UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21944
First Trust Exchange-Traded Fund II
Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
Registrant's Telephone Number, including Area Code
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
========================= First Trust BICK Index Fund ==========================
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
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AMBEV SA
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3a Elect Fiscal Council Members For Abstain Management
3b Elect Vinicius Balbino Bouhid as None For Shareholder
Fiscal Council Member and Carlos
Tersandro Fonseca Adeodato as
Alternate Appointed by Minority
Shareholder
4 Approve Remuneration of Company's For Against Management
Management
5 Approve Remuneration of Fiscal Council For For Management
Members
1 Amend Article 2 For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
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ANTA SPORTS PRODUCTS LIMITED
Ticker: 2020 Security ID: G04011105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ding Shijia as Director For For Management
4 Elect Zheng Jie as Director For For Management
5 Elect Yiu Kin Wah Stephen as Director For For Management
6 Elect Lai Hin Wing Henry Stephen as For For Management
Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
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AZUL SA
Ticker: AZUL4 Security ID: P0R0AQ105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Against Management
Management
2 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
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B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
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B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Fix Number of Directors at Seven For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Gomes Pereira Sarmiento
Gutierrez as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anna Christina Ramos Saicali as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Alves Ferreira Louro as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Felipe Lemann as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Carlos Di Sessa Filippetti
as Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
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B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
Without Cancellation of Shares and
Amend Article 5 Accordingly
2 Approve Agreement for Partial Spin-Off For For Management
of Lojas Americanas S.A. (Lojas
Americanas) and Absorption of Partial
Spun-Off Assets
3 Ratify XP Investimentos Corretora de For For Management
Cambio, Titulos e Valores Mobiliarios
S.A. as Independent Firm to Appraise
Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Related Party Transaction: For For Management
Partial Spin-Off of Lojas Americanas S.
A. (Lojas Americanas) and Absorption
of Partial Spun-Off Assets With
Capital Increase and Issuance of Shares
6 Amend Article 5 to Reflect Changes in For For Management
Capital
7 Change Company Name to Americanas S.A. For For Management
and Amend Article 1 Accordingly
8 Amend Article 3 Re: Corporate Purpose For For Management
9 Approve Increase in Authorized Capital For For Management
and Amend Article 5 Accordingly
10 Consolidate Bylaws For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Against Management
2 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
3 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
4.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Saggioro Garcia as
Director
4.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Alberto da Veiga Sicupira
as Director
4.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Moniz Barreto Garcia as
Director
4.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Alberto Lemann as Director
4.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
4.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sidney Victor da Costa Breyer as
Independent Director
4.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vanessa Claro Lopes as
Independent Director
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7 Amend Article 23 For For Management
8 Consolidate Bylaws For For Management
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B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Monteiro de Queiroz
Netto as Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carla Abrao Costa as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Quintella as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Farkouh Prado as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristina Anne Betts as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Mazzilli de Vassimon as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Florian Bartunek as Independent
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Affonso Ferreira as
Independent Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Menezes Berenguer Neto
as Independent Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Machado de Minas as
Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Paulo Giubbina Lorenzini
as Independent Director
8 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Approve Remuneration of Fiscal Council For For Management
Members
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B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Articles 5 and 8 to Reflect For For Management
Changes in Capital and Authorized
Capital and Consolidate Bylaws
4 Amend Articles Re: Competences of For For Management
Board of Directors and General Meeting
5 Amend Articles Re: Board Composition For For Management
6 Amend Article 32 Re: Increase Number For For Management
of Vice-Chairmen and Executives
7 Amend Articles Re: Statutory For For Management
Committees Composition
8 Amend Article 76 Re: Indemnity For Against Management
Provision
9 Amend Article 76 Re: Indemnity For Against Management
Provision
10 Amend Articles Re: Financing For For Management
Restructuring Unit, Remote Voting and
Renumbering
11 Consolidate Bylaws For For Management
12 Amend Long-Term Incentive Plan For Against Management
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BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
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BANCO BRADESCO SA
Ticker: BBDC4 Security ID: 059460303
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Cristiana Pereira as Fiscal None For Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joaquim Jose Xavier da Silveira For For Management
as Independent Director
1.2 Elect Jose Guimaraes Monforte as For For Management
Independent Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Jose Xavier da Silveira
as Independent Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Guimaraes Monforte as
Independent Director
4.1 Elect Paulo Antonio Spencer Uebel as For For Management
Fiscal Council Member
4.2 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.3 Elect Lena Oliveira de Carvalho as For For Management
Alternate Fiscal Council Member
4.4 Elect Rodrigo Brandao de Almeida as For For Management
Alternate Fiscal Council Member
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For Against Management
Committee Members
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Amend Articles For Against Management
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andre Guilherme Brandao as For For Management
Director
1.2 Elect Fabio Augusto Cantizani Barbosa For For Management
as Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Andre Guilherme Brandao as
Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fabio Augusto Cantizani Barbosa
as Director
4 Elect Lucas Pedreira do Couto Ferraz For For Management
as Fiscal Council Member
5 Approve Agreement to Absorb BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
6 Ratify Investor Consulting Partners For For Management
Consultoria Ltda. as the Independent
Firm to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Absorption of BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
9 Approve Capital Increase in Connection For For Management
with the Transaction and Amend Article
7 Accordingly
10 Approve Issuance of Shares in For For Management
Connection with the Transaction for
Bescval's Minority Shareholders
11 Approve Cancellation of Treasury Shares For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Amend Articles 7 and 8 For For Management
14 Amend Articles 9 and 10 For For Management
15 Amend Articles 11 and 16 For For Management
16 Amend Articles For For Management
17 Amend Articles For For Management
18 Amend Articles 33 and 34 For For Management
19 Amend Articles For For Management
20 Amend Articles 47 and 48 For For Management
21 Amend Article 50 For For Management
22 Amend Articles For For Management
23 Amend Article 63 For Against Management
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Matching Plan For Against Management
2 Amend Articles For For Management
3 Amend Article 21 For For Management
4 Amend Articles 26 and 30 For For Management
5 Amend Article 29 For For Management
6 Amend Article 34 For For Management
7 Amend Article 36 For For Management
8 Amend Article 39 For For Management
9 Amend Article 41 For For Management
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BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aramis Sa de Andrade as Director For Against Management
1.2 Elect Debora Cristina Fonseca as For Against Management
Director (Employee Representative)
1.3 Elect Fausto de Andrade Ribeiro as For Against Management
Director
1.4 Elect Ieda Aparecida de Moura Cagni as For Against Management
Director
1.5 Elect Waldery Rodrigues Junior as For Against Management
Director
1.6 Elect Walter Eustaquio Ribeiro as For Against Management
Director
1.7 Elect Fernando Florencio Campos as None Abstain Shareholder
Director as Minority Representative
Under Majority Board Election
1.8 Elect Paulo Roberto Evangelista de None For Shareholder
Lima as Director as Minority
Representative Under Majority Board
Election
1.9 Elect Rachel de Oliveira Maia as None For Shareholder
Director as Minority Representative
Under Majority Board Election
1.10 Elect Robert Jueneman as Director as None Abstain Shareholder
Minority Representative Under Majority
Board Election
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aramis Sa de Andrade as Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Debora Cristina Fonseca as
Director (Employee Representative)
3.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fausto de Andrade Ribeiro as
Director
3.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ieda Aparecida de Moura Cagni as
Director
3.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Waldery Rodrigues Junior as
Director
3.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Eustaquio Ribeiro as
Director
3.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Fernando Florencio Campos as
Director Appointed by Minority
Shareholder
3.8 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Paulo Roberto Evangelista de
Lima as Independent Director Appointed
by Minority Shareholder
3.9 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Rachel de Oliveira Maia as
Director Appointed by Minority
Shareholder
3.10 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Robert Jueneman as Director as
Minority Representative Under Majority
Board Election
4.1 Elect Lucas Pereira do Couto Ferraz as For For Management
Fiscal Council Member
4.2 Elect Rafael Cavalcanti de Araujo as For For Management
Fiscal Council Member and Lena
Oliveira de Carvalho as Alternate
4.3 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.4 Elect Aloisio Macario Ferreira de None For Shareholder
Souza as Fiscal Council Member and
Tiago Brasil Rocha as Alternate as
Minority Representative Under Majority
Fiscal Council Election
4.5 Elect Carlos Alberto Rechelo Neto as None For Shareholder
Fiscal Council Member and Sueli
Berselli Marinho as Alternate as
Minority Representative Under Majority
Fiscal Council Election
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For For Management
Committee Members
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
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BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Keqiu as Supervisor For For Management
2 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Directors and Executive Directors
3 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Supervisors and Shareholder
Representative Supervisors
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BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald W. Glazer For For Management
2 Elect Director Michael Goller For For Management
3 Elect Director Thomas Malley For For Management
4 Elect Director Corazon (Corsee) D. For For Management
Sanders
5 Ratify Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Auditors
6 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
7 Approve Connected Person Placing For For Management
Authorization I
8 Approve Connected Person Placing For For Management
Authorization IA
9 Approve Connected Person Placing For For Management
Authorization II
10 Approve Connected Person Placing For For Management
Authorization IIA
11 Approve Direct Purchase Option For For Management
12 Approve Grant of Restricted Shares For Against Management
Unit to John V. Oyler
13 Approve Grant of Restricted Shares For Against Management
Unit to Xiaodong Wang
14 Approve Grant of Restricted Shares For Against Management
Unit to Other Non-Executive and
Independent Non-Executive Directors
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Amend Articles For For Management
17 Adjourn Meeting For Against Management
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BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
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BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
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CELLTRION HEALTHCARE CO., LTD.
Ticker: 091990 Security ID: Y6S3BE101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated Financial For For Management
Statements
1.2 Approve Separate Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Jun-seok as Inside Director For For Management
3.2 Elect Lee Han-gi as Inside Director For For Management
3.3 Elect Lee Jung-jae as Outside Director For For Management
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
5 Approve Appropriation of Income (Stock For For Management
Dividends)
6 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CELLTRION, INC.
Ticker: 068270 Security ID: Y1242A106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Seo Jin-seok as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Lucia Maria Martins Casasanta as For Against Management
Director
4.2 Elect Wilson Ferreira Junior as For Against Management
Director
4.3 Elect Marcelo de Siqueira Freitas as For Against Management
Director
4.4 Elect Bruno Eustaquio Ferreira Castro For Against Management
de Carvalho as Director
4.5 Elect Ruy Flaks Schneider as For For Management
Independent Director
4.6 Elect Ana Carolina Tannuri Laferte For Against Management
Marinho as Director
4.7 Elect Rodrigo Limp Nascimento as For Against Management
Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucia Maria Martins Casasanta as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wilson Ferreira Junior as
Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Siqueira Freitas as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bruno Eustaquio Ferreira Castro
de Carvalho as Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carolina Tannuri Laferte
Marinho as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rodrigo Limp Nascimento as
Director
7 Elect Daniel Alves Ferreira as None For Shareholder
Director Appointed by Minority
Shareholder
8 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
9.1 Elect Thais Marcia Fernandes Matano For Abstain Management
Lacerda as Fiscal Council Member and
Ricardo Takemitsu Simabuku as Alternate
9.2 Elect Domingos Romeu Andreatta as For Abstain Management
Fiscal Council Member and Ingrid Palma
Araujo as Alternate
9.3 Elect Rafael Rezende Brigolini as For Abstain Management
Fiscal Council Member and Rafael Souza
Pena as Alternate
10 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder
as Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
11 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
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<PAGE>
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ernesto Mascellani Neto as For For Management
Fiscal Council Member
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
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<PAGE>
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Five For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Benjamin Steinbruch as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Bernardo Vieira Maia as
Independent Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yoshiaki Nakano as Independent
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Ethel Sobrinho as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD.
Ticker: 034020 Security ID: Y2102C109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Sang-hyun as Inside Director For For Management
3 Elect Bae Jin-han as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED
Ticker: 500124 Security ID: 256135203
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect K Satish Reddy as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of G V Prasad as Whole-time Director
Designated as Co-Chairman and Managing
Director
5 Approve Prasad R Menon to Continue For For Management
Office as Non-Executive Independent
Director
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
EROS STX GLOBAL CORP.
Ticker: ESGC Security ID: G3788M114
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Carlos Jose da Costa Andre as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maria Izabel
Gribel de Castro as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Augusto Brauna Pinheiro as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maelcio
Mauricio Soares as Alternate Appointed
by Preferred Shareholder
--------------------------------------------------------------------------------
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<PAGE>
GSX TECHEDU, INC.
Ticker: GOTU Security ID: 36257Y109
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Gaotu Techedu For For Management
Inc.
--------------------------------------------------------------------------------
HANWHA SOLUTIONS CORP.
Ticker: 009830 Security ID: Y3065K104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Lee Gu-young as Inside Director For For Management
3.2 Elect Kim Eun-su as Inside Director For Against Management
4 Elect Lee Han-ju as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HLB CO., LTD.
Ticker: 028300 Security ID: Y5018T108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Dong-geon as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD.
Ticker: 012330 Security ID: Y3849A109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3.1 Elect Kim Dae Soo as Outside Director For For Management
3.2 Elect Cho Sung Hwan as Inside Director For For Management
3.3 Elect Bae Hyungkeun as Inside Director For For Management
3.4 Elect Ko Young-seok as Inside Director For For Management
4 Elect Kim Dae Soo as a Member of Audit For For Management
Committee
5 Elect Kang Jin-ah as Outside Director For For Management
to Serve as an Audit Committee Member
6.1 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6.2 Approve Terms of Retirement Pay For For Management
7 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO., LTD.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Change in Committee Name)
2.2 Amend Articles of Incorporation For For Management
(Establishment of Safety and Health
Plans)
2.3 Amend Articles of Incorporation For For Management
(Bylaws)
3.1 Elect Sim Dal-hun as Outside Director For For Management
3.2.1 Elect Ha Eon-tae as Inside Director For For Management
3.2.2 Elect Jang Jae-hun as Inside Director For For Management
3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management
4 Elect Lee Ji-yoon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Sim Dal-hun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditors and
Deloitte Touche Tohmatsu as
International External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For For Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
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<PAGE>
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For Against Management
Fiscal Year Ended Dec. 31, 2019, with
Qualifications to Former Executives'
Reports
2 Accept Financial Statements for Fiscal For Against Management
Year Ended Dec. 31, 2019
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Fiscal Council Members For For Management
at Four
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Hugo Daniel Castillo Irigoyen as For For Management
Independent Director
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management and Fiscal Council
2 Authorize Company to File Lawsuit For For Management
Against the Former Executive Officer
and the Former Financial and Investor
Relationship Vice-President for the
Damages Caused to the Company
--------------------------------------------------------------------------------
ITAUSA SA
Ticker: ITSA4 Security ID: P5887P427
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Meeting Summary For For Management
2 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
4 Elect Director and Alternate Appointed None Abstain Shareholder
by Preferred Shareholder
5 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
6 Elect Isaac Berensztejn as Fiscal None For Shareholder
Council Member and Patricia Valente
Stierli as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 19 Re: Audit Committee For For Management
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 Consolidate Bylaws For For Management
4 Ratify Gelson Luiz Merisio as For For Management
Independent Director
5 Approve Classification of Gilberto For Against Management
Meirelles Xando Baptista as
Independent Director
6 Approve Filing of Lawsuit Against Against For Shareholder
Wesley Mendonca Batista and Joesley
Mendonca Batista for the Damages
Caused to the Company in the Illicit
Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
7 Approve Filing of Lawsuit Against Against For Shareholder
Florisvaldo Caetano de Oliveira and
Francisco de Assis e Silva for the
Damages Caused to the Company in the
Illicit Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
8 Approve that It Will Be Up to the For Against Management
Company's Management to Evaluate and
Take the Relevant Measures in this
Matter According to the Corporate
Interest, Including Evaluating the
Proposal of New Lawsuits or the
Company's Participation in the CAM
Procedures
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
5 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management
Director
6.2 Elect Jose Batista Sobrinho as Director For Against Management
6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management
Director
6.4 Elect Alba Pettengill as Independent For For Management
Director
6.5 Elect Gelson Luiz Merisio as For For Management
Independent Director
6.6 Elect Gilberto Meirelles Xando For Against Management
Baptista as Independent Director
6.7 Elect Leila Abraham Loria as For For Management
Independent Director
6.8 Elect Marcio Guedes Pereira Junior as For For Management
Independent Director
6.9 Elect Wesley Mendonca Batista Filho as For Against Management
Director
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jeremiah Alphonsus OCallaghan as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Batista Sobrinho as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aguinaldo Gomes Ramos Filho as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alba Pettengill as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gelson Luiz Merisio as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Meirelles Xando
Baptista as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leila Abraham Loria as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Guedes Pereira Junior as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wesley Mendonca Batista Filho as
Director
9 Fix Number of Fiscal Council Members For For Management
at Four (or Five if Separate Minority
Election is Carried Out)
10 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management
Council Member and Andre Alcantara
Ocampos as Alternate
11.2 Elect Demetrius Nichele Macei as For Against Management
Fiscal Council Member and Marcos Godoy
Brogiato as Alternate
11.3 Elect Jose Paulo da Silva Filho Fiscal For Against Management
Council Member and Sandro Domingues
Raffai as Alternate
11.4 Elect Roberto Lamb as Fiscal Council For For Management
Member and Orlando Octavio de Freitas
Junior as Alternate
12 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
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<PAGE>
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
KAKAO CORP.
