SPDR Gold Shares | COM | 863307104 | 438 | 2,959 | SH | SOLE | 2,837 | 0 | 122 | ||
SPDR Portfolio Europe ETF | COM | 78463X103 | 307 | 11,389 | SH | SOLE | 8,311 | 0 | 3,078 | ||
SPDR S&P 400 Mid Cap Growth ETF | COM | 78464A821 | 6 | 143 | SH | SOLE | 143 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 46,479 | 180,324 | SH | SOLE | 150,348 | 0 | 29,976 | ||
SPDR S&P 500 ETF Trust | COM | 78462F903 | 40 | 40 | SH | Call | SOLE | 0 | 0 | 40 | |
SPDR S&P 500 ETF Trust | COM | 78462F953 | 9 | 4 | SH | Put | SOLE | 0 | 0 | 4 | |
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 129 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Spdr S&P 600 Small Cap | COM | 78464A300 | 4 | 95 | SH | SOLE | 95 | 0 | 0 | ||
SPDR S&P Emerging Markets Dividend | COM | 78463X533 | 17 | 776 | SH | SOLE | 577 | 0 | 199 | ||
SPDR S&P Emerging Markets Small Cap | COM | 78463X756 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPDR S&P International Dividend | COM | 78463X772 | 93 | 3,029 | SH | SOLE | 1,956 | 0 | 1,073 | ||
SPDR S&P MidCap 400 | COM | 78467Y107 | 131 | 500 | SH | SOLE | 434 | 0 | 66 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 321 | 9,850 | SH | SOLE | 9,550 | 0 | 300 | ||
Special Opp 3.5pcnt Pfd Conv | COM | 84741T302 | 1,929 | 79,767 | SH | SOLE | 66,935 | 0 | 12,832 | ||
Special Opptys Fund | COM | 84741T104 | 1,654 | 174,104 | SH | SOLE | 137,820 | 0 | 36,284 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 8 | 614 | SH | SOLE | 0 | 0 | 614 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 7 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 4 | 736 | SH | SOLE | 0 | 0 | 736 | ||
Swiss Helvetia Fund | COM | 870875101 | 928 | 133,473 | SH | SOLE | 107,990 | 0 | 25,483 | ||
Tekla Healthcare Investors | COM | 404052102 | 117 | 6,581 | SH | SOLE | 6,023 | 0 | 558 | ||
Tekla Healthcare Opportu | COM | 879105104 | 14 | 900 | SH | SOLE | 800 | 0 | 100 | ||
Templeton Dragon Fund | COM | 88018T101 | 62 | 3,632 | SH | SOLE | 3,032 | 0 | 600 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 290 | 25,996 | SH | SOLE | 22,648 | 0 | 3,348 | ||
Tri Continental Corp | COM | 895436103 | 10,381 | 496,462 | SH | SOLE | 431,687 | 0 | 64,775 | ||
Twitter Inc | COM | 90184L902 | 1 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
VanEck Vdo Gaming and eSprts ETF | COM | 92189F114 | 9 | 220 | SH | SOLE | 220 | 0 | 0 | ||
Vaneck Vectors | COM | 92189F676 | 11 | 95 | SH | SOLE | 95 | 0 | 0 | ||
VanEck Vectors Agribusiness ETF | COM | 57060U605 | 23 | 450 | SH | SOLE | 170 | 0 | 280 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vaneck Vectors Israel | COM | 92189F635 | 1 | 40 | SH | SOLE | 40 | 0 | 0 | ||
VanEck Vectors Vietnam ETF | COM | 57060U761 | 3 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 84 | 808 | SH | SOLE | 608 | 0 | 200 | ||
Vanguard Emerging Market | COM | 922042858 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vanguard European | COM | 922042874 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vanguard Large Cap ETF | COM | 922908637 | 47 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Vanguard Mega Cap Growth | COM | 921910816 | 19 | 150 | SH | SOLE | 120 | 0 | 30 | ||
Vanguard Russell 2000 | COM | 92206C664 | 139 | 1,505 | SH | SOLE | 1,385 | 0 | 120 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 911 | 3,846 | SH | SOLE | 3,676 | 0 | 170 | ||
Vanguard Small Cap | COM | 922908751 | 5 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 1,742 | 13,512 | SH | SOLE | 11,272 | 0 | 2,240 | ||
Vanguard Value | COM | 922908744 | 9 | 100 | SH | SOLE | 90 | 0 | 10 | ||
Vertical Capital Income | COM | 92535C104 | 161 | 19,172 | SH | SOLE | 14,822 | 0 | 4,350 | ||
Voya Glb Eqty Div & Prem Opps | COM | 92912T100 | 284 | 62,339 | SH | SOLE | 48,114 | 0 | 14,225 | ||
Voya Global Adv & Premium Opp | COM | 44982N109 | 403 | 52,627 | SH | SOLE | 42,465 | 0 | 10,162 | ||
WisdomTree CBOE S&P 500 PutWrite | COM | 97717X560 | 59 | 2,639 | SH | SOLE | 1,322 | 0 | 1,317 | ||
WisdomTree Emerging Currency ETF | COM | 97717W133 | 65 | 3,957 | SH | SOLE | 3,741 | 0 | 216 | ||
Wisdomtree Jpn Hdgd Eqty | COM | 97717W851 | 38 | 900 | SH | SOLE | 900 | 0 | 0 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 122 | 5,062 | SH | SOLE | 4,824 | 0 | 238 | ||
Wisdomtree Total Dividnd | COM | 97717W109 | 10 | 125 | SH | SOLE | 125 | 0 | 0 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 247 | 6,360 | SH | SOLE | 5,463 | 0 | 897 |