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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 21872
MUTUAL FUND SERIES TRUST
��
(Exact name of registrant as specified in charter)
4221 North 203rd Street, Suite 100
Elkhorn, Nebraska 68022-3474
(Address of principal executive offices) (Zip code)
CT CORPORATION SYSTEM
1300 EAST NINTH STREET
CLEVELAND, OH 44114
(Name and address of agent for service)
Registrant’s telephone number, including area code:
866-447-4228
Date of fiscal year end: March 31, June 30, and September 30
Date of reporting period: July 1, 2022 – June 30, 2023
ITEM 1. PROXY VOTING RECORD:
Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2023 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
Registrant: Mutual Fund Series Trust | Fund: Catalyst Buffered Shield Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
There were no proxies voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund: Catalyst/CIFC Floating Rate Income Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
There were no proxies voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst/CP Focus Large Cap Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
The Fund has not commenced operations as of June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst/CP Focus Mid Cap Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
The Fund has not commenced operations as of June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst/CP World Equity Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
The Fund has not commenced operations as of June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Dynamic Alpha Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
KLA CORPORATION | KLA | 482480100 | ANNUAL - 11/2/2022 | Election of Directors to serve for a one-year term: Robert Calderon, Jeneanne Hanley, Emiko Higashi, Kevin Kennedy, Gary Moore, Marie Myers, Kiran Patel, Victor Peng, Robert Rango, and Richard Wallace | MGMT | Y | FOR | FOR | ||
To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounng firm for the fiscal year ending June 30, 2023 | MGMT | Y | FOR | FOR | ||||||
To approve on a non-binding, advisory basis our named executive officer compensation | MGMT | Y | FOR | FOR | ||||||
To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
CONSTELLATION BRANDS | STZ | 21036P108 | SPECIAL - 11/9/2022 | To approve and adopt the Amended and Restated Charter, which will effectuate the Reclassification described in the Proxy Statement. | MGMT | Y | FOR | FOR | ||
To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Reclassification Proposal at the time of the Special Meeting. | MGMT | Y | FOR | FOR | ||||||
SYSCO COPORATION | SYY | 871829107 | ANNUAL - 11/18/2022 | Election of Director: Daniel J. Brutto | MGMT | Y | FOR | FOR | ||
Election of Director: Ali Dibadj | MGMT | Y | FOR | FOR | ||||||
Election of Director: Larry C. Glasscock | MGMT | Y | FOR | FOR | ||||||
Election of Director:Jill M. Golder | MGMT | Y | FOR | FOR | ||||||
Election of Director: Bradley M. Halverson | MGMT | Y | FOR | FOR | ||||||
Election of Director: : John M. Hinshaw | MGMT | Y | FOR | FOR | ||||||
Election of Director: Kevin P. Hourican | MGMT | Y | FOR | FOR | ||||||
Election of Director: Hans-Joachim Koerber | MGMT | Y | AGAINST | AGAINST | ||||||
Election of Director: Alison Kenney Paul | MGMT | Y | FOR | FOR | ||||||
Election of Director: Edward D. Shirley | MGMT | Y | FOR | FOR | ||||||
Election of Director: Sheila G. Talton | MGMT | Y | FOR | FOR | ||||||
To approve, by advisory vote, the compenstiaon paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. | MGMT | Y | AGAINST | AGAINST | ||||||
To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. | MGMT | Y | FOR | FOR | ||||||
To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit | SHAREHOLDER | Y | AGAINST | FOR | ||||||
To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. | SHAREHOLDER | Y | AGAINST | AGAINST | ||||||
FACTSET RESEARCH SYSTEMS, INC. | FDS | 303075105 | ANNUAL - 12/15/2022 | Election of Director to serve a three-year term expiring in 2025: James J. McGonigle | MGMT | Y | FOR | FOR | ||
Election of Director to serve a three-year term expiring in 2025:F. Philip Snow | MGMT | Y | FOR | FOR | ||||||
Election of Director to serve a three-year term expiring in 2025: Maria Teresa Tejada | MGMT | Y | FOR | FOR | ||||||
To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2023. | MGMT | Y | FOR | FOR | ||||||
To vote on a non-binding advisory resolution to approve the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||||
To approve an amendment to the Certificate of Incorporation to declassify the Board of Directors, including procedures relating to Board composition. | MGMT | Y | FOR | FOR | ||||||
To approve an amendment to the Certificate of Incorporation to remove certain business combination restrictions. | MGMT | Y | FOR | FOR | ||||||
.To approve an amendment to the Certificate of Incorporation to add a Delaware forum selection provision. | MGMT | Y | FOR | FOR | ||||||
To approve an amendment to the Certificate of Incorporation to add a federal forum selection provision. | MGMT | Y | FOR | FOR | ||||||
To approve an amendment to the Certificate of Incorporation to remove a creditor compromise provision. | MGMT | Y | FOR | FOR | ||||||
To approve amendment and restatement of the Certificate of Incorporation to clarify, streamline and modernize the Certificate of Incorporation. | MGMT | Y | FOR | FOR | ||||||
AMERISOURCEBERGEN | ABC | 03073E105 | ANNUAL - 3/9/2023 | Election of Directors: Ornella Barra, Collis, Durcan, Gochanauer, Greenberg, Hyle, Kim, MD, Mcgee, Miller MD, and Nally | MGMT | Y | FOR | FOR | ||
Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2023. | MGMT | Y | FOR | FOR | ||||||
Advisory vote to approve the compensation of the Company's named executive officers | MGMT | Y | FOR | FOR | ||||||
Advisory vote on the frequency of a shareholder vote on the compensation of the Company's named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
Shareholder proposal regarding shareholder ratificaon of termination pay | SHAREHOLDER | Y | AGAINST | FOR | ||||||
CORTEVA AGRISCIENCE | CTVA | 22052L104 | ANNUAL - 4/21/2023 | Election of Directors: Lamberto Andreo, Enge, Everitt, Giesselman, Grimes, Johanns, Liebert, Lutz, Magro, Nayyar, Page, Preete, and Ward | MGMT | Y | FOR | FOR | ||
Advisory resolution to approve executive compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR | ||||||
CORTEVA AGRISCIENCE | CTVA | 22052L104 | ANNUAL - 4/21/2023 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||
BORGWARNER INC. | BWA | 099724106 | ANNUAL - 4/26/2023 | Election of Directors: Sara A. Greenstein, Hanley, Lissalde, McAlmont, McWhinney, Michas, Shanka and Thai-Tang | MGMT | Y | FOR | FOR | ||
Approve, on an advisory basis, the compensation of our named executive officers | MGMT | Y | FOR | FOR | ||||||
Approve, on an advisory basis, the frequency of voting on named executive officer compensation. | MGMT | Y | 1 YEAR | FOR | ||||||
Ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2023 | MGMT | Y | FOR | FOR | ||||||
Vote to approve the BorgWarner Inc. 2023 Stock Incentive Plan | MGMT | Y | FOR | FOR | ||||||
Vote on a stockholder proposal to change the share ownership threshold to call a special meeting of stockholders | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Vote on a stockholder proposal to request the Board of Directors to publish a Just Transition Report | SHAREHOLDER | Y | AGAINST | FOR | ||||||
FIRST CITIZENS BANCSHARES | FCNCA | 31946M103 | ANNUAL - 4/25/2023 | Election of Director: Ellen R. Alemany | MGMT | Y | FOR | FOR | ||
Election of Director: John M. Alexander, Jr. | MGMT | Y | WITHHELD | AGAINST | ||||||
Election of Director: Victor E. Bell III | MGMT | Y | FOR | FOR | ||||||
Election of Director: Peter M. Bristow | MGMT | Y | FOR | FOR | ||||||
Election of Director: Hope H. Bryant | MGMT | Y | FOR | FOR | ||||||
Election of Director: : Michael A. Carpenter | MGMT | Y | FOR | FOR | ||||||
Election of Director: H. Lee Durham, Jr. | MGMT | Y | FOR | FOR | ||||||
Election of Director: Dr. Eugene Flood, Jr. | MGMT | Y | FOR | FOR | ||||||
Election of Director: Frank B. Holding, Jr. | MGMT | Y | FOR | FOR | ||||||
Election of Director: Robert R. Hoppe | MGMT | Y | FOR | FOR | ||||||
Election of Director: Floyd L. Keels | MGMT | Y | FOR | FOR | ||||||
Election of Director: Robert E. Mason IV | MGMT | Y | FOR | FOR | ||||||
Election of Director: Robert T. Newcomb | MGMT | Y | FOR | FOR | ||||||
Non-binding advisory resolution ("say-on-pay" resolution) to approve compensatoon paid or provided to BancShares' named executive officers as disclosed in the proxy statement for the Annual Meeting | MGMT | Y | FOR | FOR | ||||||
Non-binding advisory vote ("say-on-frequency" vote) on whether BancShares should submit a say-on-pay resolution for a vote every year, every two years, or every three years. | MGMT | Y | 1 YEAR | FOR | ||||||
Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to increase the number of authorized shares of Class A Common Stock | MGMT | Y | FOR | FOR | ||||||
Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to increase the number of authorized shares of Preferred Stock. | MGMT | Y | FOR | FOR | ||||||
Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation | MGMT | Y | FOR | FOR | ||||||
Proposal to ratify the appointment of BancShares' independent accountants for 2023. | MGMT | Y | FOR | FOR | ||||||
GOLDMAN SACHS | GS | 38141G104 | ANNUAL - 4/26/2023 | Election of Directors: Mark Flaherty, Burns, Harris, Johnson, Kullman, Mial, Ogunlesi, Oppenheimer, Solomon, Tighe, Uhl and Viniar | MGMT | Y | FOR | FOR | ||
Advisory Vote to Approve Executive Compensation (Say on Pay) | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory Vote on the Frequency of Say on Pay | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2023 | MGMT | Y | FOR | FOR | ||||||
Shareholder Proposal Regarding a Report on Lobbying | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding a Policy for an Independent Chair | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding Chinese Congruency of Certain ETFs | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding a Racial Equity Audit | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding a Policy to Phase Out Fossil Fuel-Related Lending & Underwriting Activities | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding Disclosure of 2030 Absolute Greenhouse Gas Reduction Goals | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding Climate Transition Report | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder Proposal Regarding Reporting on Pay Equity | SHAREHOLDER | Y | AGAINST | FOR | ||||||
HSBC HOLDINGS PLC | HSBC | 404280406 | ANNUAL - 5/5/2023 | To receive the Annual Report & Accounts 2022 | MGMT | Y | FOR | FOR | ||
To approve the Directors' Remuneration Report | MGMT | Y | FOR | FOR | ||||||
To elect Geraldine Buckingham as a Director | MGMT | Y | FOR | FOR | ||||||
To elect Georges Elhedery as a Director | MGMT | Y | FOR | FOR | ||||||
To elect Kalpana Morparia as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Rachel Duan as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Dame Carolyn Fairbairn as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect James Forese as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Steven Guggenheimer as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Dr José Antonio Meade Kuribreña as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Eileen Murray as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect David Nish as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Noel Quinn as a Director | MGMT | Y | FOR | FOR | ||||||
To re-elect Mark E Tucker as a Director | MGMT | Y | FOR | FOR | ||||||
To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company | MGMT | Y | FOR | FOR | ||||||
To authorise the Group Audit Committee to determine the remuneration of the Auditor | MGMT | Y | FOR | FOR | ||||||
To authorise the Company to make political donations | MGMT | Y | FOR | FOR | ||||||
To authorise the Directors to allot shares | MGMT | Y | FOR | FOR | ||||||
To disapply pre-emption rights# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
To further disapply pre-emption rights for acquisitions# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
To authorise the Directors to allot any repurchased shares | MGMT | Y | FOR | FOR | ||||||
To authorise the Company to purchase its own ordinary shares# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
To approve the form of share repurchase contract# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | MGMT | Y | FOR | FOR | ||||||
To disapply pre-emption rights in relation to the issue of Contingent Convetirble Securities# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
To call general meetings (other than an AGM) on 14 clear days' notice# (Special Resolution) | MGMT | Y | FOR | FOR | ||||||
Shareholder requisitioned resolution: Midland Bank defined benefit pension scheme# (Special Resolution) | SHAREHOLDER | Y | FOR | AGAINST | ||||||
Shareholder requisitioned resolutoon: Strategy Review# (Special Resolution) | SHAREHOLDER | Y | FOR | AGAINST | ||||||
Shareholder requisitioned resolution: Dividend Policy# (Special Resolution) | SHAREHOLDER | Y | FOR | AGAINST | ||||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | ANNUAL - 4/25/2023 | Election of Directors for a one-year term: Alan S. Armstrong, Bergstrom, Creel, Dori, Lockhart, Muncrief, Ragauss, Robeson, Sheffield, Smith, Spence, and Tyson | MGMT | Y | FOR | FOR | ||
Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||||
Approve, on an advisory basis, the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||||
Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
ALBEMARLE CORPORATION | ALB | 012653101 | ANNUAL - 5/2/2023 | Election of Directors to serve for the ensuing year: M. Lauren Brlas, Cramer, Masters, Jr., Minor, O'Brien, O'Connell, Seavers, Steinwer, Van Deursen, and Wolf | MGMT | Y | FOR | FOR | ||
To approve the non-binding advisory resolution approving the compensation of our named executive officers. | MGMT | Y | AGAINST | AGAINST | ||||||
To vote on a non-binding advisory resolution recommending the frequency of future advisory votes on the compensation of our named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||||
To approve the 2023 Stock Compensation and Deferral Election Plan for NonEmployee Directors. | MGMT | Y | FOR | FOR | ||||||
RAYTHEON TECHNOLOGIES | RTX | 75513E101 | ANNUAL - 5/2/2023 | Election of Directors: Tracy A. Atkinson, Caret, Harris, Jr., Hayes, Oliver, Ortberg, Paliwal, Pawlikowski, Ramos, Reynolds, Rogers, Winnefled, Jr. and Work | MGMT | Y | FOR | FOR | ||
Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | MGMT | Y | 1 YEAR | FOR | ||||||
Advisory Vote to Approve Executive Compensation | MGMT | Y | FOR | FOR | ||||||
Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | MGMT | Y | FOR | FOR | ||||||
Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | MGMT | Y | FOR | FOR | ||||||
Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | MGMT | Y | FOR | FOR | ||||||
Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | SHAREHOLDER | Y | AGAINST | FOR | ||||||
IRON MOUNTAIN INCORPORATED | IRM | 46266A109 | ANNUAL - 5/9/2023 | Election of Directors for a one-year term: Jennifer Allerton, Anway, Bailey, Dauten, Ford, Matlock, Meaney, Murdock, Rakowich and Simons | MGMT | Y | FOR | FOR | ||
The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. | MGMT | Y | FOR | FOR | ||||||
The approval on a non-binding, advisory basis of the frequency (every one, two or three years) of future non-binding, advisory votes of stockholders on the compensation of our named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
The ratification of the selection by the Audit Committee of Delottie & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||||
AMPHENOL CORPORATION | APH | 032095101 | ANNUAL - 5/18/2023 | Election of Directors: Nancy A. Altobello, Falck, Jepsen, Lane, Livingston, Loeffler, Norwitt, Singh and Wolff | MGMT | Y | FOR | FOR | ||
Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company | MGMT | Y | FOR | FOR | ||||||
Advisory Vote to Approve Compensation of Named Executive Officers | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers | MGMT | Y | 1 YEAR | FOR | ||||||
Stockholder Proposal: Improve Political Spending Disclosure | SHAREHOLDER | Y | AGAINST | FOR | ||||||
LPL FINANCIAL HOLDINGS INC. | LPLA | 50212V100 | ANNUAL - 5/11/2023 | Election of Directors: Dan H. Arnold, Edward C. Bernard, H Paulett Eberhart, William F. Glavin, Jr., Albert J. Ko, Allison H Mnookin, Anne M. Mulcacy, James Putnam, Richard P. Schifter, and Corey E. Thomas | MGMT | Y | FOR | FOR | ||
Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company's independent registered public accounng firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||||
Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | MGMT | Y | FOR | FOR | ||||||
Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company's named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | ANNUAL - 5/16/2023 | Election of Director for a one-year term:Gregory Q. Brown | MGMT | Y | FOR | FOR | ||
Election of Director for a one-year term:Kenneth D. Denman | MGMT | Y | FOR | FOR | ||||||
Election of Director for a one-year term:Egon P. Durban | MGMT | Y | AGAINST | AGAINST | ||||||
Election of Director for a one-year term:Ayanna M. Howard | MGMT | Y | FOR | FOR | ||||||
Election of Director for a one-year term:Clayton M. Jones | MGMT | Y | FOR | FOR | ||||||
Election of Director for a one-year term: Judy C. Lewent | MGMT | Y | FOR | FOR | ||||||
Election of Director for a one-year term:Gregory K. Mondre | MGMT | Y | FOR | FOR | ||||||
Election of Director for a one-year term:Joseph M. Tucci | MGMT | Y | AGAINST | AGAINST | ||||||
Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | MGMT | Y | FOR | FOR | ||||||
Advisory Approval of the Company's Executive Compensation. | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation | MGMT | Y | 1 YEAR | FOR | ||||||
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | ANNUAL - 5/11/2023 | Election of Directors: Michael A. Crawford, Donna E. Epps, Gregory N. Moore, Gernald L. Morgan, Curtis A. Warfield, Kathleen M. Widmer, and James R. Zarley | MGMT | Y | FOR | FOR | ||
Proposal to Ratify the Appointment of KPMG LLP as Texas Roadhouse's Independent Auditors for 2023. | MGMT | Y | FOR | FOR | ||||||
Say on Pay - An Advisory Vote on the Approval of Executive Compensation. | MGMT | Y | FOR | FOR | ||||||
Say When on Pay - An Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation | MGMT | Y | 1 YEAR | FOR | ||||||
An Advisory Vote on a Shareholder Proposal Regarding the Issuance of a Climate Report. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
HERSHEY | HSY | 427866108 | ANNUAL - 5/16/2023 | Election of Directors: Pamela M. Arway Election of Director: Michele G. Buck Election of Director: Victor L. Crawford Election of Director: Robert M. Dutkowsky Election of Director: Mary Kay Haben Election of Director: James C. Katzman Election of Director: M. Diane Koken Election of Director: Huong Maria T. Kraus Election of Director: Robert M. Malcolm Election of Director: Anthony J. Palmer Election of Director: Juan R. Perez | MGMT | Y | FOR | FOR | ||
Ratify the appointment of Ernst & Young LLP as independent auditors for 2023. | MGMT | Y | FOR | FOR | ||||||
Approve named executive officer compensatoon on a non-binding advisory basis. | MGMT | Y | FOR | FOR | ||||||
The frequency of future advisory votes on named executive officer compensation. | MGMT | Y | 1 YEAR | FOR | ||||||
Stockholder Proposal titled "Public Report on Living Wage & Income." | SHAREHOLDER | Y | AGAINST | FOR | ||||||
VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | ANNUAL - 5/17/2023 | Election of Directors: Sangeeta Bhatia, Llyod Carney, Alan Garber, Terrence Kearney, Resma Kewalramani, Jeffrey Leiden, Dian McKenzie, Bruce Sachs, and Suketu Upadhyay | MGMT | Y | FOR | FOR | ||
Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||||
Advisory vote to approve named executive office compensation. | MGMT | Y | FOR | FOR | ||||||
Advisory vote on the frequency of future advisory votes on executive compensation. | MGMT | Y | 1 YEAR | FOR | ||||||
STMICROELECTRONICS N.V. | STM | 861012102 | ANNUAL - 5/24/2023 | Remuneration Report (advisory vote) | MGMT | Y | FOR | FOR | ||
Adoption of the Company's annual accounts for its 2022 financial year (voting item) | MGMT | Y | FOR | FOR | ||||||
Adoption of a dividend (voting item) | MGMT | Y | FOR | FOR | ||||||
Discharge of the sole member of the Managing Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Discharge of the members of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Approval of the stock-based portion of the compensation of the President and CEO (voting item) | MGMT | Y | FOR | FOR | ||||||
Re-appointment of Mr. Yann Delabrière as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Re-appointment of Ms. Ana de Pro Gonzalo as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Re-appointment of Mr. Frédéric Sanchez as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Re-appointment of Mr. Maurizio Tamagnini as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Appointment of Ms. Hélène Vleer-van Dort as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Appointment of Mr. Paolo Visca as member of the Supervisory Board (voting item) | MGMT | Y | FOR | FOR | ||||||