Ticker: 035720 Security ID: Y4519H119
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Fiscal Year
End)
2.3 Amend Articles of Incorporation For For Management
(Amendments Relating to Audit
Committee)
2.4 Amend Articles of Incorporation For For Management
(Miscellaneous)
2.5 Amend Articles of Incorporation (Stock For For Management
Split)
3.1 Elect Choi Se-jung as Outside Director For For Management
3.2 Elect Cho Kyu-jin as Outside Director For For Management
3.3 Elect Park Sae-rom as Outside Director For For Management
4 Elect Yun Seok as Outside Director to For For Management
Serve as an Audit Committee Member
5.1 Elect Choi Se-jung as a Member of For For Management
Audit Committee
5.2 Elect Cho Kyu-jin as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
7 Approve Stock Option Grants For For Management
8 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Jong Kyoo as Inside Director For For Management
2 Elect Hur Yin as Non-Independent For For Management
Non-Executive Director
3 Elect Yun Sun-jin as Outside Director Against Against Shareholder
- Shareholder Proposal
4 Elect Ryu Young-jae as Outside Against Against Shareholder
Director - Shareholder Proposal
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Stuart B. Solomon as Outside For For Management
Director
2.2 Elect Sonu Suk Ho as Outside Director For For Management
2.3 Elect Choi Myung Hee as Outside For For Management
Director
2.4 Elect Jeong Kouwhan as Outside Director For For Management
3 Elect Kim Kyung Ho as Outside Director For For Management
to Serve as an Audit Committee Member
4.1 Elect Sonu Suk Ho as a Member of Audit For For Management
Committee
4.2 Elect Choi Myung Hee as a Member of For For Management
Audit Committee
4.3 Elect Oh Gyutaeg as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KIA MOTORS CORP.
Ticker: 000270 Security ID: Y47601102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jun-Young as Inside Director For For Management
3.2 Elect Han Chol-Su as Outside Director For For Management
4 Elect Cho Hwa-soon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Three Inside Directors (Bundled) For For Management
2 Elect Noh Geum-sun and Jung Yeon-gil For For Management
as a Member of Audit Committee
(Bundled)
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lee Jong-hwan as Inside Director For For Management
1.2 Elect Choi Young-ho as Inside Director For For Management
2 Elect Choi Young-ho as a Member of For Against Management
Audit Committee
--------------------------------------------------------------------------------
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<PAGE>
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cha Dong Seok as Inside Director For Against Management
4 Elect Kim Mun-Su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG ELECTRONICS, INC.
Ticker: 066570 Security ID: Y5275H177
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Bae Doo Yong as Inside Director For For Management
4 Elect Kang Soo Jin as Outside Director For For Management
to Serve as a Member of Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger between the Company and For For Management
Companhia de Locacao das Americas
(Unidas), Authorize Capital Increase
in Connection with the Transaction and
Amend Article 5 Accordingly
2 Fix Number of Directors at Six For For Management
3 Elect Irlau Machado Filho as For For Management
Independent Director
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan for For Against Management
Executives
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Six or Seven For For Management
5.1 Elect Eugenio Pacelli Mattar as For For Management
Director
5.2 Elect Oscar de Paula Bernardes Neto as For For Management
Independent Director
5.3 Elect Irlau Machado Filho as For For Management
Independent Director
5.4 Elect Maria Leticia de Freitas Costas For For Management
as Independent Director
5.5 Elect Paulo Antunes Veras as For For Management
Independent Director
5.6 Elect Pedro de Godoy Bueno as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eugenio Pacelli Mattar as
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Oscar de Paula Bernardes Neto as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Leticia de Freitas Costas
as Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro de Godoy Bueno as
Independent Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Fix Number of Fiscal Council Members For For Management
at Three
12.1 Elect Carla Alessandra Trematore as For Abstain Management
Fiscal Council Member and Juliano Lima
Pinheiro as Alternate
12.2 Elect Antonio de Padua Soares For Abstain Management
Policarpo as Fiscal Council Member and
Marco Antonio Pereira
13.1 Elect Francisco Caprino Neto as Fiscal None Abstain Shareholder
Council Member and Joao Ricardo
Pereira da Costa as Alternate
Appointed by Minority Shareholder
13.2 Elect Luiz Carlos Nannini as Fiscal None For Shareholder
Council Member and Fernando Antonio
Lopes Matoso as Alternate Appointed by
Minority Shareholder
--------------------------------------------------------------------------------
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<PAGE>
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Fiscal Council Member For For Management
2 Elect Vanderlei Dominguez da Rosa as For For Management
Alternate Fiscal Council Member
3 Amend Stock Option Plan Re: Clause 7 For For Management
4 Amend Stock Option Plan Re: Clause 13 For For Management
5 Amend Stock Option Plan Re: Clause 13 For Against Management
6 Amend Stock Option Plan Re: Clause 15 For For Management
7 Amend Restricted Stock Plan Re: Clause For Against Management
8
8 Amend Restricted Stock Plan Re: Clause For Against Management
8
9 Amend Restricted Stock Plan Re: Clause For Against Management
10
10 Amend Article 5 to Reflect Changes in For For Management
Capital
11 Amend Article 16 For Against Management
12 Remove Article 17 For For Management
13 Amend Article 22 For For Management
14 Amend Article 22 For For Management
15 Amend Article 25 For For Management
16 Amend Article 25 For For Management
17 Amend Article 28 For For Management
18 Amend Article 28 For For Management
19 Amend Article 31 For For Management
20 Renumber Articles For For Management
21 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Gallo as Director For For Management
5.2 Elect Osvaldo Burgos Schirmer as For For Management
Independent Director
5.3 Elect Carlos Fernando Couto de For For Management
Oliveira Souto as Independent Director
5.4 Elect Fabio de Barros Pinheiro as For For Management
Independent Director
5.5 Elect Thomas Bier Herrmann as For For Management
Independent Director
5.6 Elect Juliana Rozenbaum Munemori as For For Management
Independent Director
5.7 Elect Christiane Almeida Edington as For For Management
Independent Director
5.8 Elect Alexandre Vartuli Gouvea as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Gallo as Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Osvaldo Burgos Schirmer as
Independent Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Carlos Fernando Couto de
Oliveira Souto as Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Fabio de Barros Pinheiro as
Independent Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Thomas Bier Herrmann as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Juliana Rozenbaum Munemori as
Independent Director
7.7 Percentage of Votes to Be Assigned - None For Management
Elect Christiane Almeida Edington as
Independent Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Alexandre Vartuli Gouvea as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Fix Number of Fiscal Council Members For For Management
at Three
10.1 Elect Joarez Jose Piccinini as Fiscal For For Management
Council Member and Roberto Zeller
Branchi as Alternate
10.2 Elect Roberto Frota Decourt as Fiscal For For Management
Council Member and Vanderlei Dominguez
da Rosa as Alternate
10.3 Elect Estela Maris Vieira De Souza as For For Management
Fiscal Council Member and Isabel
Cristina Bittencourt Santiago as
Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase without For For Management
Preemptive Rights Approved at the Oct.
30, 2019 Board Meeting
2 Rectify Remuneration of Company's For For Management
Management Approved at the April 12,
2019, AGM
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Fiscal Council Members For Abstain Management
11 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
13 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
14 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
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<PAGE>
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Amend Articles 5 and 7 to Reflect For For Management
Changes in Share Capital and
Authorized Capital Respectively
3 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Kumruian as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Company's For For Management
Management
15 Approve Remuneration of Fiscal Council For For Management
Members
16 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Increase in Board For For Management
Size
2 Amend Articles 22 and 27 For For Management
3 Amend Articles 23 and 26 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAKEMYTRIP LIMITED
Ticker: MMYT Security ID: V5633W109
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reelect Director Deep Kalra For Against Management
4 Reelect Director Rajesh Magow For Against Management
5 Reelect Director James Jianzhang Liang For For Management
6 Reelect Director Hyder Aboobakar For Against Management
--------------------------------------------------------------------------------
- 13 -
<PAGE>
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
3 Amend Article 11 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management Approved at the April 30,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Classification of Georgia For For Management
Garinois-Melenikiotou as Independent
Director
4 Elect Georgia Garinois-Melenikiotou as For For Management
Independent Director
5 Amend Article 5 to Reflect Changes in For For Management
Capital
6 Amend Article 16 For For Management
7 Amend Article 18 Re: Amendment of For For Management
Point "j"
8 Amend Article 20 Re: Amendment of For For Management
Point "XXV"
9 Amend Article 20 Re: Adding Point For For Management
"XXVIII"
10 Amend Article 20 Re: Adding Point For For Management
"XXIX"
11 Amend Article 20 Re: Adding Point "XXX" For For Management
12 Amend Article 20 Re: Amendment "XXVI" For For Management
and Article 24 Re: Amendment Point "c"
13 Consolidate Bylaws For For Management
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
- 14 -
<PAGE>
NCSOFT CORP.
Ticker: 036570 Security ID: Y6258Y104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Taek-jin as Inside Director For For Management
4 Elect Hwang Chan-hyun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
1g Elect Michael Sui Bau Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
NETMARBLE CORP.
Ticker: 251270 Security ID: Y6S5CG100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.
Ticker: 9901 Security ID: 647581107
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
3 Adopt Amended and Restated Memorandum For For Management
and Articles of Association
--------------------------------------------------------------------------------
NIO INC.
Ticker: NIO Security ID: 62914V106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
PAGSEGURO DIGITAL LTD.
Ticker: PAGS Security ID: G68707101
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2.1 Elect Director Luis Frias For Withhold Management
2.2 Elect Director Maria Judith de Brito For Withhold Management
2.3 Elect Director Eduardo Alcaro For Withhold Management
2.4 Elect Director Noemia Mayumi Fukugauti For For Management
Gushiken
2.5 Elect Director Cleveland Prates For For Management
Teixeira
2.6 Elect Director Marcia Nogueira de Mello For For Management
2.7 Elect Director Ricardo Dutra da Silva For Withhold Management
3 Amend Restricted Stock Plan For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PAGSEGURO DIGITAL LTD.
Ticker: PAGS Security ID: G68707101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2.1 Elect Director Luis Frias For Withhold Management
2.2 Elect Director Maria Judith de Brito For Withhold Management
2.3 Elect Director Eduardo Alcaro For Withhold Management
2.4 Elect Director Noemia Mayumi Fukugauti For For Management
Gushiken
2.5 Elect Director Cleveland Prates For For Management
Teixeira
2.6 Elect Director Marcia Nogueira de Mello For For Management
2.7 Elect Director Ricardo Dutra da Silva For Withhold Management
3 Amend Restricted Stock Plan For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional High Standard For For Management
Reputation Requirements for the Senior
Management and Fiscal Council Members
and Inclusion of these Requirements in
the Nomination Policy
2 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
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<PAGE>
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Directors at 11 For For Management
5a1 Elect Directors For Abstain Management
5a2 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
5a3 APPLIES ONLY IF CUMULATIVE VOTING IS None Abstain Management
ADOPTED - Votes Will Be Automatically
Distributed in Equal % Amongst The
Nominees: Vote FOR to support the
nominees under SLATE A. Vote AGAINST
to support the nominees under SLATE B.
Otherwise, vote ABSTAIN.
5b1 Elect Marcelo Mesquita de Siqueira None For Shareholder
Filho as Director Appointed by
Minority Shareholder
6 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
7 Fix Number of Fiscal Council Members For For Management
at Five
8a1 Elect Fiscal Council Members For Abstain Management
8a2 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
8b Elect Marcelo Gasparino da Silva as None For Shareholder
Fiscal Council Member and Paulo
Roberto Evangelista de Lima as
Alternate Appointed by Minority
Shareholder
9 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Directors For Against Management
2.1 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
2.2 Elect Directors For For Management
2.3 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
2.4.a Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
2.4.b Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
2.4.c Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
2.4.d Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
2.4.e Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
2.4.f Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
2.4.g Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
2.4.h Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
2.4.i Percentage of Votes to Be Assigned - None For Shareholder
Elect Leonardo Pietro Antonelli as
Director Appointed by Minority
Shareholder
2.4.j Percentage of Votes to Be Assigned - None For Shareholder
Elect Marcelo Gasparino da Silva as
Director Appointed by Minority
Shareholder
2.4.k Percentage of Votes to Be Assigned - None For Shareholder
Elect Pedro Rodrigues Galvao de
Medeiros as Director Appointed by
Minority Shareholder
2.5 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: APR 14, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Fiscal Council Members For Abstain Management
3.2 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
3.4 Elect Patricia Valente Stierli as None For Shareholder
Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
6 Approve Absorption of Companhia de For For Management
Desenvolvimento e Modernizacao de
Plantas Industriais S.A. (CDMPI)
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PINDUODUO, INC.
Ticker: PDD Security ID: 722304102
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zheng Huang For For Management
2 Elect Director Haifeng Lin For For Management
3 Elect Director Nanpeng Shen For Against Management
4 Elect Director Qi Lu For For Management
5 Elect Director George Yong-Boon Yeo For For Management
6 Elect Director Anthony Kam Ping Leung For For Management
7 Elect Director Lei Chen For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
- 16 -
<PAGE>
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 5-for-1 Stock Split and Amend For For Management
Article 4 Accordingly
2 Amend Article 11 For For Management
3 Amend Article 14 For For Management
4 Consolidate Bylaws For For Management
5 Approve Restricted Stock Plan For Against Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income For For Management
3 Fix Number of Fiscal Council Members For For Management
at Five
4.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
4.2 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
4.3 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
4.4 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Joao Marcelo Peixoto Torres
as Alternate
5.1 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Albertoni as Alternate
Appointed by Minority Shareholder
5.2 Elect Marcos Tadeu de Siqueira as None Abstain Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholder
6 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
7 Approve Remuneration of Company's For Against Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For Against Management
2 Amend Articles and Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
2 Amend Article 6 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 20, 26 and 31 and For For Management
Consolidate Bylaws
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Fix Number of Directors at Ten For For Management
4 Approve Classification of Abel For For Management
Gregorei Halpern, Marcos Sawaya Jank,
and Janet Drysdale as Independent
Directors
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7.1 Elect Rubens Ometto Silveira Mello as For For Management
Director
7.2 Elect Luis Henrique Cals De Beauclair For Against Management
Guimaraes as Director
7.3 Elect Maria Rita de Carvalho Drummond For Against Management
as Director
7.4 Elect Abel Gregorei Halpern as For For Management
Independent Director
7.5 Elect Marcelo Eduardo Martins as For Against Management
Director
7.6 Elect Janet Drysdale as Independent For For Management
Director
7.7 Elect Burkhard Otto Cordes as Director For Against Management
7.8 Elect Julio Fontana Neto as Director For Against Management
7.9 Elect Riccardo Arduini as Director and For Against Management
Giancarlo Arduini as Alternate
7.10 Elect Marcos Sawaya Jank as For For Management
Independent Director
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rubens Ometto Silveira Mello as
Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique Cals De Beauclair
Guimaraes as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Rita de Carvalho Drummond
as Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abel Gregorei Halpern as
Independent Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Eduardo Martins as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Janet Drysdale as Independent
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Burkhard Otto Cordes as Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Julio Fontana Neto as Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Riccardo Arduini as Director and
Giancarlo Arduini as Alternate
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Sawaya Jank as
Independent Director
10 Elect Rubens Ometto Silveira Mello as For For Management
Board Chairman and Luis Henrique Cals
De Beauclair Guimaraes as Vice-Chairman
11 Fix Number of Fiscal Council Members For For Management
at Five
12.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
12.2 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Nadir Dancini Barsanulfo as
Alternate
12.3 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
12.4 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
13 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Altertoni as Alternate
Appointed by Minority Shareholder
14 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
15 Approve Remuneration of Company's For Against Management
Management
16 Approve Remuneration of Fiscal Council For For Management
Members
17 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
2 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
3 Amend Indemnity Policy For Against Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
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<PAGE>
SAMSUNG BIOLOGICS CO., LTD.
Ticker: 207940 Security ID: Y7T7DY103
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG C&T CORP.
Ticker: 028260 Security ID: Y7T71K106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Philippe Cochet as Outside For Against Management
Director
2.1.2 Elect Choi Jung-gyeong as Outside For For Management
Director
2.2.1 Elect Ko Jeong-seok as Inside Director For For Management
2.2.2 Elect Oh Se-cheol as Inside Director For For Management
2.2.3 Elect Han Seung-hwan as Inside Director For For Management
2.2.4 Elect Lee Jun-seo as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For Against Management
Director
2.1.2 Elect Kim Jeong as Outside Director For Against Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For Against Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jang Hyeok as Inside Director For For Management
2.2 Elect Kim Jong-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SEEGENE, INC.
Ticker: 096530 Security ID: Y7569K106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Cheon Jong-yoon as Inside For For Management
Director
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement Between For Against Management
the Company and Semiconductor
Manufacturing North China (Beijing)
Corporation and SMNC Framework
Agreement Annual Caps
2 Approve Amendment Agreement Between For For Management
the Company and Semiconductor
Manufacturing South China Corporation
and SMSC Framework Agreement Revised
Annual Caps
3 Approve Centralized Fund Management For Against Management
Agreement Entered into Among the
Company, Semiconductor Manufacturing
International (Beijing) Corporation
and Semiconductor Manufacturing South
China Corporation and Centralized Fund
Management Agreement Annual Caps
4 Approve Framework Agreement Between For For Management
the Company and Sino IC Leasing Co.,
Ltd., and Sino IC Leasing Framework
Agreement Annual Caps
5 Approve Grant of Restricted Share For Against Management
Units to Zhou Zixue Under the 2014
Equity Incentive Plan
6 Approve Grant of Restricted Share For Against Management
Units to Zhao Haijun Under the 2014
Equity Incentive Plan
7 Approve Grant of Restricted Share For Against Management
Units to Liang Mong Song Under the
2014 Equity Incentive Plan
8 Approve Grant of Restricted Share For Against Management
Units to Gao Yonggang Under the 2014
Equity Incentive Plan
9 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the 2014
Equity Incentive Plan
10 Approve Grant of Restricted Share For Against Management
Units to William Tudor Brown Under the
2014 Equity Incentive Plan
11 Approve Grant of Restricted Share For Against Management
Units to Tong Guohua Under the 2014
Equity Incentive Plan
12 Approve Grant of Restricted Share For Against Management
Units to Cong Jingsheng Jason Under
the 2014 Equity Incentive Plan
--------------------------------------------------------------------------------
SHINPOONG PHARMACEUTICAL CO., LTD.
Ticker: 019170 Security ID: Y7752X105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Han Seung-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK CHEMICALS CO. LTD.
Ticker: 285130 Security ID: Y80661138
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Ahn Yang-ho as Outside Director For For Management
to Serve as an Audit Committee Member
3 Amend Articles of Incorporation For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Jung-Ho as Inside Director For For Management
3.1 Elect Song Ho-Keun as Outside Director For For Management
3.2 Elect Cho Hyun-Jae as Outside Director For For Management
4 Elect Yoon Tae-Hwa as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SK INNOVATION CO., LTD.
Ticker: 096770 Security ID: Y8063L103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Jung-gwan as Outside Director For For Management
3 Elect Choi Woo-seok as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
- 18 -
<PAGE>
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Elect Ryu Young-sang as Inside Director For For Management
5 Elect Yoon Young-min as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SMOORE INTERNATIONAL HOLDINGS LTD.
Ticker: 6969 Security ID: G8245V102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Zhiping as Director For For Management
3b Elect Xiong Shaoming as Director For For Management
3c Elect Wang Guisheng as Director For For Management
3d Elect Liu Jincheng as Director For For Management
3e Elect Zhong Shan as Director For For Management
3f Elect Yim Siu Wing, Simon as Director For For Management
3g Elect Liu Jie as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
STONECO LTD.
