The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PAC INCM | COM | 003009107 | 172 | 27,772 | SH | SOLE | 27,772 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 17 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
ALLIANCE BERNSTEIN INCOME FD | COM | 01881E101 | 37,725 | 5,056,951 | SH | SOLE | 5,056,951 | 0 | 0 | ||
ALLIANZGI EQUITY & CONV INCM | COM | 018829101 | 4,665 | 254,525 | SH | SOLE | 254,525 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 1,287 | 76,406 | SH | SOLE | 76,406 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 212 | 11,892 | SH | SOLE | 11,892 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 234 | 18,226 | SH | SOLE | 18,226 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 52,570 | 4,050,070 | SH | SOLE | 4,050,070 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD | COM | 09256A109 | 3,116 | 246,887 | SH | SOLE | 246,887 | 0 | 0 | ||
BLACKROCK ENH EQT DIV | COM | 09251A104 | 22,065 | 2,899,537 | SH | SOLE | 2,899,537 | 0 | 0 | ||
BLACKROCK ENH GOVT FD | COM | 09255K108 | 800 | 56,509 | SH | SOLE | 56,509 | 0 | 0 | ||
BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | 14,279 | 1,057,691 | SH | SOLE | 1,057,691 | 0 | 0 | ||
BLACKROCK INTL GRWTH & INC | COM BENE INTER | 092524107 | 680 | 92,274 | SH | SOLE | 92,274 | 0 | 0 | ||
CFS BANCORP INC | COM | 12525D102 | 220 | 20,510 | SH | SOLE | 20,510 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 473 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 253 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 385 | 8,024 | SH | SOLE | 8,024 | 0 | 0 | ||
CLOUGH GLOBAL OPPS FD | SH BEN INT | 18914E106 | 1,600 | 124,348 | SH | SOLE | 124,348 | 0 | 0 | ||
EATON VANCE ENH EQ INC | COM | 278274105 | 1,859 | 160,981 | SH | SOLE | 160,981 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 31,600 | 2,899,049 | SH | SOLE | 2,899,049 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR INC | COM | 27828V104 | 676 | 41,787 | SH | SOLE | 41,787 | 0 | 0 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 16,425 | 1,771,851 | SH | SOLE | 1,771,851 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 41,792 | 4,109,341 | SH | SOLE | 4,109,341 | 0 | 0 | ||
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 15,794 | 1,210,239 | SH | SOLE | 1,210,239 | 0 | 0 | ||
EATON VANCE TXMGD GL BYWR OP | COM | 27829C105 | 570 | 51,273 | SH | SOLE | 51,273 | 0 | 0 | ||
ELLSWORTH FD LTD | COM | 289074106 | 2,293 | 299,401 | SH | SOLE | 299,401 | 0 | 0 | ||
GDL FD | COM SH BEN IT | 361570104 | 314 | 27,485 | SH | SOLE | 27,485 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 245 | 10,559 | SH | SOLE | 10,559 | 0 | 0 | ||
GENERAL MTRS CO | W EXP 07/10/2016 | 37045V118 | 216 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
GUGGENHEIM ENH EQTY STRAT | COM | 40167K100 | 736 | 41,501 | SH | SOLE | 41,501 | 0 | 0 | ||
GULF RES INC | COM PAR $0.0005 | 40251W309 | 17 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 570 | 23,531 | SH | SOLE | 23,531 | 0 | 0 | ||
INTERVEST BANCSHARES CORP | COM | 460927106 | 160 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ISHARES INC | MSCI JAPAN | 464286848 | 298 | 26,572 | SH | SOLE | 26,572 | 0 | 0 | ||
ISHARES TR | BARCLYS 7-10 YR | 464287440 | 8,652 | 84,405 | SH | SOLE | 84,405 | 0 | 0 | ||
ISHARES TR | MSCI EAFE INDEX | 464287465 | 434 | 7,568 | SH | SOLE | 7,568 | 0 | 0 | ||
ISHARES TR | BARCLYS SH TREA | 464288679 | 386 | 3,499 | SH | SOLE | 3,499 | 0 | 0 | ||
ISHARES TR | S&P 100 IDX FD | 464287101 | 52,854 | 734,598 | SH | SOLE | 734,598 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 440 | 5,120 | SH | SOLE | 5,120 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 304 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
LIBERTY ALL STAR EQTY FD | SH BEN INT | 530158104 | 20,872 | 4,013,764 | SH | SOLE | 4,013,764 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 764 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