Authorization to the Managing Board, until the conclusion of the 2024 AGM, to repurchase shares, subject to the approval of the Supervisory Board(voting item) | MGMT | Y | FOR | FOR | ||||||
Delegation to the Supervisory Board of the authority to issue new common shares, to grant rights to subscribe for such shares, and to limit and/or exclude existing shareholders' pre-emptive rights on common shares, until the conclusion of the 2024 AGM (voting item) | MGMT | Y | FOR | FOR | ||||||
MERCK | MRK | 58933Y105 | ANNUAL - 5/23/2023 | Election of Directors: Douglas M. Baker, Jr., Mary Ellen, Coe, Pamela J. Craig, Robert M. Davis, Thomas H. Glocer, Lavizzo-Mourey, M.D., Mayo, PhD, Rothman, M.D., Russo, Seidman, M.D., Thulin, Warden, and Weldell | MGMT | Y | FOR | FOR | ||
Non-binding advisory vote to approve the compensation of our named exectiuve officers. | MGMT | Y | FOR | FOR | ||||||
Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||||
Shareholder proposal regarding business operaons in China. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal regarding access to COVID-19 products. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal regarding indirect polical spending. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal regarding patents and access. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal regarding an independent board chairman. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
QUANTA SERVICES, INC. | PWR | 74762E102 | ANNUAL - 5/23/2023 | Election of Directors: Earl C. (Duke) Ausn, Jr., Beneby, Foster, Fried, Jackman, Ladhani, McClanahan, Rowe, Shannon and Wyrsch | MGMT | Y | FOR | FOR | ||
Approval, by non-binding advisory vote, of Quanta's executive compensation. | MGMT | Y | AGAINST | AGAINST | ||||||
Recommendation, by non-binding advisory vote, on the frequency of future advisory votes on Quanta's executive compensation. | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. | MGMT | Y | FOR | FOR | ||||||
TRAVELERS | TRV | 89417E109 | ANNUAL - 5/24/2023 | Election of Directors: Alan L. Beller, Dolan, Golden, Higgins, Kane, Leonardi, Otis, Jr., Robinson, Ruegger II, Santana, Schermerhorn, Schnitzer, Thomsen, and van Kralingen | MGMT | Y | FOR | FOR | ||
Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||||
Non-binding vote on the frequency of future votes to approve executive compensation. | MGMT | Y | 1 YEAR | FOR | ||||||
Approve The Travelers Companies, Inc. 2023 Stock Incentive Plan. | MGMT | Y | FOR | FOR | ||||||
Non-binding vote to approve executive compensation. | MGMT | Y | FOR | FOR | ||||||
Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
Shareholder proposal relating to addional disclosure of third party polical contributions, if presented at the Annual Meeting of Shareholders. | SHAREHOLDER | Y | AGAINST | FOR | ||||||
ON SEMICONDUCTOR | ON | 682189105 | ANNUAL - 5/18/2023 | Election of Directors: Atsushi Abe, Campbell, Carter, Deitrich, El=Khoury, Kiddoo, Mascarenas, Waters and Yan | MGMT | Y | FOR | FOR | ||
Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory vote to approve the frequency of future Say-on-Pay votes. | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of the selectoon of PricewaterhouseCoopers LLP as our independent registered accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||||
BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | ANNUAL - 6/14/2023 | Election of Directors: Paul S. Levy, Cory J. Boydston, O'Leary, and Steinke | MGMT | Y | FOR | FOR | ||
Advisory vote on the compensation of the named executive officers | MGMT | Y | FOR | FOR | ||||||
Advisory vote on the frequency of advisory votes on the compensation of named executive officers | MGMT | Y | 1 YEAR | FOR | ||||||
Ratificaotin of PricewaterhouseCoopers LLP as our independent registered public accounting firm | MGMT | Y | FOR | FOR | ||||||
Stockholder proposal regarding greenhouse gas emissions reduction targets | SHAREHOLDER | Y | AGAINST | FOR | ||||||
DICK'S SPORTING GOODS | DKS | 253393102 | ANNUAL - 6/14/2023 | Election of Directors for a term expires in 2024: Mark J. Barrenechea, Chirico, Colombo, Fink, Fitzgerlad, Jr., Hobart, Mathrani, Ralls-Morrison, Schorr, Stack and Stone | MGMT | Y | FOR | FOR | ||
Non-binding advisory vote to approve compensation of named executive officers for 2022, as disclosed in the Company's 2023 proxy statement. | MGMT | Y | AGAINST | AGAINST | ||||||
Non-binding advisory vote on whether an advisory vote on compensatioon of named executive officers should be held every one, two, or three years. | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of the appointment of Deloie & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | MGMT | Y | FOR | FOR | ||||||
Approval of an amendment to the Company's Cerficate of Incorporation to adopt provisions allowing officer exculpation under Delaware law. | MGMT | Y | FOR | FOR | ||||||
THE KROGER COMPANY | KR | 501044101 | ANNUAL - 6/22/2023 | Election of Directors: Nora A. Aufreiter, Kevin M. Brown, Elaine L. Chao, Anne, Gates, Karen M. Hoguet, W. Rodney McMullen, Clyde R. Moore, Ronald L. Sargent, Amanda Sourry Knox, Mark S. Sutton, and Ashok Vemuri | MGMT | Y | FOR | FOR | ||
Approval, on an advisory basis, of Kroger's executive compensation. | MGMT | Y | FOR | FOR | ||||||
Advisory Vote on Frequency of Future Votes on Executive Compensation | MGMT | Y | 1 YEAR | FOR | ||||||
Ratification of PricewaterhouseCoopers LLP, as auditors. | MGMT | Y | FOR | FOR | ||||||
Report on Public Health Costs from Sale of Tobacco Products. | MGMT | Y | AGAINST | FOR | ||||||
Listing of Charitable Contribuons of $10,000 or More. | MGMT | Y | AGAINST | FOR | ||||||
Report on Recyclability of Packaging | MGMT | Y | AGAINST | FOR | ||||||
Report on Racial and Gender Pay Gaps. | MGMT | Y | AGAINST | FOR | ||||||
Report on EEO Policy Risks. | MGMT | Y | AGAINST | FOR | ||||||
TRIP.COM GROUP LIMITED | TCOM | 89677Q107 | ANNUAL - 6/30/2023 | As a special resolution, THAT the Company's Third Amended and Restated Memorandum of Association and Articles of Association (the "Current M&AA") be amended and restated by their deletion in their entirety and by the substituon in their place of the Fourth Amended and Restated Memorandum of Association and Articles of Association in the form as attached to the Notice of Annual General Meeting as Exhibit B (the "Amended M&AA"). | MGMT | Y | FOR | N/A | ||
BOOZ ALLEN HAMILTON | BAH | 099502106 | ANNUAL - 7/25/2023 | Election of Director: Ralph W. Shrader, | MGMT | Y | AGAINST | AGAINST | ||
Election of Director: Horacio D. Rozanski | MGMT | Y | FOR | FOR | ||||||
Election of Director: Joan Lordi C. Amble | MGMT | Y | FOR | FOR | ||||||
Election of Director: Melody C. Barnes | MGMT | Y | FOR | FOR | ||||||
Election of Director: Michèle A. Flournoy | MGMT | Y | FOR | FOR | ||||||
Election of Director: Mark Gaumond | MGMT | Y | FOR | FOR | ||||||
Election of Director: Ellen Jewett | MGMT | Y | FOR | FOR | ||||||
Election of Director: Arthur E. Johnson | MGMT | Y | FOR | FOR | ||||||
Election of Director: Gretchen W. McClain | MGMT | Y | FOR | FOR | ||||||
Election of Director: Rory P. Read | MGMT | Y | FOR | FOR | ||||||
Election of Director: Charles O. Rosso | MGMT | Y | AGAINST | AGAINST | ||||||
Ratification of the appointment of Ernst & Young LLP as the Company's registered independent public accountants for fiscal year 2024. | MGMT | Y | FOR | FOR | ||||||
Advisory vote to approve the compensation of the Company's named executive officers. | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory vote on the frequency of future advisory votes on the compensation of the Company's named executive officers. | MGMT | Y | 1 YEAR | FOR | ||||||
Approval of the adoption of the Seventh Amended and Restated Certificate of Incorporation to, among other things, limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. | MGMT | Y | FOR | FOR | ||||||
Approval of the 2023 Equity Incentive Plan. | MGMT | Y | FOR | FOR | ||||||
FLEX | FLEX | Y2573F102 | ANNUAL - 8/2/2023 | Re-Election of Directors who will retire pursuant to Article 94 of our Constitution: Revathi Advaithi, Michael D. Capellas, John D. Harris, II, Michael E. Hurlston, McSeene, Charles K. Stevens, III, Maryrose T. Sylvester, Lay Koon Tan, Patrick J. Ward, and William D. Watkins | MGMT | Y | FOR | FOR | ||
To approve the re-appointment of Deloie & Touche LLP as our independent auditors for the 2024 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. | MGMT | Y | FOR | FOR | ||||||
NON-BINDING, ADVISORY RESOLUTION. To approve the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in "Compensation Discussion and Analysis" and in the compensation tables and the accompanying narrative disclosure under "Executive Compensation" in the Company's proxy statement relating to its 2023 Annual General Meeng. | MGMT | Y | FOR | FOR | ||||||
NON-BINDING, ADVISORY RESOLUTION. To recommend that a non- binding, advisory resoluon to approve the compensation of the Company's named executive officers be put to shareholders for their consideration every 1 year, every 2 years or every 3 years. | MGMT | Y | 1 YEAR | FOR | ||||||
To approve the amendment and restatement of the Flex Ltd. 2017 Equity Incentive Plan. | MGMT | Y | FOR | FOR | ||||||
To approve a general authorizaon for the directors of Flex to allot and issue ordinary shares. | MGMT | Y | FOR | FOR | ||||||
To approve a renewal of the Share Purchase Mandate permiting Flex to purchase or otherwise acquire its own issued ordinary shares. | MGMT | Y | FOR | FOR | ||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | ANNUAL - 8/16/2023 | Election of Directors term of office will expire in 2024: Mercedes Abramo, Tarang P. Amin, Susan Chapman-Hughes, Jay L. Henderson, Jonathan E. Johnson II, Kirk L. Perry, Alex Shumate, Mark T. Smucker, Jodi L. Taylor, and Dawn C. Willoughby | MGMT | Y | FOR | FOR | ||
Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2024 fiscal year. | MGMT | Y | FOR | FOR | ||||||
Advisory approval of the Company's executive compensation. | MGMT | Y | AGAINST | AGAINST | ||||||
Advisory approval on the frequency of holding future advisory votes on executive compensation. | MGMT | Y | 1 YEAR | FOR |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Energy Infrastructure Fund | |||||||
Investment Compnay 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Provy Voting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
Enterprise Products Partners L.P. | EPD | 293792 | Special 11/22/2022 | 1.Proposal to approve the amendment and restatement of the 2008 EnterpriseProducts Long-Term Incenti ve Plan | MGMT | Y | For | For |
2.Proposal to approve the amendment and restatement of the EPD Unit PurchasePlan | MGMT | Y | For | For | ||||
Pan American Silver Corp | PAAS | 697900 | Special 1/26/2023 | 1.To consider and, if thought appropriate, to pass an ordinary resolution approving the issuance of up to 156,923,287 common shares of Pan American Silver Corp. ("Pan American") as consideration in respect of an arrangement involving Pan American, Agnico Eagle Mines Limited ("Agnico") and Yamana Gold Inc. ("Yamana") under the Canada Business Corporations Act, pursuant to which Pan American will acquire all of the issued and outstanding common shares of Yamana, and Yamana will sell its Canadian assets, including certain subsidiaries and partnerships which hold Yamana's interests in the Canadian Malartic mine, to Agnico. The complete text of this resolution is set out in Schedule B to the accompanying management information circular of Pan American dated December 20, 2022. | MGMT | Y | For | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080 | Annual 4/27/2023 | 1.1. Election of Director Class I - Somasundaram, Methvin, Pearl | MGMT | Y | For | For |
1.2. Election of Directors Class II: Arnheim, Gobillot, Guay | MGMT | Y | For | For | ||||
1.3. Election of Directors Class II, Joung, Milford, Montague | MGMT | Y | For | For | ||||
2.Advisory Resolution to Approve Executive Compensation | MGMT | Y | For | For | ||||
3. Advisory Resolution to Approve Executive Compensation Vote Frequency | 1 year | Y | For | For | ||||
4. Ratification of Appointment of Independent Registered Public Accounting Firm for 2023 | MGMT | Y | For | For | ||||
EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600 | Annual 4/25/2023 | 1-h. Election of Directors for a one-year term expiring at the 2024 annual meetin: Bailey, Barpoulis, Charletta, Burke, Karam, Leland, Szydlowski and Vagt | MGMT | Y | For | For |
2. Approval, on an advisory basis, of the compensation of the Company's named executive officers for 2022 | MGMT | Y | For | For | ||||
3. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | MGMT | Y | For | For | ||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A | Annual 4/26/2023 | 1a-d. Election of Class III Director for a three-year term expiring in 2026: Stice, Surma, Tomasky, and Townes-Whitley | MGMT | Y | For | For |
2. Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2023 | MGMT | Y | For | For | ||||
3. Approval, on an advisory basis, of the company's named executive officer compensation. | MGMT | Y | For | For | ||||
4. Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | MGMT | Y | For | For | ||||
5. Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | MGMT | Y | For | For | ||||
6. Approval of an amendment to the company's Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | MGMT | Y | For | For | ||||
7. Shareholder proposal seeking a simple majority vote. | Shareholder | Y | Against | Against | ||||
8. Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | Y | Against | Against | ||||
9. Shareholder proposal seeking a report on just transition. | Shareholder | Y | Against | Against | ||||
10. Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | Y | Against | Against | ||||
Enbridge INC | ENB | 29250N | Annua l5/3/2023 | 1A-K. Election of Directors: Asha, Banister, Jr., Carter, Cunninham, Ebel, Few, Madden, Rowe, Poloz, Tutcher and Williams | MGMT | Y | For | For |
2. Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | MGMT | Y | For | For | ||||
3. Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | MGMT | Y | For | For | ||||
4. Shareholder rights plan Amend, reconfirm and approve Enbridge's shareholder rights plan | MGMT | Y | For | For | ||||
5. Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular | Shareholders | Y | Against | Against | ||||
6. Shareholder Proposal No. 2 | Shareholders | Y | Against | Against | ||||
Nustar Energy L.P. | NS | 67058H | Annual 4/27/2023 | 1. Vote Board of Directors: Barron, Bates, Brley, Burnett, Grier, Hill, Munich, Rosier, Salinas, Jr. and Wade | MGMT | Y | For | For |
2. To ratify the appointment of KPMG LLP as NuStar Energy L.P.'s independent registered public accounting firm for 2023. | MGMT | Y | For | For | ||||
3. To approve the Amended and Restated Nustar Energy L.P. 2019 Long-Term Incentive Plan. | MGMT | Y | For | For | ||||
The Williams Companies INC | WMB | 969457 | Annual 4/25/2023 | 1A-L. Election of Director for a one year term: Armstrong, Bergstrom, Creel, Dore, Lockhard, Muncrief, Ragauss, Robeson, Sheffield, Smith, Spece and Tyson | MGMT | Y | For | For |
2.Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | For | For | ||||
3.Approve, on an advisory basis, the compensation of our named executive officers. | MGMT | Y | For | For | ||||
4.Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | 1 Year | Y | For | For | ||||
TC Energy | TRP | 87807B | Annual 5/2/2023 | 1A-M. Election of Directors: Campell, Culbert, Johnson, Jones, Lowe, MacNaughton, Poirer, Power, Salomone, Samarasekera, Vanasellja, Vandal, & Verma | MGMT | Y | For | For |
2 Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditor and authorize the directors to fix their remuneration. | MGMT | Y | For | For | ||||
3 Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | MGMT | Y | For | For | ||||
DT Midstream INC | DTM | 23345M | Annual 5/5/2023 | 1. Vote board of Directors: Skaggs, Jr. Slater, Tumminello, Wilson, Baker, Archon and Pickle | MGMT | Y | For | For |
2.The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2023 | MGMT | Y | For | For | ||||
3. To approve, on an advisory (non-binding) basis, the compensation of the Company's Named Executive Officers | MGMT | Y | For | For | ||||
Kinder Morgan Inc | KMI | 49456B | Annual 5/10/2023 | 1a- n. Election of Directors: Kinder, Kean, Dang, Gardner, Hall, Jr. Hultquisst, Kuehn, Jr., Macdonald, Morgan, Reichstetter, Shaper, Smith, Staff and Vagt for a one year term expiring in 2024 | MGMT | Y | For | For |
2. Approval of an Amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the company as permitted by recent amendments to the General Corporation Law of the State of Delaware | MGMT | Y | For | For | ||||
3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | MGMT | Y | For | For | ||||
4. Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | MGMT | Y | For | For | ||||
Crestwood Equity Partners LP | CEQP | 226344 | Annual 5/11/2023 | 1 Election of Class II Director to serve until the 2026 annual meeting: Lumpkins, Vallejo, and Reaves | MGMT | Y | For | For |
3. To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Crestwood Equity Partners LP for the fiscal year ending December 31, 2023. | MGMT | Y | For | For | ||||
4. To approve the Third Amendment to the Crestwood Equity Partners LP 2018 Long-Term Incentive Plan to increase the number of units authorized for issuance | MGMT | Y | For | For | ||||
Pembina Pipeline Corporation | PBA | 706327 | Annual 5/5/2023 | Election of directors: Sykes, Ainsworth, Burrows, Carroll, Dutra, Gwin, Howe, Kerr, LeGresley, Mah, O'Donoghe, and Rubin | MGMT | Y | For | For |
2 To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors of the Corporation. | MGMT | Y | For | For | ||||
3 To accept the approach to executive compensation as disclosed in the accompanying management information circular. | MGMT | Y | For | For | ||||
Oneok Inc | OKE | 682680 | Annual 5/24/2023 | 1A-J. Election of Directors: Derksen, Edwards, Helderman, Larson, Malcolm, Mogg, Moore, Norton II, Rodriguez, and Smith. | MGMT | Y | For | For |
2. Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2023. | MGMT | Y | For | For | ||||
3. Amendment and restatement of the ONEOK, Inc. Employee Stock Purchase Plan to increase the total number of shares under the Plan | MGMT | Y | For | For | ||||
4. An advisory vote to approve ONEOK, Inc.'s executive compensation. | MGMT | Y | For | For | ||||
5. An advisory vote on the frequency of holding the shareholder advisory vote on ONEOK's executive compensation. | 1 Year | Y | For | For | ||||
Cheniere Energy Inc | LNG | 16411R | Annual 5/11/2023 | 1A-I Election of Directors: Botta, Fusco, Collawn, Edwards, Gray, Mitchelmore, Robillard, Jr., Runkle and Shear | MGMT | Y | For | For |
2. Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2022. | MGMT | Y | For | For | ||||
3. Approve, on an advisory and non-binding basis, the frequency of holding future advisory votes on the compensation of the Company's named executive officers. | 1 Year | Y | For | For | ||||
4. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023 | MGMT | Y | For | For | ||||
5. Shareholder Proposal regarding climate change risk analysis | Shareholders | Y | Against | Against | ||||
Plains GP Holdings LP | PAGP | 72651A | Annual 5/24/2023 | 1. Vote of Class I Directors: Chiang, DeSanctis, Pruner, Ziemba, | MGMT | Y | For | For |
2. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | MGMT | Y | For | For | ||||
3. The approval, on a non-binding advisory basis, of our 2022 named executive officer compensation. | MGMT | Y | For | For | ||||
Kinetik Holdings Inc | KNTK | 02215L | Annual 5/31/2023 | 1. Vote board of directors: Byers, Cordia, Foley, Krynak, Leland, McCarthyMunfa, RodgersSchweizer, Sugg and Welch | MGMT | Y | For | For |
2. Non-binding resolution regarding the compensation of named executive officers for 2022 (say-on-pay). | MGMT | Y | For | For | ||||
3. Non-binding resolution regarding the frequency of shareholder votes on the compensation of named executive officers | MGMT | Y | 1 Year | For | ||||
4. Amendment to the Company's Certificate of Incorporation to add a sunset provision for the supermajority vote requirement for changes to Section 9.1. | MGMT | Y | For | For | ||||
Nextdecade Corpoation | NEXT | 65342K | Annual 5/31/2023 | 1.1 Election of New Class C Director to serve for a term of three years: Belke, Wells, Scoggins, Jr. | MGMT | Y | For | For |
1.2 Election of Incumbent Class A Directors as Class C Director to serve for a term of three years: Dvhsyxmsn, zktipslsni, Vrattos | MGMT | Y | For | For | ||||
1.3 Election of Incumbent Class B Director as Class C Director to serve for a term of three years: Chapman, Ha, and Oddo. | MGMT | Y | For | For | ||||
2. To approve an amendment to the Company's 2017 Omnibus Incentive Plan, as amended, to increase the maximum number of shares available under such plan. | MGMT | Y | For | For | ||||
3. To approve, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Y | For | For | ||||
4. To ratify the reappointment of Grant Thornton LLP as the Company's independent registered public accountants and auditors for the fiscal year ending December 31, 2023 | MGMT | Y | For | For |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Enhanced Income Strategy Fund | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Reporting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
