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SC 13D/A Filing
Herc (HRI) SC 13D/AHERC / GAMCO INVESTORS, INC. ET AL ownership change
Filed: 19 Sep 24, 5:00pm
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Gabelli Funds, LLC I.D. No. 13-4044523 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization New York | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 503,412 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 503,412 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 503,412 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 1.77% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Asset Management Inc. I.D. No. 13-4044521 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization New York | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 1,398,006 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 1,430,856 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 1,430,856 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 5.04% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Gabelli & Company Investment Advisers, Inc. I.D. No. 13-3379374 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00 – Client funds | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 500 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 500 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 500 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO, IA |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Teton Advisors, LLC I.D. No. 13-4008049 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00 – Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 2,050 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 2,050 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 2,050 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.01% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) MJG Associates, Inc. I.D. No. 06-1304269 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00-Client Funds | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Connecticut | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 8,500 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 8,500 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 8,500 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.03% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Keeley-Teton Advisors, LLC I.D. No. 81-4164631 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00 – Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 31,735 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 31,735 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 31,735 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.11% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GGCP, Inc. I.D. No. 13-3056041 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) WC | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Wyoming | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 300 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 300 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 300 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Investors, Inc. I.D. No. 13-4007862 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | |||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) WC | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 30 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 30 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 30 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Associated Capital Group, Inc. I.D. No. 47-3965991 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | |||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) WC | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 150 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 150 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 150 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Mario J. Gabelli | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) Private Funds | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization USA | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 550 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 550 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 550 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IN |
Name | Shares of Common Stock | % of Class of Common |