Ticker: STNE Security ID: G85158106
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Street For Withhold Management
1.2 Elect Director Eduardo Cunha Monnerat For Withhold Management
Solon de Pontes
1.3 Elect Director Roberto Moses Thompson For For Management
Motta
1.4 Elect Director Thomas A. Patterson For Withhold Management
1.5 Elect Director Ali Mazanderani For For Management
1.6 Elect Director Silvio Jose Morais For For Management
1.7 Elect Director Luciana Ibiapina Lira For For Management
Aguiar
2 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED
Ticker: 2382 Security ID: G8586D109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Feng Hua Jun as Director For For Management
3c Elect Shao Yang Dong as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb AGFA, For For Management
Asapir, Paineiras, Ondurman, Facepa,
Fibria and Futuragene
2 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes (PwC) as the
Independent Firm to Appraise Proposed
Transactions
3 Approve Independent Firm's Appraisals For For Management
4 Approve Absorption of AGFA, Asapir, For For Management
Paineiras, Ondurman, Facepa, Fibria
and Futuragene
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
3 Approve Treatment of Net Loss For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3 and
Consolidate Bylaws
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TATA MOTORS LIMITED
Ticker: 500570 Security ID: 876568502
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Reelect Ralf Speth as Director For For Management
4 Approve Payment of Minimum For For Management
Remuneration to Guenter Butschek as
Chief Executive Officer and Managing
Director for FY 2019-20
5 Approve Payment of Minimum For For Management
Remuneration to Guenter Butschek as
Chief Executive Officer and Managing
Director in Case of No/Inadequate
Profits During FY 2020-21
6 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
TATA MOTORS LIMITED
Ticker: 500570 Security ID: 876568502
Meeting Date: MAR 05, 2021 Meeting Type: Court
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
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<PAGE>
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
TRIP.COM GROUP LTD.
Ticker: TCOM Security ID: 89677Q107
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company's Authorized For For Management
Share Capital by One-to-Eight
Subdivision of Shares
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Against Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
5.16 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
- 20 -
<PAGE>
VEDANTA LIMITED
Ticker: 500295 Security ID: 92242Y100
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm First Interim Dividend For For Management
4 Reelect GR Arun Kumar as Director For For Management
5 Elect Anil Kumar Agarwal as Director For For Management
6 Reelect Priya Agarwal as Director For For Management
7 Approve Reappointment and Remuneration For For Management
of GR Arun Kumar as Whole-Time
Director Designated as Chief Financial
Officer (CFO)
8 Approve Payment of Remuneration to For Against Management
Srinivasan Venkatakrishnan as
Whole-Time Director Designated as
Chief Executive Officer (CEO)
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management Approved at the June 4,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Stock Option Plan and For Against Management
Restricted Stock Plan
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Remuneration of Company's For Against Management
Management
3 Do You Wish to Request Installation of Abstain For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget, Allocation of For For Management
Income, Ratify Distribution of
Dividends and
Interest-on-Capital-Stock Payments
3 Approve Remuneration of Company's For For Management
Management
4 Elect Fiscal Council Members For Abstain Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Elect Lucia Maria Martins Casasanta as None For Shareholder
Fiscal Council Member and Patricia
Valente Stierli as Alternate Appointed
by Minority Shareholder
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Azim H. Premji as Director For For Management
4 Elect Thierry Delaporte as Director For Against Management
and Approve Appointment and
Remuneration of Thierry Delaporte as
Chief Executive Officer and Managing
Director
5 Elect Deepak M. Satwalekar as Director For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: JUN 06, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Patrick J. Ennis as Director For For Management
2 Reelect Patrick Dupuis as Director For For Management
--------------------------------------------------------------------------------
WNS (HOLDINGS) LIMITED
Ticker: WNS Security ID: 92932M101
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Grant Thornton India LLP as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Reelect Michael Menezes as a Director For For Management
5 Reelect Keith Haviland as a Director For For Management
6 Reelect Keshav R. Murugesh as a For For Management
Director
7 Approve Remuneration of Directors For For Management
8 Amend Omnibus Stock Plan For Against Management
9 Authorize Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC.
Ticker: 2269 Security ID: G97008117
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect William Robert Keller as Director For For Management
2b Elect Teh-Ming Walter Kwauk as Director For For Management
3 Elect Ning Zhao as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Grant of Specific Mandate to For Against Management
the Directors to Issue and Allot the
Connected Restricted Shares
10 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Zhisheng Chen
11 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Weichang Zhou
12 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
William Robert Keller
13 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Teh-Ming Walter Kwauk
14 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Kenneth Walton Hitchner III
15 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Jian
Dong
16 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Angus
Scott Marshall Turner
17 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Brendan McGrath
--------------------------------------------------------------------------------
- 21 -
<PAGE>
WUXI BIOLOGICS (CAYMAN), INC.
Ticker: 2269 Security ID: G97008109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
======================= First Trust Cloud Computing ETF ========================
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For Against Management
1k Elect Director Robin L. Washington For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
- 22 -
<PAGE>
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against For Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For Withhold Management
1.3 Elect Director Yvonne Wassenaar For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPFOLIO, INC.
Ticker: APPF Security ID: 03783C100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Bliss For Withhold Management
1.2 Elect Director Jason Randall For Withhold Management
1.3 Elect Director Winifred Webb For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPIAN CORPORATION
Ticker: APPN Security ID: 03782L101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Calkins For Withhold Management
1.2 Elect Director Robert C. Kramer For Withhold Management
1.3 Elect Director A.G.W. (Jack) Biddle, For Withhold Management
III
1.4 Elect Director Prashanth (PV) Boccassam For Withhold Management
1.5 Elect Director Michael G. Devine For Withhold Management
1.6 Elect Director Barbara (Bobbie) Kilberg For Withhold Management
1.7 Elect Director Michael J. Mulligan For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For Withhold Management
1.3 Elect Director Jayshree Ullal For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASANA, INC.
Ticker: ASAN Security ID: 04342Y104
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sydney Carey For Withhold Management
1.2 Elect Director Matthew Cohler For Withhold Management
1.3 Elect Director Dustin Moskovitz For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For For Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For Withhold Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKLINE, INC.
Ticker: BL Security ID: 09239B109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Ryan For Withhold Management
1.2 Elect Director Kevin Thompson For Withhold Management
1.3 Elect Director Sophia Velastegui For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOX, INC.
Ticker: BOX Security ID: 10316T104
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue Barsamian For Withhold Management
1.2 Elect Director Carl Bass For For Management
1.3 Elect Director Jack Lazar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
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<PAGE>
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Murray J. Demo For For Management
1d Elect Director Ajei S. Gopal For For Management
1e Elect Director David J. Henshall For For Management
1f Elect Director Thomas E. Hogan For For Management
1g Elect Director Moira A. Kilcoyne For For Management
1h Elect Director Robert E. Knowling, Jr. For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CLOUDERA, INC.
Ticker: CLDR Security ID: 18914U100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Hu For For Management
1.2 Elect Director Kevin Klausmeyer For Withhold Management
1.3 Elect Director Michael A. Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLOUDFLARE, INC.
Ticker: NET Security ID: 18915M107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Eitel For Withhold Management
1.2 Elect Director Matthew Prince For Withhold Management
1.3 Elect Director Katrin Suder For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Siboni For Withhold Management
1.2 Elect Director Tayloe Stansbury For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. O'Leary For Withhold Management
1.2 Elect Director Joseph E. Sexton For Withhold Management
1.3 Elect Director Godfrey R. Sullivan For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For Withhold Management
1.2 Elect Director Sameer K. Gandhi For Withhold Management
1.3 Elect Director Gerhard Watzinger For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DATADOG, INC.
Ticker: DDOG Security ID: 23804L103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexis Le-Quoc For Withhold Management
1b Elect Director Michael Callahan For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For Withhold Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For Withhold Management
1.4 Elect Director Mary Agnes "Maggie" For Withhold Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMO, INC.
Ticker: DOMO Security ID: 257554105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua G. James For Withhold Management
1.2 Elect Director Carine S. Clark For Withhold Management
1.3 Elect Director Daniel Daniel For Withhold Management
1.4 Elect Director Joy Driscoll Durling For Withhold Management
1.5 Elect Director Dana Evan For Withhold Management
1.6 Elect Director Mark Gorenberg For Withhold Management
1.7 Elect Director Jeff Kearl For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DROPBOX, INC.
Ticker: DBX Security ID: 26210C104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew W. Houston For Withhold Management
1.2 Elect Director Donald W. Blair For Withhold Management
1.3 Elect Director Lisa Campbell For Withhold Management
1.4 Elect Director Paul E. Jacobs For Withhold Management
1.5 Elect Director Robert J. Mylod, Jr. For Withhold Management
1.6 Elect Director Karen Peacock For Withhold Management
1.7 Elect Director Michael Seibel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELASTIC N.V.
Ticker: ESTC Security ID: N14506104
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Chadwick For Against Management
1b Elect Director Michelangelo Volpi For Against Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Executive Director For For Management
4 Approve Discharge of Non-Executive For For Management
Directors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
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<PAGE>
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
FASTLY, INC.
Ticker: FSLY Security ID: 31188V100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Hornik For Withhold Management
1.2 Elect Director Kelly Wright For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For Withhold Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For Against Management
1b Elect Director Ron Gill For Against Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC.
Ticker: LUMN Security ID: 550241103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Martha Helena Bejar For For Management
1c Elect Director Peter C. Brown For For Management
1d Elect Director Kevin P. Chilton For For Management
1e Elect Director Steven T. "Terry" Clontz For For Management
1f Elect Director T. Michael Glenn For For Management
1g Elect Director W. Bruce Hanks For For Management
1h Elect Director Hal Stanley Jones For For Management
1i Elect Director Michael Roberts For For Management
1j Elect Director Laurie Siegel For For Management
1k Elect Director Jeffrey K. Storey For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify NOL Rights Plan (NOL Pill) For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Saylor For For Management
1.2 Elect Director Stephen X. Graham For For Management
1.3 Elect Director Jarrod M. Patten For For Management
1.4 Elect Director Leslie J. Rechan For For Management
1.5 Elect Director Carl J. Rickertsen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archana Agrawal For For Management
1.2 Elect Director Hope Cochran For Withhold Management
1.3 Elect Director Dwight Merriman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Dev Ittycheria For Withhold Management
1.3 Elect Director John McMahon For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Cirne For Withhold Management
1.2 Elect Director Michael Christenson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For Withhold Management
1b Elect Director Steven J. Gomo For Withhold Management
1c Elect Director Max de Groen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OPEN TEXT CORPORATION
Ticker: OTEX Security ID: 683715106
Meeting Date: SEP 14, 2020 Meeting Type: Annual/Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Thomas Jenkins For For Management
1.2 Elect Director Mark J. Barrenechea For For Management
1.3 Elect Director Randy Fowlie For For Management
1.4 Elect Director David Fraser For For Management
1.5 Elect Director Gail E. Hamilton For For Management
1.6 Elect Director Robert (Bob) Hau For For Management
1.7 Elect Director Stephen J. Sadler For For Management
1.8 Elect Director Harmit Singh For For Management
1.9 Elect Director Michael Slaunwhite For For Management
1.10 Elect Director Katharine B. Stevenson For For Management
1.11 Elect Director Deborah Weinstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Employee Stock Purchase Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For Withhold Management
1.12 Elect Director William G. Parrett For Withhold Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For Withhold Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC.
Ticker: PAYC Security ID: 70432V102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Levenson For Withhold Management
1.2 Elect Director Frederick C. Peters, II For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Plans to Improve Diversity None For Shareholder
of Executive Leadership
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For Withhold Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Jeffrey T. Diehl For For Management
1.3 Elect Director Matthew P. Flake For For Management
1.4 Elect Director Stephen C. Hooley For For Management
1.5 Elect Director Margaret L. Taylor For For Management
1.6 Elect Director Lynn Antipas Tyson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: 803054204
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.a Elect Qi Lu to the Supervisory Board For For Management
6.b Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tobias Luetke For For Management
1B Elect Director Robert Ashe For For Management
1C Elect Director Gail Goodman For For Management
1D Elect Director Colleen Johnston For For Management
1E Elect Director Jeremy Levine For For Management
1F Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Long Term Incentive Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SMARTSHEET INC.
Ticker: SMAR Security ID: 83200N103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alissa Abdullah For For Management
1.2 Elect Director Brent Frei For Withhold Management
1.3 Elect Director Michael Gregoire For Withhold Management
1.4 Elect Director Rowan Trollope For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPROUT SOCIAL, INC.
Ticker: SPT Security ID: 85209W109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Justyn Howard For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SVMK INC.
Ticker: SVMK Security ID: 78489X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For Withhold Management
1.2 Elect Director David A. Ebersman For Withhold Management
1.3 Elect Director Erika H. James For Withhold Management
1.4 Elect Director Sheryl K. Sandberg For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC.
Ticker: TRHC Security ID: 873379101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samira Beckwith For Withhold Management
1.2 Elect Director Dennis Helling For Withhold Management
1.3 Elect Director Pamela Schweitzer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
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<PAGE>
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For Withhold Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carges For For Management
1b Elect Director Paul E. Chamberlain For For Management
1c Elect Director Ronald E.F. Codd For For Management
1d Elect Director Peter P. Gassner For For Management
1e Elect Director Mary Lynne Hedley For For Management
1f Elect Director Gordon Ritter For For Management
1g Elect Director Paul Sekhri For Against Management
1h Elect Director Matthew J. Wallach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Call a Special Against For Shareholder
Meeting at a 15 Percent Ownership
Threshold
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For For Management
1.2 Elect Director Ann-Marie Campbell For For Management
1.3 Elect Director David A. Duffield For For Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WORKIVA INC.
Ticker: WK Security ID: 98139A105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Herz For Withhold Management
1.2 Elect Director David S. Mulcahy For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For Against Management
1c Elect Director Michelle Wilson For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Chadwick For Withhold Management
1.2 Elect Director Kimberly L. Hammonds For Withhold Management
1.3 Elect Director Dan Scheinman For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZSCALER, INC.
Ticker: ZS Security ID: 98980G102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagtar (Jay) Chaudhry For Withhold Management
1.2 Elect Director Amit Sinha For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
- 28 -
<PAGE>
=========== First Trust Dow Jones Global Select Dividend Index Fund ============
A2A SPA
Ticker: A2A Security ID: T0579B105
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For For Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Approve Merger by Incorporation of A2A For For Management
Telecommunications Srl into A2A SpA
2 Approve Merger by Incorporation of For For Management
Suncity Energy Srl into A2A SpA
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA
Ticker: ACS Security ID: E7813W163
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Allocation of Income For For Management
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4.1 Reelect Carmen Fernandez Rozado as For For Management
Director
4.2 Reelect Jose Eladio Seco Dominguez as For For Management
Director
5 Advisory Vote on Remuneration Report For Against Management
6 Approve Scrip Dividends and Approve For For Management
Reduction in Share Capital via
Amortization of Treasury Shares
7 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Dividends of EUR 2.38 Per Share For For Management
3 Elect Hans De Cuyper as Director For For Management
4 Approve Remuneration of the CEO For For Management
5 Approve Transition Fee of Jozef De Mey For For Management
6 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.1.3 Approve Financial Statements and For For Management
Allocation of Income
2.2.1 Receive Information on Company's For For Management
Dividend Policy
2.2.2 Approve Dividends of EUR 2.65 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3 Approve Remuneration Report For For Management
4.1 Elect Jean-Michel Chatagny as For For Management
Independent Director
4.2 Reelect Katleen Vandeweyer as For For Management
Independent Director
4.3 Reelect Bart De Smet as Director For For Management
4.4 Ratify PwC as Auditors and Approve For For Management
Auditors' Remuneration
5.1a Amend Article 1 Re: Definitions For For Management
5.2.1 Receive Special Board Report Re: None None Management
Proposed Amendments to the Purpose
Clause in Accordance with Article
7:154 of the Belgian Companies and
Associations Code
5.2.2 Amend Article 4 Re: Purpose For For Management
5.3 Approve Cancellation of Repurchased For For Management
Shares
5.4.1 Receive Special Board Report Re: Use None None Management
and Purpose of the Authorized Capital
Prepared in Accordance with Article
7:199 of the Belgian Companies and
Associations Code
5.4.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
5.5a Amend Article 12 Re: Management of the For For Management
Company
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against For Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
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<PAGE>
AOZORA BANK LTD.
Ticker: 8304 Security ID: J0172K115
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanikawa, Kei For For Management
1.2 Elect Director Yamakoshi, Koji For For Management
1.3 Elect Director Akutagawa, Tomomi For For Management
1.4 Elect Director Takeda, Shunsuke For For Management
1.5 Elect Director Mizuta, Hiroyuki For For Management
1.6 Elect Director Murakami, Ippei For For Management
1.7 Elect Director Ito, Tomonori For For Management
1.8 Elect Director Omi, Hideto For For Management
2.1 Appoint Alternate Statutory Auditor For For Management
Yoshimura, Harutoshi
2.2 Appoint Alternate Statutory Auditor For For Management
Mitch R. Fulscher
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
APERAM SA
Ticker: APAM Security ID: L0187K107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I Approve Consolidated Financial For For Management
Statements
II Approve Financial Statements For For Management
III Approve Remuneration of Directors For For Management
IV Approve Dividends of EUR 1.75 Per Share For For Management
V Approve Allocation of Income For For Management
VI Approve Remuneration Report For For Management
VII Approve Annual Fees Structure of the For For Management
Board and Remuneration of CEO
VIII Approve Discharge of Directors For For Management
IX Elect Sandeep Jalan as Director For For Management
X Appoint PricewaterhouseCoopers as For For Management
Auditor
XI Approve Share Plan Grant Under the For For Management
Leadership Team Performance Share Unit
Plan
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
AZIMUT HOLDING SPA
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For Against Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BANKIA SA
Ticker: BKIA Security ID: E2R23Z164
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of Bankia For For Management
SA by CaixaBank SA
2 Approve Discharge of Board For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANKIA SA
Ticker: BKIA Security ID: E2R23Z164
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
1.3 Approve Non-Financial Information For For Management
Statement
1.4 Approve Discharge of Board For For Management
1.5 Approve Allocation of Income For For Management
2.1 Reelect Jose Ignacio Goirigolzarri For For Management
Tellaeche as Director
2.2 Relect Antonio Ortega Parra as Director For For Management
2.3 Reelect Jorge Cosmen For For Management
Menendez-Castanedo as Director
2.4 Reelect Jose Luis Feito Higueruela as For For Management
Director
2.5 Reelect Fernando Fernandez Mendez de For For Management
Andes as Director
2.6 Reelect Laura Gonzalez Molero as For For Management
Director
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Advisory Vote on Remuneration Report For For Management
5 Receive Amendments to Board of None None Management
Directors Regulations, to Audit and
Compliance Committee Regulations and
to Appointments and Responsible
Management Committee Regulations
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.30 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Liming Chen to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mirko Bibic For For Management
1.2 Elect Director David F. Denison For For Management
1.3 Elect Director Robert P. Dexter For For Management
1.4 Elect Director Ian Greenberg For For Management
1.5 Elect Director Katherine Lee For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Sheila A. Murray For For Management
1.8 Elect Director Gordon M. Nixon For For Management
1.9 Elect Director Louis P. Pagnutti For For Management
1.10 Elect Director Calin Rovinescu For For Management
1.11 Elect Director Karen Sheriff For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Jennifer Tory For For Management
1.14 Elect Director Cornell Wright For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BENDIGO AND ADELAIDE BANK LIMITED
Ticker: BEN Security ID: Q1458B102
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: OCT 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Jacqueline Hey as Director For For Management
3 Elect Jim Hazel as Director For For Management
4 Elect Anthony Fels as Director Against Against Shareholder
5 Approve Remuneration Report For For Management
6 Approve Issuance of Shares to Marnie For For Management
Baker under the Loan Funded Share Plan
7 Approve Grant of Performance Rights to For For Management
Marnie Baker under the Omnibus Equity
Plan
8a Approve First Capital Reduction Scheme For For Management
8b Approve Second Capital Reduction Scheme For For Management
9 Ratify Past Issuance of Placement For For Management
Shares to Existing and New Domestic
and International Institutional
Investors
--------------------------------------------------------------------------------
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<PAGE>
BNK FINANCIAL GROUP, INC.
