EXHIBIT 1.01
Conflict Minerals Report of Mellanox Technologies, Ltd.
Pursuant to Rule 13p-1 under the Securities Exchange Act of 1934
Mellanox Technologies, Ltd. (“Mellanox”) presents this Conflict Minerals report for the reporting period of January 1, 2018 to December 31, 2018 pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals which are necessary to the functionality or production of their products.
“Conflict Minerals” are defined as Tin, Tantalum, Tungsten, and Gold (“3TG”) financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”).
Unless otherwise specified or unless the context otherwise requires, references to “Mellanox”, the “Company”, “we”, “our” or “us” refers to Mellanox Technologies, Ltd. and its consolidated subsidiaries.
1.1. The Company
Mellanox is a fabless semiconductor company that designs, manufactures and sells high-performance interconnect products and solutions primarily based on the InfiniBand and Ethernet standards. Its products facilitate efficient data transmission between servers, storage systems, communications infrastructure equipment, and other embedded systems. It operates its business globally and offers products to customers at various levels of integration such as Hardware Original Equipment Manufacturers, Software Partners and Selected Channel Partners.
Mellanox has an integrated history of environmental commitment and continues to advance its environmental policy. Mellanox works with its suppliers, vendors and contractors to ensure the working conditions in our supply chain are safe, affected workers are treated with respect and dignity, and applicable production processes are environmentally and socially responsible. In order to ensure our relationship with suppliers and vendors meets and supports these expectations, we strongly encourage our suppliers to acknowledge and support Mellanox’s Business Code of Conduct (the “Code”).
1.2. Mellanox Products
The Company’s products may contain 3TG necessary for their production or functionality. Products include: integrated circuits (“ICs”), adapter cards, switch systems, cables, modules and accessories as an integral part of a total end-to-end networking solution focused on computing, storage and communication applications used in multiple markets, including high-performance computing, cloud, Web 2.0, enterprise data center, storage, Big Data, machine learning, telecommunications, financial services, and media/entertainment markets.
1.3. Mellanox Supply Chain
While the Company designs and markets its products and conducts test development in-house, it does not manufacture, assemble, package and production test its products, and it relies on third-party subcontractors to perform these services. Materials used in manufacturing at these subcontractors may be purchased directly by the subcontractor or by the Company.
The products that the Company designs, and markets are highly complex, typically containing thousands of parts from many direct suppliers. The Company has relationships with a large global network of suppliers and there are generally multiple tiers between the 3TG mines and the Company’s direct suppliers. Therefore, the Company must rely on its direct suppliers to work with their upstream suppliers in order to provide the Company with accurate information about the origin of 3TG in the components it purchases as stated in their current CMRTs (as defined below).
1.4. Mellanox Conflict Minerals Policy
Mellanox have established a Conflict Minerals Policy and an internal team to implement the policy (“CM team”). The Company’s Conflict Minerals policy is communicated to the Company’s relevant officials, its suppliers (through the vendor acceptance procedure) and to the public through the Company’s website.
Mellanox strives to be a “Conflict Minerals Free” company and regularly reviews and checks the processes throughout its supply chain to ensure its products are and remain free of Conflict Minerals. Mellanox requires suppliers whose products contain tantalum, tin, gold or tungsten to provide written evidence of due diligence that traces these minerals back through their supply chain, and to confirm their source is not from the conflict region. Mellanox expects suppliers to take similar measures with their suppliers to ensure compliance throughout the supply chain. Therefore, Mellanox has incorporated the principles of the Conflict Minerals requirements into its business practices, and our supplier approval process includes a Conflict Minerals check.
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| 2. | Reasonable Country of Origin Inquiry (RCOI) |
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any of the necessary 3TG originated in Covered Countries.
2.1. RCOI procedure
In order to track the RCOI, in 2014 we extracted the list of the Company’s suppliers from the Company’s purchasing system; the list was reviewed by our Component Engineering team in order to identify which suppliers use 3TG minerals in the production of Mellanox parts. The list of suppliers (“ Suppliers”) covered all our existing suppliers at that time.
