UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 30, 2014
Energy Services of America Corporation
(Exact Name of Registrant as Specified in its Charter)
Delaware (State or Other Jurisdiction of Incorporation) | 001-32998 (Commission File Number) | 20-4606266 (I.R.S. Employer Identification No.) |
75 West Third Ave, Huntington, West Virginia 25701
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (304) 522-3868
100 Industrial Lane, Huntington, WV 25702
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement
On May 30, 2014, Energy Services of America Corporation (the “Company”) entered into a financing arrangement with United Bank, Inc. (West Virginia). The amount of the financing arrangement is for $5.0 million. This financing arrangement is in addition to the prior financing arrangement the Company had with United Bank and Summit Community Bank in the amount of $8.8 million.
The foregoing is qualified by reference to the Loan Agreement filed as Exhibit 10.1, the Participation Agreement filed as Exhibit 10.2 to this Current Report on Form 8-K and the press release filed as Exhibit 99.1.
| Item 9.01 | Financial Statements and Exhibits |
| (a) | Financial Statements of businesses acquired. |
| | Not Applicable. |
| (b) | Pro forma financial information. |
| | Not Applicable. |
| (c) | Shell Company Transactions. |
| | Not Applicable. |
| (d) | Exhibits. |
| | 10.1 Loan Agreement dated May 30, 2014 |
| | 99.1 Press Release dated May 30, 2014 |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| | ENERGY SERVICES OF AMERICA CORPORATION |
| | |
| | |
| DATE: May 30, 2014 | By: /s/ Charles Crimmel |
| | Charles Crimmel |
| | Chief Financial Officer |