Ticker: 138930 Security ID: Y0R7ZV102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jeong Gi-young as Outside For For Management
Director
3.2 Elect Yoo Jeong-jun as Outside Director For For Management
3.3 Elect Heo Jin-ho as Outside Director For For Management
3.4 Elect Lee Tae-seop as Outside Director For For Management
3.5 Elect Park Woo-shin as Outside Director For For Management
4 Elect Choi Gyeong-su as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Yoo Jeong-jun as a Member of For For Management
Audit Committee
5.2 Elect Lee Tae-seop as a Member of For For Management
Audit Committee
5.3 Elect Park Woo-shin as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LIMITED
Ticker: 2388 Security ID: Y0920U103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lin Jingzhen as Director For For Management
3b Elect Choi Koon Shum as Director For For Management
3c Elect Law Yee Kwan Quinn as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board or Duly
Authorized Committee of the Board to
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Luc Jobin as Director For For Management
6 Re-elect Jack Bowles as Director For For Management
7 Re-elect Tadeu Marroco as Director For For Management
8 Re-elect Sue Farr as Director For For Management
9 Re-elect Jeremy Fowden as Director For Abstain Management
10 Re-elect Dr Marion Helmes as Director For For Management
11 Re-elect Holly Keller Koeppel as For For Management
Director
12 Re-elect Savio Kwan as Director For For Management
13 Re-elect Dimitri Panayotopoulos as For For Management
Director
14 Elect Karen Guerra as Director For For Management
15 Elect Darrell Thomas as Director For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. G. Brindamour For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Michelle L. Collins For For Management
1.4 Elect Director Patrick D. Daniel For For Management
1.5 Elect Director Luc Desjardins For For Management
1.6 Elect Director Victor G. Dodig For For Management
1.7 Elect Director Kevin J. Kelly For For Management
1.8 Elect Director Christine E. Larsen For For Management
1.9 Elect Director Nicholas D. Le Pan For For Management
1.10 Elect Director Mary Lou Maher For For Management
1.11 Elect Director Jane L. Peverett For For Management
1.12 Elect Director Katharine B. Stevenson For For Management
1.13 Elect Director Martine Turcotte For For Management
1.14 Elect Director Barry L. Zubrow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Produce a Report on Loans Made Against Against Shareholder
by the Bank in Support of the Circular
Economy
--------------------------------------------------------------------------------
CENTAMIN PLC
Ticker: CEY Security ID: G2055Q105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4.1 Re-elect James Rutherford as Director For For Management
4.2 Re-elect Martin Horgan as Director For For Management
4.3 Re-elect Ross Jerrard as Director For For Management
4.4 Re-elect Dr Sally Eyre as Director For For Management
4.5 Re-elect Mark Bankes as Director For For Management
4.6 Re-elect Dr Ibrahim Fawzy as Director For For Management
4.7 Re-elect Marna Cloete as Director For For Management
4.8 Re-elect Dr Catharine Farrow as For For Management
Director
4.9 Elect Hendrik Faul as Director For For Management
5.1 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5.2 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity For For Management
7.1 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7.2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
8 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
- 31 -
<PAGE>
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Tranche Transactions For For Management
Under the Share Purchase Agreements
and Related Transactions
2 Elect Wong Kwai Lam as Director For For Management
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ip Tak Chuen, Edmond as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For For Management
3c Elect Lee Yeh Kwong, Charles as For For Management
Director
3d Elect George Colin Magnus as Director For For Management
3e Elect Paul Joseph Tighe as Director For For Management
3f Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED
Ticker: 1038 Security ID: G2178K100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ip Tak Chuen, Edmond as Director For For Management
3.2 Elect Fok Kin Ning, Canning as Director For Against Management
3.3 Elect Andrew John Hunter as Director For For Management
3.4 Elect Cheong Ying Chew, Henry as For Against Management
Director
3.5 Elect Barrie Cook as Director For For Management
3.6 Elect Lee Pui Ling, Angelina as For For Management
Director
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Collins For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Curtis C. Farmer For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: OCT 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Rob Whitfield as Director For For Management
2b Elect Simon Moutter as Director For For Management
3 Approve Remuneration Report For Against Management
4 Approve Grant of Restricted Share For Against Management
Units and Performance Rights to Matt
Comyn
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
--------------------------------------------------------------------------------
COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SAU
Ticker: LOG Security ID: E0304S106
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Ratify Appointment of and Elect Luis For For Management
Isasi Fernandez de Bobadilla as
Director
6.1 Amend Corporate Purpose and Amend For For Management
Articles Accordingly
6.2 Amend Articles 5, 6, 7, and 8 For For Management
6.3 Amend Article 9 For For Management
6.4 Amend Articles 10, 11, 12, 13, 15, 16, For For Management
17 and 18
6.5 Amend Article 14 For For Management
6.6 Amend Articles 19 and 20 For For Management
6.7 Approve Restated Articles of For For Management
Association
7 Approve Restated General Meeting For For Management
Regulations
8 Receive Amendments to Board of None None Management
Directors' Regulations
9 Approve Remuneration Policy For Against Management
10 Approve Restricted Stock Plan For Against Management
11 Advisory Vote on Remuneration Report For Against Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DRAX GROUP PLC
Ticker: DRX Security ID: G2904K127
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Pinnacle For For Management
Renewable Energy Inc. by Drax Canadian
Holdings Inc.
--------------------------------------------------------------------------------
DRAX GROUP PLC
Ticker: DRX Security ID: G2904K127
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Philip Cox as Director For For Management
5 Re-elect Will Gardiner as Director For For Management
6 Re-elect Andy Skelton as Director For For Management
7 Re-elect John Baxter as Director For For Management
8 Re-elect Nicola Hodson as Director For For Management
9 Re-elect David Nussbaum as Director For For Management
10 Re-elect Vanessa Simms as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise UK Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Elect Natalia Fabra Portela as Director For For Management
5.2 Elect Maria Teresa Arcos Sanchez as For For Management
Director
6.1 Amend Article 7 Re: Accounting Records For For Management
and Identity of Shareholders
6.2 Amend Articles 18 and 27 Re: For For Management
Attendance, Proxies and Voting at
General Meetings
6.3 Add Article 27 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.4 Amend Articles Re: Board For For Management
6.5 Amend Articles Re: Annual Accounts For For Management
7.1 Amend Article 4 of General Meeting For For Management
Regulations Re: Powers of the General
Meeting
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.3 Amend Article 16 of General Meeting For For Management
Regulations Re: Publicity
8 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 5 Billion
9 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1 Billion
with Exclusion of Preemptive Rights up
to 10 Percent of Capital
10 Approve Remuneration Policy For For Management
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors Regulations
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Use of Available Reserves For For Management
for Interim Dividend Distribution
4 Appoint Marcella Caradonna as Internal None For Shareholder
Statutory Auditor
5 Appoint Roberto Maglio as Alternate None For Shareholder
Internal Statutory Auditor
6 Authorize Share Repurchase Program For For Management
7 Approve Second Section of the For Against Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Barron For For Management
1.2 Elect Director Vincent A. Berta For For Management
1.3 Elect Director Cynthia O. Booth For For Management
1.4 Elect Director Archie M. Brown For For Management
1.5 Elect Director Claude E. Davis For For Management
1.6 Elect Director Corinne R. Finnerty For For Management
1.7 Elect Director Susan L. Knust For For Management
1.8 Elect Director William J. Kramer For For Management
1.9 Elect Director John T. Neighbours For For Management
1.10 Elect Director Thomas M. O'Brien For For Management
1.11 Elect Director Maribeth S. Rahe For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Andrew Forrest as Director For For Management
3 Elect Mark Barnaba as Director For For Management
4 Elect Penny Bingham-Hall as Director For For Management
5 Elect Jennifer Morris as Director For For Management
6 Approve Grant of Performance Rights to For Against Management
Elizabeth Gaines
7 Approve Renewal of Proportional For For Management
Takeover Approval Provisions
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 77,200 for Chair,
EUR 57,500 for Deputy Chair and EUR
40,400 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Reelect Essimari Kairisto, Anja For For Management
McAlister (Deputy Chair), Teppo
Paavola, Veli-Matti Reinikkala
(Chair), Philipp Rosler and Annette
Stube as Directors; Elect Luisa
Delgado as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
GENWORTH MI CANADA INC.
Ticker: MIC Security ID: 37252B102
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Falcon Holding For For Management
Acquisition Corporation, a
Wholly-Owned Subsidiary of Falcon
Holding LP
2 Amend Articles Re: Creation of a New For For Management
Class of Preferred Shares Designated
as Class A Preferred Shares
3 Change Company Name to Sagen MI Canada For For Management
Inc.
--------------------------------------------------------------------------------
GREAT-WEST LIFECO INC.
Ticker: GWO Security ID: 39138C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Size of Board from For For Management
22 to 19
2.1 Elect Director Michael R. Amend For For Management
2.2 Elect Director Deborah J. Barrett For For Management
2.3 Elect Director Robin A. Bienfait For For Management
2.4 Elect Director Heather E. Conway For For Management
2.5 Elect Director Marcel R. Coutu For For Management
2.6 Elect Director Andre Desmarais For For Management
2.7 Elect Director Paul Desmarais, Jr. For Withhold Management
2.8 Elect Director Gary A. Doer For For Management
2.9 Elect Director David G. Fuller For For Management
2.10 Elect Director Claude Genereux For For Management
2.11 Elect Director Elizabeth C. Lempres For For Management
2.12 Elect Director Paula B. Madoff For For Management
2.13 Elect Director Paul A. Mahon For For Management
2.14 Elect Director Susan J. McArthur For For Management
2.15 Elect Director R. Jeffrey Orr For For Management
2.16 Elect Director T. Timothy Ryan For For Management
2.17 Elect Director Gregory D. Tretiak For For Management
2.18 Elect Director Siim A. Vanaselja For For Management
2.19 Elect Director Brian E. Walsh For For Management
3 Ratify Deloitte LLP as Auditors For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Amend Stock Option Plan For For Management
6 Amend By-Laws For For Management
--------------------------------------------------------------------------------
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<PAGE>
HANA FINANCIAL GROUP, INC.
Ticker: 086790 Security ID: Y29975102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Won-koo as Outside Director For For Management
3.2 Elect Kim Hong-jin as Outside Director For For Management
3.3 Elect Yang Dong-hoon as Outside For For Management
Director
3.4 Elect Heo Yoon as Outside Director For For Management
3.5 Elect Lee Jung-won as Outside Director For For Management
3.6 Elect Kwon Suk-gyo as Outside Director For For Management
3.7 Elect Park Dong-moon as Outside For For Management
Director
3.8 Elect Park Seong-ho as Non-Independent For For Management
Non-Executive Director
3.9 Elect Kim Jung-tai as Inside Director For For Management
4 Elect Paik Tae-seung as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Yang Dong-hoon as a Member of For For Management
Audit Committee
5.2 Elect Lee Jung-won as a Member of For For Management
Audit Committee
5.3 Elect Park Dong-moon as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANG SENG BANK LTD.
Ticker: 11 Security ID: Y30327103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Louisa Cheang as Director For For Management
2b Elect Margaret W H Kwan as Director For For Management
2c Elect Irene Y L Lee as Director For For Management
2d Elect Peter T S Wong as Director For Against Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HASEKO CORP.
Ticker: 1808 Security ID: J18984153
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Tsuji, Noriaki For For Management
2.2 Elect Director Ikegami, Kazuo For For Management
2.3 Elect Director Tani, Junichi For For Management
2.4 Elect Director Tani, Nobuhiro For For Management
2.5 Elect Director Murakawa, Toshiyuki For For Management
2.6 Elect Director Naraoka, Shoji For For Management
2.7 Elect Director Koizumi, Masahito For For Management
2.8 Elect Director Kumano, Satoshi For For Management
2.9 Elect Director Ichimura, Kazuhiko For For Management
2.10 Elect Director Kogami, Tadashi For For Management
2.11 Elect Director Nagasaki, Mami For For Management
2.12 Elect Director Ogura, Toshikatsu For For Management
2.13 Elect Director Fujii, Shinsuke For For Management
3 Appoint Statutory Auditor Iijima, For For Management
Nobuyuki
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Delaney M. Bellinger For For Management
1b Elect Director Kevin G. Cramton For For Management
1c Elect Director Randy A. Foutch For For Management
1d Elect Director Hans Helmerich For For Management
1e Elect Director John W. Lindsay For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director Mary M. VanDeWeghe For For Management
1k Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELVETIA HOLDING AG
Ticker: HELN Security ID: H3701P102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 5.00 per Share
4.1 Reelect Doris Schurter as Director and For For Management
Board Chairman
4.2.1 Reelect Beat Fellmann as Director For For Management
4.2.2 Reelect Jean-Rene Fournier as Director For For Management
4.2.3 Reelect Ivo Furrer as Director For For Management
4.2.4 Reelect Hans Kuenzle as Director For For Management
4.2.5 Reelect Christoph Lechner as Director For For Management
4.2.6 Reelect Gabriela Payer as Director For For Management
4.2.7 Reelect Thomas Schmueckli as Director For For Management
4.2.8 Reelect Andreas von Planta as Director For For Management
4.2.9 Reelect Regula Wallimann as Director For For Management
4.3.1 Reappoint Jean-Rene Fournier as Member For For Management
of the Nomination and Compensation
Committee
4.3.2 Reappoint Gabriela Payer as Member of For For Management
the Nomination and Compensation
Committee
4.3.3 Reappoint Andreas von Planta as Member For For Management
of the Nomination and Compensation
Committee
4.3.4 Reappoint Regula Wallimann as Member For For Management
of the Nomination and Compensation
Committee
5.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 3.1
Million
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 8.1 Million
5.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.5 Million
6 Designate Schmuki Bachmann as For For Management
Independent Proxy
7 Ratify KPMG AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT COMPANY LIMITED
Ticker: 12 Security ID: Y31476107
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lam Ko Yin, Colin as Director For For Management
3.2 Elect Lee Shau Kee as Director For For Management
3.3 Elect Yip Ying Chee, John as Director For For Management
3.4 Elect Fung Hau Chung, Andrew as For For Management
Director
3.5 Elect Ko Ping Keung as Director For For Management
3.6 Elect Woo Ka Biu, Jackson as Director For For Management
3.7 Elect Poon Chung Kwong as Director For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Alanna Y. Cotton For For Management
1.3 Elect Director Ann B. (Tanny) Crane For For Management
1.4 Elect Director Robert S. Cubbin For For Management
1.5 Elect Director Steven G. Elliott For For Management
1.6 Elect Director Gina D. France For For Management
1.7 Elect Director J. Michael Hochschwender For For Management
1.8 Elect Director John C. (Chris) Inglis For For Management
1.9 Elect Director Katherine M. A. (Allie) For For Management
Kline
1.10 Elect Director Richard W. Neu For For Management
1.11 Elect Director Kenneth J. Phelan For For Management
1.12 Elect Director David L. Porteous For For Management
1.13 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
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<PAGE>
HYSAN DEVELOPMENT COMPANY LIMITED
Ticker: 14 Security ID: Y38203124
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Churchouse Frederick Peter as For For Management
Director
2.2 Elect Poon Chung Yin Joseph as Director For For Management
2.3 Elect Lee Chien as Director For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
IDEMITSU KOSAN CO., LTD.
Ticker: 5019 Security ID: J2388K103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors - Clarify Provisions on
Alternate Statutory Auditors
2 Approve Accounting Transfers For For Management
3.1 Elect Director Kito, Shunichi For For Management
3.2 Elect Director Matsushita, Takashi For For Management
3.3 Elect Director Nibuya, Susumu For For Management
3.4 Elect Director Hirano, Atsuhiko For For Management
3.5 Elect Director Sakai, Noriaki For For Management
3.6 Elect Director Idemitsu, Masakazu For For Management
3.7 Elect Director Kubohara, Kazunari For For Management
3.8 Elect Director Kikkawa, Takeo For For Management
3.9 Elect Director Koshiba, Mitsunobu For For Management
3.10 Elect Director Noda, Yumiko For For Management
3.11 Elect Director Kado, Maki For For Management
4 Appoint Statutory Auditor Yoshioka, For For Management
Tsutomu
5 Appoint Alternate Statutory Auditor For For Management
Kai, Junko
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGM Security ID: 449586106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Andre Desmarais For For Management
1.4 Elect Director Paul Desmarais, Jr. For For Management
1.5 Elect Director Gary Doer For For Management
1.6 Elect Director Susan Doniz For For Management
1.7 Elect Director Claude Genereux For For Management
1.8 Elect Director Sharon Hodgson For For Management
1.9 Elect Director Sharon MacLeod For For Management
1.10 Elect Director Susan J. McArthur For For Management
1.11 Elect Director John S. McCallum For For Management
1.12 Elect Director R. Jeffrey Orr For For Management
1.13 Elect Director James O'Sullivan For For Management
1.14 Elect Director Gregory D. Tretiak For For Management
1.15 Elect Director Beth Wilson For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: 024110 Security ID: Y3994L108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
3 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Beshar For For Management
1.2 Elect Director Thomas M. Finke For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director William (Bill) F. For For Management
Glavin, Jr.