The Suppliers were approached by our Conflict Minerals team and GreenSoft Technology, Inc., our contracted vendor for CMRT collection and validation (“GreenSoft”) and asked for their cooperation with the Company’s RCOI using the “CMRT”, an industry-standard template for Conflict Minerals reporting designed by the Responsible Minerals Initiative formerly the Conflict-Free Sourcing Initiative (“RMI” also known as “CFSI”). Based on the CMRT, the Company is able to identify the minerals originated in the Covered Countries. The Company therefore conducted the due diligence activities described in this Conflict Minerals Report.
Since the original list was compiled, as part of our Supplier Approval Procedure, potential suppliers have been required to submit a complete CMRT. The CM team reviews the CMRTs, and unless CM project leader approves the CMRT as conflict free one cannot become our supplier.
In order to assure updated information regarding the RCOI, together with the original list, the CM team updates the supplier list regularly. GreenSoft together with our CM team monitor monthly the change of supplier status through our RMI membership using RMI database. As part of the monitoring we review the suppliers CMRTs responses and follow up suppliers on inconsistent, incomplete or inaccurate answers.
As for the year ended December 31, 2018 the supplier list consists of a total of 109 direct suppliers.
Our due diligence measures were designed in accordance with the framework set forth in the Organization for Economic Cooperation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition, 2016) and related supplements for 3TG.
Below is a description of our due diligence activities preformed for the 2018 reporting year in order to assess whether the necessary 3TG in our products originated from Covered Countries and from Conformant smelters.
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| A. | Mellanox Conflict Minerals Management Systems |
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| • | We maintained the Company’s Conflict Minerals Policy, as described in Section 1.4., along with the Company policies; Code of Conduct, Anti-Corruption Policy and Environmental and Regulatory Compliance Policy. |
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| • | We have an internal CM Team including members of the Company’s Components Engineering, Purchasing and Legal departments. The CM Team led by the Company’s Manager of Compliance & Regulations. |
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| • | We updated our internal Conflict Minerals Process document that describes the procedure of the due diligence and the roles and responsibilities required to comply with the Conflict Minerals rules. |
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| ▪ | The Company has adopted the RMI reporting template, CMRT, as the exclusive tool to receive and convey suppliers and smelters information and is using a GreenSoft system to collect, review and validate the CMRTs and generate the company CMRT upon request from a customer |
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| ▪ | Moreover, we incorporated Conflict Minerals compliance clause in our purchasing agreements and contracts to re-enforce the importance of compliance with applicable Conflict Mineral laws to our suppliers. |
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| • | We retain documentation of our Conflict Minerals compliance process for five years. |
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| • | We established a reporting mechanism for reporting violations of our policies. |
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| B. | Identify and Assess Risks in the Supply Chain |
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| • | We requested that our suppliers provide a CMRT to identify the smelters of 3TG used in our products. |
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| • | Together with GreenSoft we validate the CMRTs for competence and reasonableness. |
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| • | We assess the status of the smelters identified by our suppliers in their CMRTs and divide them to three groups; certified, active and non-certified. Smelters with conflict-free designation, such as CFSP/RJC/LBMA/DMCC are considered as “Certified”, smelters that are in the process of receiving a conflict-free designation considered as “Active” and smelters that do not have a conflict-free certification and aren’t in the process to acquire are considered as “non-certified”. |
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| • | Suppliers with non-certified smelters, smelters that their source of 3TG is unknown or located in Covered Countries, are considered as “Risky Suppliers”. |
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| C. | Design and Implement a Strategy to Respond to Identified Risks |
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| • | Risky Suppliers are reviewed by the CM Team and an action plan is developed based on the supplier’s relationship, spend and product type. Non-cooperative suppliers are designated as not qualified for new products design. |
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| • | Suppliers whose responses were identified as incomplete, inconsistent or inaccurate approached by a CM team member or GreenSoft in order to complete the required information. |
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| • | As the Company strives to be a conflict free company, the Company strongly encourages its suppliers to join the RMI to be “Certified”. Any supplier not “compliant” with the RMI program will be considered as a risky supplier and may be removed from the Company’s supply chain. |
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| • | The CM team updates the senior management on Conflict Minerals status and progress. |
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| D. | Carry Out Independent Third-Party Audit |
The Company’s due diligence efforts rely on cross-industry initiatives to validate smelters. The Company is a member of the Responsible Minerals Initiative (RMI), which allows it to access the Smelters database, the Reasonable Country of Origin data and various opportunities to engage and learn more on Conflict Minerals issues. Moreover, the Company participates in RMI webinars and uses their publications and tools.
