The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INC FD | COM | 003009107 | 168 | 27,772 | SH | SOLE | 27,772 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 22 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
ALLIANCE BERNSTEIN INCOME FD | COM | 01881E101 | 36,987 | 5,253,848 | SH | SOLE | 5,253,848 | 0 | 0 | ||
ALLIANZGI EQUITY & CONV INC FD | COM | 018829101 | 4,525 | 243,662 | SH | SOLE | 243,662 | 0 | 0 | ||
ALLIANZGI NFJ DV INT & PREM STG | COM | 01883A107 | 342 | 20,300 | SH | SOLE | 20,300 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP ETF | 00162Q866 | 209 | 11,892 | SH | SOLE | 11,892 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 252 | 18,226 | SH | SOLE | 18,226 | 0 | 0 | ||
BLACKROCK CREDIT ALLOC INC TR | COM | 092508100 | 55,466 | 4,253,490 | SH | SOLE | 4,253,490 | 0 | 0 | ||
BLACKROCK ENH CAP & INC STRAT | COM | 09256A109 | 3,036 | 234,612 | SH | SOLE | 234,612 | 0 | 0 | ||
BLACKROCK ENHNCD EQTY DIV TR | COM | 09251A104 | 23,136 | 3,076,542 | SH | SOLE | 3,076,542 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD | COM | 09255K108 | 802 | 56,509 | SH | SOLE | 56,509 | 0 | 0 | ||
BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | 16,017 | 1,144,904 | SH | SOLE | 1,144,904 | 0 | 0 | ||
BLACKROCK INTL GRWTH & INC TR | COM BENE INTER | 092524107 | 690 | 89,674 | SH | SOLE | 89,674 | 0 | 0 | ||
CFS BANCORP INC | COM | 12525D102 | 241 | 21,720 | SH | SOLE | 21,720 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 486 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 237 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 389 | 8,024 | SH | SOLE | 8,024 | 0 | 0 | ||
CLOUGH GLOBAL OPPS FD | SH BEN INT | 18914E106 | 1,600 | 124,348 | SH | SOLE | 124,348 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 202 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
CYS INVTS INC | COM | 12673A108 | 85 | 10,485 | SH | SOLE | 10,485 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 1,943 | 161,092 | SH | SOLE | 161,092 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME FD | COM | 27828H105 | 5,185 | 331,511 | SH | SOLE | 331,511 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 32,562 | 3,012,212 | SH | SOLE | 3,012,212 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 4,463 | 288,123 | SH | SOLE | 288,123 | 0 | 0 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 8,781 | 936,134 | SH | SOLE | 936,134 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 34,888 | 3,461,158 | SH | SOLE | 3,461,158 | 0 | 0 | ||
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 5,338 | 408,401 | SH | SOLE | 408,401 | 0 | 0 | ||
EATON VANCE TXMGD GL BYWR OP | COM | 27829C105 | 468 | 41,258 | SH | SOLE | 41,258 | 0 | 0 | ||
ELLSWORTH FUND LTD | COM | 289074106 | 2,332 | 296,360 | SH | SOLE | 296,360 | 0 | 0 | ||
GDL FD | COM SH BEN IT | 361570104 | 310 | 27,485 | SH | SOLE | 27,485 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 252 | 10,559 | SH | SOLE | 10,559 | 0 | 0 | ||
GENERAL MTRS CO | WTS EXP 07/10/2016 | 37045V118 | 238 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 539 | 23,531 | SH | SOLE | 23,531 | 0 | 0 | ||
INTERVEST BANCSHARES CORP | COM | 460927106 | 167 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
ISHARES | 7-10 YR TR BD ETF | 464287440 | 2,947 | 28,860 | SH | SOLE | 28,860 | 0 | 0 | ||
ISHARES | MSCI EAFE ETF | 464287465 | 578 | 9,064 | SH | SOLE | 9,064 | 0 | 0 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 318 | 26,645 | SH | SOLE | 26,645 | 0 | 0 | ||
ISHARES | SHRT TRS BD ETF | 464288679 | 245 | 2,220 | SH | SOLE | 2,220 | 0 | 0 | ||
ISHARES | S&P 100 ETF | 464287101 | 53,427 | 713,885 | SH | SOLE | 713,885 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 444 | 5,120 | SH | SOLE | 5,120 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 297 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 16,854 | 3,115,347 | SH | SOLE | 3,115,347 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 804 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 1,270 | 58,673 | SH | SOLE | 58,673 | 0 | 0 | ||