1.6 Elect Director C. Robert Henrikson For For Management
1.7 Elect Director Denis Kessler For For Management
1.8 Elect Director Nelson Peltz For For Management
1.9 Elect Director Nigel Sheinwald For For Management
1.10 Elect Director Paula C. Tolliver For For Management
1.11 Elect Director G. Richard Wagoner, Jr. For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC
Ticker: JHG Security ID: G4474Y214
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Alison Davis For For Management
3 Elect Director Kalpana Desai For For Management
4 Elect Director Jeffrey Diermeier For For Management
5 Elect Director Kevin Dolan For For Management
6 Elect Director Eugene Flood, Jr. For For Management
7 Elect Director Richard Gillingwater For For Management
8 Elect Director Lawrence Kochard For For Management
9 Elect Director Glenn Schafer For For Management
10 Elect Director Angela Seymour-Jackson For For Management
11 Elect Director Richard Weil For For Management
12 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Audit Committee
to Fix Their Remuneration
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise Market Purchase of CDIs For For Management
--------------------------------------------------------------------------------
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<PAGE>
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
JUPITER FUND MANAGEMENT PLC
Ticker: JUP Security ID: G5207P107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Chris Parkin as Director For For Management
6 Re-elect Andrew Formica as Director For For Management
7 Re-elect Wayne Mepham as a Director For For Management
8 Re-elect Nichola Pease as a Director For For Management
9 Re-elect Karl Sternberg as Director For For Management
10 Re-elect Polly Williams as Director For For Management
11 Re-elect Roger Yates as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Jong Kyoo as Inside Director For For Management
2 Elect Hur Yin as Non-Independent For For Management
Non-Executive Director
3 Elect Yun Sun-jin as Outside Director Against Against Shareholder
- Shareholder Proposal
4 Elect Ryu Young-jae as Outside Against Against Shareholder
Director - Shareholder Proposal
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Stuart B. Solomon as Outside For For Management
Director
2.2 Elect Sonu Suk Ho as Outside Director For For Management
2.3 Elect Choi Myung Hee as Outside For For Management
Director
2.4 Elect Jeong Kouwhan as Outside Director For For Management
3 Elect Kim Kyung Ho as Outside Director For For Management
to Serve as an Audit Committee Member
4.1 Elect Sonu Suk Ho as a Member of Audit For For Management
Committee
4.2 Elect Choi Myung Hee as a Member of For For Management
Audit Committee
4.3 Elect Oh Gyutaeg as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KERRY PROPERTIES LIMITED
Ticker: 683 Security ID: G52440107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Bryan Pallop Gaw as Director For For Management
3b Elect Wong Yu Pok, Marina as Director For Against Management
3c Elect Hui Chun Yue, David as Director For Against Management
4 Approve Directors' Fees For For Management
5 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KERRY PROPERTIES LIMITED
Ticker: 683 Security ID: G52440107
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve KPL Irrevocable Undertaking For For Management
and Related Transactions
2 Approve Proposed Placing Mandate and For For Management
Related Transactions
3 Approve Shareholders' Agreement and For For Management
Related Transactions
4 Approve Participation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
LABRADOR IRON ORE ROYALTY CORPORATION
Ticker: LIF Security ID: 505440107
Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Fuller For For Management
1.2 Elect Director Douglas F. McCutcheon For For Management
1.3 Elect Director Dorothea E. Mell For For Management
1.4 Elect Director William H. McNeil For For Management
1.5 Elect Director Sandra L. Rosch For For Management
1.6 Elect Director John F. Tuer For For Management
1.7 Elect Director Patricia M. Volker For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
LAURENTIAN BANK OF CANADA
Ticker: LB Security ID: 51925D106
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sonia Baxendale For For Management
1.2 Elect Director Andrea Bolger For For Management
1.3 Elect Director Michael T. Boychuk For For Management
1.4 Elect Director Suzanne Gouin For For Management
1.5 Elect Director Rania Llewellyn For For Management
1.6 Elect Director David Morris For For Management
1.7 Elect Director David Mowat For For Management
1.8 Elect Director Michael Mueller For For Management
1.9 Elect Director Michelle R. Savoy For For Management
1.10 Elect Director Susan Wolburgh Jenah For For Management
1.11 Elect Director Nicholas Zelenczuk For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Clarify the Bank's Purpose and Against Against Shareholder
Commitment
5 SP 6: Report the Loans Granted in the Against Against Shareholder
Last Few Years in Support of the
Circular Economy
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ric Lewis as Director For For Management
4 Elect Nilufer von Bismarck as Director For For Management
5 Re-elect Henrietta Baldock as Director For For Management
6 Re-elect Philip Broadley as Director For For Management
7 Re-elect Jeff Davies as Director For For Management
8 Re-elect Sir John Kingman as Director For For Management
9 Re-elect Lesley Knox as Director For For Management
10 Re-elect George Lewis as Director For For Management
11 Re-elect Toby Strauss as Director For For Management
12 Re-elect Nigel Wilson as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Remuneration Report For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity in For For Management
Connection with the Issue of
Contingent Convertible Securities
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Contingent Convertible
Securities
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
LUMEN TECHNOLOGIES, INC.
Ticker: LUMN Security ID: 550241103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Martha Helena Bejar For For Management
1c Elect Director Peter C. Brown For For Management
1d Elect Director Kevin P. Chilton For For Management
1e Elect Director Steven T. "Terry" Clontz For For Management
1f Elect Director T. Michael Glenn For For Management
1g Elect Director W. Bruce Hanks For For Management
1h Elect Director Hal Stanley Jones For For Management
1i Elect Director Michael Roberts For For Management
1j Elect Director Laurie Siegel For For Management
1k Elect Director Jeffrey K. Storey For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify NOL Rights Plan (NOL Pill) For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Anthony (Tony) Chase For For Management
1f Elect Director Stephen Cooper For For Management
1g Elect Director Nance Dicciani For For Management
1h Elect Director Robert (Bob) Dudley For For Management
1i Elect Director Claire Farley For For Management
1j Elect Director Michael Hanley For For Management
1k Elect Director Albert Manifold For For Management
1l Elect Director Bhavesh (Bob) Patel For For Management
2 Approve Discharge of Directors For For Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Cancellation of Shares For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MANULIFE FINANCIAL CORP.
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicole S. Arnaboldi For For Management
1.2 Elect Director Guy L.T. Bainbridge For For Management
1.3 Elect Director Joseph P. Caron For For Management
1.4 Elect Director John M. Cassaday For For Management
1.5 Elect Director Susan F. Dabarno For For Management
1.6 Elect Director Julie E. Dickson For For Management
1.7 Elect Director Sheila S. Fraser For For Management
1.8 Elect Director Roy Gori For For Management
1.9 Elect Director Tsun-yan Hsieh For For Management
1.10 Elect Director Donald R. Lindsay For For Management
1.11 Elect Director John R.V. Palmer For For Management
1.12 Elect Director C. James Prieur For For Management
1.13 Elect Director Andrea S. Rosen For For Management
1.14 Elect Director Leagh E. Turner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAPFRE SA
Ticker: MAP Security ID: E7347B107
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Integrated Report for Fiscal For For Management
Year 2020 Including Consolidated
Non-Financial Information Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5 Reelect Ana Isabel Fernandez Alvarez For For Management
as Director
6 Reelect Francisco Jose Marco Orenes as For For Management
Director
7 Reelect Fernando Mata Verdejo as For For Management
Director
8 Amend Article 11 For For Management
9 Add Article 8 bis For For Management
10 Authorize Share Repurchase Program For For Management
11 Advisory Vote on Remuneration Report For Against Management
12 Renew Appointment of KPMG Auditores as For For Management
Auditor
13 Authorize Board to Delegate the Powers For For Management
Conferred by the General Meeting in
Favor of the Executive Committee
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Authorize Board to Clarify or For For Management
Interpret Preceding Resolutions
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Alkhayyal For For Management
1b Elect Director Jonathan Z. Cohen For For Management
1c Elect Director Michael J. Hennigan For For Management
1d Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Management
7 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS, INC.
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Karasawa, Yasuyoshi For For Management
2.2 Elect Director Kanasugi, Yasuzo For For Management
2.3 Elect Director Hara, Noriyuki For For Management
2.4 Elect Director Higuchi, Tetsuji For For Management
2.5 Elect Director Fukuda, Masahito For For Management
2.6 Elect Director Endo, Takaoki For For Management
2.7 Elect Director Bando, Mariko For For Management
2.8 Elect Director Arima, Akira For For Management
2.9 Elect Director Tobimatsu, Junichi For For Management
2.10 Elect Director Rochelle Kopp For For Management
3.1 Appoint Statutory Auditor Suto, Atsuko For For Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
4 Appoint Alternate Statutory Auditor For For Management
Meguro, Kozo
5 Approve Director Retirement Bonus For For Management
--------------------------------------------------------------------------------
NATURGY ENERGY GROUP SA
Ticker: NTGY Security ID: E7S90S109
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Consolidated Non-Financial For For Management
Information Statement
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board For For Management
6 Approve Remuneration Policy for FY For Against Management
2021, 2022 and 2023
7 Advisory Vote on Remuneration Report For Against Management
8 Appoint KPMG Auditores as Auditor for For For Management
FY 2021, 2022 and 2023
9 Receive Amendments to Board of None None Management
Directors Regulations
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
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<PAGE>
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick Arnold For For Management
1b Elect Director Anna Escobedo Cabral For For Management
1c Elect Director Larry A. Klane For For Management
1d Elect Director Katherine A. Lehman For For Management
1e Elect Director Linda A. Mills For For Management
1f Elect Director John (Jack) F. Remondi For For Management
1g Elect Director Jane J. Thompson For For Management
1h Elect Director Laura S. Unger For For Management
1i Elect Director David L. Yowan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT COMPANY LIMITED
Ticker: 17 Security ID: Y6266R109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cheng Kar-Shun, Henry as Director For For Management
3b Elect Doo Wai-Hoi, William as Director For For Management
3c Elect Cheng Kar-Shing, Peter as For For Management
Director
3d Elect Liang Cheung-Biu, Thomas as For For Management
Director
3e Elect Cheng Chi-Man, Sonia as Director For For Management
3f Elect Huang Shaomei, Echo as Director For For Management
3g Elect Chiu Wai-Han, Jenny as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
NEXITY SA
Ticker: NXI Security ID: F6527B126
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Soumia Belaidi-Malinbaum as For For Management
Director
7 Elect Myriam El Khomri as Director For For Management
8 Elect Veronique Bedague-Hamilius as For For Management
Director
9 Elect Credit Mutuel Arkea as Director For For Management
10 Approve Compensation Report For For Management
11 Approve Compensation of Alain Dinin, For For Management
Chairman of the Board Until 24 April
2020 and Chairman and CEO Since 25
Avril 2020
12 Approve Compensation of Jean-Philippe For For Management
Ruggieri, CEO Until 23 April 2020
13 Approve Compensation of Julien For Against Management
Carmona, Vice-CEO
14 Approve Remuneration Policy of For For Management
Directors
15 Approve Remuneration Policy of Alain For For Management
Dinin, Chairman and CEO Until 19 May
2021 and Chairman of the Board Since
19 May 2021
16 Approve Remuneration Policy of For For Management
Veronique Bedague-Hamilius, CEO Since
19 May 2021
17 Approve Remuneration Policy of Julien For For Management
Carmona, Vice-CEO
18 Approve Remuneration Policy of For For Management
Jean-Claude Bassien Capsa, Vice-CEO
Since 19 May 2021
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Amend Article 2 of Bylaws Re: For For Management
Corporate Purpose
23 Amend Article 12 of Bylaws Re: For For Management
Chairman of the Board Age Limit
24 Amend Article 16 of Bylaws Re: CEO For For Management
25 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NN GROUP NV
Ticker: NN Security ID: N64038107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Annual Report None None Management
3 Approve Remuneration Report For For Management
4.A Adopt Financial Statements and For For Management
Statutory Reports
4.B Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4.C Approve Dividends of EUR 2.33 Per Share For For Management
5.A Approve Discharge of Executive Board For For Management
5.B Approve Discharge of Supervisory Board For For Management
6.A Elect Cecilia Reyes to Supervisory For For Management
Board
6.B Elect Rob Lelieveld to Supervisory For For Management
Board
6.C Elect Inga Beale to Supervisory Board For For Management
7 Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
8.A.1 Grant Board Authority to Issue For For Management
Ordinary Shares Up To 10 Percent of
Issued Capital
8.A.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
8.A.1
8.B Grant Board Authority to Issue Shares For For Management
Up To 20 Percent of Issued Capital in
Connection with a Rights Issue
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
11 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
NORTHWEST BANCSHARES, INC.
Ticker: NWBI Security ID: 667340103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah J. Chadsey For For Management
1.2 Elect Director Wilbur R. Davis For For Management
1.3 Elect Director Timothy M. Hunter For For Management
1.4 Elect Director David M. Tullio For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya M. Acker For For Management
1b Elect Director Paul R. Burke For For Management
1c Elect Director Craig A. Carlson For For Management
1d Elect Director John M. Eggemeyer, III For For Management
1e Elect Director C. William Hosler For For Management
1f Elect Director Susan E. Lester For For Management
1g Elect Director Roger H. Molvar For For Management
1h Elect Director Daniel B. Platt For For Management
1i Elect Director Robert A. Stine For For Management
1j Elect Director Paul W. Taylor For For Management
1k Elect Director Matthew P. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PCCW LIMITED
Ticker: 8 Security ID: Y6802P120
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tse Sze Wing, Edmund as Director For For Management
3b Elect Aman Mehta as Director For Against Management
3c Elect Frances Waikwun Wong as Director For For Management
3d Elect Bryce Wayne Lee as Director For For Management
3e Elect David Lawrence Herzog as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Termination of Existing Share For Against Management
Stapled Units Option Scheme and Adopt
New Share Stapled Units Option Scheme
of HKT Trust and HKT Limited
--------------------------------------------------------------------------------
PHOENIX GROUP HOLDINGS PLC
Ticker: PHNX Security ID: G7S8MZ109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Alastair Barbour as Director For For Management
5 Re-elect Andy Briggs as Director For For Management
6 Re-elect Karen Green as Director For For Management
7 Elect Hiroyuki Iioka as Director For For Management
8 Re-elect Nicholas Lyons as Director For For Management
9 Re-elect Wendy Mayall as Director For For Management
10 Elect Christopher Minter as Director For For Management
11 Re-elect John Pollock as Director For For Management
12 Re-elect Belinda Richards as Director For For Management
13 Re-elect Nicholas Shott as Director For For Management
14 Re-elect Kory Sorenson as Director For For Management
15 Re-elect Rakesh Thakrar as Director For For Management
16 Re-elect Mike Tumilty as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity For For Management
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PLUS500 LTD.
Ticker: PLUS Security ID: M7S2CK109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect David Zruia as Director For For Management
2 Re-elect Elad Even-Chen as Director For For Management
3 Re-elect Steven Baldwin as Director For For Management
4 Elect Sigalia Heifetz as Director For For Management
5 Elect Jacob Frenkel as Director For For Management
6 Reappoint Kesselman & Kesselman as For For Management
Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Approve Remuneration Policy For For Management
12 Approve Fees Payable to Jacob Frenkel For For Management
13 Approve Remuneration Terms of David For For Management
Zruia
14 Approve Remuneration Terms of Elad For For Management
Even-Chen
15 Approve Tax Bonus Payment to Elad For Against Management
Even-Chen
16 Approve Remuneration Report For Against Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
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<PAGE>
POSTE ITALIANE SPA
Ticker: PST Security ID: T7S697106
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Approve Equity-Based Incentive Plans For For Management
6 Approve Fixed-Variable Compensation For For Management
Ratio for BancoPosta's Ring-Fenced
Capital's Material Risk Takers
1 Approve Changes to BancoPosta's For For Management
Ring-Fenced Capital and Consequent
Change in Regulations
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
POWER CORPORATION OF CANADA
Ticker: POW Security ID: 739239101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Beaudoin For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Andre Desmarais For Withhold Management
1.4 Elect Director Paul Desmarais, Jr. For Withhold Management
1.5 Elect Director Gary A. Doer For For Management
1.6 Elect Director Anthony R. Graham For For Management
1.7 Elect Director J. David A. Jackson For For Management
1.8 Elect Director Sharon MacLeod For For Management
1.9 Elect Director Paula B. Madoff For For Management
1.10 Elect Director Isabelle Marcoux For For Management
1.11 Elect Director Christian Noyer For For Management
1.12 Elect Director R. Jeffrey Orr For For Management
1.13 Elect Director T. Timothy Ryan, Jr. For For Management
1.14 Elect Director Siim A. Vanaselja For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Wendy E. Jones For For Management
1.6 Elect Director Karl J. Krapek For For Management
1.7 Elect Director Peter R. Lighte For For Management
1.8 Elect Director Charles F. Lowrey For For Management
1.9 Elect Director George Paz For For Management
1.10 Elect Director Sandra Pianalto For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director Douglas A. Scovanner For For Management
1.13 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
RED ELECTRICA CORP. SA
Ticker: REE Security ID: E42807110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Non-Financial Information For For Management
Statement
5 Approve Discharge of Board For For Management
6.1 Elect Marcos Vaquer Caballeria as For For Management
Director
6.2 Elect Elisenda Malaret Garcia as For For Management
Director
6.3 Elect Jose Maria Abad Hernandez as For For Management
Director
6.4 Ratify Appointment of and Elect For For Management
Ricardo Garcia Herrera as Director
7.1 Amend Articles Re: Corporate Purpose, For For Management
Nationality and Registered Office
7.2 Amend Articles Re: Share Capital and For For Management
Shareholders' Preferential
Subscription Rights
7.3 Amend Articles Re: General Meetings, For For Management
Meeting Types, Quorum, Right to
Information and Attendance,
Constitution, Deliberations and Remote
Voting
7.4 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.5 Amend Articles Re: Board, Audit For For Management
Committee, Appointment and
Remuneration Committee and
Sustainability Committee
7.6 Amend Articles Re: Annual Accounts For For Management
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Purpose and Validity
of the Regulations, and Advertising
8.2 Amend Article 2 of General Meeting For For Management
Regulations Re: Corporate Website
8.3 Amend Articles of General Meeting For For Management
Regulations Re: Competences and
Meeting Types
8.4 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.5 Amend Articles of General Meeting For For Management
Regulations Re: Quorum, Chairman of
the General Meeting, Constitution,
Deliberation, Adoption of Resolutions
and Publicity
9.1 Approve Remuneration Report For For Management
9.2 Approve Remuneration of Directors For For Management
9.3 Approve Long-Term Incentive Plan For For Management
9.4 Approve Remuneration Policy For For Management
10 Renew Appointment of KPMG Auditores as For For Management
Auditor
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Corporate Governance Report None None Management
13 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
RESONA HOLDINGS, INC.
