UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Vitamin Shoppe, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
92849E101
(CUSIP Number)
Shahla Ali
Carlson Capital, L.P.
2100 McKinney Avenue
Dallas, TX 75201
(214) 932-9600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 13, 2015
Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), rule 13d-1(f) or Rule 13d-1(g), check the following box. ¨
(Page 1 of 18 Pages)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 2 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Double Black Diamond Offshore Ltd. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 1,402,988 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 1,402,988 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,402,988 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 4.76% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 3 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Black Diamond Relative Value Offshore Ltd. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 399,061 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 399,061 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,061 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 1.35% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 4 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Black Diamond Relative Value Cayman, L.P. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 73,532 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 73,532 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 73,532 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 0.25% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 5 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Black Diamond Offshore Ltd. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 53,136 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 53,136 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 53,136 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 0.18% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 6 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Black Diamond SRI Offshore Ltd. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP181 (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 17,600 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 17,600 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,600 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 0.06% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 7 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Black Diamond Arbitrage Offshore Ltd. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS WC |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 12,389 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 12,389 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,389 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 0.04% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 8 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Carlson Capital, L.P. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS AF |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 2,045,997 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 2,045,997 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,045,997 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 6.94% |
14 | | TYPE OF REPORTING PERSON PN; IA |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 9 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Asgard Investment Corp. II |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS AF |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 2,045,997 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 2,045,997 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,045,997 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 6.94% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 10 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Asgard Investment Corp. |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS AF |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 2,045,997 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 2,045,997 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,045,997 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 6.94% |
14 | | TYPE OF REPORTING PERSON CO |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 11 of 18 Pages |
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1 | | NAMES OF REPORTING PERSON Clint D. Carlson |
2 | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | | SEC USE ONLY |
4 | | SOURCE OF FUNDS AF |
5 | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ |
6 | | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7 | | SOLE VOTING POWER 0 |
| 8 | | SHARED VOTING POWER 2,045,997 Common Shares |
| 9 | | SOLE DISPOSITIVE POWER 0 |
| 10 | | SHARED DISPOSITIVE POWER 2,045,997 Common Shares |
11 | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,045,997 Common Shares |
12 | | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ |
13 | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 6.94% |
14 | | TYPE OF REPORTING PERSON IN |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 12 of 18 Pages |
This Amendment No. 2 to Schedule 13D (this “Amendment No. 2”) relates to the common stock, par value $0.01 per share (the “Common Shares”), of Vitamin Shoppe, Inc., a Delaware corporation (the “Issuer”), and amends the Schedule 13D filed on April 22, 2015, as amended by Amendment No. 1 thereto filed on July 31, 2015 (the “Original Schedule 13D” and, together with this Amendment No. 2, the “Schedule 13D”). Capitalized terms used and not defined in this Amendment No. 2 have the meanings set forth in the Original Schedule 13D.
This Amendment No. 2 is being filed to amend Item 3, Item 4 and Item 5 of the Schedule 13D as follows:
Item 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION |
Item 3 of the Schedule 13D is amended and restated to read as follows:
The Reporting Persons used approximately $16,801,733 (including brokerage commissions) in the aggregate to purchase the Common Shares reported in this Schedule 13D.
The source of the funds used to acquire the Common Shares reported herein is the working capital of the Funds and the Accounts and margin borrowings described in the following sentence. Such Common Shares are held by the Reporting Persons in commingled margin accounts, which may extend margin credit to the Reporting Persons from time to time, subject to applicable federal margin regulations, stock exchange rules and credit policies. In such instances, the positions held in the margin account are pledged as collateral security for the repayment of debit balances in the account. The margin accounts bear interest at a rate based upon the broker’s call rate from time to time in effect. Because other securities are held in the margin accounts, it is not possible to determine the amounts, if any, of margin used to purchase the Common Shares reported herein.