There were no proxies were voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Income and Multi-Strategy Fund | ||||||||
Investment Company 1940 Act File # 811-21872 | |||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | |||||||||
N-PX Proxy Filing Requirements | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Type & Shareholder Meeting Date | Item # | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
AGNC Investment Corp. | AGNC | 00123Q104 | Annual 4/20/2023 | 1a | Elect Director Donna J. Blank | Management | Yes | For | For |
1b | Elect Director Morris A. Davis | Management | Yes | For | For | ||||
1c | Elect Director Peter J. Federico | Management | Yes | For | For | ||||
1d | Elect Director John D. Fisk | Management | Yes | For | For | ||||
1e | Elect Director Andrew A. Johnson, Jr. | Management | Yes | For | For | ||||
1f | Elect Director Gary D. Kain | Management | Yes | For | For | ||||
1g | Elect Director Prue B. Larocca | Management | Yes | For | For | ||||
1h | Elect Director Paul E. Mullings | Management | Yes | For | For | ||||
1i | Elect Director Frances R. Spark | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
Sa | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | Yes | For | For | ||||
Sb | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | Yes | For | For | ||||
Sc | Eliminate Supermajority Vote Requirement to Remove Directors | Management | Yes | For | For | ||||
Annaly Capital Management, Inc. | NLY | 35710409 | Annual 5/17/2023 | 1a | Elect Director Francine J. Bovich | Management | Yes | For | For |
1b | Elect Director David L. Finkelstein | Management | Yes | For | For | ||||
1c | Elect Director Thomas Hamilton | Management | Yes | For | For | ||||
1d | Elect Director Kathy Hopinkah Hannan | Management | Yes | For | For | ||||
1e | Elect Director Michael Haylon | Management | Yes | For | For | ||||
1f | Elect Director Martin Laguerre | Management | Yes | For | For | ||||
1g | Elect Director Eric A. Reeves | Management | Yes | For | For | ||||
1h | Elect Director John H. Schaefer | Management | Yes | For | For | ||||
1i | Elect Director Glenn A. Votek | Management | Yes | For | For | ||||
1j | Elect Director Vicki Williams | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
4 | Reduce Authorized Common Stock | Management | Yes | For | For | ||||
5 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | Against | Against | ||||
Arbor Realty Trust, Inc. | ABR | 38923108 | Annual 5/17/2023 | 1a | Elect Director Ivan Kaufman | Management | Yes | Against | Against |
1b | Elect Director Melvin F. Lazar | Management | Yes | Against | Against | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | ||||
Blackstone Mortgage Trust, Inc. | BXMT | 09257W100 | Annual 6/23/2023 | 1.1 | Elect Director Michael B. Nash | Management | Yes | For | For |
1.2 | Elect Director Katharine A. Keenan | Management | Yes | For | For | ||||
1.3 | Elect Director Leonard W. Cotton | Management | Yes | For | For | ||||
1.4 | Elect Director Thomas E. Dobrowski | Management | Yes | For | For | ||||
1.5 | Elect Director Timothy Johnson | Management | Yes | For | For | ||||
1.6 | Elect Director Nnenna Lynch | Management | Yes | For | For | ||||
1.7 | Elect Director Henry N. Nassau | Management | Yes | For | For | ||||
1.8 | Elect Director Gilda Perez-Alvarado | Management | Yes | For | For | ||||
1.9 | Elect Director Jonathan L. Pollack | Management | Yes | For | For | ||||
1.1 | Elect Director Lynne B. Sagalyn | Management | Yes | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
Franklin BSP Realty Trust, Inc. | FBRT | 35243J101 | Annual 5/31/2023 | 1a | Elect Director Pat Augustine | Management | Yes | For | For |
1b | Elect Director Richard J. Byrne | Management | Yes | For | For | ||||
1c | Elect Director Joe Dumars | Management | Yes | For | For | ||||
1d | Elect Director Jamie Handwerker | Management | Yes | For | For | ||||
1e | Elect Director Peter J. McDonough | Management | Yes | For | For | ||||
1f | Elect Director Buford H. Ortale | Management | Yes | For | For | ||||
1g | Elect Director Elizabeth K. Tuppeny | Management | Yes | For | For | ||||
2 | Eliminate Supermajority Vote Requirements | Management | Yes | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
Granite Point Mortgage Trust Inc. | GPMT | 38741L107 | Annual 6/1/2023 | 1a | Elect Director Tanuja M. Dehne | Management | Yes | For | For |
1b | Elect Director Stephen G. Kasnet | Management | Yes | For | For | ||||
1c | Elect Director Sheila K. McGrath | Management | Yes | For | For | ||||
1d | Elect Director W. Reid Sanders | Management | Yes | For | For | ||||
1e | Elect Director John "Jack" A. Taylor | Management | Yes | For | For | ||||
1f | Elect Director Hope B. Woodhouse | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual 6/7/2023 | 1.1 | Elect Director Jeffrey | Management | Yes | For | For |
1.2 | Elect Director Lizabeth A. Ardisana | Management | Yes | For | For | ||||
1.3 | Elect Director Clarence D. Armbrister | Management | Yes | For | For | ||||
1.4 | Elect Director Teresa M. Brenner | Management | Yes | For | For | ||||
1.5 | Elect Director Michael T. Eckhart | Management | Yes | For | For | ||||
1.6 | Elect Director Nancy C. Floyd | Management | Yes | For | For | ||||
1.7 | Elect Director Jeffrey A. Lipson | Management | Yes | For | For | ||||
1.8 | Elect Director Charles M. O'Neil | Management | Yes | For | For | ||||
1.9 | Elect Director Richard J. Osborne | Management | Yes | For | For | ||||
1.1 | Elect Director Steven G. Osgood | Management | Yes | For | For | ||||
1.11 | Elect Director Kimberly A. Reed | Management | Yes | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
KKR Real Estate Finance Trust Inc. | KREF | 48251K100 | Annual 4/21/2023 | 1.1 | Elect Director Terrance R. Ahern | Management | Yes | Withhold | Withhold |
1.2 | Elect Director Irene M. Esteves | Management | Yes | Withhold | Withhold | ||||
1.3 | Elect Director Jonathan A. Langer | Management | Yes | Withhold | Withhold | ||||
1.4 | Elect Director Christen E.J. Lee | Management | Yes | For | For | ||||
1.5 | Elect Director Paula Madoff | Management | Yes | For | For | ||||
1.6 | Elect Director Deborah H. McAneny | Management | Yes | For | For | ||||
1.7 | Elect Director Ralph F. Rosenberg | Management | Yes | For | For | ||||
1.8 | Elect Director Matthew A. Salem | Management | Yes | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
Ladder Capital Corp | LADR | 505743104 | Annual 4/10/2023 | 1.1 | Elect Director Brian Harris | Management | Yes | Withhold | Withhold |
1.2 | Elect Director Mark Alexander | Management | Yes | Withhold | Withhold | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
3 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||
4 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | Yes | For | For | ||||
MFA Financial, Inc. | MFA | 55272X607 | Annual 4/10/2023 | 1a | Elect Director Laurie S. Goodman | Management | Yes | For | For |
1b | Elect Director Richard C. Wald | Management | Yes | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
4 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
New York Mortgage Trust, Inc. | NYMT | 649604501 | Annual 4/14/2023 | 1a | Elect Director Eugenia R. Cheng | Management | Yes | For | For |
1b | Elect Director Michael B. Clement | Management | Yes | For | For | ||||
1c | Elect Director Audrey E. Greenberg | Management | Yes | For | For | ||||
1d | Elect Director Steven R. Mumma | Management | Yes | For | For | ||||
1e | Elect Director Steven G. Norcutt | Management | Yes | For | For | ||||
1f | Elect Director Lisa A. Pendergast | Management | Yes | For | For | ||||
1g | Elect Director Jason T. Serrano | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||
3 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||
NexPoint Residential Trust, Inc. | NXRT | 65341D102 | Annual 4/3/2023 | 1a | Elect Director James Dondero | Management | Yes | For | For |
1b | Elect Director Brian Mitts | Management | Yes | For | For | ||||
1c | Elect Director Edward Constantino | Management | Yes | For | For | ||||
1d | Elect Director Scott Kavanaugh | Management | Yes | Withhold | Withhold | ||||
1e | Elect Director Arthur Laffer | Management | Yes | For | For | ||||
1f | Elect Director Carol Swain | Management | Yes | For | For | ||||
1g | Elect Director Catherine Wood | Management | Yes | Withhold | Withhold | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||
PennyMac Mortgage Investment Trust | PMT | 70931T103 | Annual 4/12/2023 | 1a | Elect Director Preston DuFauchard | Management | Yes | Against | Against |
1b | Elect Director Nancy McAllister | Management | Yes | Against | Against | ||||
1c | Elect Director Stacey D. Stewart | Management | Yes | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
Redwood Trust, Inc. | RWT | 758075402 | Annual 5/27/2023 | 1.1 | Elect Director Greg H. Kubicek | Management | Yes | For | For |
1.2 | Elect Director Christopher J. Abate | Management | Yes | For | For | ||||
1.3 | Elect Director Armando Falcon | Management | Yes | For | For | ||||
1.4 | Elect Director Douglas B. Hansen | Management | Yes | For | For | ||||
1.5 | Elect Director Debora D. Horvath | Management | Yes | For | For | ||||
1.6 | Elect Director George W. Madison | Management | Yes | For | For | ||||
1.7 | Elect Director Georganne C. Proctor | Management | Yes | For | For | ||||
1.8 | Elect Director Dashiell I. Robinson | Management | Yes | For | For | ||||
1.9 | Elect Director Faith A. Schwartz | Management | Yes | For | For | ||||
2 | Ratify Grant Thornton LLLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
5 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||
Rithm Capital Corp | RITM | 64828T201 | Annual 5/25/2023 | 1.1 | Elect Director David Saltzman | Management | Yes | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
5 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||
Starwood Property Trust, Inc. | STWD | 85571B105 | Annual 5/18/2023 | 1.1 | Elect Director Richard D. Bronson | Management | Yes | For | For |
1.2 | Elect Director Jeffrey G. Dishner | Management | Yes | For | For | ||||
1.3 | Elect Director Camille J. Douglas | Management | Yes | For | For | ||||
1.4 | Elect Director Deborah L. Harmon | Management | Yes | For | For | ||||
1.5 | Elect Director Solomon J. Kumin | Management | Yes | For | For | ||||
1.6 | Elect Director Fred Perpall | Management | Yes | For | For | ||||
1.7 | Elect Director Fred S. Ridley | Management | Yes | For | For | ||||
1.8 | Elect Director Barry S. Sternlicht | Management | Yes | For | For | ||||
1.9 | Elect Director Strauss Zelnick | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||
TPG RE Finance Trust, Inc. | TRTX | 87266M107 | Annual 5/16/2023 | 1.1 | Elect Director Avi Banyasz | Management | Yes | For | For |
1.2 | Elect Director Doug Bouquard | Management | Yes | For | For | ||||
1.3 | Elect Director Michael Gillmore | Management | Yes | For | For | ||||
1.4 | Elect Director Julie Hong | Management | Yes | For | For | ||||
1.5 | Elect Director Todd Schuster | Management | Yes | For | For | ||||
1.6 | Elect Director Wendy Silverstein | Management | Yes | For | For | ||||
1.7 | Elect Director Bradley Smith | Management | Yes | For | For | ||||
1.8 | Elect Director Gregory White | Management | Yes | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
Two Harbors Investment Corp. | TWO | 90187B408 | Annual 5/17/2023 | 1a | Elect Director E. Spencer Abraham | Management | Yes | For | For |
1b | Elect Director James J. Bender | Management | Yes | For | For | ||||
1c | Elect Director William Greenberg | Management | Yes | For | For | ||||
1d | Elect Director Karen Hammond | Management | Yes | For | For | ||||
1e | Elect Director Stephen G. Kasnet | Management | Yes | For | For | ||||
1f | Elect Director W. Reid Sanders | Management | Yes | For | For | ||||
1g | Elect Director James A. Stern | Management | Yes | For | For | ||||
1h | Elect Director Hope B. Woodhouse | Management | Yes | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | For | For | ||||
4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Insider Buying Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Filing Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management | ||
Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt |
AbbVie Inc | ABBV | 00287Y109 | 5/5/2023 | Annual | 1.1 | Elect Director Robert J. Alpern | Management | Yes | For | For |
1.2 | Elect Director Melody B. Meyer | Management | Yes | For | For | |||||
1.3 | Elect Director Frederick H. Waddell | Management | Yes | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
4 | Eliminate Supermajority Vote Requirement | Management | Yes | For | For | |||||
5 | Adopt Simple Majority Vote | Share Holder | Yes | For | Against | |||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | Yes | Against | For | |||||
7 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against | |||||
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Share Holder | Yes | For | Against | |||||
Alliance Resource Partners, L.P. | ARLP | 01877R108 | 5/25/2022 | Written Consent | 1 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Alpha Metallurgical Resources Inc | AMR | 20764106 | 5/3/2023 | Annual | 1a | Elect Director Joanna Baker de Neufville | Management | Yes | For | For |
1b | Elect Director Kenneth S. Courtis | Management | Yes | Withold | Withold | |||||
1c | Elect Director C. Andrew Eidson | Management | Yes | For | For | |||||
1d | Elect Director Albert E. Ferrara, Jr. | Management | Yes | For | For | |||||
1e | Elect Director Elizabeth A. Fessenden | Management | Yes | For | For | |||||
1f | Elect Director Michael Gorzynski | Management | Yes | For | For | |||||
1g | Elect Director Michael J. Quillen | Management | Yes | Withold | Withold | |||||
1h | Elect Director Daniel D. Smith | Management | Yes | For | For | |||||
1i | Elect Director David J. Stetson | Management | Yes | For | For | |||||
2 | Eliminate Supermajority Vote Requirement | Management | Yes | For | For | |||||
3 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
Amphenol Corporation | APH | 32095101 | 5/18/2023 | Annual | 1.1 | Elect Director Nancy A. Altobello | Management | Yes | For | For |
1.2 | Elect Director David P. Falck | Management | Yes | For | For | |||||
1.3 | Elect Director Edward G. Jepsen | Management | Yes | For | For | |||||
1.4 | Elect Director Rita S. Lane | Management | Yes | For | For | |||||
1.5 | Elect Director Robert A. Livingston | Management | Yes | For | For | |||||
1.6 | Elect Director Martin H. Loeffler | Management | Yes | For | For | |||||
1.7 | Elect Director R. Adam Norwitt | Management | Yes | For | For | |||||
1.8 | Elect Director Prahlad Singh | Management | Yes | For | For | |||||
1.9 | Elect Director Anne Clarke Wolff | Management | Yes | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||
5 | Report on Political Contributions and Expenditures | Share Holder | Yes | For | Against | |||||
Arch Resources Inc | ARCH | 03940R107 | 5/12/2023 | Annual | 1.1 | Elect Director James N. Chapman | Management | Yes | For | For |
1.2 | Elect Director John W. Eaves | Management | Yes | For | For | |||||
1.3 | Elect Director Holly Keller Koeppel | Management | Yes | For | For | |||||
1.4 | Elect Director Patrick A. Kriegshauser | Management | Yes | For | For | |||||
1.5 | Elect Director Paul A. Lang | Management | Yes | For | For | |||||
1.6 | Elect Director Richard A. Navarre | Management | Yes | For | For | |||||
1.7 | Elect Director Molly P. Zhang (aka Peifang Zhang) | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | Against | Against | |||||
Ares Management Corp | ARES | 03990B101 | 6/12/2023 | Annual | 1a | Elect Director Michael J. Arougheti | Management | Yes | For | For |
1b | Elect Director Ashish Bhutani | Management | Yes | Against | Against | |||||
1c | Elect Director Antoinette Bush | Management | Yes | Against | Against | |||||
1d | Elect Director R. Kipp deVeer | Management | Yes | Against | Against | |||||
1e | Elect Director Paul G. Joubert | Management | Yes | Against | Against | |||||
1f | Elect Director David B. Kaplan | Management | Yes | Against | Against | |||||
1g | Elect Director Michael Lynton | Management | Yes | Against | Against | |||||
1h | Elect Director Eileen Naughton | Management | Yes | Against | Against | |||||
1i | Elect Director Judy D. Olian | Management | Yes | Against | Against | |||||
1j | Elect Director Antony P. Ressler | Management | Yes | Against | Against | |||||
1k | Elect Director Bennett Rosenthal | Management | Yes | Against | Against | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
3 | Approve Omnibus Stock Plan | Management | Yes | Against | Against | |||||
Arista Networks Inc | ANET | 40413106 | 6/14/2023 | Annual | 1.1 | Elect Director Lewis Chew | Management | Yes | Withold | Withold |
1.2 | Elect Director Douglas Merritt *Withdrawn Resolution* | Management | Yes | None | None | |||||
1.3 | Elect Director Mark B. Templeton | Management | Yes | Withold | Withold | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
Blue Owl Capital Inc | OWL | 09581B103 | 6/9/2023 | Annual | 1a | Elect Director Claudia Holz | Management | Yes | Against | Against |
1b | Elect Director Marc S. Lipschultz | Management | Yes | Against | Against | |||||
1c | Elect Director Michael D. Rees | Management | Yes | Against | Against | |||||
2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||
Digital Turbine Inc | APPS | 25400W102 | 8/30/2022 | Annual | 1.1 | Elect Director Roy H. Chestnutt | Management | Yes | For | For |
1.2 | Elect Director Robert Deutschman | Management | Yes | For | For | |||||
1.3 | Elect Director Holly Hess Groos | Management | Yes | For | For | |||||
1.4 | Elect Director Mohan S. Gyani | Management | Yes | For | For | |||||
1.5 | Elect Director Jeffrey Karish | Management | Yes | For | For | |||||
1.6 | Elect Director Mollie V. Spilman | Management | Yes | For | For | |||||
1.7 | Elect Director Michelle M. Sterling | Management | Yes | For | For | |||||
1.8 | Elect Director William G. Stone, III | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | |||||
Hims & Hers Health Inc | HIMS | 433000106 | 6/1/2023 | Annual | 1.1 | Elect Director Andrew Dudum | Management | Yes | Withhold | Withhold |
1.2 | Elect Director Alex Bard | Management | Yes | Withhold | Withhold | |||||
1.3 | Elect Director Ambar Bhattacharyya | Management | Yes | Withhold | Withhold | |||||
1.4 | Elect Director Patrick Carroll | Management | Yes | Withhold | Withhold | |||||
1.5 | Elect Director Delos Cosgrove | Management | Yes | Withhold | Withhold | |||||
1.6 | Elect Director Lynne Chou O'Keefe | Management | Yes | Withhold | Withhold | |||||
1.7 | Elect Director Christiane Pendarvis | Management | Yes | For | For | |||||
1.8 | Elect Director Andrea Perez | Management | Yes | Withhold | Withhold | |||||
1.9 | Elect Director David Wells | Management | Yes | Withhold | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
Microsoft Corp | MSFT | 594918104 | 12/13/2022 | Annual | 1.1 | Elect Director Reid G. Hoffman | Management | Yes | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | Yes | For | For | |||||
1.3 | Elect Director Teri L. List | Management | Yes | For | For | |||||
1.4 | Elect Director Satya Nadella | Management | Yes | For | For | |||||
1.5 | Elect Director Sandra E. Peterson | Management | Yes | For | For | |||||
1.6 | Elect Director Penny S. Pritzker | Management | Yes | For | For | |||||
1.7 | Elect Director Carlos A. Rodriguez | Management | Yes | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Management | Yes | For | For | |||||
1.9 | Elect Director John W. Stanton | Management | Yes | For | For | |||||
1.1 | Elect Director John W. Thompson | Management | Yes | For | For | |||||
1.11 | Elect Director Emma N. Walmsley | Management | Yes | For | For | |||||
1.12 | Elect Director Padmasree Warrior | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Auditors | Management | Yes | For | For | |||||
3 | Ratify Deloitte & Touche LLP asAuditors | Management | Yes | For | For | |||||
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Share Holder | Yes | Against | Against | |||||
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Share Holder | Yes | Against | Against | |||||
6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Share Holder | Yes | Against | Against | |||||
7 | Report on Government Use of Microsoft Technology | Share Holder | Yes | Against | Against | |||||
8 | Report on Development of Products for Military | Share Holder | Yes | Against | Against | |||||
9 | Report on Tax Transparency | Share Holder | Yes | Against | Against | |||||
O'Reilly Automotive Inc | ORLY | 67103H107 | 5/18/2023 | Annual | 1a | Elect Director David O'Reilly | Share Holder | Yes | Against | Against |
1b | Elect Director Larry O'Reilly | Management | Yes | For | For | |||||
1c | Elect Director Greg Henslee | Management | Yes | For | For | |||||
1d | Elect Director Jay D. Burchfield | Management | Yes | For | For | |||||
1e | Elect Director Thomas T. Hendrickson | Management | Yes | For | For | |||||
1f | Elect Director John R. Murphy | Management | Yes | For | For | |||||
1g | Elect Director Dana M. Perlman | Management | Yes | For | For | |||||
1h | Elect Director Maria A. Sastre | Management | Yes | For | For | |||||
1i | Elect Director Andrea M. Weiss | Management | Yes | For | For | |||||
