UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 21, 2010
Santa Lucia Bancorp
(Exact name of Registrant as specified in its charter)
California |
| 000-51901 |
| 35-2267934 |
(State or other jurisdiction |
| (File number) |
| (I.R.S. Employer |
of incorporation) |
|
|
| Identification No.) |
7480 El Camino Real, Atascadero, CA |
| 93422 |
(Address of principal executive office) |
| (Zip Code) |
Registrant’s telephone number, including area code (805) 466-7087
Not Applicable
(Former name or former address, if changes since last report)
Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
Section 5 — Corporate Governance and Management
Item 5.07 Submission of Matters to a Vote of Security Holders
(a) The annual meeting of shareholders of the Company was held on April 21, 2010.
(b) At the annual meeting, the shareholders elected all members of the board of directors and considered a proposal to adopt a non-binding resolution approving the compensation of executive officers as disclosed in the proxy statement for the annual meeting dated March 18, 2010. Votes on each proposal were as follows:
A. Election of Directors
Director |
| Shares For |
| Withhold |
| Non Votes |
|
Khatchik H. Achadjian |
| 1,283,860 |
| 31,484 |
| 321,760 |
|
Stanley R. Cherry |
| 1,295,333 |
| 20,011 |
| 321,760 |
|
Jerry W. DeCou III |
| 1,292,222 |
| 23,122 |
| 321,760 |
|
Douglas C. Filipponi |
| 1,292,661 |
| 22,683 |
| 321,760 |
|
John C. Hansen |
| 1,295,231 |
| 20,113 |
| 321.760 |
|
Jean Hawkins |
| 1,295,239 |
| 20,105 |
| 321,760 |
|
Paul G. Moerman |
| 1,295,239 |
| 20,105 |
| 321,760 |
|
Larry H. Putnam |
| 1,295,333 |
| 20,011 |
| 321,760 |
|
D. Jack Stinchfield |
| 1,290,080 |
| 25,264 |
| 321,760 |
|
B. Approval of Compensation of Executives, as Disclosed in the Proxy Statement Dated March 18, 2010
Shares For |
| Shares Against |
| Abstain |
|
1,395,679 |
| 56,960 |
| 184,465 |
|
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 7, 2010 | SANTA LUCIA BANCORP | |
|
|
|
|
|
|
| By: | /s/ John C. Hansen |
| John C. Hansen | |
| President & CEO | |
| (Principal Executive Officer) |