UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 23, 2007
Santa Lucia Bancorp
(Exact name of Registrant as specified in its charter)
California |
| 000-51901 |
| 35-2267934 | ||
(State or other jurisdiction |
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| (I.R.S. Employer | ||
of incorporation) |
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| Identification No.) | ||
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7480 El Camino Real, Atascadero, CA |
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| 93422 | ||
(Address of principal executive office) |
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Registrant’s telephone number, including area code | (805) 466-7087 |
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Not Applicable
(Former name or former address, if changes since last report)
Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information
Item 2.02. Results of Operations and Financial Condition.
On October 23, 2007, the company issued a press release announcing its earnings and results of operations for the quarter and nine months ending September 30, 2007. The press release is furnished with this current report as Exhibit 99.1 and is incorporated by reference in this current report.
Section 9 — Financial Statements and Exhibits
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| Item 9.01 | Financial Statements and Exhibits | |||
| (d) Exhibits |
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| Exhibit No. |
| Description | ||
| 99.1 |
| Press release of October 23, 2007 | ||
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 24, 2007
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| SANTA LUCIA BANCORP | |
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| By: | /s/ Larry H. Putnam | |
| Larry H. Putnam | ||
| President & CEO | ||
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EXHIBIT INDEX
Exhibit No. |
| Description |
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99.1 |
| Press Release dated October 23, 2007 |
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