1j | Elect Director Fred Whitfield | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named For For Management | Management | Yes | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
5 | Require Independent Board Chair | Management | Yes | For | Against | |||||
Oppfi Inc | OPFI | 68386H103 | 6/20/2023 | Annual | 1.1 | Elect Director Christina Favilla | Management | Yes | For | For |
1.2 | Elect Director Jocelyn Moore | Management | Yes | Withold | Withold | |||||
1.3 | Elect Director Theodore Schwartz | Management | Yes | Withold | Withold | |||||
2 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | |||||
3 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | |||||
PagSeguro Digital Ltd | PAGS | G68707101 | 5/26/2023 | Annual | 1 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
2.1 | Elect Director Luis Frias | Management | Yes | Against | Against | |||||
2.2 | Elect Director Maria Judith de Brito | Management | Yes | Against | Against | |||||
2.3 | Elect Director Eduardo Alcaro | Management | Yes | Against | Against | |||||
2.4 | Elect Director Cleveland Prates Teixeira | Management | Yes | For | For | |||||
2.5 | Elect Director Marcia Nogueira de Mello | Management | Yes | For | For | |||||
2.6 | Elect Director Maria Carolina Lacerda | Management | Yes | For | For | |||||
3 | Amend Restricted Stock Plan | Management | Yes | For | For | |||||
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | |||||
Peabody Energy Corp | BTU | 704551100 | 5/4/2023 | Annual | 1a | Elect Director Bob Malone | Management | Yes | For | For |
1b | Elect Director Samantha B. Algaze | Management | Yes | For | For | |||||
1c | Elect Director Andrea E. Bertone | Management | Yes | For | For | |||||
1d | Elect Director William H. Champion | Management | Yes | For | For | |||||
1e | Elect Director Nicholas J. Chirekos | Management | Yes | For | For | |||||
1f | Elect Director Stephen E. Gorman | Management | Yes | For | For | |||||
1g | Elect Director James C. Grech | Management | Yes | For | For | |||||
1h | Elect Director Joe W. Laymon | Management | Yes | For | For | |||||
1i | Elect Director David J. Miller | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
Qualcomm Inc | QCOM | 747525103 | 3/8/2023 | Annual | 1a | Elect Director Sylvia Acevedo | Management | Yes | For | For |
1b | Elect Director Cristiano R. Amon | Management | Yes | For | For | |||||
1c | Elect Director Mark Fields | Management | Yes | For | For | |||||
1d | Elect Director Jeffrey W. Henderson | Management | Yes | For | For | |||||
1e | Elect Director Gregory N. Johnson | Management | Yes | For | For | |||||
1f | Elect Director Ann M. Livermore | Management | Yes | For | For | |||||
1g | Elect Director Mark D. McLaughlin | Management | Yes | For | For | |||||
1h | Elect Director Jamie S. Miller | Management | Yes | For | For | |||||
1i | Elect Director Irene B. Rosenfeld | Management | Yes | For | For | |||||
1j | Elect Director Kornelis (Neil) Smit | Management | Yes | For | For | |||||
1k | Elect Director Jean-Pascal Tricoire | Management | Yes | For | For | |||||
1l | Elect Director Anthony J. Vinciquerra | Management | Yes | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||
3 | Approve Omnibus Stock Plan | Management | Yes | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
Sanmina Corp | SANM | 801056102 | 3/13/2023 | Annual | 1a | Elect Director Jure Sola | Management | Yes | For | For |
1b | Elect Director Eugene A. Delaney | Management | Yes | For | For | |||||
1c | Elect Director John P. Goldsberry | Management | Yes | For | For | |||||
1d | Elect Director David V. Hedley, III | Management | Yes | For | For | |||||
1e | Elect Director Susan A. Johnson | Management | Yes | For | For | |||||
1f | Elect Director Joseph G. Licata, Jr. | Management | Yes | For | For | |||||
1g | Elect Director Krish Prabhu | Management | Yes | For | For | |||||
1h | Elect Director Mario M. Rosati | Management | Yes | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
4 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||
SoFi Technologies Inc | SOFI | 83406F102 | 7/12/2022 | Annual | 1a | Elect Director Ahmed Al-Hammadi | Management | Yes | For | For |
1b | Elect Director Ruzwana Bashir | Management | Yes | For | For | |||||
1c | Elect Director Michael Bingle | Management | Yes | Withold | Withold | |||||
1d | Elect Director Richard Costolo | Management | Yes | Withold | Withold | |||||
1e | Elect Director Steven Freiberg | Management | Yes | For | For | |||||
1f | Elect Director Tom Hutton | Management | Yes | Withold | Withold | |||||
1g | Elect Director Clara Liang | Management | Yes | Withold | Withold | |||||
1h | Elect Director Anthony Noto | Management | Yes | For | For | |||||
1i | Elect Director Harvey Schwartz | Management | Yes | For | For | |||||
1j | Elect Director Magdalena Yesil | Management | Yes | Withold | Withold | |||||
2 | Advisory Vote on Say on Pay Frequency One Year One Year Management | Management | Yes | One Year | One Year | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||
4 | Amend Omnibus Stock Plan | Management | Yes | For | Against | |||||
5 | Approve Reverse Stock Split | Management | Yes | For | For | |||||
Tesla, Inc. | TSLA | 88160R101 | 8/4/2022 | Annual | 1.1 | Elect Director Ira Ehrenpreis | Management | Yes | For | Against |
1.2 | Elect Director Kathleen Wilson-Thompson | Management | Yes | For | Against | |||||
2 | Reduce Director Terms from Three to Two Years | Management | Yes | For | For | |||||
3 | Eliminate Supermajority Voting Provisions | Management | Yes | For | For | |||||
4 | Increase Authorized Common Stock | Management | Yes | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||
6 | Adopt Proxy Access Right | Share Holder | Yes | For | Against | |||||
7 | Report on Efforts to Prevent Harassment and Discrimination in the Worksplace | Share Holder | Yes | For | Against | |||||
8 | Report on Racial and Gender Board Diversity | Share Holder | Yes | Against | Against | |||||
9 | Report on the Impacts of Using Mandatory Arbitration | Share Holder | Yes | For | Against | |||||
10 | Report on Corporate Climate Lobbying in line with Paris Agreement | Share Holder | Yes | For | Against | |||||
11 | Adopt a Policy on Respecting Right to Freedom of Association and Collective Bargaining | Share Holder | Yes | For | Against | |||||
12 | Report on Eradicating Child Labor Battery Supply Chain | Share Holder | Yes | Against | Against | |||||
13 | Report on Water Risk Exposure | Share Holder | Yes | For | Against | |||||
1.1 | Elect Director Elon Musk | Management | Yes | For | For | |||||
1.2 | Elect Director Robyn Denholm | Management | Yes | Against | Against | |||||
1.3 | Elect Director JB Straubel | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency One Year One Year Management | Management | Yes | One Year | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||
5 | Report on Key-Person Risk and Efforts to Ameliorate It | Management | Yes | Against | Against | |||||
Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Annual | 1a | Elect Director Marc N. Casper | Management | Yes | For | For |
1b | Elect Director Nelson J. Chai | Management | Yes | For | For | |||||
1c | Elect Director Ruby R. Chandy | Management | Yes | For | For | |||||
1d | Elect Director C. Martin Harris | Management | Yes | For | For | |||||
1e | Elect Director Tyler Jacks | Management | Yes | For | For | |||||
1f | Elect Director R. Alexandra Keith | Management | Yes | For | For | |||||
1g | Elect Director James C. Mullen | Management | Yes | For | For | |||||
1h | Elect Director Lars R. Sorensen | Management | Yes | For | For | |||||
1i | Elect Director Debora L. Spar | Management | Yes | For | For | |||||
1j | Elect Director Scott M. Sperling | Management | Yes | For | For | |||||
1k | Elect Director Dion J. Weisler | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | |||||
5 | Amend Omnibus Stock Plan | Management | Yes | For | For | |||||
6 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |||||
TPG Inc | TPG | 872657101 | 6/8/2023 | Annual | 1a | Elect Director David Bonderman | Management | Yes | Withold | Withold |
1b | Elect Director Gunther Bright | Management | Yes | Withold | Withold | |||||
1c | Elect Director Maya Chorengel | Management | Yes | Withold | Withold | |||||
1d | Elect Director Jonathan Coslet | Management | Yes | Withold | Withold | |||||
1e | Elect Director James G. 'Jim' Coulte | Management | Yes | Withold | Withold | |||||
1f | Elect Director Mary Cranston | Management | Yes | Withold | Withold | |||||
1g | Elect Director Kelvin Davis | Management | Yes | Withold | Withold | |||||
1h | Elect Director Deborah M. Messemer | Management | Yes | Withold | Withold | |||||
1i | Elect Director Ganendran 'Ganen' Sarvananthan | Management | Yes | Withold | Withold | |||||
1j | Elect Director Todd Sisitsky | Management | Yes | Withold | Withold | |||||
1k | Elect Director David Trujillo | Management | Yes | Withold | Withold | |||||
1l | Elect Director Anilu Vazquez-Ubarri | Management | Yes | Withold | Withold | |||||
1m | Elect Director Jack Weingart | Management | Yes | Withold | Withold | |||||
1n | Elect Director Jon Winkelried | Management | Yes | Withold | Withold | |||||
2a | Elect James G. 'Jim' Coulter as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2b | Elect Kelvin Davis as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2c | Elect Ganendran 'Ganen' Sarvananthan as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2d | Elect Todd Sisitsky as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2e | Elect David Trujillo as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2f | Elect Anilu Vazquez-Ubarri as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2g | Elect Jack Weingart as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
2h | Elect Jon Winkelried as Member of Executive Committee | Management | Yes | Withold | Withold | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | |||||
4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||
6 | Amend Charter to Provide Full Board with Powers Currently Reserved for Executive Committee | Management | Yes | For | For | |||||
UnitedHealth Group Inc | UNH | 91324P102 | 6/5/2023 | Annual | 1a | Elect Director Timothy Flynn | Management | Yes | For | For |
1b | Elect Director Paul Garcia For For Management | Management | Yes | For | For | |||||
1c | Elect Director Kristen Gil | Management | Yes | For | For | |||||
1d | Elect Director Stephen Hemsley | Management | Yes | For | For | |||||
1e | Elect Director Michele Hooper | Management | Yes | For | For | |||||
1f | Elect Director F. William McNabb, III | Management | Yes | For | For | |||||
1g | Elect Director Valerie Montgomery Rice | Management | Yes | For | For | |||||
1h | Elect Director John Noseworthy | Management | Yes | For | For | |||||
1i | Elect Director Andrew Witty | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | |||||
5 | Report on Third-Party Racial Equity Audit | Share Holder | Yes | Against | Against | |||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | Yes | For | Against | |||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder | Share Holder | Yes | For | Against | |||||
Warrior Met Coal Inc | HCC | 93627C101 | 4/25/2023 | Annual | 1.1 | Elect Director Ana B. Amicarella | Management | Yes | For | For |
1.2 | Elect Director J. Brett Harvey | Management | Yes | For | For | |||||
1.3 | Elect Director Walter J. Scheller, III | Management | Yes | For | For | |||||
1.4 | Elect Director Lisa M. Schnorr | Management | Yes | For | For | |||||
1.5 | Elect Director Alan H. Schumacher | Management | Yes | For | For | |||||
1.6 | Elect Director Stephen D. Williams | Management | Yes | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | |||||
Yeti Holdings, Inc. | YETI | 98585X104 | 5/4/2023 | Annual | 1.1 | Elect Director Mary Lou Kelley | Management | Yes | Withold | Withold |
1.2 | Elect Director Dustan E. McCoy | Management | Yes | For | For | |||||
1.3 | Elect Director Robert K. Shearer | Management | Yes | Withold | Withold | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Insider Income Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Filing Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
There were no proxies voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: Catalyst Interest Rate Opportunity Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - November 4, 2022 Liquidation date | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
There were no proxies voted from July 1, 2022 through the liquidation date of November 4, 2022. |
Registrant: Mutual Fund Series Trust | Catalyst/Lyons Tactical Allocation Fund | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Voting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
There were no proxies voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name: CATALYST/MAP GLOBAL BALANCED FUND | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Voting Filing Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
VODAFONE GROUP PLC | VOD | 92857W308 | Annual 26-Jul-2022 | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Mgmt. | Yes | F | F |
To re-elect Jean-François van Boxmeer as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Nick Read as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Margherita Della Valle as a Director | Mgmt. | Yes | F | F | ||||
To elect Stephen A. Carter C.B.E. as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Sir Crispin Davis as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Michel Demaré as a Director | Mgmt. | Yes | F | F | ||||
To elect Delphine Ernotte Cunci as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Dame Clara Furse as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Valerie Gooding as a Director | Mgmt. | Yes | F | F | ||||
To elect Deborah Kerr as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Maria Amparo Moraleda Martinez as a Director | Mgmt. | Yes | F | F | ||||
To re-elect David Nish as a Director | Mgmt. | Yes | F | F | ||||
To elect Simon Segars as a Director | Mgmt. | Yes | F | F | ||||
To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Mgmt. | Yes | F | F | ||||
To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Mgmt. | Yes | F | F | ||||
To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Mgmt. | Yes | F | F | ||||
To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Mgmt. | Yes | F | F | ||||
To authorise the Directors to allot shares | Mgmt. | Yes | F | F | ||||
To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise the Company to purchase its own shares (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise political donations and expenditure | Mgmt. | Yes | F | F | ||||
To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Mgmt. | Yes | F | F | ||||
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Sep-2022 | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. | Mgmt. | No | n/a | n/a |
09 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 19 SEP 2022 TO 15 SEP 2022. THANK YOU | Mgmt. | No | n/a | n/a | ||||
09 SEP 2022: DELETION OF COMMENT | Mgmt. | No | n/a | n/a | ||||
CAMPBELL SOUP COMPANY | CPB | 134429109 | Annual 30-Nov-2022 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Fabiola R. Arredondo, Averill, Bibrey, Clouse, Dorrance, Jr. Hilado, Hill, Hofstetter, Lautenbach, Malone, McLoughlin, Schmidt, and van Beuren | Mgmt. | Yes | F | F |
To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the fiscal 2022 compensation of our named executive officers, commonly referred to as a "say on pay" vote. | Mgmt. | Yes | F | F | ||||
To approve the Campbell Soup Company 2022 Long-Term Incentive Plan. | Mgmt. | Yes | F | F | ||||
To vote on a shareholder proposal regarding a report on certain supply chain practices. | shareholder | Yes | Against | F | ||||
To vote on a shareholder proposal regarding a report on how the company's 401(k) retirement fund investments contribute to climate change. | shareholder | Yes | Against | F | ||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | Annual 08-Dec-2022 | Election of Director: M. Michele Burns, Bush, Capellas, Garrett, Harris II, Johnson, Mcgeary, Murphy, Robbins, Saunders, Su, and Tessel | Mgmt. | Yes | F | F |
Approval, on an advisory basis, of executive compensation. | Mgmt. | Yes | F | F | ||||
Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | shareholder | Yes | Against | F | ||||
MEDTRONIC PLC | MDT | G5960L103 | Annual 08-Dec-2022 | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson, Arnold, Donnelly, Fonseca, Goldsmith, PdD, Hogan III, Lofton, Martha, Nabel, MD, O'Leary, and Powell | Mgmt. | Yes | F | F |
Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Mgmt. | Yes | F | F | ||||
Approving, on an advisory basis, the Company's executive compensation. | Mgmt. | Yes | F | F | ||||
Renewing the Board of Directors' authority to issue shares under Irish law. | Mgmt. | Yes | F | F | ||||
Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Mgmt. | Yes | F | F | ||||
Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt. | Yes | F | F | ||||
MICROSOFT CORPORATION | MSFT | 594918104 | Annual 13-Dec-2022 | Election of Director: Reid G. Hoffman, Johnson, List, Nadella, Peterson, Pritzker, Rodriguez, Scharf, Stanton, Thompson Walmsley & Warrior | Mgmt. | Yes | F | F |
Advisory vote to approve named executive officer compensation | Mgmt. | Yes | F | F | ||||
Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Mgmt. | Yes | F | F | ||||
Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Government Use of Microsoft Technology | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Development of Products for Military | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Tax Transparency | shareholder | Yes | Against | F | ||||
MICRON TECHNOLOGY, INC. | MU | 595112103 | Annual 12-Jan-2023 | ELECTION OF DIRECTOR: Richard M. Beyer, Dugle, Gomo, Haynesworth, McCarthy, Mehrota, Switz, and Wright | Mgmt. | Yes | F | F |
PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F | ||||
PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THERUNDER BY 50 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F | ||||
PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2023. | Mgmt. | Yes | F | F | ||||
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 27-Jan-2023 | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE | Mgmt. | Yes | M | F |
ADOPTION OF THE MINUTES OF THE 2022 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 28 JANUARY 2022 | Mgmt. | Yes | F | F | ||||
ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2022 AND THE REPORT OF THE BOARD OF DIRECTORS | Mgmt. | Yes | M | F | ||||
APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2022 TOGETHER WITH THE AUDITOR REPORT | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR.CHAROEN SIRIVADHANABHAKDI | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: KHUNYING WANNA SIRIVADHANABHAKDI | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR. TIMOTHY CHIA CHEE MING | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: PROF. KHEMCHAI CHUTIWONGSE | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: DR. PASU LOHARJUN | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR. VIVAT TEJAPAIBUL | Mgmt. | Yes | F | F | ||||
DETERMINATION OF THE DIRECTOR AUTHORITIES | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2023 TO DECEMBER 2023 | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2023 | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE PURCHASE OF DIRECTORS & OFFICERS LIABILITY INSURANCE (D&O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Mgmt. | Yes | F | F | ||||
OTHER BUSINESS (IF ANY) | Mgmt. | Yes | Against | Against | ||||
UGI CORPORATION | UGI | 902681105 | Annual 27-Jan-2023 | Election of Director for terms expiring in 2024: Frank S. Hermance, Chair | Mgmt. | Yes | F | F |
Election of Director for terms expiring in 2024: M. Shawn Bort | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Theodore A. Dosch | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Alan N. Harris | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Mario Longhi | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: William J. Marrazzo | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Cindy J. Miller | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Roger Perreault | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Kelly A. Romano | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: James B. Stallings, Jr. | Mgmt. | Yes | F | F | ||||
Advisory Vote on Executive Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | Mgmt. | Yes | 1 year | F | ||||
Ratification of Independent Registered Public Accounting Firm for 2023 | Mgmt. | Yes | F | F | ||||
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | Annual 01-Feb-2023 | Annual Report and Accounts | Mgmt. | Yes | F | F |
Directors' Remuneration Report | Mgmt. | Yes | F | F | ||||
To declare a final dividend | Mgmt. | Yes | F | F | ||||
To re-elect S Bomhard | Mgmt. | Yes | F | F | ||||
To re-elect S Clark | Mgmt. | Yes | F | F | ||||
To re-elect N Edozien | Mgmt. | Yes | F | F | ||||
To re-elect T Esperdy | Mgmt. | Yes | F | F | ||||
To re-elect A Johnson | Mgmt. | Yes | F | F | ||||
To re-elect R Kunze-Concewitz | Mgmt. | Yes | F | F | ||||
To re-elect L Paravicini | Mgmt. | Yes | F | F | ||||
To re-elect D de Saint Victor | Mgmt. | Yes | F | F | ||||
To re-elect J Stanton | Mgmt. | Yes | F | F | ||||
Re-appointment of Auditor | Mgmt. | Yes | F | F | ||||
Remuneration of Auditor | Mgmt. | Yes | F | F | ||||
Share Matching Scheme | Mgmt. | Yes | F | F | ||||