MARKET VECTORS | GOLD MINER ETF | 57060U100 | 3,921 | 156,717 | SH | SOLE | 156,717 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 309 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 15,529 | 1,735,132 | SH | SOLE | 1,735,132 | 0 | 0 | ||
MFS GOVT MKTS INC TR | SH BEN INT | 552939100 | 10,127 | 1,786,018 | SH | SOLE | 1,786,018 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 10,340 | 1,947,217 | SH | SOLE | 1,947,217 | 0 | 0 | ||
MFS INTERMARKET INC TR | SH BEN INT | 59318R103 | 218 | 27,191 | SH | SOLE | 27,191 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 15,983 | 2,418,031 | SH | SOLE | 2,418,031 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 534 | 16,039 | SH | SOLE | 16,039 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD | COM | 61744U106 | 375 | 22,421 | SH | SOLE | 22,421 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 308 | 14,974 | SH | SOLE | 14,974 | 0 | 0 | ||
NEXPOINT CR STRATEGIES FD | COM | 65340G106 | 5,022 | 656,439 | SH | SOLE | 656,439 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 297 | 31,763 | SH | SOLE | 31,763 | 0 | 0 | ||
NUVEEN DIVER CURRENCY OPP FD | COM | 67090N109 | 338 | 32,255 | SH | SOLE | 32,255 | 0 | 0 | ||
NUVEEN EQTY PRM OPP FD | COM | 6706EM102 | 2,533 | 210,043 | SH | SOLE | 210,043 | 0 | 0 | ||
NUVEEN EQUITY PREM & GROWTH | COM | 6706EW100 | 3,460 | 256,273 | SH | SOLE | 256,273 | 0 | 0 | ||
NUVEEN EQUITY PREM ADV FD | COM | 6706ET107 | 3,505 | 288,966 | SH | SOLE | 288,966 | 0 | 0 | ||
NUVEEN EQUITY PREM INCOME FD | COM | 6706ER101 | 886 | 73,305 | SH | SOLE | 73,305 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 247 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
OMNIAMERICAN BANCORP INC | COM | 68216R107 | 532 | 21,750 | SH | SOLE | 21,750 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 315 | 10,955 | SH | SOLE | 10,955 | 0 | 0 | ||
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 4,483 | 42,341 | SH | SOLE | 42,341 | 0 | 0 | ||
POLONIA BACORP INC MD | COM | 73158Q109 | 584 | 58,366 | SH | SOLE | 58,366 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 14,031 | 568,510 | SH | SOLE | 568,510 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 227 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 4,167 | 113,928 | SH | SOLE | 113,928 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 448 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 20,105 | 3,822,309 | SH | SOLE | 3,822,309 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 33,193 | 2,234,947 | SH | SOLE | 2,234,947 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 362 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 279 | 8,714 | SH | SOLE | 8,714 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 280 | 2,181 | SH | SOLE | 2,181 | 0 | 0 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 522 | 13,587 | SH | SOLE | 13,587 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 25,955 | 1,473,878 | SH | SOLE | 1,473,878 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 32,830 | 1,792,026 | SH | SOLE | 1,792,026 | 0 | 0 | ||
VANGUARD BD INDEX FD | TOTAL BND MRKT | 921937835 | 13,185 | 163,025 | SH | SOLE | 163,025 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 29,426 | 335,723 | SH | SOLE | 335,723 | 0 | 0 | ||
VANGUARD INTL EQTY INDEX FD | FTSE EMR MKT ETF | 922042858 | 265 | 6,598 | SH | SOLE | 6,598 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 8,377 | 103,799 | SH | SOLE | 103,799 | 0 | 0 | ||
VIRTUS TOTAL RETURN FD | COM | 92829A103 | 578 | 146,599 | SH | SOLE | 146,599 | 0 | 0 | ||
WESTERN ASSET INFL MGMT FD | COM | 95766U107 | 12,469 | 759,350 | SH | SOLE | 759,350 | 0 | 0 | ||
WESTERN ASSET VAR RT STRG FD | COM | 957667108 | 5,051 | 297,101 | SH | SOLE | 297,101 | 0 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 290 | 6,056 | SH | SOLE | 6,056 | 0 | 0 | ||
ZWEIG FD | COM NEW | 989834205 | 11,263 | 833,557 | SH | SOLE | 833,557 | 0 | 0 | ||
ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | 29,104 | 2,221,648 | SH | SOLE | 2,221,648 | 0 | 0 |