Ticker: 8308 Security ID: J6448E106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Higashi, Kazuhiro For For Management
1.2 Elect Director Minami, Masahiro For For Management
1.3 Elect Director Noguchi, Mikio For For Management
1.4 Elect Director Kawashima, Takahiro For For Management
1.5 Elect Director Matsui, Tadamitsu For For Management
1.6 Elect Director Sato, Hidehiko For For Management
1.7 Elect Director Baba, Chiharu For For Management
1.8 Elect Director Iwata, Kimie For For Management
1.9 Elect Director Egami, Setsuko For For Management
1.10 Elect Director Ike, Fumihiko For For Management
--------------------------------------------------------------------------------
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<PAGE>
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Re-elect Megan Clark as Director For Against Management
6 Re-elect Hinda Gharbi as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Sam Laidlaw as Director For For Management
9 Re-elect Simon McKeon as Director For For Management
10 Re-elect Jennifer Nason as Director For For Management
11 Re-elect Jakob Stausholm as Director For For Management
12 Re-elect Simon Thompson as Director For For Management
13 Re-elect Ngaire Woods as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Approve Global Employee Share Plan None For Management
18 Approve UK Share Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Adams For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director William T. Coleman For For Management
1e Elect Director Jay L. Geldmacher For For Management
1f Elect Director Dylan G. Haggart For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director William D. Mosley For For Management
1i Elect Director Stephanie Tilenius For For Management
1j Elect Director Edward J. Zander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M111
Meeting Date: APR 14, 2021 Meeting Type: Court
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Constitution For For Management
3 Approve Creation of Distributable For For Management
Reserves
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SHAW COMMUNICATIONS INC.
Ticker: SJR.B Security ID: 82028K200
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Rogers For For Management
Communications Inc.
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Low Check Kian as Director For For Management
5 Elect Lee Theng Kiat as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Under the Singtel
Performance Share Plan 2012
10 Authorize Share Repurchase Program For For Management
11 Amend Constitution For For Management
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Limited as Auditor of For For Management
the Company and Authorize Board to Fix
Their Remuneration
2 Elect Paul Berriman as Director For For Management
3 Elect Charles Sitch as Director For For Management
--------------------------------------------------------------------------------
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<PAGE>
STANDARD LIFE ABERDEEN PLC
Ticker: SLA Security ID: G84246118
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Approve Remuneration Report For For Management
6A Re-elect Sir Douglas Flint as Director For For Management
6B Re-elect Jonathan Asquith as Director For For Management
6C Re-elect Stephanie Bruce as Director For For Management
6D Re-elect John Devine as Director For For Management
6E Re-elect Melanie Gee as Director For For Management
6F Re-elect Brian McBride as Director For For Management
6G Re-elect Martin Pike as Director For For Management
6H Re-elect Cathleen Raffaeli as Director For For Management
6I Re-elect Cecilia Reyes as Director For For Management
6J Re-elect Jutta af Rosenborg as Director For For Management
7 Elect Stephen Bird as Director For For Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity in Relation For For Management
to the Issue of Convertible Bonds
13 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Convertible Bonds
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2.1 Elect Director Kunibe, Takeshi For For Management
2.2 Elect Director Ota, Jun For For Management
2.3 Elect Director Takashima, Makoto For For Management
2.4 Elect Director Nakashima, Toru For For Management
2.5 Elect Director Kudo, Teiko For For Management
2.6 Elect Director Inoue, Atsuhiko For For Management
2.7 Elect Director Isshiki, Toshihiro For For Management
2.8 Elect Director Kawasaki, Yasuyuki For For Management
2.9 Elect Director Matsumoto, Masayuki For Against Management
2.10 Elect Director Arthur M. Mitchell For For Management
2.11 Elect Director Yamazaki, Shozo For For Management
2.12 Elect Director Kono, Masaharu For For Management
2.13 Elect Director Tsutsui, Yoshinobu For For Management
2.14 Elect Director Shimbo, Katsuyoshi For For Management
2.15 Elect Director Sakurai, Eriko For For Management
3 Amend Articles to Allow Virtual Only For Against Management
Shareholder Meetings
--------------------------------------------------------------------------------
SUNCORP GROUP LIMITED
Ticker: SUN Security ID: Q88040110
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Approve Grant of Performance Rights to For For Management
Steve Johnston
3a Elect Elmer Funke Kupper as Director For For Management
3b Elect Simon Machell as Director For For Management
--------------------------------------------------------------------------------
SWIRE PACIFIC LIMITED
Ticker: 19 Security ID: Y83310105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect D P Cogman as Director For Against Management
1b Elect M B Swire as Director For For Management
1c Elect S C Swire as Director For For Management
1d Elect M J Murray as Director For Against Management
2 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SWISS RE AG
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 5.90 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 15.1 Million
4 Approve Discharge of Board of Directors For For Management
5.1.a Reelect Sergio Ermotti as Director and For For Management
Board Chairman
5.1.b Reelect Raymond Ch'ien as Director For For Management
5.1.c Reelect Renato Fassbind as Director For For Management
5.1.d Reelect Karen Gavan as Director For For Management
5.1.e Reelect Joachim Oechslin as Director For For Management
5.1.f Reelect Deanna Ong as Director For For Management
5.1.g Reelect Jay Ralph as Director For For Management
5.1.h Reelect Joerg Reinhardt as Director For For Management
5.1.i Reelect Philip Ryan as Director For For Management
5.1.j Reelect Paul Tucker as Director For For Management
5.1.k Reelect Jacques de Vaucleroy as For For Management
Director
5.1.l Reelect Susan Wagner as Director For For Management
5.1.m Reelect Larry Zimpleman as Director For For Management
5.2.1 Reappoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2.3 Reappoint Karen Gavan as Member of the For For Management
Compensation Committee
5.2.4 Reappoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.2.5 Reappoint Jacques de Vaucleroy as For For Management
Member of the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify KPMG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10.3 Million
6.2 Approve Fixed and Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 36.5 Million
7 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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<PAGE>
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C501
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tim E. Bentsen For For Management
1b Elect Director Kevin S. Blair For For Management
1c Elect Director F. Dixon Brooke, Jr. For For Management
1d Elect Director Stephen T. Butler For For Management
1e Elect Director Elizabeth W. Camp For For Management
1f Elect Director Pedro P. Cherry For For Management
1g Elect Director Diana M. Murphy For For Management
1h Elect Director Harris Pastides For For Management
1i Elect Director Joseph J. Prochaska, Jr. For For Management
1j Elect Director John L. Stallworth For For Management
1k Elect Director Kessel D. Stelling For For Management
1l Elect Director Barry L. Storey For For Management
1m Elect Director Teresa White For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Approve Nonqualified Director Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephan Cretier For For Management
1.2 Elect Director Michael R. Culbert For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director Randy Limbacher For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director David MacNaughton For For Management
1.7 Elect Director Francois L. Poirier For For Management
1.8 Elect Director Una Power For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director D. Michael G. Stewart For For Management
1.12 Elect Director Siim A. Vanaselja For For Management
1.13 Elect Director Thierry Vandal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-law Number 1 For For Management
--------------------------------------------------------------------------------
TELEFONICA SA
Ticker: TEF Security ID: 879382109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
1.3 Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
4.1 Reelect Jose Maria Alvarez-Pallete For Against Management
Lopez as Director
4.2 Reelect Carmen Garcia de Andres as For For Management
Director
4.3 Reelect Ignacio Moreno Martinez as For For Management
Director
4.4 Reelect Francisco Jose Riberas Mera as For Against Management
Director
5 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
6.1 Approve Scrip Dividends For For Management
6.2 Approve Scrip Dividends For For Management
7.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles Re: Possibility of For For Management
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.2 Amend Articles of General Meeting For For Management
Regulations Re: Possibility of
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
9 Approve Remuneration Policy For For Management
10 Approve Restricted Stock Plan For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
3.2 Designate Javiera Ragnartz as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 0.65 For For Management
Per Share
--------------------------------------------------------------------------------
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.00 Per Share
9.1 Approve Discharge of Ingrid Bonde For For Management
9.2 Approve Discharge of Rickard Gustafson For For Management
9.3 Approve Discharge of Lars-Johan For For Management
Jarnheimer
9.4 Approve Discharge of Jeanette Jager For For Management
9.5 Approve Discharge of Olli-Pekka For For Management
Kallasvuo
9.6 Approve Discharge of Nina Linander For For Management
9.7 Approve Discharge of Jimmy Maymann For For Management
9.8 Approve Discharge of Anna Settman For For Management
9.9 Approve Discharge of Olaf Swantee For For Management
9.10 Approve Discharge of Martin Tiveus For For Management
9.11 Approve Discharge of Agneta Ahlstrom For For Management
9.12 Approve Discharge of Stefan Carlsson For For Management
9.13 Approve Discharge of Hans Gustavsson For For Management
9.14 Approve Discharge of Martin Saaf For For Management
9.15 Approve Discharge of Allison Kirkby For For Management
9.16 Approve Discharge of Christian Luiga For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million to
Chair, SEK 900,000 to Vice Chair and
SEK 640,000 to Other Directors;
Approve Remuneration for Committee Work
13.1 Reelect Ingrid Bonde as Director For For Management
13.2 Elect Luisa Delgado as New Director For For Management
13.3 Reelect Rickard Gustafson as Director For For Management
13.4 Reelect Lars-Johan Jarnheimer as For For Management
Director
13.5 Reelect Jeanette Jager as Director For For Management
13.6 Reelect Nina Linander as Director For For Management
13.7 Reelect Jimmy Maymann as Director For For Management
13.8 Reelect Martin Tiveus as Director For For Management
14.1 Reelect Lars-Johan Jarnheimer as Board For For Management
Chair
14.2 Elect Ingrid Bonde as Vice Chair For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Approve Nominating Committee Procedures For For Management
19 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
20.a Approve Performance Share Program For For Management
2021/2024 for Key Employees
20.b Approve Equity Plan Financing Through For For Management
Transfer of Shares
21 Approve 1:3 Reverse Stock Split Against Against Shareholder
22 Company Shall Review its Routines Against Against Shareholder
around that Letters Shall be Answered
within Two Months from the Date of
Receipt
--------------------------------------------------------------------------------
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<PAGE>
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director Raymond T. Chan For For Management
1.3 Elect Director Hazel Claxton For For Management
1.4 Elect Director Lisa de Wilde For For Management
1.5 Elect Director Darren Entwistle For For Management
1.6 Elect Director Thomas E. Flynn For For Management
1.7 Elect Director Mary Jo Haddad For For Management
1.8 Elect Director Kathy Kinloch For For Management
1.9 Elect Director Christine Magee For For Management
1.10 Elect Director John Manley For For Management
1.11 Elect Director David Mowat For For Management
1.12 Elect Director Marc Parent For For Management
1.13 Elect Director Denise Pickett For For Management
1.14 Elect Director W. Sean Willy For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nora A. Aufreiter For For Management
1.2 Elect Director Guillermo E. Babatz For For Management
1.3 Elect Director Scott B. Bonham For For Management
1.4 Elect Director Lynn K. Patterson For For Management
1.5 Elect Director Michael D. Penner For For Management
1.6 Elect Director Brian J. Porter For For Management
1.7 Elect Director Una M. Power For For Management
1.8 Elect Director Aaron W. Regent For For Management
1.9 Elect Director Calin Rovinescu For For Management
1.10 Elect Director Susan L. Segal For For Management
1.11 Elect Director L. Scott Thomson For For Management
1.12 Elect Director Benita M. Warmbold For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For Against Management
Compensation Approach
4.4 SP 1: Produce a Report on Loans Made Against Against Shareholder
by the Bank in Support of the Circular
Economy
4.5 SP 2: Disclose the Compensation Ratio Against Against Shareholder
(Equity Ratio) Used by the
Compensation Committee
4.6 SP 3: Set a Diversity Target of More Against Against Shareholder
than 40% of the Board Members for the
Next Five Years
--------------------------------------------------------------------------------
TOTAL SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.64 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Patrick Pouyanne as Director For Against Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Jacques Aschenbroich as Director For For Management
9 Elect Glenn Hubbard as Director For For Management
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Compensation of Patrick For For Management
Pouyanne, Chairman and CEO
13 Approve Remuneration Policy of For Against Management
Chairman and CEO
14 Approve the Company's Sustainable For For Management
Development and Energy Transition
15 Change Company Name to TotalEnergies For For Management
SE and Amend Article 2 of Bylaws
Accordingly
16 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Y. Fowler For For Management
1b Elect Director Stephen M. Gambee For For Management
1c Elect Director James S. Greene For For Management
1d Elect Director Luis F. Machuca For For Management
1e Elect Director Maria M. Pope For For Management
1f Elect Director Cort L. O'Haver For For Management
1g Elect Director John F. Schultz For For Management
1h Elect Director Susan F. Stevens For For Management
1i Elect Director Hilliard C. Terry, III For For Management
1j Elect Director Bryan L. Timm For For Management
1k Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIPOLSAI ASSICURAZIONI SPA
Ticker: US Security ID: T9647G103
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Elect Mario Cifiello as Director and For For Management
Approve Director's Remuneration
2b Elect Maria Paola Merloni as Director None For Shareholder
3a.1 Slate 1 Submitted by Unipol Gruppo SpA None Against Shareholder
3a.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3b Approve Internal Auditors' Remuneration None For Shareholder
4a Approve Remuneration Policy For Against Management
4b Approve Second Section of the For For Management
Remuneration Report
5 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
6 Approve Settlement Proceedings on the For For Management
Liability Action Brought Against the
Ligresti Family, Former Directors and
Former Statutory Auditors of
Fondiaria-SAI SpA and Milano
Assicurazioni SpA
1a Amend Company Bylaws Re: Article 6 For For Management
1b Amend Company Bylaws Re: Articles 23 For For Management
and 24
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
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<PAGE>
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
VTECH HOLDINGS LTD.
Ticker: 303 Security ID: G9400S132
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Pang King Fai as Director For For Management
3b Elect William Wong Yee Lai as Director For For Management
3c Elect Wong Kai Man as Director For For Management
3d Approve Directors' Fee For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WARTSILA OYJ ABP
Ticker: WRT1V Security ID: X98155116
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
11 Approve Remuneration Report (Advisory For Against Management
Vote)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 105,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
13 Fix Number of Directors at Eight For For Management
14 Reelect Maarit Aarni-Sirvio, Karen For Against Management
Bomba, Karin Falk, Johan Forssell, Tom
Johnstone (Chair), Risto Murto (Vice
Chair) and Mats Rahmstrom as
Directors; Elect Tiina Tuomela as New
Director
15 Approve Remuneration of Auditors For For Management
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of up to 57 Million For For Management
Shares without Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WOORI FINANCIAL GROUP, INC.
Ticker: 316140 Security ID: Y972JZ105
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approval of Reduction of Capital For For Management
Reserve
4.1 Elect Lee Won-deok as Inside Director For Against Management
4.2 Elect Ro Sung-tae as Outside Director For Against Management
4.3 Elect Park Sang-yong as Outside For Against Management
Director
4.4 Elect Tian Zhiping as Outside Director For Against Management
4.5 Elect Chang Dong-woo as Outside For Against Management
Director
5 Elect Chung Chan-hyoung as Outside For Against Management
Director to Serve as an Audit
Committee Member
6.1 Elect Ro Sung-tae as a Member of Audit For Against Management
Committee
6.2 Elect Chang Dong-woo as a Member of For Against Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
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<PAGE>
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
Ticker: 551 Security ID: G98803144
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A Approve Seventh Supplemental PCC For For Management
Services Agreement, the Caps and
Related Transactions
B Approve Sixth Supplemental PCC For For Management
Connected Sales Agreement, the Caps
and Related Transactions
C Approve Sixth Supplemental PCC For For Management
Connected Purchases Agreement, the
Caps and Related Transactions
D Approve Seventh Supplemental Godalming For For Management
Tenancy Agreement, the Caps and
Related Transactions
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
(pro-forma vote as Jeffrey Hayman is
not available for appointment)
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.1l Elect Sabine Keller-Busse as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.2.6 Appoint Sabine Keller-Busse as Member For For Management
of the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 79.8
Million
6 Approve Extension of Existing For For Management
Authorized Capital Pool of CHF 4.5
Million with Partial Exclusion of
Preemptive Rights and Approve
Amendment to Existing Conditional
Capital Pool
7 Transact Other Business (Voting) For Against Management
=============== First Trust Dow Jones International Internet ETF ===============
58.COM INC.