GAMCO Gabelli Funds GCIA Mario Gabelli AC MJG Associates Teton Advisors Keeley-Teton GBL GGCP | 1,430,856 503,412 500 550 150 8,500 2,050 31,735 30 300 | 5.04% 1.77% 0.00% 0.00% 0.00% 0.03% 0.01% 0.11% 0.00% 0.00% |
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, G.research, LLC, Teton Advisors, LLC, or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, or Gabelli & Company Investment Advisers, Inc. or Associated Capital Group, Inc., the business address of each of which is 191 Mason Street, Greenwich, CT 06830 and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D. |
GAMCO Investors, Inc. Directors: | |||
Raymond C. Avansino Leslie B. Daniels | Chairman & Chief Executive Officer E.L. Wiegand Foundation 165 West Liberty Street Reno, NV 89501 Operating Partner AE Industrial Partners, LP 2500 N. Military Trail, Suite 470 Boca Raton, FL 33431 | ||
Mario J. Gabelli Elisa M. Wilson Douglas R. Jamieson | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Co- Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. Director c/o GAMCO Investors, Inc. One Corporate Center Rye, NY 10580 Co- Chief Executive Officer of GAMCO Investors, Inc. President and Chief Executive Officer of Associated Capital Group, Inc. President, Chief Operating Officer and Managing Director of GAMCO Asset Management Inc. | ||
Robert S. Prather | President & Chief Executive Officer Heartland Media, LLC 1843 West Wesley Road Atlanta, GA 30327 | ||
Agnes Mullady | Former Senior Vice President of GAMCO Investors, Inc. | ||
Alexis Glick | Former Chief Executive Officer of GENYOUth | ||
Officers: | |||
Mario J. Gabelli | Chairman, Co-Chief Executive Officer and Co-Chief Investment Officer - Value | ||
Douglas R. Jamieson | Co-Chief Executive Officer | ||
Peter D. Goldstein Kieran Caterina | Senior Vice President, General Counsel & Secretary Senior Vice President, Chief Accounting Officer and Principal Financial Officer | ||
GAMCO Asset Management Inc. Directors: | |||
Douglas R. Jamieson Regina M. Pitaro Paul Swirbul Christopher Desmarais | |||
Officers: | |||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer – Value Portfolios | ||
Douglas R. Jamieson David Goldman | President, Chief Operating Officer and Managing Director General Counsel, Secretary & Chief Compliance Officer | ||
Gabelli Funds, LLC Officers: | |||
Mario J. Gabelli | Chief Investment Officer – Value Portfolios | ||
David Goldman | Vice President, Corporate Development and General Counsel | ||
Richard Walz | Chief Compliance Officer | ||
Kieran Caterina | Chief Accounting Officer | ||
John Ball | Senior Vice President, Fund Administration | ||
Gabelli Foundation, Inc. Officers: | |||
Mario J. Gabelli | Chairman, Trustee & Chief Investment Officer | ||
Elisa M. Wilson Marc Gabelli Matthew R. Gabelli Michael Gabelli | President Trustee Trustee Trustee |
GGCP, Inc. Directors: | ||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. | |
Marc Gabelli | President – GGCP, Inc. | |
Matthew R. Gabelli | Vice President – Trading G.research, LLC One Corporate Center Rye, NY 10580 | |
Michael Gabelli | President & COO Gabelli & Partners, LLC One Corporate Center Rye, NY 10580 | |
Frederic V. Salerno | Chairman Former Vice Chairman and Chief Financial Officer Verizon Communications | |
Vincent S. Tese | Executive Chairman – FCB Financial Corp | |
Elisa M. Wilson | Director | |
Officers: | ||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer | |
Marc Gabelli | President | |
GGCP Holdings LLC Members: GGCP, Inc. Mario J. Gabelli | Manager and Member Member |
Teton Advisors, LLC Directors: | |
Marc Gabelli Vincent J. Amabile Stephen G. Bondi, CPA Aaron J. Feingold, M.D. Nicholas F. Galluccio Kevin M. Keeley James C. Abbott, CFA, CAIA Herve D. Francois Jason D. Lamb | Chairman of the Board Founder- Amabile Partners Former Chief Executive Officer President and Founder – Raritan Bay Cardiology Group Chairman of Teton Advisors, LLC President & Executive Chairman – Keeley Teton Advisors, LLC Former Chairman and CEO of Carillon Tower Advisors Multifamily real estate investors Special advisor to IronNet, Inc. |
Officers: | |
Patrick B. Huvane, CPA, CFA Casey Haars Tiffany Hayden | Chief Financial Officer Controller Chief Compliance Officer |