Item 4. | PURPOSE OF TRANSACTION |
Item 4 of the Schedule 13D is amended to add the following:
As previously disclosed, the Reporting Persons and their representatives have, from time to time, engaged in discussions and correspondence with management and the Board regarding, among other things, the Issuer’s business, management and strategic alternatives and direction. The Reporting Persons believe that the Issuer’s Common Shares trade at a substantial discount to the Issuer’s intrinsic value and represent an attractive investment opportunity. The Reporting Persons intend to continue to have discussions and correspondence with the Issuer’s management and Board to discuss ways in which this undervaluation can be rectified, including among other things, reducing the Issuer’s expenses, altering the Issuer’s capital allocation and share buyback policies and other changes to the Issuer’s general corporate strategy, including changes to the composition of the Issuer’s Board.
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 13 of 18 Pages |
Based on the above discussions with the Issuer, the Reporting Persons may, have discussions with other stockholders and other persons that may be interested in transactions with the Company; make additional proposals to the Issuer concerning its business, management, strategic alternatives and direction; or change their intention with respect to any and all matters referred to in this Item 4.
Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
Items 5(a)-(c) of the Schedule 13D are amended and restated as follows:
(a) and (b)
The Reporting Persons may be deemed to beneficially own in the aggregate 2,045,997 Common Shares. Based upon a total of 29,489,081 Common Shares outstanding as of July 17, 2015, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended June 27, 2015, filed with the Securities and Exchange Commission on August 5, 2015, the Reporting Persons’ shares represent approximately 6.94% of the outstanding Common Shares.
Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 1,402,988 Common Shares reported herein as owned by DOF, (ii) the 399,061 Common Shares reported herein as owned by ROF, (iii) the 73,532 Common Shares reported herein as owned by RVC, (iv) the 53,136 Common Shares reported herein as owned by OFF, (v) the 17,600 Common Shares reported herein as owned by SRI, (vi) the 12,389 Common Shares reported herein as owned by AOF and (vii) an additional 87,291 Common Shares held in the Accounts.
(c) Information concerning transactions in the Common Shares effected by the Reporting Persons since Amendment No. 1 is set forth in Appendix A hereto and is incorporated herein by reference.
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 14 of 18 Pages |
SIGNATURES
After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
DATED: October 13, 2015
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DOUBLE BLACK DIAMOND OFFSHORE LTD. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
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By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
|
BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
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By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
|
BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
| |
By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
|
BLACK DIAMOND OFFSHORE LTD. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
| |
By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 15 of 18 Pages |
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BLACK DIAMOND SRI OFFSHORE LTD. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
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By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
|
BLACK DIAMOND ARBITRAGE OFFSHORE LTD. |
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By: | | Carlson Capital, L.P., its investment manager |
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By: | | Asgard Investment Corp. II, its general partner |
| |
By: | | /s/ Clint D. Carlson |
Name: | | Clint D. Carlson |
Title: | | President |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 16 of 18 Pages |
Appendix A
TRANSACTIONS IN THE ISSUER’S COMMON SHARES BY THE REPORTING PERSONS SINCE AMENDMENT NO. 1
The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons since Amendment No. 1, as applicable. All such transactions were effected in the open market through brokers and the price per share is net of commissions.