Political donations/expenditure | Mgmt. | Yes | F | F | ||||
Authority to allot securities | Mgmt. | Yes | F | F | ||||
Disapplication of pre-emption rights (Special Resolution) | Mgmt. | Yes | F | F | ||||
Purchase of own shares (Special Resolution) | Mgmt. | Yes | F | F | ||||
Notice period for general meetings (Special Resolution) | Mgmt. | Yes | F | F | ||||
TETRA TECH, INC. | TTEK | 88162G103 | Annual 28-Feb-2023 | Election of Director: Dan L. Batrack, Birkenbeuel, Gandhi, Magquire, Obiaya, Ritrievi, Thompson & Volpi | Mgmt. | Yes | F | F |
To approve, on an advisory basis, the Company's named executive officers' compensation. | Mgmt. | Yes | F | F | ||||
To indicate, on an advisory basis, the preferred frequency of future advisory votes on the Company's named executive officers' compensation. | Mgmt. | Yes | 1 year | F | ||||
To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Mgmt. | Yes | F | F | ||||
NOVARTIS AG | NVS | 66987V109 | Annual 07-Mar-2023 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Mgmt. | Yes | F | F |
Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Mgmt. | Yes | F | F | ||||
Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Mgmt. | Yes | F | F | ||||
Reduction of Share Capital | Mgmt. | Yes | F | F | ||||
Further Share Repurchases | Mgmt. | Yes | F | F | ||||
Introduction of Article 12a of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Mgmt. | Yes | F | F | ||||
Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Mgmt. | Yes | F | F | ||||
Advisory Vote on the 2022 Compensation Report | Mgmt. | Yes | F | F | ||||
Re-election of Joerg Reinhardt as Member and Board Chair | Mgmt. | Yes | F | F | ||||
Re-election of Nancy C. Andrews | Mgmt. | Yes | F | F | ||||
Re-election of Ton Buechner | Mgmt. | Yes | F | F | ||||
Re-election of Patrice Bula | Mgmt. | Yes | F | F | ||||
Re-election of Elizabeth Doherty | Mgmt. | Yes | F | F | ||||
Re-election of Bridgette Heller | Mgmt. | Yes | F | F | ||||
Re-election of Daniel Hochstrasser | Mgmt. | Yes | F | F | ||||
Re-election of Frans van Houten | Mgmt. | Yes | F | F | ||||
Re-election of Simon Moroney | Mgmt. | Yes | F | F | ||||
Re-election of Ana de Pro Gonzalo | Mgmt. | Yes | F | F | ||||
Re-election of Charles L. Sawyers | Mgmt. | Yes | F | F | ||||
Re-election of William T. Winters | Mgmt. | Yes | F | F | ||||
Election of John D. Young | Mgmt. | Yes | F | F | ||||
Re-election of Patrice Bula | Mgmt. | Yes | F | F | ||||
Re-election of Bridgette Heller | Mgmt. | Yes | F | F | ||||
Re-election of Simon Moroney | Mgmt. | Yes | F | F | ||||
Re-election of William T. Winters | Mgmt. | Yes | F | F | ||||
Re-election of the Auditor | Mgmt. | Yes | F | F | ||||
Re-election of the Independent Proxy | Mgmt. | Yes | F | F | ||||
General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations | Mgmt. | Yes | Against | Against | ||||
APPLIED MATERIALS, INC. | AMAT | 038222105 | Annual 09-Mar-2023 | Election of Director: Rani Borkar, Bruner, Chen, deGeus, Dickerson, Iannoti, Karsner, March, McGill, McGregor | Mgmt. | Yes | F | F |
Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2022. | Mgmt. | Yes | F | F | ||||
Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2023. | Ratify Appointment of Independent Auditors | Yes | F | F | ||||
Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | shareholder | Yes | Aginst | F | ||||
Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | shareholder | Yes | Aginst | F | ||||
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | Annual 09-Mar-2023 | DIRECTORS Finch, Jaggers, Carroll, Shaw, Skains, Smith & Tanski | Mgmt. | Yes | F | F |
Advisory approval of named executive officer compensation. | Mgmt. | Yes | F | F | ||||
Advisory vote on the frequency of future "Say-on-Pay" votes. | Mgmt. | Yes | 1 year | F | ||||
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
NOKIA CORPORATION | NOK | 654902204 | Annual 04-Apr-2023 | Adoption of the Annual Accounts | Mgmt. | Yes | F | F |
Resolution on the use of the profit shown on the balance sheet and authorization of the Board of Directors to decide on the distribution of dividend and assets from the invested unrestricted equity fund | Mgmt. | Yes | F | F | ||||
Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Addressing the Remuneration Report | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration to the members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Resolution on the number of members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Election of Director: Sari Baldauf | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Dannenfeldt | Mgmt. | Yes | F | F | ||||
Election of Director: Lisa Hook | Mgmt. | Yes | F | F | ||||
Election of Director: Jeanette Horan | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Saueressig | Mgmt. | Yes | F | F | ||||
Election of Director: Søren Skou | Mgmt. | Yes | F | F | ||||
Election of Director: Carla Smits-Nusteling | Mgmt. | Yes | F | F | ||||
Election of Director: Kai Öistämö | Mgmt. | Yes | F | F | ||||
Election of Director: Timo Ahopelto | Mgmt. | Yes | F | F | ||||
Election of Director: Elizabeth Crain | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration of the Auditor | Mgmt. | Yes | F | F | ||||
Election of Auditor for the financial year 2024 | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Mgmt. | Yes | F | F | ||||
Adoption of the Annual Accounts | Mgmt. | Yes | F | F | ||||
Resolution on the use of the profit shown on the balance sheet and authorization of the Board of Directors to decide on the distribution of dividend and assets from the invested unrestricted equity fund | Mgmt. | Yes | F | F | ||||
Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Addressing the Remuneration Report | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration to the members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Resolution on the number of members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Election of Director: Sari Baldauf | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Dannenfeldt | Mgmt. | Yes | F | F | ||||
Election of Director: Lisa Hook | Mgmt. | Yes | F | F | ||||
Election of Director: Jeanette Horan | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Saueressig | Mgmt. | Yes | F | F | ||||
Election of Director: Søren Skou | Mgmt. | Yes | F | F | ||||
Election of Director: Carla Smits-Nusteling | Mgmt. | Yes | F | F | ||||
Election of Director: Kai Öistämö | Mgmt. | Yes | F | F | ||||
Election of Director: Timo Ahopelto | Mgmt. | Yes | F | F | ||||
Election of Director: Elizabeth Crain | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration of the Auditor | Mgmt. | Yes | F | F | ||||
Election of Auditor for the financial year 2024 | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Mgmt. | Yes | F | F | ||||
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | Annual 14-Apr-2023 | CHANGES IN THE COMPOSITION OF THE COMPANY'S BOARD OF DIRECTORS | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | Annual 20-Apr-2023 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2022 | Mgmt. | Yes | F | F |
Acceptance of the Compensation Report 2022 (advisory vote) | Mgmt. | Yes | F | F | ||||
Discharge to the members of the Board of Directors and of the Management for 2022 | Mgmt. | Yes | F | F | ||||
Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Ulf Mark Schneider | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Henri de Castries | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Renato Fassbind | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Pablo Isla | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Patrick Aebischer | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Kimberly A. Ross | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Dick Boer | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Dinesh Paliwal | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Lindiwe Majele Sibanda | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Chris Leong | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Luca Maestri | Mgmt. | Yes | F | F | ||||
Election to the Board of Director: Rainer Blair | Mgmt. | Yes | F | F | ||||
Election to the Board of Director: Marie-Gabrielle Ineichen-Fleisch | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Pablo Isla | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Patrick Aebischer | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Dick Boer | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Dinesh Paliwal | Mgmt. | Yes | F | F | ||||
Election of the statutory auditors Ernst & Young Ltd, Lausanne branch | Mgmt. | Yes | F | F | ||||
Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Mgmt. | Yes | F | F | ||||
Approval of the compensation of the Board of Directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation of the Executive Board | Mgmt. | Yes | F | F | ||||
Capital reduction (by cancellation of shares) | Mgmt. | Yes | F | F | ||||
Amendments of Provisions of the Articles of Association pertaining to the General Meeting | Mgmt. | Yes | F | F | ||||
Amendments of Provisions of the Articles of Association pertaining to the Board of Directors, Compensation, Contracts and Mandates and Miscellaneous Provisions | Mgmt. | Yes | F | F | ||||
In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Mgmt. | Yes | Against | F | ||||
VIVENDI SE | VIV FP | F97982106 | Annual 24-Apr-2023 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Mgmt. | No | n/a | n/a |
FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Mgmt. | No | n/a | n/a | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | No | n/a | n/a | ||||
FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | No | n/a | n/a | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | No | n/a | n/a | ||||
05 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://www.journal-officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202303152300572.pdf AND https://www.journal-officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202304052300785.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Mgmt. | No | n/a | n/a | ||||
PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Mgmt. | No | n/a | n/a | ||||
PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Mgmt. | No | n/a | n/a | ||||
ALLOCATION OF EARNINGS FOR FISCAL YEAR 2022, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FRANCOIS LAROZE, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CLAIRE LEOST, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CELINE MERLE-BERAL, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO MAXIME SAADA, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
APPOINTMENT OF SEBASTIEN BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
RENEWAL OF DELOITTE & ASSOCINS AS STATUTORY AUDITORS | Mgmt. | No | n/a | n/a | ||||
AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE COMPANYS SHARE CAPITAL | Mgmt. | No | n/a | n/a | ||||
AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANYS SHARE CAPITAL BY CANCELING SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Mgmt. | No | n/a | n/a | ||||
SHARE CAPITAL REDUCTION OF UP 3,032,905,474.50 EUROS (50% OF THE CAPITAL) BY WAY OF THE REPURCHASE OF SHARES FOLLOWED BY THEIR CANCELLATION AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA), TO PERFORM THE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING, WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF N600 MILLION | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 5% OF THE CAPITAL AND SUBJECT TO THE CEILING SET IN THE 27TH RESOLUTION, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THIRD-PARTIES, OUTSIDE A PUBLIC EXCHANGE | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDIS FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF THE EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt. | No | n/a | n/a | ||||
POWERS TO CARRY OUT FORMALITIES | Mgmt. | No | n/a | n/a | ||||
ANGLO AMERICAN PLC | AAL LN | G03764134 | Annual 26-Apr-2023 | TO RECEIVE THE REPORT AND ACCOUNTS | Mgmt. | Yes | F | F |
TO DECLARE A FINAL DIVIDEND | Mgmt. | Yes | F | F | ||||
TO ELECT MAGALI ANDERSON AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT STUART CHAMBERS AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT DUNCAN WANBLAD AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT NONKULULEKO NYEMBEZI ASA DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT IAN TYLER AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Mgmt. | Yes | F | F | ||||
TO APPROVE THE REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
TO APPROVE THE IMPLEMENTATION REPORT CONTAINED IN THE DIRECTORS REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt. | Yes | F | F | ||||
TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE PURCHASE OF OWN SHARES | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Mgmt. | Yes | F | F | ||||
JOHNSON & JOHNSON | JNJ | 478160104 | Annual 27-Apr-2023 | Election of Director: Darius Adamczyk, Beckerle, Davis, Douna, Duato, Hewson, Johnson, Joly, McClellan, Mulcahy, Weinberger & West | Mgmt. | Yes | F | F |
Advisory Vote to Approve Named Executive Officer Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Mgmt. | Yes | 1 year | F | ||||
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Mgmt. | Yes | F | F | ||||
Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | shareholder | Yes | Against | |||||
Vaccine Pricing Report | shareholder | Yes | Against | F | ||||
Executive Compensation Adjustment Policy | shareholder | Yes | Against | F | ||||
Impact of Extended Patent Exclusivities on Product Access | shareholder | Yes | Against | F | ||||
UNILEVER PLC | UL | 904767704 | Annual 03-May-2023 | To receive the Report and Accounts for the year ended 31 December 2022. | Mgmt. | Yes | F | F |
To approve the Directors' Remuneration Report. | Mgmt. | Yes | F | F | ||||
To re-elect Nils Andersen as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Judith Hartmann as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Adrian Hennah as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Alan Jope as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Andrea Jung as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Susan Kilsby as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Ruby Lu as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Strive Masiyiwa as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Youngme Moon as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Graeme Pitkethly as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Feike Sijbesma as a Director. | Mgmt. | Yes | F | F | ||||
To elect Nelson Peltz as a Director. | Mgmt. | Yes | F | F | ||||
To elect Hein Schumacher as a Director. | Mgmt. | Yes | F | F | ||||
To reappoint KPMG LLP as Auditor of the Company. | Mgmt. | Yes | F | F | ||||
To authorise the Directors to fix the remuneration of the Auditor. | Mgmt. | Yes | F | F | ||||
To authorise Political Donations and expenditure. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to issue shares. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to disapply pre-emption rights. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Mgmt. | Yes | F | F | ||||
To renew the authority to the Company to purchase its own shares. | Mgmt. | Yes | F | F | ||||
To shorten the notice period for General Meetings to 14 clear days' notice. | Mgmt. | Yes | F | F | ||||
HOLCIM AG | HOLN SW | H3816Q102 | Annual 04-May-2023 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Mgmt. | Yes | M | F |
PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Mgmt. | Yes | M | F | ||||
ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt. | Yes | F | F | ||||
APPROVE ALLOCATION OF INCOME | Mgmt. | Yes | F | F | ||||
APPROVE DIVIDENDS OF CHF 2.50 PER SHARE FROM CAPITAL CONTRIBUTION RESERVES | Mgmt. | Yes | F | F | ||||
AMEND CORPORATE PURPOSE | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: RESTRICTION ON SHARE TRANSFERABILITY | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Mgmt. | Yes | F | F | ||||
REELECT JAN JENISCH AS DIRECTOR AND ELECT AS BOARD CHAIR | Mgmt. | Yes | F | F | ||||
REELECT PHILIPPE BLOCK AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT KIM FAUSING AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT LEANNE GEALE AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT NAINA KIDWAI AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT ILIAS LAEBER AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT JUERG OLEAS AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT CLAUDIA RAMIREZ AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT HANNE SORENSEN AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REAPPOINT ILIAS LAEBER AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT JUERG OLEAS AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT CLAUDIA RAMIREZ AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT HANNE SORENSEN AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
RATIFY ERNST & YOUNG AG AS AUDITORS | Mgmt. | Yes | F | F | ||||
DESIGNATE SABINE BURKHALTER KAIMAKLIOTIS AS INDEPENDENT PROXY | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3 MILLION | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 36 MILLION | Mgmt. | Yes | F | F | ||||
APPROVE CHF 80 MILLION REDUCTION IN SHARE CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES | Mgmt. | Yes | F | F | ||||
APPROVE CLIMATE REPORT | Mgmt. | Yes | F | F | ||||
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | Annual 04-May-2023 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Mgmt. | Yes | M | F |
A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 889909 DUE TO RECEIVED CHANGE IN VOTING STATUS OF RESOLUTIONS 2.2 AND 7.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Mgmt. | Yes | M | F | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | Yes | M | F | ||||
MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR | Mgmt. | Yes | M | F | ||||
PRESENTATION OF THE CONSOLIDATED ACCOUNTS | Mgmt. | Yes | M | F | ||||
APPROVAL OF ANNUAL ACCOUNTS | Mgmt. | Yes | F | F | ||||
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS | Mgmt. | Yes | F | F | ||||
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR | Mgmt. | Yes | F | F | ||||
ACKNOWLEDGMENT OF THE RESIGNATION OF JOCELYN LEFEBVRE AS DIRECTOR | Mgmt. | Yes | M | F | ||||
ACKNOWLEDGMENT OF THE EXPIRATION OF THE TERM OF OFFICE AS DIRECTOR OF GERALD FRERE, ANTOINETTE DASPREMONT LYNDEN AND MARIE POLET | Mgmt. | Yes | M | F | ||||
PROPOSAL TO APPOINT MARY MEANEY AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO APPOINT CHRISTIAN VAN THILLO AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, PAUL DESMARAIS, JR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, SEGOLENE GALLIENNE - FRERE | Mgmt. | Yes | F | F | ||||
PROPOSAL TO APPROVE THE BOARD OF DIRECTORS REMUNERATION | Mgmt. | Yes | F | F | ||||
REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Mgmt. | Yes | M | F | ||||
PROPOSAL TO APPROVE THE GRANT BY GBL OF A GUARANTEE WITH RESPECT TO A CREDIT GRANTED TO A SUBSIDIARY OF GBL | Mgmt. | Yes | F | F | ||||
VARIOUS | Mgmt. | Yes | M | F | ||||
VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Mgmt. | Yes | M | F | ||||
A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | Yes | M | F | ||||
14 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Mgmt. | Yes | M | F | ||||
CANCELLATION OF OWN SHARES | Mgmt. | Yes | F | F | ||||
POWERS | Mgmt. | Yes | F | F | ||||
WARNER BROS. DISCOVERY, INC. | WBD | 934423104 | Annual 08-May-2023 | DIRECTOR Li Haslett Chen | Mgmt. | Yes | F | F |
DIRECTOR Kenneth W. Lowe | Mgmt. | Yes | F | F | ||||
DIRECTOR Paula A Price | Mgmt. | Yes | F | F | ||||
DIRECTOR David M Zaslav | Mgmt. | Yes | F | F | ||||
Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Mgmt. | Yes | 1 year | F | ||||
To vote on a stockholder proposal regarding simple majority vote, if properly presented. | shareholder | Yes | F | Against | ||||
To vote on a stockholder proposal regarding political disclosure, if properly presented. | shareholder | Yes | Against | F | ||||
MDU RESOURCES GROUP, INC. | MDU | 552690109 | Annual 09-May-2023 | Election of Director: German Carmona Alvarez, Everst, Fagg, Goodin, Johnson, Moss, Rosenthal, Ryan, Sparby and Wang | Mgmt. | Yes | F | F |
Advisory Vote to Approve the Frequency of Future Advisory Votes to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt. | Yes | 1 year | F | ||||
Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt. | Yes | F | F | ||||
Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Mgmt. | Yes | F | F | ||||
BUNGE LIMITED | BG | G16962105 | Annual 11-May-2023 | Election of Director: Eliane Aleixo Lustosa de Andrade | Mgmt. | Yes | F | F |
Election of Director: Sheila Bair | Mgmt. | Yes | F | F | ||||
Election of Director: Carol Browner | Mgmt. | Yes | F | F | ||||
Election of Director: Director Withdrawn | Mgmt. | Yes | F | F | ||||
Election of Director: Gregory Heckman | Mgmt. | Yes | F | F | ||||
Election of Director: Bernardo Hees | Mgmt. | Yes | F | F | ||||
Election of Director: Michael Kobori | Mgmt. | Yes | F | F | ||||
Election of Director: Monica McGurk | Mgmt. | Yes | F | F | ||||
Election of Director: Kenneth Simril | Mgmt. | Yes | F | F | ||||
Election of Director: Henry Ward Winship IV | Mgmt. | Yes | F | F | ||||
Election of Director: Mark Zenuk | Mgmt. | Yes | F | F | ||||
The approval of a non-binding advisory vote on the compensation of our named executive officers. | Mgmt. | Yes | F | F | ||||
The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. | Mgmt. | Yes | 1 year | F | ||||
