UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 5, 2010
Santa Lucia Bancorp
(Exact name of Registrant as specified in its charter)
California |
| 000-51901 |
| 35-2267934 |
(State or other jurisdiction |
| (File number) |
| (I.R.S. Employer |
of incorporation) |
|
|
| Identification No.) |
7480 El Camino Real, Atascadero, CA |
| 93422 |
(Address of principal executive office) |
| (Zip Code) |
Registrant’s telephone number, including area code (805) 466-7087
Not Applicable
(Former name or former address, if changes since last report)
Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
SECTION 5 — CORPORATE GOVERNANCE AND MANAGEMENT
Item 5.02 — Hiring of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The Company announced by press release today John McNinch, Executive Vice President and Credit Administrator of Santa Lucia Bank will retire on December 31, 2010.
SECTION 9 - - FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01. Exhibits
(d) Exhibits. The following exhibits are being filed herewith:
Exhibit No. |
| Description |
99.1 |
| Press Release from Santa Lucia Bancorp dated November 5, 2010 |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 5, 2010 | SANTA LUCIA BANCORP | |
|
| |
|
| |
| By: | /s/ Margaret A. Torres |
|
| Margaret A. Torres |
|
| Executive Vice President & Chief Financial Officer |
|
| (Principal Financial Officer) |