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Filing tables
Filing exhibits
- 10-K Annual report
- 10.10 Exhibit 10.10
- 10.11 Exhibit 10.11
- 10.12 Exhibit 10.12
- 10.13 Exhibit 10.13
- 10.30 Exhibit 10.30
- 10.31 Exhibit 10.31
- 10.32 Exhibit 10.32
- 10.33 Exhibit 10.33
- 10.34 Exhibit 10.34
- 10.35 Exhibit 10.35
- 14.1 Exhibit 14.1
- 21.1 Exhibit 21.1
- 23.1 Exhibit 23.1
- 31.1 Exhibit 31.1
- 31.2 Exhibit 31.2
- 32.1 Exhibit 32.1
- 32.2 Exhibit 32.2
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Exhibit 10.35
Schedule of Certain Parties to 2018 Securities Purchase Agreement
and Registration Rights Agreements
The following directors, executive officers and principal stockholders of AudioEye, Inc. (the “Company”), in addition to certain other investors, each entered into (i) a Securities Purchase Agreement dated August 6, 2018 with the Company in the form attached as Exhibit 10.1 to the Company’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on August 7, 2018, and (ii) a Registration Rights Agreement with the Company dated August 6, 2018 in the form attached as Exhibit 4.1 to the Company’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on August 7, 2018:
Purchaser | No. of Shares of Common Stock Acquired Pursuant to Securities Purchase Agreement and Subject to Registration Rights Agreement | Total Purchase Price for Securities |
CSB IV US Holdings, LLC (1) | 16,000 | $100,000 |
HZ Investments Family LP (2) | 10,400 | 65,000 |
Todd Bankofier | 1,600 | 10,000 |
Anthony Coelho | 4,000 | 25,000 |
Sero Capital LLC (3) | 1,031,132 | 250,000 |
Ernest W. Purcell | 32,000 | 200,000 |
(1) | Dr. Carr Bettis, our Executive Chairman/Chairman of the Board and a director, has reported that he has sole voting and dispositive power over the securities held for the account of CSB IV Holdings LLC. |
(2) | Alexandre Zyngier, one of our directors, has reported that he has sole voting and dispositive power over the securities held for the account of HZ Investments Family LP. |
(3) | Sero Capital LLC is a successor to Anthion Partners II LLC, which originally acquired the shares and entered into the Securities Purchase Agreement and Registration Rights Agreement. |