UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
Amendment No. 2
(Mark One)
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2015
OR
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission file number 001-35699
PLANET PAYMENT, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 13-4084693 |
(State or Other Jurisdiction of Incorporation or Organization) |
| (I.R.S. Employer Identification No.) |
670 Long Beach Boulevard |
| 11561 |
(Address of Principal Executive Offices) |
| (Zip Code) |
(516) 670-3200
(Registrant’s Telephone Number, Including Area Code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large Accelerated Filer o |
| Accelerated Filer x |
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Non-Accelerated Filer o |
| Smaller Reporting Company o |
(Do not check if smaller reporting company) |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). o Yes x No
As of July 31, 2015, there were 52,548,508 shares of the registrant’s common stock outstanding.
EXPLANATORY NOTE
The purpose of this Amendment (the “Amendment”) to our Form 10-Q for the Quarterly Period Ended June 30, 2015 (the “Form 10-Q”), as filed with the Securities and Exchange Commission (the “SEC”) on August 4, 2015, as amended on October 9, 2015, is solely to revise Exhibit 31.1 and Exhibit 31.2 certifications originally filed with our Form 10-Q to include all of the introductory language of paragraph 4 as prescribed by Item 601(b)(31) of Regulation S-K.
This Amendment contains only the Cover Page, this Explanatory Note, Item 6, the Signature Page and Exhibits 31.1 and 31.2. No other changes have been made to the Form 10-Q as filed with the SEC on August 4, 2015, as amended on October 9, 2015. This Amendment speaks as of the original filing date of the Form 10-Q, as amended, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q, as amended.
Accordingly, this Amendment should be read in conjunction with the Form 10-Q, as amended and our other filings with the SEC.
Item 6. Exhibits
Exhibit |
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| Incorporated by Reference |
| Filing |
| Filed/Furnished | ||||
Number |
| Exhibit Description |
| Form |
| File No. |
| Exhibit |
| Date |
| Herewith |
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31.1 |
| Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| X |
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31.2 |
| Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| X |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| PLANET PAYMENT, INC. |
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| (Registrant) |
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Dated: November 24, 2015 | By: | /S/ CARL J. WILLIAMS |
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| Carl J. Williams |
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| Chief Executive Officer and Chairman of the Board of Directors |
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| (Principal Executive Officer) |
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Dated: November 24, 2015 | By: | /S/ RAYMOND D’APONTE |
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| Raymond D’Aponte |
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| Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
EXHIBIT INDEX
Exhibit |
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| Incorporated by Reference |
| Filing |
| Filed/Furnished | ||||
Number |
| Exhibit Description |
| Form |
| File No. |
| Exhibit |
| Date |
| Herewith |
31.1 |
| Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| X |
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31.2 |
| Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| X |