Black Diamond Arbitrage Offshore Ltd.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 888.00 | | 31.70 | | 28,185.12 | | 10/2/2015 |
Double Black Diamond Offshore Ltd.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 9,777.00 | | 37.0474 | | 362,261.32 | | 7/31/2015 |
Buy | | 1,800.00 | | 37.0422 | | 66,684.96 | | 7/31/2015 |
Buy | | 268.00 | | 36.634 | | 9,820.59 | | 7/31/2015 |
Buy | | 484.00 | | 36.5044 | | 17,672.97 | | 8/3/2015 |
Buy | | 322.00 | | 37.1258 | | 11,955.64 | | 8/6/2015 |
Sell | | 1,947.00 | | 36.9045 | | 71,832.27 | | 8/12/2015 |
Buy | | 4,128.00 | | 37.1865 | | 153,547.15 | | 8/13/2015 |
Sell | | 2,045.00 | | 36.7936 | | 75,221.07 | | 8/14/2015 |
Sell | | 7,303.00 | | 36.0229 | | 262,997.36 | | 8/19/2015 |
Sell | | 2,434.00 | | 35.0693 | | 85,332.76 | | 8/21/2015 |
Sell | | 6,329.00 | | 35.4763 | | 224,462.07 | | 8/28/2015 |
Buy | | 2,000.00 | | 34.9951 | | 70,010.20 | | 9/1/2015 |
Buy | | 1,289.00 | | 34.965 | | 45,082.78 | | 9/8/2015 |
Sell | | 1,947.00 | | 35.7344 | | 69,554.12 | | 9/9/2015 |
Buy | | 14,797.00 | | 34.4402 | | 509,759.61 | | 9/11/2015 |
Sell | | 9,288.00 | | 34.3818 | | 319,239.40 | | 9/15/2015 |
Sell | | 1,976.00 | | 34.192 | | 67,542.39 | | 9/17/2015 |
Buy | | 9,249.00 | | 32.4925 | | 300,615.63 | | 9/30/2015 |
Buy | | 8,127.00 | | 32.5192 | | 264,311.98 | | 9/30/2015 |
Buy | | 1,700.00 | | 32.415 | | 55,122.50 | | 10/1/2015 |
Buy | | 3,755.00 | | 32.415 | | 121,755.88 | | 10/1/2015 |
Buy | | 16,818.00 | | 32.4286 | | 545,552.37 | | 10/1/2015 |
Buy | | 453.00 | | 32.4883 | | 14,717.65 | | 10/1/2015 |
Buy | | 47,075.00 | | 31.70 | | 1,494,160.50 | | 10/2/2015 |
MID
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 2,329.00 | | 37.0531 | | 86,308.32 | | 7/31/2015 |
Sell | | 852.00 | | 36.8908 | | 31,421.86 | | 8/12/2015 |
Sell | | 908.00 | | 36.7954 | | 33,400.52 | | 8/14/2015 |
Sell | | 1,987.00 | | 36.873 | | 73,245.43 | | 8/17/2015 |
Sell | | 511.00 | | 35.4809 | | 18,125.30 | | 8/28/2015 |
Buy | | 1,024.00 | | 32.415 | | 33,203.20 | | 10/1/2015 |
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CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 17 of 18 Pages |
MII
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 1,771.00 | | 37.0531 | | 65,629.90 | | 7/31/2015 |
Sell | | 648.00 | | 36.8908 | | 23,898.32 | | 8/12/2015 |
Sell | | 692.00 | | 36.7954 | | 25,455.03 | | 8/14/2015 |
Sell | | 1,513.00 | | 36.873 | | 55,772.69 | | 8/17/2015 |
Sell | | 389.00 | | 35.4809 | | 13,797.92 | | 8/28/2015 |
Buy | | 776.00 | | 32.415 | | 25,161.80 | | 10/1/2015 |
Black Diamond Offshore Ltd.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 371.00 | | 37.0474 | | 13,746.45 | | 7/31/2015 |
Buy | | 10.00 | | 36.634 | | 366.44 | | 7/31/2015 |
Buy | | 18.00 | | 36.5044 | | 657.26 | | 8/3/2015 |
Buy | | 12.00 | | 37.1258 | | 445.55 | | 8/6/2015 |
Sell | | 32.00 | | 36.9045 | | 1,180.60 | | 8/12/2015 |
Buy | | 156.00 | | 37.1865 | | 5,802.65 | | 8/13/2015 |
Sell | | 33.00 | | 36.7936 | | 1,213.84 | | 8/14/2015 |
Sell | | 117.00 | | 36.0229 | | 4,213.43 | | 8/19/2015 |
Sell | | 39.00 | | 35.0693 | | 1,367.29 | | 8/21/2015 |
Sell | | 102.00 | | 35.4763 | | 3,617.49 | | 8/28/2015 |
Buy | | 49.00 | | 34.965 | | 1,713.77 | | 9/8/2015 |