Ticker: WUBA Security ID: 31680Q104
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Elect Alexander Matthey to Management For For Management
Board
3 Elect Caoimhe Treasa Keogan to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Reelect Ingo Jeroen Uytdehaage to For For Management
Management Board
6 Reelect Delfin Rueda Arroyo to For For Management
Supervisory Board
7 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify PwC as Auditors For For Management
--------------------------------------------------------------------------------
AFTERPAY LIMITED
Ticker: APT Security ID: Q3583G105
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2A Elect Gary Briggs as Director For For Management
2B Elect Patrick O'Sullivan as Director For For Management
2C Elect Sharon Rothstein as Director For For Management
2D Elect Nicholas Molnar as Director For For Management
3 Approve Remuneration Report For For Management
4 Ratify Past Issuance of Shares to For For Management
Institutional and Professional
Investors
5 Approve Issuance of Convertible Note For For Management
Pursuant to Pagantis Acquisition
6 Approve Application of Supplementary For For Management
Terms of Afterpay Equity Incentive
Plan to Equity Awards Issued to
Participants in California
7 Approve Grant of Options to Anthony For For Management
Eisen
8 Approve Grant of Options to Nick Molnar For For Management
--------------------------------------------------------------------------------
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<PAGE>
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For For Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AUTO TRADER GROUP PLC
Ticker: AUTO Security ID: G06708104
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Ed Williams as Director For For Management
4 Re-elect Nathan Coe as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-elect Jill Easterbrook as Director For For Management
7 Re-elect Jeni Mundy as Director For For Management
8 Re-elect Catherine Faiers as Director For For Management
9 Elect Jamie Warner as Director For For Management
10 Elect Sigga Sigurdardottir as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Recapitalization Plan For For Management
2 Adopt New Memorandum of Association For For Management
and Articles of Association
--------------------------------------------------------------------------------
BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
DELIVERY HERO SE
Ticker: DHER Security ID: D1T0KZ103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3.1 Approve Discharge of Supervisory Board For For Management
Member Martin Enderle for Fiscal Year
2020
3.2 Approve Discharge of Supervisory Board For For Management
Member Hilary Gosher for Fiscal Year
2020
3.3 Approve Discharge of Supervisory Board For For Management
Member Patrick Kolek for Fiscal Year
2020
3.4 Approve Discharge of Supervisory Board For For Management
Member Bjoern Ljungberg for Fiscal
Year 2020
3.5 Approve Discharge of Supervisory Board For For Management
Member Vera Stachowiak for Fiscal Year
2020
3.6 Approve Discharge of Supervisory Board For For Management
Member Christian Graf von Hardenberg
for Fiscal Year 2020
3.7 Approve Discharge of Supervisory Board For For Management
Member Jeanette Gorgas for Fiscal Year
2020
3.8 Approve Discharge of Supervisory Board For For Management
Member Nils Engvall for Fiscal Year
2020
3.9 Approve Discharge of Supervisory Board For For Management
Member Gabriella Ardbo for Fiscal Year
2020
3.10 Approve Discharge of Supervisory Board For For Management
Member Gerald Taylor for Fiscal Year
2020
4 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Creation of EUR 13.7 Million For Against Management
Pool of Capital without Preemptive
Rights
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 14
Million Pool of Capital to Guarantee
Conversion Rights; Amend 2019
Resolution
9 Approve Creation of EUR 6.9 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
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<PAGE>
ENTAIN PLC
Ticker: ENT Security ID: G3167C109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Elect David Satz as Director For For Management
6 Elect Robert Hoskin as Director For For Management
7 Elect Stella David as Director For For Management
8 Elect Vicky Jarman as Director For For Management
9 Elect Mark Gregory as Director For For Management
10 Re-elect Rob Wood as Director For For Management
11 Re-elect Jette Nygaard-Andersen as For For Management
Director
12 Re-elect Barry Gibson as Director For For Management
13 Re-elect Peter Isola as Director For For Management
14 Re-elect Pierre Bouchut as Director For For Management
15 Re-elect Virginia McDowell as Director For For Management
16 Approve Increase in Aggregate Fees For For Management
Payable to Non-executive Directors
17 Approve Increase in Size of Board For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Shares For For Management
--------------------------------------------------------------------------------
GSX TECHEDU, INC.
Ticker: GOTU Security ID: 36257Y109
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Gaotu Techedu For For Management
Inc.
--------------------------------------------------------------------------------
GVC HOLDINGS PLC
Ticker: GVC Security ID: G427A6103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name to For For Management
Entain plc; Adopt New Memorandum and
Articles of Association
--------------------------------------------------------------------------------
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM NV
Ticker: TKWY Security ID: N4753E105
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2A Approve All-Share Combination with For For Management
Grubhub Inc. in Accordance with the
Merger Agreement
2B Grant Board Authority to Issue Shares For For Management
and/or Grant Rights to Acquire Shares
in Connection with the Transaction
2C Authorize Board to Exclude or Limit For For Management
Preemptive Rights in Connection with
the Transaction
2D Elect Matthew Maloney to Management For For Management
Board
2E Elect Lloyd Frink to Supervisory Board For For Management
2F Elect David Fisher to Supervisory Board For For Management
2G Approve Supplement to the Remuneration For Against Management
Policy of the Management Board in
Respect of Matthew Maloney
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KAKAO CORP.
Ticker: 035720 Security ID: Y4519H119
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Fiscal Year
End)
2.3 Amend Articles of Incorporation For For Management
(Amendments Relating to Audit
Committee)
2.4 Amend Articles of Incorporation For For Management
(Miscellaneous)
2.5 Amend Articles of Incorporation (Stock For For Management
Split)
3.1 Elect Choi Se-jung as Outside Director For For Management
3.2 Elect Cho Kyu-jin as Outside Director For For Management
3.3 Elect Park Sae-rom as Outside Director For For Management
4 Elect Yun Seok as Outside Director to For For Management
Serve as an Audit Committee Member
5.1 Elect Choi Se-jung as a Member of For For Management
Audit Committee
5.2 Elect Cho Kyu-jin as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
7 Approve Stock Option Grants For For Management
8 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
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<PAGE>
M3, INC.
Ticker: 2413 Security ID: J4697J108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanimura, Itaru For For Management
1.2 Elect Director Tomaru, Akihiko For For Management
1.3 Elect Director Tsuchiya, Eiji For For Management
1.4 Elect Director Izumiya, Kazuyuki For For Management
1.5 Elect Director Urae, Akinori For For Management
1.6 Elect Director Yoshida, Kenichiro For For Management
2 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4.1 Elect Manisha Girotra as Director For For Management
4.2 Elect Ying Xu as Director For For Management
5.1 Re-elect Don Eriksson as Director For For Management
5.2 Re-elect Mark Sorour as Director For For Management
5.3 Re-elect Emilie Choi as Director For For Management
5.4 Re-elect Rachel Jafta as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
6.3 Elect Manisha Girotra as Member of the For For Management
Audit Committee
6.4 Elect Steve Pacak as Member of the For Against Management
Audit Committee
7 Approve Remuneration Policy For Against Management
8 Approve Implementation of the For Against Management
Remuneration Policy
9 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
10 Approve Amendments to the Trust Deed For For Management
constituting the MIH Services FZ LLC
Share Trust and the Share Scheme
envisaged by such Trust Deed
11 Approve Amendments to the Trust Deed For For Management
constituting the MIH Holdings Share
Trust and the Share Scheme envisaged
by such Trust Deed
12 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Share
Incentive Trust and the Share Scheme
envisaged by such Trust Deed
13 Place Authorised but Unissued Shares For Against Management
under Control of Directors
14 Authorise Board to Issue Shares for For Against Management
Cash
15 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairman
1.12 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Specific Repurchase of N For Against Management
Ordinary Shares from Holders of N
Ordinary Shares
6 Authorise Repurchase of A Ordinary For Against Management
Shares
--------------------------------------------------------------------------------
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<PAGE>
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NCSOFT CORP.
Ticker: 036570 Security ID: Y6258Y104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Taek-jin as Inside Director For For Management
4 Elect Hwang Chan-hyun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
1g Elect Michael Sui Bau Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
NEXON CO., LTD.
Ticker: 3659 Security ID: J4914X104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Mahoney For For Management
1.2 Elect Director Uemura, Shiro For For Management
1.3 Elect Director Patrick Soderlund For For Management
1.4 Elect Director Kevin Mayer For For Management
2 Approve Fixed Cash Compensation For For Management
Ceiling for Directors Who Are Not
Audit Committee Members
3 Approve Deep Discount Stock Option Plan For Against Management
4 Approve Deep Discount Stock Option Plan For Against Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
OCADO GROUP PLC
Ticker: OCDO Security ID: G6718L106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Tim Steiner as Director For For Management
4 Re-elect Neill Abrams as Director For For Management
5 Re-elect Mark Richardson as Director For For Management
6 Re-elect Luke Jensen as Director For For Management
7 Re-elect Jorn Rausing as Director For For Management
8 Re-elect Andrew Harrison as Director For For Management
9 Re-elect Emma Lloyd as Director For For Management
10 Re-elect Julie Southern as Director For For Management
11 Re-elect John Martin as Director For For Management
12 Elect Michael Sherman as Director For For Management
13 Elect Richard Haythornthwaite as For For Management
Director
14 Elect Stephen Daintith as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Amend Employee Share Purchase Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity in For For Management
Connection with a Rights Issue
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
PAGSEGURO DIGITAL LTD.
Ticker: PAGS Security ID: G68707101
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2.1 Elect Director Luis Frias For Withhold Management
2.2 Elect Director Maria Judith de Brito For Withhold Management
2.3 Elect Director Eduardo Alcaro For Withhold Management
2.4 Elect Director Noemia Mayumi Fukugauti For For Management
Gushiken
2.5 Elect Director Cleveland Prates For For Management
Teixeira
2.6 Elect Director Marcia Nogueira de Mello For For Management
2.7 Elect Director Ricardo Dutra da Silva For Withhold Management
3 Amend Restricted Stock Plan For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PAGSEGURO DIGITAL LTD.
Ticker: PAGS Security ID: G68707101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2.1 Elect Director Luis Frias For Withhold Management
2.2 Elect Director Maria Judith de Brito For Withhold Management
2.3 Elect Director Eduardo Alcaro For Withhold Management
2.4 Elect Director Noemia Mayumi Fukugauti For For Management
Gushiken
2.5 Elect Director Cleveland Prates For For Management
Teixeira
2.6 Elect Director Marcia Nogueira de Mello For For Management
2.7 Elect Director Ricardo Dutra da Silva For Withhold Management
3 Amend Restricted Stock Plan For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PINDUODUO, INC.
Ticker: PDD Security ID: 722304102
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zheng Huang For For Management
2 Elect Director Haifeng Lin For For Management
3 Elect Director Nanpeng Shen For Against Management
4 Elect Director Qi Lu For For Management
5 Elect Director George Yong-Boon Yeo For For Management
6 Elect Director Anthony Kam Ping Leung For For Management
7 Elect Director Lei Chen For For Management
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Yao Jason Bo as Director For For Management
2a2 Elect Cai Fangfang as Director For For Management
2a3 Elect Liu Xin as Director For For Management
2a4 Elect Chow Wing Kin Anthony as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PROSUS NV
Ticker: PRX Security ID: N7163R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4.a Approve Dividends of EUR 0.602 Per For For Management
Share
4.b Approve Capital Increase and Capital For For Management
Reduction
5 Approve Remuneration Policy for For Against Management
Executive Directors
6 Approve Remuneration Policy for For For Management
Non-Executive Directors
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Elect Y Xu as Non-Executive Director For For Management
10.1 Reelect D G Eriksson as Non-Executive For For Management
Director
10.2 Reelect M R Sorour as Non-Executive For For Management
Director
10.3 Reelect E M Choi as Non-Executive For For Management
Director
10.4 Reelect M Girotra as Non-Executive For For Management
Director
10.5 Reelect R C C Jafta as Non-Executive For For Management
Director
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
13 Authorize Repurchase of Shares For For Management
14 Amend Prosus Share Award Plan For Against Management
15 Other Business (Non-Voting) None None Management
16 Voting Results None None Management
--------------------------------------------------------------------------------
RAKUTEN GROUP, INC.
Ticker: 4755 Security ID: J64264104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Company Name For For Management
2.1 Elect Director Mikitani, Hiroshi For For Management
2.2 Elect Director Hosaka, Masayuki For For Management
2.3 Elect Director Charles B. Baxter For For Management
2.4 Elect Director Hyakuno, Kentaro For For Management
2.5 Elect Director Kutaragi, Ken For For Management
2.6 Elect Director Sarah J. M. Whitley For For Management
2.7 Elect Director Mitachi, Takashi For For Management
2.8 Elect Director Murai, Jun For For Management
2.9 Elect Director John V. Roos For For Management
--------------------------------------------------------------------------------
RIGHTMOVE PLC
Ticker: RMV Security ID: G7565D106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint KPMG LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Alison Dolan as Director For For Management
7 Re-elect Andrew Fisher as Director For For Management
8 Re-elect Peter Brooks-Johnson as For For Management
Director
9 Re-elect Jacqueline de Rojas as For For Management
Director
10 Re-elect Rakhi Goss-Custard as Director For For Management
11 Re-elect Andrew Findlay as Director For For Management
12 Re-elect Amit Tiwari as Director For For Management
13 Re-elect Lorna Tilbian as Director For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tobias Luetke For For Management
1B Elect Director Robert Ashe For For Management
1C Elect Director Gail Goodman For For Management
1D Elect Director Colleen Johnston For For Management
1E Elect Director Jeremy Levine For For Management
1F Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Long Term Incentive Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
SPOTIFY TECHNOLOGY SA
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Daniel Ek as A Director For Against Management
4b Elect Martin Lorentzon as A Director For For Management
4c Elect Shishir Samir Mehrotra as A For For Management
Director
4d Elect Christopher Marshall as B For For Management
Director
4e Elect Barry McCarthy as B Director For For Management
4f Elect Heidi O'Neill as B Director For For Management
4g Elect Ted Sarandos as B Director For For Management
4h Elect Thomas Owen Staggs as B Director For For Management
4i Elect Cristina Mayville Stenbeck as B For For Management
Director
4j Elect Mona Sutphen as B Director For For Management
4k Elect Padmasree Warrior as B Director For For Management
5 Appoint Ernst & Young S.A. as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Share Repurchase For For Management
8 Authorize Guy Harles and Alexandre For For Management
Gobert to Execute and Deliver, and
with Full Power of Substitution, Any
Documents Necessary or Useful in
Connection with the Annual Filing and
Registration Required by the
Luxembourg Laws
--------------------------------------------------------------------------------
TEAMVIEWER AG
Ticker: TMV Security ID: D8T895100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
4.2 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2022 until the Next AGM
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
TRIP.COM GROUP LTD.
Ticker: TCOM Security ID: 89677Q107
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company's Authorized For For Management
Share Capital by One-to-Eight
Subdivision of Shares
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Deirdre Bigley as Director For For Management
1b Reelect Allon Bloch as Director For For Management
2 Reappoint Appointment and Compensation For For Management
of Kost, Forer, Gabbay & Kasierer as
Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board
--------------------------------------------------------------------------------
XERO LIMITED
Ticker: XRO Security ID: Q98665104
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect Lee Hatton as Director For For Management
3 Elect Rod Drury as Director For For Management
4 Elect Mark Cross as Director For For Management
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Reelect Arkady Volozh as Executive For For Management
Director
4 Reelect Mikhail Parakhin as For For Management
Non-Executive Director
5 Approve Cancellation of Outstanding For For Management
Class C Shares
6 Ratify Auditors For For Management
7 Grant Board Authority to Issue Class A For Against Management
Shares
8 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
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<PAGE>
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Legal Merger of Yandex B.V. For For Management
with Yandex.Market B.V.
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Directors For For Management
4 Reelect John Boynton as Non-Executive For Against Management
Director
5 Reelect Esther Dyson as Non-Executive For Against Management
Director
6 Reelect Ilya Strebulaev as For For Management
Non-Executive Director
7 Elect Alexander Moldovan as For For Management
Non-Executive Director
8 Ratify Auditors For For Management
9 Grant Board Authority to Issue Class A For Against Management
Shares
10 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
Z HOLDINGS CORP.
Ticker: 4689 Security ID: J9894K105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For Against Management
Shareholder Meetings
2.1 Elect Director Kawabe, Kentaro For For Management
2.2 Elect Director Idezawa, Takeshi For For Management
2.3 Elect Director Jungho Shin For For Management
2.4 Elect Director Ozawa, Takao For For Management
2.5 Elect Director Masuda, Jun For For Management
2.6 Elect Director Oketani, Taku For For Management
3 Elect Director and Audit Committee For For Management
Member Usumi, Yoshio
--------------------------------------------------------------------------------
ZALANDO SE
Ticker: ZAL Security ID: D98423102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5.2 Ratify Ernst & Young GmbH as Auditors For For Management
Until the 2022 AGM
6.1 Elect Kelly Bennett to the Supervisory For For Management
Board as Shareholder Representative
6.2 Elect Jennifer Hyman to the For For Management
Supervisory Board as Shareholder
Representative
6.3 Elect Niklas Oestberg to the For For Management
Supervisory Board as Shareholder
Representative
6.4 Elect Anders Holch Povlsen to the For For Management
Supervisory Board as Shareholder
Representative
6.5 Elect Mariella Roehm-Kottmann to the For For Management
Supervisory Board as Shareholder
Representative
6.6 Elect Cristina Stenbeck to the For For Management
Supervisory Board as Shareholder
Representative
7 Approve Remuneration Policy For Against Management
8 Approve Remuneration of Supervisory For For Management
Board
========= First Trust FTSE EPRA/NAREIT Developed Markets Real Estate ==========
========= Index Fund ==========
ABERDEEN STANDARD EUROPEAN LOGISTICS INCOME PLC
Ticker: ASLI Security ID: G9768L117
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Company's Dividend Policy For For Management
4 Re-elect Caroline Gulliver as Director For For Management
5 Re-elect John Heawood as Director For For Management
6 Re-elect Tony Roper as Director For For Management
7 Re-elect Diane Wilde as Director For For Management
8 Reappoint KPMG LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity For For Management
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker, II For Against Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For Against Management
1e Elect Director Kenneth A. McIntyre For For Management
1f Elect Director William T. Spitz For For Management
1g Elect Director Lynn C. Thurber For For Management
1h Elect Director Lee S. Wielansky For For Management
1i Elect Director C. David Zoba For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ADLER GROUP SA
Ticker: ADJ Security ID: L0112A109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Report None None Management
(Non-Voting)
2 Receive Management Board and Auditor's None None Management
Reports (Non-Voting)
3 Approve Stand-alone Financial For For Management
Statements
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income and For For Management
Dividends of EUR 0.46 Per Share
6 Approve Discharge of Directors For For Management
7 Renew Appointment of KPMG Luxembourg For Against Management
as Auditor
8 Approve Remuneration Policy For Against Management
9 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
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<PAGE>
ADO PROPERTIES S.A.
Ticker: ADJ Security ID: L0120V103
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Reports None None Management
(Non-Voting)
2 Receive Management Board Report on None None Management
Financial Statements and Statutory
Reports (Non-Voting)
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Reelect Peter Maser as Director For For Management
8 Reelect Thierry Beaudemoulin as For For Management
Director
9 Reelect Maximilian Rienecker as For For Management
Director
10 Reelect Arzu Akkemik as Director For For Management
11 Reelect Michael Butter as Director For For Management
12 Elect Thomas Zinnocker as Director For For Management
13 Elect Claus Jorgensen as Director For For Management
14 Elect Thilo Schmid as Director For For Management
15 Approve Remuneration of Directors For For Management
16 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
17 Approve Share Repurchase For For Management
18 Approve Remuneration Policy For Against Management
19 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
ADO PROPERTIES S.A.