The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees. | Mgmt. | Yes | F | F | ||||
Shareholder proposal regarding shareholder ratification of termination pay. | shareholder | Yes | Against | F | ||||
AT&T INC. | T | 00206R102 | Annual 18-May-2023 | Election of Director: Scott T. Ford, Hutchins, Kennard, Luczo, McCallister, Mooney, Rose, Stankey, Taylor and Ubinas | Mgmt. | Yes | F | F |
Ratification of the appointment of independent auditors. | Mgmt. | Yes | F | F | ||||
Advisory approval of executive compensation. | Mgmt. | Yes | F | F | ||||
Advisory approval of frequency of vote on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
Independent board chairman. | shareholder | Yes | F | Against | ||||
Racial equity audit. | shareholder | Yes | Against | F | ||||
THE HOME DEPOT, INC. | HD | 437076102 | Annual 18-May-2023 | Election of Director: Gerard J. Arpey, Bousbib, Boyd, Brenneman, Brown, Carey, Decker, Gooden, Hewett, Kadre, Linnartz, Santilli, Seidman-Becker | Mgmt. | Yes | F | F |
Ratification of the Appointment of KPMG LLP | Mgmt. | Yes | F | F | ||||
Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Say-on-Pay Votes | Mgmt. | Yes | 1 year | F | ||||
Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Independent Board Chair | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Political Contributions Congruency Analysis | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | shareholder | Yes | Against | F | ||||
ORANGE | ORAN | 684060106 | Annual 23-May-2023 | Approval of the Statutory Financial Statement for the fiscal year ending December 31, 2023 | Mgmt. | Yes | F | F |
Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2022 | Mgmt. | Yes | F | F | ||||
Allocation of income for the fiscal year ended December 31, 2022, as stated in the Statutory Financial Statements | Mgmt. | Yes | F | F | ||||
Agreements provided for in Articles L. 225-38 et seq. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Reappointment of Ms. Anne Lange as director | Mgmt. | Yes | F | F | ||||
Reappointment of Ms. Anne-Gabrielle Heilbronner as independent director | Mgmt. | Yes | F | F | ||||
Reappointment of Mr. Alexandre Bompard as independent director | Mgmt. | Yes | F | F | ||||
Appointment of Mr. Momar Nguer as independent director | Mgmt. | Yes | F | F | ||||
Appointment of Mr. Gilles Grapinet as independent director | Mgmt. | Yes | F | F | ||||
Approval of the information mentioned in respect of the Compensation Policy in Article L. 22-10-9 I. of the French Commercial Code, pursuant to Article L. 22-10-34 I. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer until April 3, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, separated Chairman of the Board of Directors from April 4, 2022 to May 19, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Ms. Christel Heydemann, Chief Executive Officer as from April 4, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Jacques Aschenbroich, Chairman of the Board of Directors as from May 19, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Ramon Fernandez, Delegate Chief Executive Officer, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for the Chairman of the Board of Directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for the Chief Executive Officer, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Authorization to be granted to the Board of Directors to purchase or transfer Company shares | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with shareholders' preferential subscription rights (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer other than those referred to in Article L. 411-2 section II of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer referred to in Article L. 411-2, paragraph 1 of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to increase the number of securities to be issued in the event of a securities issue (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights in the event of a public exchange offer initiated by the Company (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of powers to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights, as consideration for in-kind contributions granted to the Company and consisting of equity securities or securities giving access to the Company's capital (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Overall limit of authorizations | Mgmt. | Yes | F | F | ||||
Authorization granted to the Board of Directors to award free shares of the Company to executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans and involving the waiver of shareholders' preferential subscription rights | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to increase the capital of the Company by capitalization of reserves, profits or premiums | Mgmt. | Yes | F | F | ||||
Authorization of the Board of Directors to reduce the capital through the cancellation of shares | Mgmt. | Yes | F | F | ||||
Powers for formalities | Miscellaneous Corporate Actions | Yes | F | F | ||||
Amendment to Article 13 of the Bylaws on plurality of mandates | shareholder | Yes | F | Against | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria and the award ceiling) | shareholder | Yes | Against | F | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria) | shareholder | Yes | Against | F | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors either to allocate free Company shares to the Company's employees, with the same regularity as the long term incentive plan (LTIP) is awarded to Executive Corporate Officers and certain employees of the Orange Group, involving the waiving of shareholders' preferential subscription rights, or to carry out an annual offer under the terms, conditions and procedures for issuing shares or complex ...(due to space limits, see proxy material for full proposal). | shareholder | Yes | Against | F | ||||
THE MOSAIC COMPANY | MOS | 61945C103 | Annual 25-May-2023 | Election of Director: Cheryl K. Beebe, Ebel, Gitzel, Johnson, Koenig, O'Rourke, Seaton, Selbert, Teixeira, Watkins and Westbrook | Mgmt. | Yes | F | F |
Approval of The Mosaic Company 2023 Stock and Incentive Plan. | Mgmt. | Yes | F | F | ||||
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
An advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Mgmt. | Yes | F | F | ||||
An advisory vote on the frequency of future stockholder advisory votes on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
A stockholder proposal to reduce the ownership threshold to call a special meeting. | shareholder | Yes | Against | F | ||||
A stockholder proposal to report on the Company's plans to reduce greenhouse gas emissions. | shareholder | Yes | Against | F | ||||
SANOFI | SNY | 80105N105 | Annual 25-May-2023 | Approval of the individual company financial statements for the year ended December 31, 2022 | Mgmt. | Yes | F | F |
Approval of the consolidated financial statements for the year ended December 31, 2022 | Mgmt. | Yes | F | F | ||||
Appropriation of profits for the year ended December 31, 2022 and declaration of dividend | Mgmt. | Yes | F | F | ||||
Appointment of Frédéric Oudéa as a director | Mgmt. | Yes | F | F | ||||
Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Serge Weinberg, Chairman of the Board | Mgmt. | Yes | F | F | ||||
Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Paul Hudson, Chief Executive Officer | Mgmt. | Yes | F | F | ||||
Setting the compensation for directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for the Chairman of the Board of Directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for the Chief Executive Officer | Mgmt. | Yes | F | F | ||||
Reappointment of Pricewaterhouse Coopers Audit as a statutory auditor | Mgmt. | Yes | F | F | ||||
Ratification of the transfer of the registered office (ratification of the decision of the Board of Directors to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to issue, with shareholders' preemptive rights maintained, shares ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor. | Mgmt. | Yes | F | F | ||||
Powers to carry out formalities (Ordinary & Extraordinary Business) | Mgmt. | Yes | F | F | ||||
CHEVRON CORPORATION | CVX | 166764100 | Annual 31-May-2023 | Election of Director: Wanda M. Austin, Frank, Gast, Hernandez, Jr., Hewson, Huntsman, Jr., Moorman, Moyo, Reed-Klages, Umpleby III, Warner and Wirth | Mgmt. | Yes | F | F |
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Mgmt. | Yes | F | F | ||||
Advisory Vote to Approve Named Executive Officer Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Mgmt. | Yes | 1 year | F | ||||
Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | shareholder | Yes | Against | F | ||||
Set a Medium-Term Scope 3 GHG Emissions Reduction Target | shareholder | Yes | Against | F | ||||
Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | shareholder | Yes | Against | F | ||||
Establish Board Committee on Decarbonization Risk | shareholder | Yes | Against | F | ||||
Report on Worker and Community Impact from Facility Closures and Energy Transitions | shareholder | Yes | Against | F | ||||
Report on Racial Equity Audit | shareholder | Yes | Against | F | ||||
Report on Tax Practices | shareholder | Yes | Against | F | ||||
Independent Chair | shareholder | Yes | F | Against | ||||
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | Annual 09-Jun-2023 | APPROVAL OF THE ANNUAL REPORT AND RATIFICATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED ON DEC EMBER 31, 2022 | Mgmt. | Yes | F | F |
APPROVAL FOR THE USE OF THE COMPANYS RETAINED EARNINGS F OR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2022 | Mgmt. | Yes | F | F | ||||
APPROVAL OF THE APPOINTMENT OF PUBLIC ACCOUNTING OFFICE TO AUDIT THE COMPANYS FINANCIAL STATEMENT S FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2023 | Mgmt. | Yes | F | F | ||||
EBAY INC. | EBAY | 278642103 | Annual 21-Jun-2023 | Election of Director: Adriane M. Brown, Chennagragada, Green, Hayles, Iannone, Mahesh, Pressler, Shroff & Traquina | Mgmt. | Yes | F | F |
Ratification of appointment of independent auditors. | Mgmt. | Yes | F | F | ||||
Advisory vote to approve named executive officer compensation. | Mgmt. | Yes | F | F | ||||
Say-on-Pay Frequency Vote. | Mgmt. | Yes | 1 year | F | ||||
Approval of the Amendment and Restatement of the eBay Equity Incentive Award Plan. | Mgmt. | Yes | F | F | ||||
Amendment to the Certificate of Incorporation. | Mgmt. | Yes | F | F | ||||
Special Shareholder Meeting, if properly presented. | shareholder | Yes | Against | F | ||||
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | Annual 28-Jun-2023 | Appropriation of Surplus | Mgmt. | Yes | F | F |
Election of Director who are not Audit and Supervisory Committee Member: Christophe Weber, Plump, Saroukos, Iijima, Bohuon, Butel, Clark, Gills, Maraganore, Orsinger, & Tsusaka | Mgmt. | Yes | F | F | ||||
Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Mgmt. | Yes | F | F |
Registrant: Mutual Fund Series Trust | Fund Name: CATALYST/MAP GLOBAL EQUITY FUND | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Filing Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
VODAFONE GROUP PLC | VOD | 92857W308 | Annual 26-Jul-2022 | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Mgmt. | Yes | F | F |
To re-elect Jean-François van Boxmeer as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Nick Read as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Margherita Della Valle as a Director | Mgmt. | Yes | F | F | ||||
To elect Stephen A. Carter C.B.E. as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Sir Crispin Davis as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Michel Demaré as a Director | Mgmt. | Yes | F | F | ||||
To elect Delphine Ernotte Cunci as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Dame Clara Furse as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Valerie Gooding as a Director | Mgmt. | Yes | F | F | ||||
To elect Deborah Kerr as a Director | Mgmt. | Yes | F | F | ||||
To re-elect Maria Amparo Moraleda Martinez as a Director | Mgmt. | Yes | F | F | ||||
To re-elect David Nish as a Director | Mgmt. | Yes | F | F | ||||
To elect Simon Segars as a Director | Mgmt. | Yes | F | F | ||||
To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Mgmt. | Yes | F | F | ||||
To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Mgmt. | Yes | F | F | ||||
To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Mgmt. | Yes | F | F | ||||
To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Mgmt. | Yes | F | F | ||||
To authorise the Directors to allot shares | Mgmt. | Yes | F | F | ||||
To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise the Company to purchase its own shares (Special Resolution) | Mgmt. | Yes | F | F | ||||
To authorise political donations and expenditure | Mgmt. | Yes | F | F | ||||
To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Mgmt. | Yes | F | F | ||||
ELECTRONIC ARTS INC. | EA | 285512109 | Annual 11-Aug-2022 | Election of Directors to hold office for a one-year term: Kofi A. Bruce, Gonzalez, Huber, Roche, Simonson, Ubinas, Ueberroth & Wilson | Mgmt. | Yes | F | F |
Advisory vote to approve named executive officer compensation. | Mgmt. | Yes | F | F | ||||
Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2023. | Mgmt. | Yes | F | F | ||||
Approve the Company's amended 2019 Equity Incentive Plan. | Mgmt. | Yes | F | F | ||||
Approve an amendment to the Company's Certificate of Incorporation to reduce the threshold for stockholders to call special meetings from 25% to 15%. | Mgmt. | Yes | F | F | ||||
To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on termination pay. | shareholder | Yes | N | F | ||||
MULTICHOICE GROUP LIMITED | MCG.SJ | S8039U101 | Annual 25-Aug-2022 | PRESENTING OF ANNUAL REPORTING SUITE | Mgmt. | Yes | F | F |
RE-ELECTION OF DIRECTOR: ELIAS MASILELA | Mgmt. | Yes | F | F | ||||
RE-ELECTION OF DIRECTOR: MOHAMED IMTIAZ AHMED PATE | Mgmt. | Yes | F | F | ||||
RE-ELECTION OF DIRECTOR: LOUISA STEPHENS | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF EXTERNAL AUDITORS: PWC FOR PERIOD ENDING 31 MARCH 2023 | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF EXTERNAL AUDITORS: EY FOR PERIOD ENDING 31 MARCH 2024 | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF AUDIT COMMITTEE MEMBER: LOUISA STEPHENS | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF AUDIT COMMITTEE MEMBER: ELIAS MASILELA | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF AUDIT COMMITTEE MEMBER: JAMES HART DU PREEZ | Mgmt. | Yes | F | F | ||||
APPOINTMENT OF AUDIT COMMITTEE MEMBER: CHRISTINE MIDEVA SABWA | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO ISSUE SHARES FOR CASH | Mgmt. | Yes | F | F | ||||
AUTHORISATION TO IMPLEMENT RESOLUTIONS | Mgmt. | Yes | F | F | ||||
ENDORSEMENT OF THE COMPANY'S REMUNERATION POLICY | Mgmt. | Yes | F | F | ||||
ENDORSEMENT OF THE REMUNERATION IMPLEMENTATION REPORT | Mgmt. | Yes | F | F | ||||
APPROVAL OF THE REMUNERATION OF NON-EXECUTIVE DIRECTORS | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO REPURCHASE SHARES | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE COMPANIES ACT | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE COMPANIES ACT | Mgmt. | Yes | F | F | ||||
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Sep-2022 | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. | Mgmt. | No | n/a | n/a |
09 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 19 SEP 2022 TO 15 SEP 2022. THANK YOU | Mgmt. | No | n/a | n/a | ||||
09 SEP 2022: DELETION OF COMMENT | Mgmt. | No | n/a | n/a | ||||
KONINKLIJKE PHILIPS N.V. | PHG | 500472303 | 30-Sep-2022 | Proposal to appoint Mr R.W.O. Jakobs as President/Chief Executive Officer and member of the Board of Management with effect from October 15, 2022. | Mgmt. | Yes | F | F |
DISCUSSION AND, IF APPLICABLE, APPROVAL OF THE COMPANY'S BALANCE SHEET AS OF SEPTEMBER 30RD, 2022. RESOLUTION IN THIS REGARD | Mgmt. | No | n/a | n/a | ||||
DISCUSSION AND, WHERE APPROPRIATE, APPROVAL OF THE PROPOSAL TO MERGE THE COMPANY, AS THE MERGER, WITH CORPORATIVO CINCO, S.A. DE C.V., AS MERGED COMPANY, AND APPROVAL OF THE AGREEMENTS UNDER WHICH THE MERGER WILL TAKE PLACE. RESOLUTIONS IN THIS REGARD | Mgmt. | No | n/a | n/a | ||||
DISCUSSION AND, IF APPLICABLE, APPROVAL OF THE AMENDMENT TO THIRD ARTICLE OF THE COMPANY'S BYLAWS AND ADDITION OF A NEW ARTICLE THREE BIS TO THE COMPANY'S BYLAWS | Mgmt. | No | n/a | n/a | ||||
APPOINTMENT OF DELEGATES WHO COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING AND, WHERE APPROPRIATE, FORMALIZE THEM AS APPROPRIATE | Mgmt. | No | n/a | n/a | ||||
CAMPBELL SOUP COMPANY | CPB | 134429109 | Annual 30-Nov-2022 | Election of Directors for a one-year term expiring at the 2023 Annual Meeting: Fabiola R. Arredondo, Averill, Bibrey, Clouse, Dorrance, Jr., Hilado, Hill, Hofstetter, Lautenbach, Malone, McLoouglin, Smidt, & van Beuren | Mgmt. | Yes | F | F |
To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the fiscal 2022 compensation of our named executive officers, commonly referred to as a "say on pay" vote. | Mgmt. | Yes | F | F | ||||
To approve the Campbell Soup Company 2022 Long-Term Incentive Plan. | Mgmt. | Yes | F | F | ||||
To vote on a shareholder proposal regarding a report on certain supply chain practices. | shareholder | Yes | Against | F | ||||
To vote on a shareholder proposal regarding a report on how the company's 401(k) retirement fund investments contribute to climate change. | shareholder | Yes | Against | F | ||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | Annual 08-Dec-2022 | Election of Directors: M. Michele Burns, Bush, Capellas, Garrett, Harris II, Johnson, Mcgeary, Murphy, Robbins, Saunders, Su & Tessel | Mgmt. | Yes | F | F |
Approval, on an advisory basis, of executive compensation. | Mgmt. | Yes | F | F | ||||
Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | shareholder | Yes | Against | F | ||||
MEDTRONIC PLC | MDT | G5960L103 | Annual 08-Dec-2022 | Election of Directors to hold office until the 2023 Annual General Meeting: Richard H. Anderson, Arnold, Donnelley, Fonseca, Goldsmith, PhD., Hogan III, Lofton, Martha, Nabel, M.D., O'Leary, & Powell | Mgmt. | Yes | F | F |
Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Mgmt. | Yes | F | F | ||||
Approving, on an advisory basis, the Company's executive compensation. | Mgmt. | Yes | F | F | ||||
Renewing the Board of Directors' authority to issue shares under Irish law. | Mgmt. | Yes | F | F | ||||
Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Mgmt. | Yes | F | F | ||||
Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt. | Yes | F | F | ||||
MICROSOFT CORPORATION | MSFT | 594918104 | Annual 13-Dec-2022 | Election of Directors: Reid G. Hoffman, Johnston, List, Nadella, Petrson, Pritzker, Rodriquez, Scharf, Stanton, Thompson Walmsley & Warrior | Mgmt. | Yes | F | F |
Advisory vote to approve named executive officer compensation | Mgmt. | Yes | F | F | ||||
Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Mgmt. | Yes | F | F | ||||
Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Government Use of Microsoft Technology | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Development of Products for Military | shareholder | Yes | Against | F | ||||
Shareholder Proposal - Report on Tax Transparency | shareholder | Yes | Against | F | ||||
MICRON TECHNOLOGY, INC. | MU | 595112103 | Annual 12-Jan-2023 | ELECTION OF DIRECTORS: Richard M. Beyer, Dugle, Gomo, Haynesworth, McCarthy, Mehrotra, Switz, and Wright | Mgmt. | Yes | F | F |
PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F | ||||
PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THERUNDER BY 50 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F | ||||
PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2023. | Mgmt. | Yes | F | F | ||||
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | Annual 27-Jan-2023 | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE | Mgmt. | Yes | M | F |
ADOPTION OF THE MINUTES OF THE 2022 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 28 JANUARY 2022 | Mgmt. | Yes | F | F | ||||
ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2022 AND THE REPORT OF THE BOARD OF DIRECTORS | Mgmt. | Yes | M | F | ||||
APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2022 TOGETHER WITH THE AUDITOR REPORT | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR.CHAROEN SIRIVADHANABHAKDI | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: KHUNYING WANNA SIRIVADHANABHAKDI | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR. TIMOTHY CHIA CHEE MING | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: PROF. KHEMCHAI CHUTIWONGSE | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: DR. PASU LOHARJUN | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION AND THE DETERMINATION OF DIRECTOR AUTHORITIES: MR. VIVAT TEJAPAIBUL | Mgmt. | Yes | F | F | ||||
DETERMINATION OF THE DIRECTOR AUTHORITIES | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2023 TO DECEMBER 2023 | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2023 | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE PURCHASE OF DIRECTORS & OFFICERS LIABILITY INSURANCE (D&O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Mgmt. | Yes | F | F | ||||
APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Mgmt. | Yes | F | F | ||||
UGI CORPORATION | UGI | 902681105 | Annual 27-Jan-2023 | Election of Director for terms expiring in 2024: Frank S. Hermance, Chair | Mgmt. | Yes | F | F |