MACQUARIE GLBL INFRA TTL RTN | COM | 55608D101 | 1,206 | 59,062 | SH | SOLE | 59,062 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 3,871 | 158,052 | SH | SOLE | 158,052 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 302 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 4,826 | 521,692 | SH | SOLE | 521,692 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 6,880 | 1,148,657 | SH | SOLE | 1,148,657 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 2,542 | 442,025 | SH | SOLE | 442,025 | 0 | 0 | ||
MFS INTERMARKET INCM TR | SH BEN INT | 59318R103 | 283 | 34,733 | SH | SOLE | 34,733 | 0 | 0 | ||
MFS MULTIMRKT INCOME TR | SH BEN INT | 552737108 | 6,945 | 1,041,239 | SH | SOLE | 1,041,239 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 554 | 16,039 | SH | SOLE | 16,039 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD | COM | 61744U106 | 355 | 22,621 | SH | SOLE | 22,621 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 287 | 16,290 | SH | SOLE | 16,290 | 0 | 0 | ||
NEXPOINT CR STRATEGIES FD | COM | 65340G106 | 5,337 | 678,188 | SH | SOLE | 678,188 | 0 | 0 | ||
NUVEEN CR STRAT INCM FD | COM SHS | 67073D102 | 317 | 31,762 | SH | SOLE | 31,762 | 0 | 0 | ||
NUVEEN DIVER CURRENCY OP | COM | 67090N109 | 366 | 32,662 | SH | SOLE | 32,662 | 0 | 0 | ||
NUVEEN EQTY PRM OP | COM | 6706EM102 | 3,653 | 295,804 | SH | SOLE | 295,804 | 0 | 0 | ||
NUVEEN EQTY PREM & GRW | COM | 6706EW100 | 4,909 | 355,694 | SH | SOLE | 355,694 | 0 | 0 | ||
NUVEEN EQTY PREM ADV FD | COM | 6706ET107 | 3,559 | 288,437 | SH | SOLE | 288,437 | 0 | 0 | ||
NUVEEN EQTY PREM INCME FD | COM | 6706ER101 | 2,973 | 236,536 | SH | SOLE | 236,536 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 402 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 68216R107 | 479 | 21,750 | SH | SOLE | 21,750 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 307 | 10,955 | SH | SOLE | 10,955 | 0 | 0 | ||
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 6,856 | 64,997 | SH | SOLE | 64,997 | 0 | 0 | ||
POLONIA BACORP INC MD | COM | 73158Q109 | 540 | 58,366 | SH | SOLE | 58,366 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 15,308 | 618,497 | SH | SOLE | 618,497 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 208 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 5,076 | 124,268 | SH | SOLE | 124,268 | 0 | 0 | ||
PUTNAM MUN OPPORTUN TR | SH BEN INT | 746922103 | 472 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
PUTNAM PREMIER INCME TR | SH BEN INT | 746853100 | 13,173 | 2,462,277 | SH | SOLE | 2,462,277 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 32,531 | 2,145,856 | SH | SOLE | 2,145,856 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 365 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 267 | 8,714 | SH | SOLE | 8,714 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 238 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 316 | 9,542 | SH | SOLE | 9,542 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 23,316 | 1,377,225 | SH | SOLE | 1,377,225 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 31,089 | 1,736,798 | SH | SOLE | 1,736,798 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 30,343 | 375,166 | SH | SOLE | 375,166 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 20,427 | 247,095 | SH | SOLE | 247,095 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | FTSE EMR MKT ETF | 922042858 | 247 | 6,374 | SH | SOLE | 6,374 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 688 | 8,287 | SH | SOLE | 8,287 | 0 | 0 | ||
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 232 | 2,064 | SH | SOLE | 2,064 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 7,717 | 104,306 | SH | SOLE | 104,306 | 0 | 0 | ||
VIRTUS TOTAL RETURN FD | COM | 92829A103 | 555 | 143,519 | SH | SOLE | 143,519 | 0 | 0 | ||
WESTERN ASSET INFL MGMT FD | COM | 95766U107 | 12,291 | 743,102 | SH | SOLE | 743,102 | 0 | 0 | ||
WESTERN ASSET VAR RT STRG FD | COM | 957667108 | 1,738 | 100,863 | SH | SOLE | 100,863 | 0 | 0 | ||
WISDOMTREE TRUST | JAPN HEDGE EQT | 97717W851 | 270 | 5,920 | SH | SOLE | 5,920 | 0 | 0 | ||
ZWEIG FD | COM NEW | 989834205 | 10,926 | 852,930 | SH | SOLE | 852,930 | 0 | 0 | ||
ZWEIG TOTAL RETURN FD | COM NEW | 989837208 | 26,291 | 2,091,018 | SH | SOLE | 2,091,018 | 0 | 0 |