Sell | | 32.00 | | 35.7344 | | 1,143.16 | | 9/9/2015 |
Buy | | 561.00 | | 34.4402 | | 19,326.56 | | 9/11/2015 |
Sell | | 71.00 | | 34.3818 | | 2,440.36 | | 9/15/2015 |
Sell | | 15.00 | | 34.192 | | 512.72 | | 9/17/2015 |
Buy | | 350.00 | | 32.4925 | | 11,375.87 | | 9/30/2015 |
Buy | | 308.00 | | 32.5192 | | 10,016.99 | | 9/30/2015 |
Buy | | 142.00 | | 32.415 | | 4,604.35 | | 10/1/2015 |
Buy | | 637.00 | | 32.4286 | | 20,663.39 | | 10/1/2015 |
Buy | | 17.00 | | 32.4883 | | 552.32 | | 10/1/2015 |
Buy | | 1,688.00 | | 31.70 | | 53,577.12 | | 10/2/2015 |
Black Diamond Relative Value Offshore Ltd.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 12,500.00 | | 37.0508 | | 463,197.50 | | 7/31/2015 |
Buy | | 180.00 | | 36.634 | | 6,595.92 | | 7/31/2015 |
Buy | | 323.00 | | 36.5044 | | 11,794.15 | | 8/3/2015 |
Buy | | 216.00 | | 37.1258 | | 8,019.93 | | 8/6/2015 |
Sell | | 15,200.00 | | 36.9077 | | 560,834.71 | | 8/12/2015 |
Buy | | 2,609.00 | | 37.1865 | | 97,045.67 | | 8/13/2015 |
Sell | | 15,400.00 | | 36.7802 | | 566,250.65 | | 8/14/2015 |
Sell | | 18,700.00 | | 36.873 | | 689,325.41 | | 8/17/2015 |
Sell | | 3,300.00 | | 36.0229 | | 118,840.38 | | 8/19/2015 |
Sell | | 1,200.00 | | 35.0693 | | 42,070.38 | | 8/21/2015 |
Sell | | 3,000.00 | | 35.4759 | | 106,395.74 | | 8/28/2015 |
Buy | | 777.00 | | 34.965 | | 27,175.58 | | 9/8/2015 |
Sell | | 1,200.00 | | 35.7713 | | 42,912.77 | | 9/9/2015 |
Buy | | 8,926.00 | | 34.4402 | | 307,502.49 | | 9/11/2015 |
Sell | | 6,700.00 | | 34.3818 | | 230,286.82 | | 9/15/2015 |
Sell | | 1,800.00 | | 34.2251 | | 61,586.04 | | 9/17/2015 |
Buy | | 5,579.00 | | 32.4925 | | 181,331.45 | | 9/30/2015 |
Buy | | 4,902.00 | | 32.5192 | | 159,426.28 | | 9/30/2015 |
Buy | | 2,700.00 | | 32.415 | | 87,547.50 | | 10/1/2015 |
Buy | | 9,891.00 | | 32.4286 | | 320,850.19 | | 10/1/2015 |
Buy | | 266.00 | | 32.4883 | | 8,642.16 | | 10/1/2015 |
| | | | |
CUSIP No. 92849E101 | | SCHEDULE 13D | | Page 18 of 18 Pages |
Black Diamond Relative Value Cayman, L.P.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 1,900.00 | | 37.0483 | | 70,401.27 | | 7/31/2015 |
Buy | | 35.00 | | 36.634 | | 1,282.54 | | 7/31/2015 |
Buy | | 62.00 | | 36.5044 | | 2,263.89 | | 8/3/2015 |
Buy | | 41.00 | | 37.1258 | | 1,522.30 | | 8/6/2015 |
Sell | | 4,100.00 | | 36.9016 | | 151,252.77 | | 8/12/2015 |
Buy | | 498.00 | | 37.1865 | | 18,523.86 | | 8/13/2015 |
Sell | | 5,200.00 | | 36.7925 | | 191,265.47 | | 8/14/2015 |
Sell | | 400.00 | | 35.4816 | | 14,188.37 | | 8/28/2015 |
Buy | | 149.00 | | 34.965 | | 5,211.27 | | 9/8/2015 |
Buy | | 1,706.00 | | 34.4402 | | 58,772.04 | | 9/11/2015 |
Sell | | 1,600.00 | | 34.3818 | | 54,993.86 | | 9/15/2015 |
Sell | | 300.00 | | 34.2102 | | 10,259.87 | | 9/17/2015 |
Buy | | 1,046.00 | | 32.4925 | | 33,997.62 | | 9/30/2015 |
Buy | | 20.00 | | 32.4925 | | 650.05 | | 9/30/2015 |
Buy | | 921.00 | | 32.5192 | | 29,953.40 | | 9/30/2015 |
Buy | | 16.00 | | 32.5192 | | 520.37 | | 9/30/2015 |
Buy | | 200.00 | | 32.415 | | 6,485.00 | | 10/1/2015 |
Buy | | 1,859.00 | | 32.4286 | | 60,303.36 | | 10/1/2015 |
Buy | | 34.00 | | 32.4286 | | 1,102.91 | | 10/1/2015 |
Buy | | 50.00 | | 32.4883 | | 1,624.47 | | 10/1/2015 |
Buy | | 1.00 | | 32.4883 | | 32.49 | | 10/1/2015 |
Black Diamond SRI Offshore Ltd.