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| E. | Report on Supply Chain Due Diligence |
In addition to filing this Conflict Minerals Report with the Securities and Exchange Commission, the Company has provided this Conflict Minerals Report on its website at http://www.mellanox.com/page/conflict_minerals_policy.
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| 4. | Results of Assessment and Overall Progress Toward Becoming Conflict Free |
Based on the due diligence we conducted on the information of 2018 reporting year. We have not identified any instances of sourcing that directly or indirectly supported conflict in the Covered Countries. We identified 318 smelters, of which 82%% are considered certified on the RMI website. This represents an improvement from 70% in 2016 and about the same in 2017 (84%). Additionally, we identified 3 active smelters bringing the total number of certified and active smelters to 265 or 83% of our total smelters.
As for the non-certified smelters, due to lack of information, the Company is unable to determine or describe with certainty the facilities used to process the necessary 3TG or their country of origin. Though according to RMI's database, out of our 30 non-certified smelters, none is located in a Covered Country.
CMRT Collection Summary
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| Smelters Certification Status | 2017 | 2018 |
| Number of Smelters | 310 (100%) | 318 (100%) |
| Number of Certified Smelters | 259 (84%) | 262 (82%) |
| Number of Active Smelters | 14 (4%) | 3 (1%) |
| Number of Non-Certified Smelters | 37 (12%) | 53 (17%) |
As reported by the Company’s suppliers in their CMRTs, the table in Appendix 1 report the smelters facilities. As part of the Company’s due diligence process, for those suppliers whose products were not deemed to be conflict free, the Company performed additional steps in an effort to determine the mine or location of origin which included the follow-up procedures.
The Company intends to undertake the following next steps to improve the due diligence process and mitigate the risk of it utilizing Conflict Minerals:
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| • | The Company will only accept certified suppliers or suppliers that have awarded active status by RMI. |
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| • | Monitor changes in smelters status on RMI lists. |
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| • | Design and implement training programs for higher-risk suppliers to increase supplier response rates. |
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| • | Request higher-risk suppliers to offer smelters to participate in obtaining a conflict free designation from an industry program such as RMI Conflict-Free Smelter Program. |
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| • | Work with industry groups, such as Ministry of Economy & Industry, Israel Chamber of Commerce, and ILTAM (ILTAM - The Israeli Users’ Association of Advanced Technologies in Hi-Tec), to increase awareness in the Company’s supplier networks of the Conflict Mineral data requirements and best practices. |
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| • | Share benchmarking information with the Company customer’s supply networks to stimulate improved performance. |
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| 6. | Additional Risk Factors |
The statements above are based on the RCOI process and due diligence performed in good faith by the Company. These statements are based on the infrastructure and information available at the time the RCOI process and due diligence process were performed. A number of factors could introduce errors or otherwise affect our analysis and the disclosure provided herein.
These factors include, but are not limited to, gaps in product or product content information, gaps in supplier data, gaps in smelter data, errors or omissions by or of suppliers, errors or omissions by smelters, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol, oversights or errors in conflict free smelter audits, materials sourced from the Covered Countries being declared secondary materials, certification programs that are not equally advanced for all industry segments and metals, and smuggling of Conflict Minerals to countries outside of the Covered Countries.