Election of Director for terms expiring in 2024: M. Shawn Bort | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Theodore A. Dosch | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Alan N. Harris | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Mario Longhi | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: William J. Marrazzo | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Cindy J. Miller | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Roger Perreault | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: Kelly A. Romano | Mgmt. | Yes | F | F | ||||
Election of Director for terms expiring in 2024: James B. Stallings, Jr. | Mgmt. | Yes | F | F | ||||
Advisory Vote on Executive Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | Mgmt. | Yes | 1 year | F | ||||
Ratification of Independent Registered Public Accounting Firm for 2023 | Mgmt. | Yes | F | F | ||||
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | Annual 01-Feb-2023 | Annual Report and Accounts | Mgmt. | Yes | F | F |
Directors' Remuneration Report | Mgmt. | Yes | F | F | ||||
To declare a final dividend | Mgmt. | Yes | F | F | ||||
To re-elect S Bomhard | Mgmt. | Yes | F | F | ||||
To re-elect S Clark | Mgmt. | Yes | F | F | ||||
To re-elect N Edozien | Mgmt. | Yes | F | F | ||||
To re-elect T Esperdy | Mgmt. | Yes | F | F | ||||
To re-elect A Johnson | Mgmt. | Yes | F | F | ||||
To re-elect R Kunze-Concewitz | Mgmt. | Yes | F | F | ||||
To re-elect L Paravicini | Mgmt. | Yes | F | F | ||||
To re-elect D de Saint Victor | Mgmt. | Yes | F | F | ||||
To re-elect J Stanton | Mgmt. | Yes | F | F | ||||
Re-appointment of Auditor | Mgmt. | Yes | F | F | ||||
Remuneration of Auditor | Mgmt. | Yes | F | F | ||||
Share Matching Scheme | Mgmt. | Yes | F | F | ||||
Political donations/expenditure | Mgmt. | Yes | F | F | ||||
Authority to allot securities | Mgmt. | Yes | F | F | ||||
Disapplication of pre-emption rights (Special Resolution) | Mgmt. | Yes | F | F | ||||
Purchase of own shares (Special Resolution) | Mgmt. | Yes | F | F | ||||
Notice period for general meetings (Special Resolution) | Mgmt. | Yes | F | F | ||||
UNITED MALT GROUP LTD | UMG.AU | Q9326E109 | 10-Feb-2023 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Mgmt. | Yes | M | F |
10 JAN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 3B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Mgmt. | Yes | M | F | ||||
ADOPTION OF THE REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
ELECTION OF DIRECTOR - MR PATRICK E. BOWE | Mgmt. | Yes | F | F | ||||
ELECTION OF DIRECTOR - MS CHRISTINE FELDMANIS | Mgmt. | Yes | F | F | ||||
GRAINCORP LIMITED | GNC AU | Q42655102 | 16-Feb-2023 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2,4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Mgmt. | Yes | M | F |
ADOPTION OF THE REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
RE-ELECTION OF DIRECTOR - MS KATHY GRIGG | Mgmt. | Yes | F | F | ||||
FY23 GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR AND CEO | Mgmt. | Yes | F | F | ||||
TETRA TECH, INC. | TTEK | 88162G103 | Annual 28-Feb-2023 | Election of Directors: Dan L. Batrack, Birkenbeuel, Gandhi, Maguie, Obaiya, Ritrievi, Thompson & Volpi | Mgmt. | Yes | F | F |
To approve, on an advisory basis, the Company's named executive officers' compensation. | Mgmt. | Yes | F | F | ||||
To indicate, on an advisory basis, the preferred frequency of future advisory votes on the Company's named executive officers' compensation. | Mgmt. | Yes | 1 year | F | ||||
To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Mgmt. | Yes | F | F | ||||
NOVARTIS AG | NVS | 66987V109 | Annual 07-Mar-2023 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year | Mgmt. | Yes | F | F |
Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Mgmt. | Yes | F | F | ||||
Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 | Mgmt. | Yes | F | F | ||||
Reduction of Share Capital | Mgmt. | Yes | F | F | ||||
Further Share Repurchases | Mgmt. | Yes | F | F | ||||
Introduction of Article 12a of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Amendment of Articles 10, 14, 30, 33 and 34 of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Amendment of Articles 4-7, 9, 11-13, 16-18, 20-24, 27, 38 and 39 of the Articles of Incorporation | Mgmt. | Yes | F | F | ||||
Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Mgmt. | Yes | F | F | ||||
Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the 2024 Financial Year | Mgmt. | Yes | F | F | ||||
Advisory Vote on the 2022 Compensation Report | Mgmt. | Yes | F | F | ||||
Re-election of Joerg Reinhardt as Member and Board Chair | Mgmt. | Yes | F | F | ||||
Re-election of: Nancy C. Andrews, Buechner, Bula, Doherty, Heller, Hochstrasser, Houten, Moroney, Gonzalb, Sawyers, Winters | Mgmt. | Yes | F | F | ||||
Election of John D. Young | Mgmt. | Yes | F | F | ||||
Re-election of Patrice Bula | Mgmt. | Yes | F | F | ||||
Re-election of Bridgette Heller | Mgmt. | Yes | F | F | ||||
Re-election of Simon Moroney | Mgmt. | Yes | F | F | ||||
Re-election of William T. Winters | Mgmt. | Yes | F | F | ||||
Re-election of the Auditor | Mgmt. | Yes | F | F | ||||
Re-election of the Independent Proxy | Mgmt. | Yes | F | F | ||||
APPLIED MATERIALS, INC. | AMAT | 038222105 | Annual 09-Mar-2023 | Election of Directora: Rani Borkar, Bruner, Chen, deGeus, Dickerson, Iannotti, Karsner, March, McGill & McGregor | Mgmt. | Yes | F | F |
Advisory approval of named executive officer compensation. | Mgmt. | Yes | F | F | ||||
Advisory vote on the frequency of future "Say-on-Pay" votes. | Mgmt. | Yes | 1 year | F | ||||
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. | Mgmt. | Yes | F | F | ||||
APPLE INC. | AAPL | 037833100 | Annual 10-Mar-2023 | Election of Directors: James Bell, Cook, Gore, Gorsky, Jung, Levinson, Lozano, Sugar & Wagner | Mgmt. | Yes | F | F |
Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Mgmt. | Yes | F | F | ||||
Advisory vote to approve executive compensation | Mgmt. | Yes | F | F | ||||
Advisory vote on the frequency of advisory votes on executive compensation | Mgmt. | Yes | 1 year | F | ||||
A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | shareholder | Yes | Against | F | ||||
A shareholder proposal entitled "Communist China Audit" | shareholder | Yes | Against | F | ||||
A shareholder proposal on Board policy for communication with shareholder proponents | shareholder | Yes | Against | F | ||||
A shareholder proposal entitled "Racial and Gender Pay Gaps" | shareholder | Yes | Against | F | ||||
A shareholder proposal entitled "Shareholder Proxy Access Amendments" | shareholder | Yes | Against | F | ||||
NOKIA CORPORATION | NOK | 654902204 | Annual 04-Apr-2023 | Adoption of the Annual Accounts | Mgmt. | Yes | F | F |
Resolution on the use of the profit shown on the balance sheet and authorization of the Board of Directors to decide on the distribution of dividend and assets from the invested unrestricted equity fund | Mgmt. | Yes | F | F | ||||
Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Addressing the Remuneration Report | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration to the members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Resolution on the number of members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Election of Director: Sari Baldauf | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Dannenfeldt | Mgmt. | Yes | F | F | ||||
Election of Director: Lisa Hook | Mgmt. | Yes | F | F | ||||
Election of Director: Jeanette Horan | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Saueressig | Mgmt. | Yes | F | F | ||||
Election of Director: Søren Skou | Mgmt. | Yes | F | F | ||||
Election of Director: Carla Smits-Nusteling | Mgmt. | Yes | F | F | ||||
Election of Director: Kai Öistämö | Mgmt. | Yes | F | F | ||||
Election of Director: Timo Ahopelto | Mgmt. | Yes | F | F | ||||
Election of Director: Elizabeth Crain | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration of the Auditor | Mgmt. | Yes | F | F | ||||
Election of Auditor for the financial year 2024 | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Mgmt. | Yes | F | F | ||||
Adoption of the Annual Accounts | Mgmt. | Yes | F | F | ||||
Resolution on the use of the profit shown on the balance sheet and authorization of the Board of Directors to decide on the distribution of dividend and assets from the invested unrestricted equity fund | Mgmt. | Yes | F | F | ||||
Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Addressing the Remuneration Report | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration to the members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Resolution on the number of members of the Board of Directors | Mgmt. | Yes | F | F | ||||
Election of Director: Sari Baldauf | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Dannenfeldt | Mgmt. | Yes | F | F | ||||
Election of Director: Lisa Hook | Mgmt. | Yes | F | F | ||||
Election of Director: Jeanette Horan | Mgmt. | Yes | F | F | ||||
Election of Director: Thomas Saueressig | Mgmt. | Yes | F | F | ||||
Election of Director: Søren Skou | Mgmt. | Yes | F | F | ||||
Election of Director: Carla Smits-Nusteling | Mgmt. | Yes | F | F | ||||
Election of Director: Kai Öistämö | Mgmt. | Yes | F | F | ||||
Election of Director: Timo Ahopelto | Mgmt. | Yes | F | F | ||||
Election of Director: Elizabeth Crain | Mgmt. | Yes | F | F | ||||
Resolution on the remuneration of the Auditor | Mgmt. | Yes | F | F | ||||
Election of Auditor for the financial year 2024 | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Mgmt. | Yes | F | F | ||||
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 14-Apr-2023 | CHANGES IN THE COMPOSITION OF THE COMPANY'S BOARD OF DIRECTORS | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | Annual 20-Apr-2023 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2022 | Mgmt. | Yes | F | F |
Acceptance of the Compensation Report 2022 (advisory vote) | Mgmt. | Yes | F | F | ||||
Discharge to the members of the Board of Directors and of the Management for 2022 | Mgmt. | Yes | F | F | ||||
Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2022 | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Ulf Mark Schneider | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Henri de Castries | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Renato Fassbind | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Pablo Isla | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Patrick Aebischer | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Kimberly A. Ross | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Dick Boer | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Dinesh Paliwal | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Lindiwe Majele Sibanda | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Chris Leong | Mgmt. | Yes | F | F | ||||
Re-election of the member of the Board of Director: Luca Maestri | Mgmt. | Yes | F | F | ||||
Election to the Board of Director: Rainer Blair | Mgmt. | Yes | F | F | ||||
Election to the Board of Director: Marie-Gabrielle Ineichen-Fleisch | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Pablo Isla | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Patrick Aebischer | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Dick Boer | Mgmt. | Yes | F | F | ||||
Election of the member of the Compensation Committee: Dinesh Paliwal | Mgmt. | Yes | F | F | ||||
Election of the statutory auditors Ernst & Young Ltd, Lausanne branch | Mgmt. | Yes | F | F | ||||
Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Mgmt. | Yes | F | F | ||||
Approval of the compensation of the Board of Directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation of the Executive Board | Mgmt. | Yes | F | F | ||||
Capital reduction (by cancellation of shares) | Mgmt. | Yes | F | F | ||||
Amendments of Provisions of the Articles of Association pertaining to the General Meeting | Mgmt. | Yes | F | F | ||||
Amendments of Provisions of the Articles of Association pertaining to the Board of Directors, Compensation, Contracts and Mandates and Miscellaneous Provisions | Mgmt. | Yes | F | F | ||||
In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Mgmt. | Yes | Against | F | ||||
VIVENDI SE | VIV FP | F97982106 | 24-Apr-2023 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Mgmt. | No | n/a | n/a |
FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Mgmt. | No | n/a | n/a | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | No | n/a | n/a | ||||
FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | No | n/a | n/a | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | No | n/a | n/a | ||||
05 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://www.journal-officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202303152300572.pdf AND https://www.journal-officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202304052300785.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Mgmt. | No | n/a | n/a | ||||
PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Mgmt. | No | n/a | n/a | ||||
PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Mgmt. | No | n/a | n/a | ||||
ALLOCATION OF EARNINGS FOR FISCAL YEAR 2022, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FRANCOIS LAROZE, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CLAIRE LEOST, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CELINE MERLE-BERAL, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO MAXIME SAADA, MEMBER OF THE MANAGEMENT BOARD | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2023 | Mgmt. | No | n/a | n/a | ||||
RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
APPOINTMENT OF SEBASTIEN BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt. | No | n/a | n/a | ||||
RENEWAL OF DELOITTE & ASSOCINS AS STATUTORY AUDITORS | Mgmt. | No | n/a | n/a | ||||
AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE COMPANYS SHARE CAPITAL | Mgmt. | No | n/a | n/a | ||||
AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANYS SHARE CAPITAL BY CANCELING SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Mgmt. | No | n/a | n/a | ||||
SHARE CAPITAL REDUCTION OF UP 3,032,905,474.50 EUROS (50% OF THE CAPITAL) BY WAY OF THE REPURCHASE OF SHARES FOLLOWED BY THEIR CANCELLATION AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA), TO PERFORM THE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING, WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF N600 MILLION | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 5% OF THE CAPITAL AND SUBJECT TO THE CEILING SET IN THE 27TH RESOLUTION, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THIRD-PARTIES, OUTSIDE A PUBLIC EXCHANGE | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt. | No | n/a | n/a | ||||
DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDIS FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF THE EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt. | No | n/a | n/a | ||||
POWERS TO CARRY OUT FORMALITIES | Mgmt. | No | n/a | n/a | ||||
ANGLO AMERICAN PLC | AAL LN | G03764134 | Annual 26-Apr-2023 | TO RECEIVE THE REPORT AND ACCOUNTS | Mgmt. | Yes | F | F |
TO DECLARE A FINAL DIVIDEND | Mgmt. | Yes | F | F | ||||
TO ELECT MAGALI ANDERSON AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT STUART CHAMBERS AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT DUNCAN WANBLAD AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT NONKULULEKO NYEMBEZI ASA DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT IAN TYLER AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F | ||||
TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Mgmt. | Yes | F | F | ||||
TO APPROVE THE REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
TO APPROVE THE IMPLEMENTATION REPORT CONTAINED IN THE DIRECTORS REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt. | Yes | F | F | ||||
TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE PURCHASE OF OWN SHARES | Mgmt. | Yes | F | F | ||||
TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Mgmt. | Yes | F | F | ||||
JOHNSON & JOHNSON | JNJ | 478160104 | Annual 27-Apr-2023 | Election of Directord: Darius Adamczyk, Beckerie, Davis, Doudna, duato, Hewson, Johnson, Joly,McClellan, Mulcahy, Weinberger & West | Mgmt. | Yes | F | F |
Advisory Vote to Approve Named Executive Officer Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Mgmt. | Yes | 1 year | F | ||||
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Mgmt. | Yes | F | F | ||||
Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | shareholder | Yes | against | F | ||||
Vaccine Pricing Report | shareholder | Yes | against | F | ||||
Executive Compensation Adjustment Policy | shareholder | Yes | against | F | ||||
Impact of Extended Patent Exclusivities on Product Access | shareholder | Yes | against | F | ||||
UNILEVER PLC | UL | 904767704 | Annual 03-May-2023 | To receive the Report and Accounts for the year ended 31 December 2022. | Mgmt. | Yes | F | F |
To approve the Directors' Remuneration Report. | Mgmt. | Yes | F | F | ||||
To re-elect Nils Andersen as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Judith Hartmann as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Adrian Hennah as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Alan Jope as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Andrea Jung as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Susan Kilsby as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Ruby Lu as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Strive Masiyiwa as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Youngme Moon as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Graeme Pitkethly as a Director. | Mgmt. | Yes | F | F | ||||
To re-elect Feike Sijbesma as a Director. | Mgmt. | Yes | F | F | ||||
To elect Nelson Peltz as a Director. | Mgmt. | Yes | F | F | ||||
To elect Hein Schumacher as a Director. | Mgmt. | Yes | F | F | ||||
To reappoint KPMG LLP as Auditor of the Company. | Mgmt. | Yes | F | F | ||||
To authorise the Directors to fix the remuneration of the Auditor. | Mgmt. | Yes | F | F | ||||
To authorise Political Donations and expenditure. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to issue shares. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to disapply pre-emption rights. | Mgmt. | Yes | F | F | ||||
To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Mgmt. | Yes | F | F | ||||
To renew the authority to the Company to purchase its own shares. | Mgmt. | Yes | F | F | ||||
To shorten the notice period for General Meetings to 14 clear days' notice. | Mgmt. | Yes | F | F | ||||
HOLCIM AG | HOLN SW | H3816Q102 | Annual 04-May-2023 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Mgmt. | Yes | M | F |
PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Mgmt. | Yes | M | F | ||||
ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION REPORT | Mgmt. | Yes | F | F | ||||
APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt. | Yes | F | F | ||||
APPROVE ALLOCATION OF INCOME | Mgmt. | Yes | F | F | ||||
APPROVE DIVIDENDS OF CHF 2.50 PER SHARE FROM CAPITAL CONTRIBUTION RESERVES | Mgmt. | Yes | F | F | ||||
AMEND CORPORATE PURPOSE | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: RESTRICTION ON SHARE TRANSFERABILITY | Mgmt. | Yes | F | F | ||||
AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Mgmt. | Yes | F | F | ||||
REELECT JAN JENISCH AS DIRECTOR AND ELECT AS BOARD CHAIR | Mgmt. | Yes | F | F | ||||
REELECT PHILIPPE BLOCK AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT KIM FAUSING AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT LEANNE GEALE AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT NAINA KIDWAI AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT ILIAS LAEBER AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT JUERG OLEAS AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT CLAUDIA RAMIREZ AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REELECT HANNE SORENSEN AS DIRECTOR | Mgmt. | Yes | F | F | ||||
REAPPOINT ILIAS LAEBER AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT JUERG OLEAS AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT CLAUDIA RAMIREZ AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
REAPPOINT HANNE SORENSEN AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F | ||||
RATIFY ERNST & YOUNG AG AS AUDITORS | Mgmt. | Yes | F | F | ||||
DESIGNATE SABINE BURKHALTER KAIMAKLIOTIS AS INDEPENDENT PROXY | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3 MILLION | Mgmt. | Yes | F | F | ||||
APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 36 MILLION | Mgmt. | Yes | F | F | ||||
APPROVE CHF 80 MILLION REDUCTION IN SHARE CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES | Mgmt. | Yes | F | F | ||||
APPROVE CLIMATE REPORT | Mgmt. | Yes | F | F | ||||
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 04-May-2023 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Mgmt. | Yes | M | F |
A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 889909 DUE TO RECEIVED CHANGE IN VOTING STATUS OF RESOLUTIONS 2.2 AND 7.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Mgmt. | Yes | M | F | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | Yes | M | F | ||||
MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR | Mgmt. | Yes | M | F | ||||
PRESENTATION OF THE CONSOLIDATED ACCOUNTS | Mgmt. | Yes | M | F | ||||
APPROVAL OF ANNUAL ACCOUNTS | Mgmt. | Yes | F | F | ||||
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS | Mgmt. | Yes | F | F | ||||