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 1,100.00 | | 37.0645 | | 40,776.45 | | 7/31/2015 |
Sell | | 300.00 | | 36.9038 | | 11,067.93 | | 8/12/2015 |
Sell | | 300.00 | | 36.7883 | | 11,033.28 | | 8/14/2015 |
Sell | | 700.00 | | 36.8729 | | 25,803.55 | | 8/17/2015 |
Sell | | 300.00 | | 36.873 | | 11,058.69 | | 8/17/2015 |
Sell | | 200.00 | | 35.4815 | | 7,094.16 | | 8/28/2015 |
Sell | | 300.00 | | 33.0933 | | 9,924.80 | | 9/28/2015 |
Buy | | 500.00 | | 32.4151 | | 16,212.55 | | 10/1/2015 |
WTL
| | | | | | | | |
Type | | Qty | | Price | | Net Amount | | Trade Date |
Buy | | 252.00 | | 37.0474 | | 9,337.20 | | 7/31/2015 |
Buy | | 7.00 | | 36.634 | | 256.51 | | 7/31/2015 |
Buy | | 13.00 | | 36.5044 | | 474.69 | | 8/3/2015 |
Buy | | 9.00 | | 37.1258 | | 334.16 | | 8/6/2015 |
Sell | | 21.00 | | 36.9045 | | 774.77 | | 8/12/2015 |
Buy | | 118.00 | | 37.1865 | | 4,389.19 | | 8/13/2015 |
Sell | | 22.00 | | 36.7936 | | 809.22 | | 8/14/2015 |
Sell | | 80.00 | | 36.0229 | | 2,880.98 | | 8/19/2015 |
Sell | | 27.00 | | 35.0693 | | 946.58 | | 8/21/2015 |
Sell | | 69.00 | | 35.4763 | | 2,447.14 | | 8/28/2015 |
Buy | | 36.00 | | 34.965 | | 1,259.10 | | 9/8/2015 |
Sell | | 21.00 | | 35.7344 | | 750.20 | | 9/9/2015 |
Buy | | 410.00 | | 34.4402 | | 14,124.58 | | 9/11/2015 |
Sell | | 41.00 | | 34.3818 | | 1,409.21 | | 9/15/2015 |
Sell | | 9.00 | | 34.192 | | 307.63 | | 9/17/2015 |
Buy | | 256.00 | | 32.4925 | | 8,320.64 | | 9/30/2015 |
Buy | | 226.00 | | 32.5192 | | 7,350.13 | | 9/30/2015 |
Buy | | 103.00 | | 32.415 | | 3,339.77 | | 10/1/2015 |
Buy | | 461.00 | | 32.4286 | | 14,954.20 | | 10/1/2015 |
Buy | | 13.00 | | 32.4883 | | 422.36 | | 10/1/2015 |
Buy | | 349.00 | | 31.70 | | 11,077.26 | | 10/2/2015 |