Appendix 1
Based on information available from RMI as of the 2018 Cut-Off Date and additional our external expert consultant, we believe that the countries of origin of the necessary Conflict Minerals from supplier-reported 3TG facilities may include the following countries.
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| A. | List of mines locations (where disclosed): |
ANDORRA
AUSTRALIA
AUSTRIA
BELGIUM
BOLIVIA
BOLIVIA (PLURINATIONAL STATE OF)
BRAZIL
CANADA
CHILE
CHINA
CZECH REPUBLIC
ESTONIA
FRANCE
GERMANY
INDIA
INDONESIA
ITALY
JAPAN
KAZAKHSTAN
KOREA (REPUBLIC OF)
KOREA, REPUBLIC OF
KYRGYZSTAN
LITHUANIA
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
MALAYSIA
MEXICO
NETHERLANDS
NEW ZEALAND
NORWAY
PERU
PHILIPPINES
POLAND
RUSSIAN FEDERATION
SINGAPORE
SOUTH AFRICA
SPAIN
SWEDEN
SWITZERLAND
TAIWAN
TAIWAN, PROVINCE OF CHINA
THAILAND
TURKEY
UNITED ARAB EMIRATES
UNITED STATES
UNITED STATES OF AMERICA
UZBEKISTAN
VIETNAM
This 3TG Facility List sets forth the name and location of all Mellanox’s 3TG facilities our suppliers reported to us. It is the result of our review of data from several sources, including information from Direct Suppliers and RMI. (List grouped by Metal).
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| # | Metal | Smelter Name | Smelter Country |
| 1. | Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| 2. | Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| 3. | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| 4. | Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES |
| 5. | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| 6. | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| 7. | Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| 8. | Gold | Argor-Heraeus S.A. | SWITZERLAND |
| 9. | Gold | Asahi Pretec Corp. | JAPAN |
| 10. | Gold | Asahi Refining Canada Ltd. | CANADA |
| 11. | Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| 12. | Gold | Asaka Riken Co., Ltd. | JAPAN |
| 13. | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| 14. | Gold | AU Traders and Refiners | SOUTH AFRICA |
| 15. | Gold | Aurubis AG | GERMANY |
| 16. | Gold | Bangalore Refinery | INDIA |
| 17. | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| 18. | Gold | Boliden AB | SWEDEN |
| 19. | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| 20. | Gold | Caridad | MEXICO |
| 21. | Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| 22. | Gold | Cendres + Metaux S.A. | SWITZERLAND |
| 23. | Gold | Chimet S.p.A. | ITALY |
| 24. | Gold | China’s Shandong Gold Mining Co., Ltd | CHINA |
| 25. | Gold | Chugai Mining | JAPAN |
| 26. | Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| 27. | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| 28. | Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
| 29. | Gold | DODUCO Contacts and Refining GmbH | GERMANY |
| 30. | Gold | Dowa | JAPAN |
| 31. | Gold | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) |
| 32. | Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| 33. | Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
| 34. | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| 35. | Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
| 36. | Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| 37. | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| 38. | Gold | Guangdong Jinding Gold Limited | CHINA |
| 39. | Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF |
| 40. | Gold | Heimerle + Meule GmbH | GERMANY |
| 41. | Gold | Heraeus Ltd. Hong Kong | CHINA |
| 42. | Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| 43. | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
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| # | Metal | Smelter Name | Smelter Country |
| 44. | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| 45. | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| 46. | Gold | Istanbul Gold Refinery | TURKEY |
| 47. | Gold | Italpreziosi | ITALY |
| 48. | Gold | Japan Mint | JAPAN |
| 49. | Gold | Jiangxi Copper Co., Ltd. | CHINA |
| 50. | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| 51. | Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| 52. | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| 53. | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| 54. | Gold | Kazzinc | KAZAKHSTAN |
| 55. | Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| 56. | Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| 57. | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| 58. | Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| 59. | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| 60. | Gold | L’Orfebre S.A. | ANDORRA |
| 61. | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| 62. | Gold | Marsam Metals | BRAZIL |
| 63. | Gold | Materion | UNITED STATES OF AMERICA |
| 64. | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| 65. | Gold | Metalor Switzerland | SWITZERLAND |
| 66. | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| 67. | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| 68. | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| 69. | Gold | Metalor Technologies S.A. | SWITZERLAND |