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR | Mgmt. | Yes | F | F | ||||
ACKNOWLEDGMENT OF THE RESIGNATION OF JOCELYN LEFEBVRE AS DIRECTOR | Mgmt. | Yes | M | F | ||||
ACKNOWLEDGMENT OF THE EXPIRATION OF THE TERM OF OFFICE AS DIRECTOR OF GERALD FRERE, ANTOINETTE DASPREMONT LYNDEN AND MARIE POLET | Mgmt. | Yes | M | F | ||||
PROPOSAL TO APPOINT MARY MEANEY AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO APPOINT CHRISTIAN VAN THILLO AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, PAUL DESMARAIS, JR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR | Mgmt. | Yes | F | F | ||||
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, SEGOLENE GALLIENNE - FRERE | Mgmt. | Yes | F | F | ||||
PROPOSAL TO APPROVE THE BOARD OF DIRECTORS REMUNERATION | Mgmt. | Yes | F | F | ||||
REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Mgmt. | Yes | M | F | ||||
PROPOSAL TO APPROVE THE GRANT BY GBL OF A GUARANTEE WITH RESPECT TO A CREDIT GRANTED TO A SUBSIDIARY OF GBL | Mgmt. | Yes | F | F | ||||
VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Mgmt. | Yes | M | F | ||||
A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Mgmt. | Yes | M | F | ||||
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt. | Yes | M | F | ||||
14 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Mgmt. | Yes | M | F | ||||
CANCELLATION OF OWN SHARES | Mgmt. | Yes | F | F | ||||
POWERS | Mgmt. | Yes | F | F | ||||
WARNER BROS. DISCOVERY, INC. | WBD | 934423104 | Annual 08-May-2023 | DIRECTOR Li Haslett Chen, Lowe, Price & Azslav | Mgmt. | Yes | F | F |
Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote. | Mgmt. | Yes | F | F | ||||
To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Mgmt. | Yes | 1 year | F | ||||
To vote on a stockholder proposal regarding simple majority vote, if properly presented. | shareholder | Yes | F | Against | ||||
To vote on a stockholder proposal regarding political disclosure, if properly presented. | shareholder | Yes | Against | F | ||||
Election of Directors: German Carmona Alvarez, Everist, Fagg, Gooin, Johnson, Moss, Rosenthal, Ryan, Sparby & Wang | Mgmt. | Yes | F | F | ||||
Advisory Vote to Approve the Frequency of Future Advisory Votes to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt. | Yes | 1 year | F | ||||
Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt. | Yes | F | F | ||||
Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Mgmt. | Yes | F | F | ||||
JSE LIMITED | JSE SJ | S4254A102 | Annual 09-May-2023 | TO ELECT MS FAWZIA SULIMAN AS A DIRECTOR | Mgmt. | Yes | F | F |
TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY WAY OF SEPARATE VOTE: MS SIOBHAN CLEARY | Mgmt. | Yes | F | F | ||||
TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY WAY OF SEPARATE VOTE: DR LEILA FOURIE | Mgmt. | Yes | F | F | ||||
JSE LIMITED | JSE SJ | S4254A102 | Annual 09-May-2023 | TO REAPPOINT ERNST & YOUNG INC. AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND MR KUBEN MOODLEY AS THE DESIGNATED AUDITOR FOR THE ENSUING YEAR | Mgmt. | Yes | F | F |
TO REAPPOINT DR SURESH KANA TO SERVE AS A MEMBER AND CHAIRMAN OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | F | F | ||||
TO REAPPOINT MS FAITH KHANYILE TO SERVE AS A MEMBER OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | F | F | ||||
TO REAPPOINT MS ZARINA BASSA TO SERVE AS A MEMBER OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | F | F | ||||
AUTHORISATION FOR A DIRECTOR OR GROUP COMPANY SECRETARY OF THE COMPANY TO IMPLEMENT RESOLUTIONS | Mgmt. | Yes | F | F | ||||
NON-BINDING ADVISORY VOTE ON THE REMUNERATION POLICY AS SET OUT IN THE REMUNERATION REPORT OF THE COMPANY | Mgmt. | Yes | F | F | ||||
NON-BINDING ADVISORY VOTE ON THE IMPLEMENTATION REPORT AS SET OUT IN THE REMUNERATION REPORT OF THE COMPANY | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO REPURCHASE SHARES | Mgmt. | Yes | F | F | ||||
GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE | Mgmt. | Yes | F | F | ||||
NON-EXECUTIVE DIRECTORS EMOLUMENTS FOR 2023 | Mgmt. | Yes | F | F | ||||
BUNGE LIMITED | BG | G16962105 | Annual 11-May-2023 | Election of Directors: Eliane Aleixo Lustosa de Andrade, Blair, Browner, Heckman, Hees, Kobori, McGurk, simni, Winship Iv & Zenuk | Mgmt. | Yes | F | F |
The approval of a non-binding advisory vote on the compensation of our named executive officers. | Mgmt. | Yes | F | F | ||||
The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. | Mgmt. | Yes | 1 year | F | ||||
The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees. | Mgmt. | Yes | F | F | ||||
Shareholder proposal regarding shareholder ratification of termination pay. | shareholder | Yes | Against | F | ||||
HESS CORPORATION | HES | 42809H107 | Annual 17-May-2023 | Election of Directors to serve for a one-year term expiring in 2024: T.J. CHECKI, COLEMAN, JR., GLATCH, HESS, HOLIDAY, LIPSCHULTZ, MCGUIRE, MCMANUS, MEYERS, OVELMEN, QUIGLEY & SCHRADER | Mgmt. | Yes | F | F |
Advisory approval of the compensation of our named executive officers. | Mgmt. | Yes | F | F | ||||
Advisory approval on the frequency of voting on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
AT&T INC. | T | 00206R102 | Annual 18-May-2023 | Election of Director: Scott T. Ford, Hutchins, Kennard, Luczo, McCallister, Mooney, Rose, Stanley, Taylor and Urinas | Mgmt. | Yes | F | F |
Ratification of the appointment of independent auditors. | Mgmt. | Yes | F | F | ||||
Advisory approval of executive compensation. | Mgmt. | Yes | F | F | ||||
Advisory approval of frequency of vote on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
Independent board chairman. | shareholder | Yes | F | Against | ||||
Racial equity audit. | shareholder | Yes | Against | F | ||||
THE HOME DEPOT, INC. | HD | 437076102 | Annual 18-May-2023 | Election of Director: Gerard J. Arpey, Bousbib, Boyd, Brenneman, Brown, Carey, Decker, Hewlett, Kadre, Linnartz, Santili & Sekdman-Becker | Mgmt. | Yes | F | F |
Ratification of the Appointment of KPMG LLP | Mgmt. | Yes | F | F | ||||
Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Say-on-Pay Votes | Mgmt. | Yes | 1 year | F | ||||
Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Independent Board Chair | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Political Contributions Congruency Analysis | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | shareholder | Yes | Against | F | ||||
Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | shareholder | Yes | Against | F | ||||
ORANGE | ORAN | 684060106 | Annual 23-May-2023 | Approval of the Statutory Financial Statement for the fiscal year ending December 31, 2023 | Mgmt. | Yes | F | F |
Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2022 | Mgmt. | Yes | F | F | ||||
Allocation of income for the fiscal year ended December 31, 2022, as stated in the Statutory Financial Statements | Mgmt. | Yes | F | F | ||||
Agreements provided for in Articles L. 225-38 et seq. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Reappointment of Ms. Anne Lange as director | Mgmt. | Yes | F | F | ||||
Reappointment of Ms. Anne-Gabrielle Heilbronner as independent director | Mgmt. | Yes | F | F | ||||
Reappointment of Mr. Alexandre Bompard as independent director | Mgmt. | Yes | F | F | ||||
Appointment of Mr. Momar Nguer as independent director | Mgmt. | Yes | F | F | ||||
Appointment of Mr. Gilles Grapinet as independent director | Mgmt. | Yes | F | F | ||||
Approval of the information mentioned in respect of the Compensation Policy in Article L. 22-10-9 I. of the French Commercial Code, pursuant to Article L. 22-10-34 I. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer until April 3, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Stéphane Richard, separated Chairman of the Board of Directors from April 4, 2022 to May 19, 2022 inclusive, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Ms. Christel Heydemann, Chief Executive Officer as from April 4, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Jacques Aschenbroich, Chairman of the Board of Directors as from May 19, 2022, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of compensation paid during the fiscal year ended December 31, 2022 or allocated in respect of the same fiscal year to Mr. Ramon Fernandez, Delegate Chief Executive Officer, pursuant to Article L. 22-10-34 II. of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for the Chairman of the Board of Directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for the Chief Executive Officer, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the 2023 compensation policy for directors, pursuant to Article L. 22-10-8 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Authorization to be granted to the Board of Directors to purchase or transfer Company shares | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with shareholders' preferential subscription rights (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer other than those referred to in Article L. 411-2 section II of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue Company shares and complex securities, with the waiver of shareholders' preferential subscription rights as part of a public tender offer referred to in Article L. 411-2, paragraph 1 of the French Monetary and Financial Code (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to increase the number of securities to be issued in the event of a securities issue (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights in the event of a public exchange offer initiated by the Company (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Delegation of powers to the Board of Directors to issue shares and complex securities, with the waiver of shareholders' preferential subscription rights, as consideration for in-kind contributions granted to the Company and consisting of equity securities or securities giving access to the Company's capital (usable only outside of a public tender offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting) | Mgmt. | Yes | F | F | ||||
Overall limit of authorizations | Mgmt. | Yes | F | F | ||||
Authorization granted to the Board of Directors to award free shares of the Company to executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans and involving the waiver of shareholders' preferential subscription rights | Mgmt. | Yes | F | F | ||||
Delegation of authority to the Board of Directors to increase the capital of the Company by capitalization of reserves, profits or premiums | Mgmt. | Yes | F | F | ||||
Authorization of the Board of Directors to reduce the capital through the cancellation of shares | Mgmt. | Yes | F | F | ||||
Powers for formalities | Mgmt. | Yes | F | F | ||||
Amendment to Article 13 of the Bylaws on plurality of mandates | Mgmt. | Yes | F | Against | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria and the award ceiling) | Mgmt. | Yes | Against | F | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors to award free Company shares to Executive Corporate Officers and certain Orange group employees and involving the waiver of shareholders' preferential subscription rights (modification of ESG criteria) | Mgmt. | Yes | Against | F | ||||
Amendment to the twenty-seventh resolution - Authorization granted to the Board of Directors either to allocate free Company shares to the Company's employees, with the same regularity as the long term incentive plan (LTIP) is awarded to Executive Corporate Officers and certain employees of the Orange Group, involving the waiving of shareholders' preferential subscription rights, or to carry out an annual offer under the terms, conditions and procedures for issuing shares or complex ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | Against | F | ||||
KRATOS DEFENSE & SEC SOLUTIONS, INC. | KTOS | 50077B207 | Annual 24-May-2023 | DIRECTOR Anderson, DeMarco, Hoglund, Jarvis, Judd, Liberatore, Lund, & Zegart | Mgmt. | Yes | F | F |
To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
To approve the adoption of the Company's 2023 Equity Incentive Plan. | Mgmt. | Yes | F | F | ||||
To approve the adoption of the Company's 2023 Employee Stock Purchase Plan. | Mgmt. | Yes | F | F | ||||
An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Mgmt. | Yes | F | F | ||||
An advisory vote on the frequency of the stockholder advisory vote to approve the compensation of our named executive officers, as presented in the proxy statement. | Mgmt. | Yes | 1 year | F | ||||
THE MOSAIC COMPANY | MOS | 61945C103 | Annual 25-May-2023 | Election of Director: Cheryl K. Beebe, Ebel, Gitzel, Johnson, Koenig, C.O'Rourke, Seaton, Seibert, Teixeira, Watkins and Westbrook | Mgmt. | Yes | F | F |
Approval of The Mosaic Company 2023 Stock and Incentive Plan. | Mgmt. | Yes | F | F | ||||
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
An advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Mgmt. | Yes | F | F | ||||
An advisory vote on the frequency of future stockholder advisory votes on executive compensation. | Mgmt. | Yes | 1 year | F | ||||
A stockholder proposal to reduce the ownership threshold to call a special meeting. | shareholder | Yes | Against | F | ||||
A stockholder proposal to report on the Company's plans to reduce greenhouse gas emissions. | shareholder | Yes | Against | F | ||||
SANOFI | SNY | 80105N105 | Annual 25-May-2023 | Approval of the individual company financial statements for the year ended December 31, 2022 | Mgmt. | Yes | F | F |
Approval of the consolidated financial statements for the year ended December 31, 2022 | Mgmt. | Yes | F | F | ||||
Appropriation of profits for the year ended December 31, 2022 and declaration of dividend | Mgmt. | Yes | F | F | ||||
Appointment of Frédéric Oudéa as a director | Mgmt. | Yes | F | F | ||||
Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code | Mgmt. | Yes | F | F | ||||
Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Serge Weinberg, Chairman of the Board | Mgmt. | Yes | F | F | ||||
Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Paul Hudson, Chief Executive Officer | Mgmt. | Yes | F | F | ||||
Setting the compensation for directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for the Chairman of the Board of Directors | Mgmt. | Yes | F | F | ||||
Approval of the compensation policy for the Chief Executive Officer | Mgmt. | Yes | F | F | ||||
Reappointment of Pricewaterhouse Coopers Audit as a statutory auditor | Mgmt. | Yes | F | F | ||||
Ratification of the transfer of the registered office (ratification of the decision of the Board of Directors to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) | Mgmt. | Yes | F | F | ||||
Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to issue, with shareholders' preemptive rights maintained, shares ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy material for full proposal). | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) | Mgmt. | Yes | F | F | ||||
Delegation to the Board of Directors of competence to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor. | Mgmt. | Yes | F | F | ||||
Powers to carry out formalities (Ordinary & Extraordinary Business) | Mgmt. | Yes | F | F | ||||
META PLATFORMS, INC. | META | 30303M102 | Annual 31-May-2023 | DIRECTORS: Mark Zuckerberg. Kimmitt, Alford, Anderseesen, Houston, Kilefer, Sandberg, Travos and XU | Mgmt. | Yes | F | F |
To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt. | Yes | F | F | ||||
A shareholder proposal regarding government takedown requests. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding dual class capital structure. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding human rights impact assessment of targeted advertising. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on lobbying disclosures. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on reproductive rights and data privacy. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on enforcement of Community Standards and user content. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding report on pay calibration to externalized costs. | shareholder | Yes | Against | F | ||||
A shareholder proposal regarding performance review of the audit & risk oversight committee. | shareholder | Yes | Against | F | ||||
WALMART INC. | WMT | 931142103 | Annual 31-May-2023 | Election of Director: Cesar Conde, Flynn, Friar, Harris, Horton, Mayer, McMillon, Penner, Stephenson, S Robson Walton & Stewart L Walton | Mgmt. | Yes | F | F |
Advisory Vote on the Frequency of Future Say-On-Pay Votes. | Mgmt. | Yes | 1 year | F | ||||
Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt. | Yes | F | F | ||||
Ratification of Ernst & Young LLP as Independent Accountants. | Mgmt. | Yes | F | F | ||||
Policy Regarding Worker Pay in Executive Compensation. | shareholder | Yes | Against | F | ||||
Report on Human Rights Due Diligence. | shareholder | Yes | Against | F | ||||
Racial Equity Audit. | shareholder | Yes | Against | F | ||||
Racial and Gender Layoff Diversity Report. | shareholder | Yes | Against | F | ||||
Request to Require Shareholder Approval of Certain Future Bylaw Amendments. | shareholder | Yes | Against | F | ||||
Report on Reproductive Rights and Data Privacy. | shareholder | Yes | Against | F | ||||
Communist China Risk Audit. | shareholder | Yes | Against | F | ||||
Workplace Safety & Violence Review. | shareholder | Yes | Against | F | ||||
CHEVRON CORPORATION | CVX | 166764100 | Annual 31-May-2023 | Election of Director: Wanda M. Austin, Frank, Gast, Hernandez, Jr., Hewson, Huntsman, Jr., Moorman, Moyo, Reed-Klages, Umpleby III, Warner & Wirth | Mgmt. | Yes | F | F |
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Mgmt. | Yes | F | F | ||||
Advisory Vote to Approve Named Executive Officer Compensation | Mgmt. | Yes | F | F | ||||
Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Mgmt. | Yes | 1 year | F | ||||
Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | shareholder | Yes | Against | F | ||||
Set a Medium-Term Scope 3 GHG Emissions Reduction Target | shareholder | Yes | Against | F | ||||
Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | shareholder | Yes | Against | F | ||||
Establish Board Committee on Decarbonization Risk | shareholder | Yes | Against | F | ||||
Report on Worker and Community Impact from Facility Closures and Energy Transitions | shareholder | Yes | Against | F | ||||
Report on Racial Equity Audit | shareholder | Yes | Against | F | ||||
Report on Tax Practices | shareholder | Yes | Against | F | ||||
Independent Chair | shareholder | Yes | F | Against | ||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | Annual 06-Jun-2023 | Election of Director: David P. Abney, Adkerson, Donaldio, Dudley, Grant, Kennard, Lance, Lewis, McCoy, Quirk, Stephens, & Townsend | Mgmt. | Yes | F | F |
Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt. | Yes | F | F | ||||
Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Mgmt. | Yes | 1 year | F | ||||
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Mgmt. | Yes | F | F | ||||
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 09-Jun-2023 | APPROVAL OF THE ANNUAL REPORT AND RATIFICATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED ON DEC EMBER 31, 2022 | Mgmt. | Yes | F | F |
APPROVAL FOR THE USE OF THE COMPANYS RETAINED EARNINGS F OR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2022 | Mgmt. | Yes | F | F | ||||
APPROVAL OF THE APPOINTMENT OF PUBLIC ACCOUNTING OFFICE TO AUDIT THE COMPANYS FINANCIAL STATEMENT S FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2023 | Mgmt. | Yes | F | F | ||||
EBAY INC. | EBAY | 278642103 | Annual 21-Jun-2023 | Election of Director: Adriane M. Brown: Aparna Chennaprgada, Green, Hayles, Iannone, Mahesh, Pessler, Shroff & Traquina | Mgmt. | Yes | F | F |
Election of Director: Aparna Chennapragada | Mgmt. | Yes | F | F | ||||
Ratification of appointment of independent auditors. | Mgmt. | Yes | F | F | ||||
Advisory vote to approve named executive officer compensation. | Mgmt. | Yes | F | F | ||||
Say-on-Pay Frequency Vote. | Mgmt. | Yes | 1 year | F | ||||
Approval of the Amendment and Restatement of the eBay Equity Incentive Award Plan. | Mgmt. | Yes | F | F | ||||
Amendment to the Certificate of Incorporation. | Mgmt. | Yes | F | F | ||||
Special Shareholder Meeting, if properly presented. | shareholder | Yes | Against | F | ||||
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | Annual 28-Jun-2023 | Appropriation of Surplus | Mgmt. | Yes | F | F |
Election of Director who are not Audit and Supervisory Committee Member: Christophe Weber | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Andrew Plump | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Costa Saroukos | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Masami Iijima | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Olivier Bohuon | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Jean-Luc Butel | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Ian Clark | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Steven Gillis | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: John Maraganore | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Michel Orsinger | Mgmt. | Yes | F | F | ||||
Election of Director who are not Audit and Supervisory Committee Member: Miki Tsusaka | Mgmt. | Yes | F | F | ||||
Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Mgmt. | Yes | F | F |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Mutual Fund Series Trust
By (Signature and Title) /s/ Michael Schoonover
President and Principal Executive Officer
Date: August 25, 2023