Associated Capital Group, Inc. Directors: | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. |
Marc Gabelli | Vice Chairman |
Douglas R. Jamieson | President and Chief Executive Officer |
Bruce Lisman | Former Chairman - JP Morgan – Global Equity Division |
Daniel R. Lee | Chief Executive Officer Full House Resorts, Inc. 4670 South Ford Apache Road, Suite 190 Las Vegas, NV 89147 |
Richard T. Prins | Former Partner Skadden, Arps, Slate, Meagher & Flom LLP |
Salvatore F. Sodano | Vice Chairman – Retired Broadridge Financial Solutions |
Frederic V. Salerno | See above |
Elisa M. Wilson | Director |
Officers: | |
Mario J. Gabelli Douglas R. Jamieson Patrick Huvane Ian McAdams Peter D. Goldstein | Executive Chairman President and Chief Executive Officer Vice President – Corporate Strategy Chief Financial Officer Senior Vice President, Chief Legal Officer & Secretary |
Gabelli & Company Investment Advisers, Inc. | |
Directors: | |
Douglas R. Jamieson |
Officers: | |
Douglas R. Jamieson John Givissis Craig A. Weynand | Chief Executive Officer and President Controller Chief Compliance Officer |
G.research, LLC | |
Officers: | |
Cornelius V. McGinity | Office of the Chairman |
Vincent Amabile | President |
Paul Greenhaw Joseph Fernandez | Chief Compliance Officer Controller and Financial and Operations Principal |
GABELLI FUNDS, LLC | ||||
GABELLI ASSET FUND | ||||
9/10/2024 | -500 | 133.2000 | ||
7/25/2024 | -300 | 155.1420 | ||
GABELLI CAPITAL ASSET FUND | ||||
8/23/2024 | -300 | 145.8248 | ||
8/21/2024 | -300 | 137.6150 | ||
GABELLI EQUITY INCOME FUND | ||||
9/18/2024 | -1,200 | 153.8700 | ||
9/17/2024 | -300 | 151.6600 | ||
9/13/2024 | -700 | 138.3014 | ||
8/29/2024 | -300 | 143.8400 | ||
8/23/2024 | -700 | 143.6700 | ||
7/25/2024 | -500 | 155.1000 | ||
7/19/2024 | -200 | 146.1600 | ||
GABELLI EQUITY TRUST | ||||
9/17/2024 | -1,200 | 151.8000 | ||
GABELLI GLOBAL SMALL & MIDCAP VALUE TRUST | ||||
8/23/2024 | -500 | 145.6461 | ||
7/25/2024 | -500 | 155.1800 | ||
GABELLI SMALL CAP GROWTH FUND | ||||
8/23/2024 | -400 | 145.8410 | ||
8/20/2024 | -300 | 138.3800 | ||
7/25/2024 | -700 | 155.1182 | ||
GAMCO ASSET MANAGEMENT INC. | ||||
9/18/2024 | -1,700 | 150.9953 | ||
9/18/2024 | -2,350 | 151.1476 | ||
9/18/2024 | -4,500 | 153.8488 | ||
9/17/2024 | -200 | 151.8500 | ||
9/17/2024 | -5,500 | 151.9958 | ||
9/17/2024 | -200 | 152.0275 | ||
9/13/2024 | -11 | 137.8117 | ||
9/12/2024 | -100 | 133.1700 | ||
9/12/2024 | -117 | 133.7800 | ||
9/10/2024 | -9 | 132.7820 | ||
9/9/2024 | -2,900 | 132.1900 | ||
9/4/2024 | 5 | 137.0400 | ||
9/4/2024 | -3,000 | 137.0758 | ||
9/4/2024 | -150 | 137.3700 | ||
9/4/2024 | -300 | 137.5400 | ||
9/3/2024 | -400 | 137.9700 | ||
9/3/2024 | -2,000 | 141.2040 | ||
8/30/2024 | -200 | 133.2000 | ||
8/30/2024 | -100 | 143.1000 | ||
8/29/2024 | -300 | 144.0264 | ||
8/29/2024 | -100 | 144.0500 | ||
8/27/2024 | -200 | 144.2184 | ||
8/26/2024 | -50 | 146.3900 | ||
8/26/2024 | -800 | 147.9750 | ||
8/23/2024 | -375 | 145.5009 | ||
8/23/2024 | -300 | 145.7050 | ||
8/23/2024 | -100 | 145.7500 | ||
8/23/2024 | -300 | 146.4500 | ||
8/23/2024 | -1,000 | 147.9800 | ||
8/21/2024 | -20 | 137.3967 | ||
8/20/2024 | -400 | 138.0500 | ||
8/19/2024 | -100 | 136.0000 | ||
8/19/2024 | -600 | 137.0150 | ||
8/19/2024 | -225 | 138.6428 | ||
8/16/2024 | -50 | 134.4400 | ||
8/16/2024 | -25 | 135.2400 | ||
8/16/2024 | -300 | 136.0698 | ||
8/15/2024 | -250 | 136.2320 | ||
8/14/2024 | -200 | 131.5000 | ||
8/14/2024 | -3,200 | 131.6163 | ||
8/7/2024 | -100 | 135.0000 | ||
8/7/2024 | -50 | 135.0300 | ||
8/6/2024 | -11 | 136.3700 | ||
8/5/2024 | -50 | 125.4468 | ||
8/5/2024 | -130 | 128.5700 | ||
8/5/2024 | -3,000 | 132.9307 | ||
8/5/2024 | -1,125 | 134.4900 | ||
8/1/2024 | 11 | 144.1000 | ||
7/29/2024 | -100 | 152.9272 | ||
7/29/2024 | -1,800 | 154.7289 | ||
7/26/2024 | -500 | 155.0000 | ||
7/26/2024 | -518 | 157.7435 | ||
7/26/2024 | -1,500 | 158.2500 | ||
7/25/2024 | -2,500 | 154.5305 | ||
7/25/2024 | -200 | 155.0350 | ||
7/25/2024 | -315 | 155.1970 | ||
7/25/2024 | -400 | 155.2025 | ||
7/24/2024 | -400 | 148.5000 | ||
7/24/2024 | -100 | 148.9800 | ||
7/24/2024 | -400 | 153.0000 | ||
7/22/2024 | 50 | 144.7800 | ||
KEELEY-TETON ADVISORS, LLC | ||||
8/26/2024 | -50 | 146.8200 | ||
TETON ADVISORS, INC. | ||||
7/31/2024 | -150 | 156.2941 |