UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) June 27, 2007
Santa Lucia Bancorp
(Exact name of Registrant as specified in its charter)
California |
| 000-51901 |
| 35-2267934 |
(State or other jurisdiction |
| (File number) |
| (I.R.S. Employer |
of incorporation) |
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| Identification No.) |
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7480 El Camino Real, Atascadero, CA |
| 93422 | ||
(Address of principal executive office) |
| (Zip Code) |
Registrant’s telephone number, including area code (805) 466-7087
Not Applicable
(Former name or former address, if changes since last report)
Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(c) - New Appointments
On June 27, 2007, Larry H. Putnam, President and Chief Executive Officer of Santa Lucia Bancorp announced the promotion of John C. Hansen to President and COO/CFO of Santa Lucia Bank effective July 1, 2007, and the appointment of Mr. Hansen to the Board of Directors of Santa Lucia Bank. Hansen remains as Executive Vice President and Chief Financial Officer of Santa Lucia Bancorp.
Larry H. Putnam remains as Chief Executive Officer and Director of Santa Lucia Bank and President, Chief Executive Officer and Director of Santa Lucia Bancorp.
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 27, 2007 | SANTA LUCIA BANCORP | |
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| By: | /s/ Larry H. Putnam |
| Larry H. Putnam | |
| President & CEO |
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