The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 17,165 | 17,125,000 | PRN | SOLE | 17,125,000 | 0 | 0 | ||
FINJAN HLDGS INC | COM NEW | 31788H303 | 5,968 | 2,688,245 | SH | SOLE | 2,688,245 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 175 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 15,268 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
LILIS ENERGY INC | COM NEW | 532403201 | 2,929 | 4,801,811 | SH | SOLE | 4,801,811 | 0 | 0 | ||
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 738 | 382,146 | SH | SOLE | 382,146 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 1,238 | 1,173,000 | PRN | SOLE | 1,173,000 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 6,390 | 278,799 | SH | SOLE | 278,799 | 0 | 0 | ||
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 13,464 | 13,756,000 | PRN | SOLE | 13,756,000 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 4,038 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
ROSEHILL RES INC | *W EXP 04/27/202 | 777385113 | 195 | 407,102 | SH | SOLE | 407,102 | 0 | 0 | ||
RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 46,041 | 45,500,000 | PRN | SOLE | 45,500,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 19,980 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 87,900 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 6,136 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 11,758 | 12,807,000 | PRN | SOLE | 12,807,000 | 0 | 0 | ||
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R117 | 322 | 105,506 | SH | SOLE | 105,506 | 0 | 0 | ||
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R125 | 308 | 114,059 | SH | SOLE | 114,059 | 0 | 0 | ||
TIDEWATER INC NEW | *W EXP 11/24/202 | 88642R174 | 25 | 22,341 | SH | SOLE | 22,341 | 0 | 0 | ||
TIDEWATER INC NEW | COM | 88642R109 | 13,528 | 576,139 | SH | SOLE | 576,139 | 0 | 0 | ||
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 9,863 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 1,677 | 463,193 | SH | SOLE | 463,193 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 10,901 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
U S WELL SVCS INC | CL A | 91274U101 | 3,706 | 824,916 | SH | SOLE | 824,916 | 0 | 0 |