| 70. | Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| 71. | Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| 72. | Gold | Mitsubishi Materials Corporation | JAPAN |
| 73. | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| 74. | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| 75. | Gold | Modeltech Sdn Bhd | MALAYSIA |
| 76. | Gold | Morris and Watson | NEW ZEALAND |
| 77. | Gold | Morris and Watson Gold Coast | AUSTRALIA |
| 78. | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| 79. | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| 80. | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| 81. | Gold | Nihon Material Co., Ltd. | JAPAN |
| 82. | Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| 83. | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| 84. | Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| 85. | Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| 86. | Gold | PAMP S.A. | SWITZERLAND |
| 87. | Gold | Pease & Curren | UNITED STATES OF AMERICA |
| 88. | Gold | Planta Recuperadora de Metales SpA | CHILE |
| 89. | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| 90. | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| 91. | Gold | PX Precinox S.A. | SWITZERLAND |
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| # | Metal | Smelter Name | Smelter Country |
| 92. | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| 93. | Gold | Remondis Argentia B.V. | NETHERLANDS |
| 94. | Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
| 95. | Gold | Royal Canadian Mint | CANADA |
| 96. | Gold | SAAMP | FRANCE |
| 97. | Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| 98. | Gold | Safimet S.p.A | ITALY |
| 99. | Gold | SAFINA A.S. | CZECH REPUBLIC |
| 100. | Gold | Sai Refinery | INDIA |
| 101. | Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) |
| 102. | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| 103. | Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| 104. | Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| 105. | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| 106. | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| 107. | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| 108. | Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| 109. | Gold | Smelter not listed | UNITED ARAB EMIRATES |
| 110. | Gold | Smelter not listed | CHINA |
| 111. | Gold | Smelter not listed | NORWAY |
| 112. | Gold | Smelter not listed | CHINA |
| 113. | Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA |
| 114. | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| 115. | Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| 116. | Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| 117. | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| 118. | Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| 119. | Gold | T.C.A S.p.A | ITALY |
| 120. | Gold | Tanaka Kikinzoku Kogyo K.K | JAPAN |
| 121. | Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| 122. | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| 123. | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| 124. | Gold | Tony Goetz NV | BELGIUM |
| 125. | Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| 126. | Gold | Torecom | KOREA (REPUBLIC OF) |
| 127. | Gold | Umicore Brasil Ltda. | BRAZIL |
| 128. | Gold | Umicore Precious Metals Refining Hoboken | BELGIUM |
| 129. | Gold | Umicore Precious Metals Thailand | THAILAND |
| 130. | Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| 131. | Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| 132. | Gold | Valcambi S.A. | SWITZERLAND |
| 133. | Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
| 134. | Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| 135. | Gold | WIELAND Edelmetalle GmbH | GERMANY |
| 136. | Gold | Yamakin Co., Ltd. | JAPAN |
| 137. | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| 138. | Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| 139. | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
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| # | Metal | Smelter Name | Smelter Country |
| 140. | Tantalum | Advanced Metallurgical Group N.V. (AMG) | UNITED STATES OF AMERICA |
| 141. | Tantalum | Asaka Riken Co., Ltd. | JAPAN |
| 142. | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| 143. | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| 144. | Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| 145. | Tantalum | Duoluoshan | CHINA |
| 146. | Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
| 147. | Tantalum | F&X Electro-Materials Ltd. | CHINA |
| 148. | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| 149. | Tantalum | Global Advanced Metals Aizu | JAPAN |
| 150. | Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| 151. | Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| 152. | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| 153. | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| 154. | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| 155. | Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| 156. | Tantalum | H.C. Starck Ltd. | JAPAN |
| 157. | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| 158. | Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
| 159. | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| 160. | Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA |
