Dunkin Brands (DNKN) Form 3 DUNKIN' BRANDS / Katherine D. Jaspon ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jaspon Katherine D.

(Last) (First) (Middle)

C/O DUNKIN' BRANDS GROUP, INC.

130 ROYALL STREET

(Street)

CANTON MA 02021

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/07/2017

3. Issuer Name and Ticker or Trading Symbol
DUNKIN' BRANDS GROUP, INC. [ DNKN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer (i)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,938	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Common Stock	(1)	02/23/2020	Common Stock	9,830	3.02	D
Option to Purchase Common Stock	(1)	03/09/2021	Common Stock	8,794	7.31	D
Option to Purchase Common Stock	(2)	02/12/2023	Common Stock	15,000	37.26	D
Option to Purchase Common Stock	(3)	02/28/2021	Common Stock	15,198	51.67	D
Option to Purchase Common Stock	(4)	02/12/2022	Common Stock	17,654	47.39	D
Option to Purchase Common Stock	(5)	02/23/2023	Common Stock	14,344	44.35	D
Option to Purchase Common Stock	(6)	02/16/2024	Common Stock	10,421	54.95	D

Explanation of Responses:

1. The option has previously vested based on time and performance criteria.

2. The option has previously vested based on time criteria.

3. The option vests in four equal annual installments that began on 2/28/2015.

4. The option vests in four equal annual installments that began on 02/12/2016.

5. The option vests in four equal annual installments that began on 02/23/2017.

6. The option vests in four equal annual installments that begin on 02/16/2018.

Remarks:

	/s/ Katherine D. Jaspon	04/11/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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