UNITED STATES | |
SECURITIES AND EXCHANGE COMMISSION | |
Washington, DC 20549 | |
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SCHEDULE 13G | |
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Under the Securities Exchange Act of 1934 | |
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(Amendment No. 5)* | |
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CURRENCYSHARES JAPANESE YEN | |
(Name of Issuer) | |
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ETP | |
(Title of Class of Securities) | |
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23130A102 | |
(CUSIP Number) | |
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3/31/2015 | |
(Date of Event Which Requires Filing of this Statement) | |
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Check the appropriate box to designate the rule pursuant to which this Schedule is | | |
filed: | | | | | | | | | | |
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| T | Rule 13d-1(b) | | | | | | | |
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| £ | Rule 13d-1(c) | | | | | | | |
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| £ | Rule 13d-1(d) | | | | | | | |
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* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form | | |
with respect to the subject class of securities, and for any subsequent amendment containing | | |
information which would alter the disclosures provided in a prior cover page. | | | | |
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The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the | |
purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the | | |
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, | | |
see the Notes.) | | | | | | | | |
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CUSIP No. 2313A102 | 13G | Page 2 of 7 Pages | |
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1. | NAME OF REPORTING PERSON I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
IndexIQ Advisors LLC 02-0811753 | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |
(a) | £ | |
(b) | £ | |
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER | |
211,925 | |
6. | SHARED VOTING POWER | |
0 | |
7. | SOLE DISPOSITIVE POWER | |
211,925 | |
8. | SHARED DISPOSITIVE POWER | |
0 | |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
211,925 | |
10. | CHECK BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |
| £ | |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 19.27% (see reponse to Item 4) | |
12. | TYPE OF REPORTING PERSON* (see instructions) IA | |
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*SEE INSTRUCTIONS BEFORE FILLING OUT | |
| | | | | | Page 4 of 7 Pages | |
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Item 3. | If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), | |
| Check Whether the Person Filing is a: | | | | | | |
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| (a) | £ | Broker or dealer registered under Section 15 of the Exchange | |
| | | Act (15 U.S.C 78o). | | | | | |
| (b) | £ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | £ | Insurance company as defined in Section 3(a)(19) of the | |
| | | Exchange Act (15 U.S.C. 78c). | | | | |
| (d) | £ | Investment company registered under Section 8 of the | | |
| | | Investment Company Act of 1940 (15 U.S.C. 80a-8). | | |
| (e) | T | An investment adviser in accordance with §240.13d- | | |
| | | 1(b)(1)(ii)(E). | | | | | | |
| (f) | £ | An employee benefit plan or endowment fund in accordance | |
| | | with §240.13d-1(b)(1)(ii)(F). | | | | |
| (g) | £ | A parent holding company or control person in accordance | |
| | | with §240.13d-1(b)(1)(ii)(G). | | | | |
| (h) | £ | A savings association as defined in Section 3(b) of the Federal |
| | | Deposit Insurance Act (12 U.S.C. 1813); | | | |
| (i) | £ | A church plan that is excluded from the definition of an | | |
| | | investment company under Section 3(c)(14) of the Investment | |
| | | Company Act of 1940 (15 U.S.C. 80a-3); | | | |
| (j) | £ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | | |
| If this statement is filed pursuant to Rule 13d-1 (c), check this box. | £ | | |
| | | | | | Page 5 of 7 Pages | |
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Item 4. Ownership | | | | | | | | |
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If the percent of class owned, as of December 31 of the year covered by the statement, | |
or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds | |
five percent, provide the following information as of that date and identify those shares | |
which there is a right to acquire. | | | | | | | |
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| (a) | Amount beneficially owned: 211,925 | | | | | |
| (b) | Percent of class: 19.27% | | | | | | |
| (c) | Number of shares as to which such person has: | | | | |
| | (i) Sole power to vote or to direct the vote: 211,925 | | | |
| | (ii) Shared power to vote or to direct the vote: none | | | |
| | (iii) Sole power to dispose or to direct the disposition of: 211,925 | | |
| | (iv) Shared power to dispose or to direct the disposition of: none | | |
| | | | | | Page 6 of 7 Pages | |
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Item 5. | Ownership of Five Percent or Less of a Class | | | | | |
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| If this statement is being filed to report the fact that as of the date hereof the | | |
| reporting person has ceased to be the beneficial owner of more than five percent | |
| of the class of securities, check the following | £ | | | | |
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | | | |
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| If any other person is known to have the right to receive or the power to direct | |
| the receipt of dividends from, or the proceeds from the sale of, such | | |
| securities, a statement to that effect should be included in response to this | | |
| item and, if such interest relates to more than five percent of the class, such | | |
| person should be identified. A listing of the shareholders of an investment | | |
| company registered under the Investment Company Act of 1940 or the | | |
| beneficiaries of employee benefit plan, pension fund or endowment fund is not | |
| required. | | | | | | | | |
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| Not applicable. | | | | | | | | |
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security | |
| Being Reported on by the Parent Holding Company. | | | | |
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| Not applicable. | | | | | | | | |
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Item 8. | Identification and Classification of Members of the Group. | | | | |
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| Not applicable. | | | | | | | | |
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Item 9. | Notice of Dissolution of Group. | | | | | | |
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| Not applicable. | | | | | | | | |
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Item 10. | Certification. | | | | | | | | |
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| By signing below I certify that, to the best of my knowledge and belief, the | | |
| securities referred to above were acquired and are held in the ordinary course of | |
| business and were not acquired and are not held for the purpose of or with the | |
| effect of changing or influencing the control of the issuer of the securities and | | |
| were not acquired and are not held in connection with or as a participant in any | |
| transaction having that purpose or effect. | | | | | |