| 161. | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| 162. | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| 163. | Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
| 164. | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| 165. | Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CHINA |
| 166. | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| 167. | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| 168. | Tantalum | KEMET Blue Metals | MEXICO |
| 169. | Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
| 170. | Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
| 171. | Tantalum | LSM Brasil S.A. | BRAZIL |
| 172. | Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| 173. | Tantalum | Mineracao Taboca S.A. | BRAZIL |
| 174. | Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| 175. | Tantalum | Molycorp Silmet A.S. | ESTONIA |
| 176. | Tantalum | Ningxia Non-ferrous Metal Smeltery | CHINA |
| 177. | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| 178. | Tantalum | NPM Silmet AS | ESTONIA |
| 179. | Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
| 180. | Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| 181. | Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| 182. | Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| 183. | Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| 184. | Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| 185. | Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| 186. | Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA |
|
| | | |
| # | Metal | Smelter Name | Smelter Country |
| 187. | Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| 188. | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| 189. | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| 190. | Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA |
| 191. | Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| 192. | Tungsten | ACL Metais Eireli | BRAZIL |
| 193. | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |
| 194. | Tungsten | ATI Metalworking Products | UNITED STATES OF AMERICA |
| 195. | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| 196. | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| 197. | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| 198. | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| 199. | Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
| 200. | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| 201. | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| 202. | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| 203. | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| 204. | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| 205. | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| 206. | Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| 207. | Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| 208. | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| 209. | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| 210. | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| 211. | Tungsten | Hunan Chun-chang Non-ferrous Smelting & Concentrating Co., Ltd. | CHINA |
| 212. | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| 213. | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| 214. | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| 215. | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| 216. | Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA |
| 217. | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| 218. | Tungsten | Jiangxi Tungsten Co Ltd | CHINA |
| 219. | Tungsten | Jiangxi Tungsten Co.,Ltd | CHINA |
| 220. | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| 221. | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| 222. | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| 223. | Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| 224. | Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| 225. | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| 226. | Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| 227. | Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| 228. | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM |
| 229. | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| 230. | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| 231. | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM |
| 232. | Tungsten | Tungsten Diversified Industries LLC | UNITED STATES OF AMERICA |
| 233. | Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| 234. | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM |
|
| | | |
| # | Metal | Smelter Name | Smelter Country |
| 235. | Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| 236. | Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| 237. | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| 238. | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| 239. | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| 240. | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| 241. | Tin | Alpha | UNITED STATES OF AMERICA |
| 242. | Tin | Alpha Metals | UNITED STATES OF AMERICA |
| 243. | Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM |
| 244. | Tin | Brand IMLI | INDONESIA |
| 245. | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| 246. | Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| 247. | Tin | China Tin Group Co., Ltd. | CHINA |
| 248. | Tin | China Yunnan Tin Co Ltd. | CHINA |
| 249. | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| 250. | Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| 251. | Tin | CV Ayi Jaya | INDONESIA |
| 252. | Tin | CV Dua Sekawan | INDONESIA |
| 253. | Tin | CV Gita Pesona | INDONESIA |
| 254. | Tin | CV Serumpun Sebalai | INDONESIA |
| 255. | Tin | CV Tiga Sekawan | INDONESIA |
| 256. | Tin | CV United Smelting | INDONESIA |
| 257. | Tin | CV Venus Inti Perkasa | INDONESIA |
| 258. | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM |
| 259. | Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| 260. | Tin | Empresa Metalúrgica Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| 261. | Tin | Estanho de Rondonia S.A. | BRAZIL |
| 262. | Tin | Fenix Metals | POLAND |
| 263. | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| 264. | Tin | Gejiu Jinye Mineral Company | CHINA |
| 265. | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| 266. | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| 267. | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| 268. | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| 269. | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| 270. | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| 271. | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| 272. | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| 273. | Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA |
| 274. | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| 275. | Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| 276. | Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL |
| 277. | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| 278. | Tin | Melt Metais e Ligas S.A. | BRAZIL |
| 279. | Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| 280. | Tin | Metallo Belgium N.V. | BELGIUM |
|
| | | |
| # | Metal | Smelter Name | Smelter Country |
| 281. | Tin | Metallo Spain S.L.U. | SPAIN |
| 282. | Tin | Metallo-Chimique N.V. | BELGIUM |
| 283. | Tin | Mineracao Taboca S.A. | BRAZIL |
| 284. | Tin | Mineração Taboca S.A. | BRAZIL |
| 285. | Tin | Minsur | PERU |
| 286. | Tin | Mitsubishi Materials Corporation | JAPAN |
| 287. | Tin | MSC | MALAYSIA |
| 288. | Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| 289. | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| 290. | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| 291. | Tin | OMSA | BOLIVIA (PLURINATIONAL STATE OF) |
| 292. | Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| 293. | Tin | PT Aries Kencana Sejahtera | INDONESIA |
| 294. | Tin | PT Artha Cipta Langgeng | INDONESIA |
| 295. | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| 296. | Tin | PT Babel Inti Perkasa | INDONESIA |
| 297. | Tin | PT Bangka Prima Tin | INDONESIA |
| 298. | Tin | PT Bangka Serumpun | INDONESIA |
| 299. | Tin | PT Bangka Tin Industry | INDONESIA |
| 300. | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| 301. | Tin | PT Bukit Timah | INDONESIA |
| 302. | Tin | PT DS Jaya Abadi | INDONESIA |
| 303. | Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| 304. | Tin | PT Inti Stania Prima | INDONESIA |
| 305. | Tin | PT Karimun Mining | INDONESIA |
| 306. | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| 307. | Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| 308. | Tin | PT Menara Cipta Mulia | INDONESIA |
| 309. | Tin | PT Mitra Stania Prima | INDONESIA |
| 310. | Tin | PT O.M. Indonesia | INDONESIA |
| 311. | Tin | PT Panca Mega Persada | INDONESIA |
| 312. | Tin | PT Premium Tin Indonesia | INDONESIA |
| 313. | Tin | PT Prima Timah Utama | INDONESIA |
| 314. | Tin | PT Refined Bangka Tin | INDONESIA |
| 315. | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| 316. | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| 317. | Tin | PT Sukses Inti Makmur | INDONESIA |
| 318. | Tin | PT Sumber Jaya Indah | INDONESIA |
| 319. | Tin | PT Tambang Timah | INDONESIA |
| 320. | Tin | PT Timah (Persero) Tbk Kundur | INDONESIA |
| 321. | Tin | PT Timah (Persero) Tbk Mentok | INDONESIA |
| 322. | Tin | PT Tinindo Inter Nusa | INDONESIA |
| 323. | Tin | PT Tommy Utama | INDONESIA |
| 324. | Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| 325. | Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| 326. | Tin | Soft Metais Ltda. | BRAZIL |
| 327. | Tin | Super Ligas | BRAZIL |
|
| | | |
| # | Metal | Smelter Name | Smelter Country |
| 328. | Tin | Thailand Smelting & Refining Co Ltd | THAILAND |
| 329. | Tin | Thaisarco | THAILAND |
| 330. | Tin | Tin Products Manufacturing Co.LTD. of YTCL | CHINA |
| 331. | Tin | Toboca/ Paranapenema | BRAZIL |
| 332. | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM |
| 333. | Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| 334. | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| 335. | Tin | YTCL | CHINA |
| 336. | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| 337. | Tin | Yunnan Tin Company Limited | CHINA |
| 338. | Tin | Yunnan Tin Company, Ltd. | CHINA |