Ticker: ADJ Security ID: L0120V103
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5
Accordingly
2 Change Company Name to ADLER Group S.A. For For Management
and Amend Article 1 Accordingly
3 Approve Full Restatement of the For Against Management
Articles of Incorporation
--------------------------------------------------------------------------------
AEDIFICA SA
Ticker: AED Security ID: B0130A108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7.1 Approve Discharge Serge Wibaut as For For Management
Director
7.2 Approve Discharge Stefaan Gielens as For For Management
Director
7.3 Approve Discharge Jean Franken as For For Management
Director
7.4 Approve Discharge Katrien Kesteloot as For For Management
Director
7.5 Approve Discharge Elisabeth For For Management
May-Roberti as Director
7.6 Approve Discharge Luc Plasman as For For Management
Director
7.7 Approve Discharge Marleen Willekens as For For Management
Director
7.8 Approve Discharge Pertti Huuskonen as For For Management
Director
7.9 Approve Discharge Sven Bogaerts as For For Management
Director
7.10 Approve Discharge Ingrid Daerden as For For Management
Director
7.11 Approve Discharge Charles-Antoine Van For For Management
Aelst as Director
7.12 Approve Discharge Adeline Simont as For For Management
Director
7.13 Approve Discharge Eric Hohl as Director For For Management
7.14 Approve Discharge Laurence Gacoin as For For Management
Director
8 Approve Discharge of Auditors For For Management
9.1 Elect Stefaan Gielens as Director For For Management
9.2 Elect Serge Wibaut as Independent For For Management
Director
9.3 Elect Katrien Kesteloot as Independent For For Management
Director
9.4 Elect Elisabeth May-Roberti as For For Management
Independent Director
9.5 Approve Remuneration of Serge Wibaut, For For Management
Katrien Kesteloot, and Elisabeth
May-Roberti in the Way Proposed Under
item 11
10.1 Ratify Ernst & Young as Auditors For For Management
10.2 Approve Auditors' Remuneration For For Management
11.1 Approve Remuneration of Chairperson of For For Management
the Board of Directors
11.2 Approve Remuneration of Non-Executive For For Management
Directors
12.1 Approve Change-of-Control Clause Re: For For Management
Provisions of Credit between the
Company and Belfius Banque SA
12.2 Approve Change-of-Control Clause Re: For For Management
Provisions of Credit between the
Company and Societe Generale
12.3 Approve Change-of-Control Clause Re: For For Management
Note Purchase Agreement
12.4 Approve Change-of-Control Clause Re: For For Management
Credit Agreement between Hoivatilat,
the Company and OP Corporate Bank
12.5 Approve Change-of-Control Clause Re: For For Management
Credit Agreement between the Company
and ABN AMRO Bank
13.1 Approve Discharge of Aedifica NV/SA as For For Management
Director of Hof Van Bremdael NV/SA
13.2 Approve Discharge of Sven Bogaerts as For For Management
Director of Hof Van Bremdael NV/SA
13.3 Approve Discharge of Ingrid Daerden as For For Management
Director of Hof Van Bremdael NV/SA
13.4 Approve Discharge of Charles-Antoine For For Management
Van Aelst as Director of Hof Van
Bremdael NV/SA
13.5 Approve Discharge of Laurence Gacoin For For Management
as Director of Hof Van Bremdael NV/SA
14 Approve Discharge of Ernst & Young as For For Management
Auditor of Hof Van Bremdael NV/SA
15 Transact Other Business None None Management
--------------------------------------------------------------------------------
AEDIFICA SA
Ticker: AED Security ID: B0130A108
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Special Board Report Re: None None Management
Renewal of the Authorized Capital
1.2a Renew Authorization to Increase Share For Against Management
Capital by Various Means With or
Without Preemptive Rights That is Set
Within the Limits of the Proposed
Sub-Authorizations
1.2b If Item 1.2a is not Approved: Renew For For Management
Authorization to Increase Share
Capital by Various Means With or
Without Preemptive Rights
2 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
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<PAGE>
AEON MALL CO., LTD.
Ticker: 8905 Security ID: J10005106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iwamura, Yasutsugu For For Management
1.2 Elect Director Fujiki, Mitsuhiro For For Management
1.3 Elect Director Sato, Hisayuki For For Management
1.4 Elect Director Okada, Motoya For For Management
1.5 Elect Director Okamoto, Masahiko For For Management
1.6 Elect Director Yokoyama, Hiroshi For For Management
1.7 Elect Director Nakarai, Akiko For For Management
1.8 Elect Director Hashimoto, Tatsuya For For Management
1.9 Elect Director Koshizuka, Kunihiro For For Management
1.10 Elect Director Yamashita, Yasuko For For Management
1.11 Elect Director Kurosaki, Hironobu For For Management
1.12 Elect Director Owada, Junko For For Management
1.13 Elect Director Enomoto, Chisa For For Management
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Mandelbaum For Withhold Management
1.2 Elect Director Arthur I. Sonnenblick For For Management
1.3 Elect Director Richard R. West For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For Against Management
1.4 Elect Director Maria C. Freire For Against Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: AP.UN Security ID: 019456102
Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Declaration of Trust For For Management
2A Elect Trustee Kay Brekken For For Management
2B Elect Trustee Gerald R. Connor For For Management
2C Elect Trustee Lois Cormack For For Management
2D Elect Trustee Gordon R. Cunningham For For Management
2E Elect Trustee Michael R. Emory For For Management
2F Elect Trustee James Griffiths For For Management
2G Elect Trustee Margaret T. Nelligan For For Management
2H Elect Trustee Stephen L. Sender For For Management
2I Elect Trustee Peter Sharpe For For Management
2J Elect Trustee Jennifer A. Tory For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALLREAL HOLDING AG
Ticker: ALLN Security ID: H0151D100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income and For For Management
Ordinary Dividends of CHF 3.50 per
Share
2.2 Approve Dividends of CHF 3.25 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Ralph-Thomas Honegger as For For Management
Director and Board Chairman
4.1.2 Reelect Philipp Gmuer as Director For For Management
4.1.3 Reelect Andrea Sieber as Director For Against Management
4.1.4 Reelect Peter Spuhler as Director For Against Management
4.1.5 Reelect Olivier Steimer as Director For For Management
4.1.6 Reelect Thomas Stenz as Director For For Management
4.1.7 Reelect Juerg Stoeckli as Director For For Management
4.2.1 Reappoint Philipp Gmuer as Member of For For Management
the Nomination and Compensation
Committee
4.2.2 Reappoint Andrea Sieber as Member of For Against Management
the Nomination and Compensation
Committee
4.2.3 Reappoint Peter Spuhler as Member of For Against Management
the Nomination and Compensation
Committee
4.3 Designate Andre Weber as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration Report For Against Management
5.2 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 900,000
5.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.4 Million
5.4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.3 Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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<PAGE>
ALSTRIA OFFICE REIT-AG
Ticker: AOX Security ID: D0378R100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.52 per Share
3 Approve Increase in the Dividend by For For Management
Partially Changing the Profit Carried
Forward in Accordance with Agenda Item
2 or if Rejected, Approve Investment
in Green Projects
4 Approve Discharge of Management Board For For Management
for Fiscal 2019
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
7.1 Elect Johannes Conradi to the For For Management
Supervisory Board
7.2 Elect Marianne Voigt to the For For Management
Supervisory Board
8.1 Approve Creation of EUR 35.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8.2 Exclude Preemptive Rights up to 5 For For Management
Percent of Share Capital Against
Contributions in Cash or Kind for the
Capital Pool Proposed under Item 8.1
8.3 Exclude Preemptive Rights up to a For For Management
Further 5 Percent of Share Capital
Against Contributions in Cash or Kind
for the Capital Pool Proposed under
Item 8.1
9 Approve Creation of EUR 260,000 Pool For For Management
of Conditional Capital without
Preemptive Rights
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 419 Million;
Approve Creation of EUR 16.8 Million
Pool of Capital to Guarantee
Conversion Rights
12 Approve Issuance of Convertible For For Management
Profit-Sharing Certificates without
Preemptive Rights up to an Aggregate
Nominal Amount of EUR 1 Million to
Employees of the Company; Approve
Creation of EUR 1 Million Pool of
Capital to Guarantee Conversion Rights
13 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
14 Amend Articles Re: Proof of For For Management
Entitlement and General Meeting
Participation
--------------------------------------------------------------------------------
ALSTRIA OFFICE REIT-AG
Ticker: AOX Security ID: D0378R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.53 per Share
3 Approve EUR 1.8 Million Investment in For For Management
Green Projects
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
6 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
7.1 Elect Frank Poerschke to the For For Management
Supervisory Board
7.2 Elect Elisabeth Stheeman to the For For Management
Supervisory Board
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director Robert S. Sullivan For Withhold Management
1.3 Elect Director Thomas S. Olinger For For Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Herman E. Bulls For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Mary C. Egan For For Management
1f Elect Director Alison M. Hill For For Management
1g Elect Director Craig A. Leupold For For Management
1h Elect Director Oliver Luck For For Management
1i Elect Director C. Patrick Oles, Jr. For For Management
1j Elect Director John T. Rippel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: AFIN Security ID: 02607T109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanley R. Perla For Against Management
1b Elect Director Edward G. Rendell For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
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<PAGE>
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMOT INVESTMENTS LTD.
Ticker: AMOT Security ID: M1035R103
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Brightman Almagor Zohar & Co For For Management
as Auditors and Report on Fees Paid to
the Auditor
3.1 Reelect Nathan Hetz as Director For For Management
3.2 Reelect Aviram Wertheim as Director For For Management
3.3 Reelect Moti Barzili as Director For For Management
3.4 Reelect Amir Amar as Director For Against Management
3.5 Reelect Eyal Gabbai as Director For For Management
3.6 Reelect Yechiel Gutman as Director For For Management
3.7 Reelect Yael Andorn Karni as Director For For Management
4 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
5 Approve Increase Registered Share For For Management
Capital and Amend Articles Accordingly
6 Approve Employment Terms of Shimon For For Management
Abudraham, CEO
7.1 Approve Company to Purchase Umbrella For For Management
Insurance for Directors and Officers
7.2 Approve Amendments to Terms of For For Management
Insurance Policies
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: NOV 20, 2020 Meeting Type: Proxy Contest
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Revoke Consent to Call a Special For Did Not Vote Shareholder
Meeting to Approve a Non-Binding
Resolution Urging the Board to Put Any
Proposed Separation or Spin-Off To a
Vote At a Meeting of Stockholders
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Consent to Call a Special Meeting to For For Shareholder
Approve a Non-Binding Resolution
Urging the Board to Put Any Proposed
Separation or Spin-Off To a Vote At a
Meeting of Stockholders
2 Consent to Exercise All Rights of For For Shareholder
Common Shareholders Incidental to
Calling the Special Meeting and
Causing the Purposes of the Authority
Expressly Granted Pursuant to the
Written Requests to the Designated
Agents to be Carried into Effect
--------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC.
Ticker: APLE Security ID: 03784Y200
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn W. Bunting For For Management
1.2 Elect Director Jon A. Fosheim For For Management
1.3 Elect Director Kristian M. Gathright For For Management
1.4 Elect Director Glade M. Knight For For Management
1.5 Elect Director Justin G. Knight For For Management
1.6 Elect Director Blythe J. McGarvie For For Management
1.7 Elect Director Daryl A. Nickel For For Management
1.8 Elect Director L. Hugh Redd For For Management
1.9 Elect Director Howard E. Woolley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For Against Management
1.2 Elect Director James A. Carroll For For Management
1.3 Elect Director James C. Cherry For Against Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For Against Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director Dorothy S. McAuliffe For For Management
1.9 Elect Director John W. Snow For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
AROUNDTOWN SA
Ticker: AT1 Security ID: L0269F109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AROUNDTOWN SA
Ticker: AT1 Security ID: L0269F109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report None None Management
2 Receive Auditor's Report None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
8 Approve Dividends of EUR 0.22 Per Share For For Management
9 Approve Remuneration Report For Against Management
10 Approve Remuneration Policy For Against Management
11 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
ARTIS REAL ESTATE INVESTMENT TRUST
Ticker: AX.UN Security ID: 04315L105
Meeting Date: SEP 24, 2020 Meeting Type: Annual/Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A Fix Number of Trustees at Seven For For Management
B1 Elect Trustee Bruce Jack For For Management
B2 Elect Trustee Armin Martens For For Management
B3 Elect Trustee Ben Rodney For For Management
B4 Elect Trustee Victor Thielmann For For Management
B5 Elect Trustee Wayne Townsend For For Management
B6 Elect Trustee Edward L. Warkentin For For Management
B7 Elect Trustee Lauren Zucker For For Management
C Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
D Advisory Vote on Executive For For Management
Compensation Approach
E Amend Unitholder Rights Plan For For Management
--------------------------------------------------------------------------------
ARTIS REAL ESTATE INVESTMENT TRUST
Ticker: AX.UN Security ID: 04315L105
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A Fix Number of Trustees at Seven For For Management
B1 Elect Trustee Heather-Anne Irwin For For Management
B2 Elect Trustee Samir Manji For For Management
B3 Elect Trustee Ben Rodney For For Management
B4 Elect Trustee Mike Shaikh For For Management
B5 Elect Trustee Aida Tammer For For Management
B6 Elect Trustee Lis Wigmore For For Management
B7 Elect Trustee Lauren Zucker For For Management
C Approve Deloitte LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
D Advisory Vote on Executive For For Management
Compensation Approach
E Amend Declaration of Trust For For Management
F Approve Conversion from Closed-End For For Management
Trust to an Open-End Trust
--------------------------------------------------------------------------------
ASCENCIO SCA
Ticker: ASC Security ID: B0449N106
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' Reports (Non-Voting) None None Management
1.2 Receive Auditors' Reports (Non-Voting) None None Management
1.3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
1.4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.65 per Share
1.5 Approve Discharge of Directors For For Management
1.6 Approve Discharge of Auditors For For Management
1.7 Approve Remuneration Policy For For Management
1.8 Approve Remuneration Report For For Management
1.9 Approve Change-of-Control Clause Re: For For Management
Credit Agreements with Caisse
d'Epargne et de Prevoyance Hauts de
France
2 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
3 Transact Other Business None None Management
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 75 Percent of For For Management
the Total Issued Share Capital of
Ascendas Fusion 5 Pte. Ltd. as an
Interested Person Transaction
2 Approve Issuance of Consideration Units For For Management
--------------------------------------------------------------------------------
ASCOTT RESIDENCE TRUST
Ticker: HMN Security ID: Y0261Y177
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Reports For For Management
of the Manager and Trustee-Manager,
Statement by the CEO of the
Trustee-Manager, Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize the Trustee-Manager and REIT
Manager to Fix Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
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<PAGE>
ASSURA PLC
Ticker: AGR Security ID: G2386T109
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Share Incentive Plan For For Management
3 Approve Remuneration Report For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Re-elect Ed Smith as Director For For Management
7 Re-elect Louise Fowler as Director For For Management
8 Re-elect Jonathan Murphy as Director For For Management
9 Re-elect Jenefer Greenwood as Director For For Management
10 Re-elect Jayne Cottam as Director For For Management
11 Re-elect Jonathan Davies as Director For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ATRIUM LJUNGBERG AB
Ticker: ATRLJ.B Security ID: W1R95C111
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8.1 Approve Discharge of Board Member For For Management
Johan Ljungberg
8.2 Approve Discharge of Board Member For For Management
Gunilla Berg
8.3 Approve Discharge of Board Member For For Management
Simon de Chateau
8.4 Approve Discharge of Board Member For For Management
Conny Fogelstrom
8.5 Approve Discharge of Board Member Erik For For Management
Langby
8.6 Approve Discharge of Board Member Sara For For Management
Laurell
8.7 Approve Discharge of CEO Annica Anas For For Management
9 Approve Allocation of Income and For For Management
Dividends of SEK 5.05 Per Share
10 Determine Number of Members (6) and For For Management
Deputy Members of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 440,000 for
Chairman, and SEK 220,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12.1 Reelect Johan Ljungberg as Director For For Management
12.2 Reelect Gunilla Berg as Director For For Management
12.3 Reelect Simon de Chateau as Director For For Management
12.4 Reelect Conny Fogelstrom as Director For For Management
12.5 Reelect Erik Langby as Director For For Management
12.6 Reelect Sara Laurell as Director For For Management
13 Approve Remuneration Report For For Management
14 Approve Issuance of 13.3 Million Class For For Management
B Shares without Preemptive Rights
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Amend Articles of Association Re: For For Management
Postal Ballots
17 Close Meeting None None Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For For Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AZRIELI GROUP LTD.
Ticker: AZRG Security ID: M1571Q105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Danna Azrieli Hakim as Director For For Management
1.2 Reelect Sharon Rachelle Azrieli as For For Management
Director
1.3 Reelect Naomi Sara Azrieli as Director For For Management
1.4 Reelect Menachem Einan as Director For Against Management
1.5 Reelect Tzipora Carmon as Director For For Management
1.6 Reelect Oran Dror as Director For For Management
1.7 Reelect Dan Yitshak Gillerman as For For Management
Director
2 Reappoint Deloitte Brightman Almagor For Against Management
Zohar as Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board for 2017
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
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<PAGE>
BEFIMMO SA
Ticker: BEFB Security ID: B09186105
Meeting Date: APR 27, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Elect Jean-Philip Vroninks as Director For For Management
8 Reelect Alain Devos as Director For For Management
9 Reelect Sophie Goblet as Independent For For Management
Director
10 Reelect Sophie Malarme-Lecloux as For For Management
Independent Director
11 Reelect Vincent Querton as Independent For For Management
Director
12 Approve Remuneration Report For For Management
13 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
14 Transact Other Business None None Management
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Amend Articles Re: Organizational For For Management
Arrangements for General Meetings
3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
BEFIMMO SA
Ticker: BEFB Security ID: B09186105
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Amend Articles Re: Organizational For For Management
Arrangements for General Meetings
3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
BIG YELLOW GROUP PLC
Ticker: BYG Security ID: G1093E108
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Richard Cotton as Director For For Management
5 Re-elect James Gibson as Director For For Management
6 Re-elect Dr Anna Keay as Director For For Management
7 Re-elect Adrian Lee as Director For For Management
8 Re-elect Vince Niblett as Director For For Management
9 Re-elect John Trotman as Director For For Management
10 Re-elect Nicholas Vetch as Director For For Management
11 Elect Julia Hailes as Director For For Management
12 Elect Laela Pakpour Tabrizi as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BMO COMMERCIAL PROPERTY TRUST LTD.
Ticker: BCPT Security ID: G1R72U108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Dividend Policy For For Management
4 Re-elect John Wythe as Director For For Management
5 Re-elect Trudi Clark as Director For For Management
6 Re-elect Paul Marcuse as Director For For Management
7 Re-elect Linda Wilding as Director For For Management
8 Elect Hugh Scott-Barrett as Director For For Management
9 Ratify PricewaterhouseCoopers CI LLP For For Management
as Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BMO REAL ESTATE INVESTMENTS LIMITED
Ticker: BREI Security ID: G1R74R103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Dividend Policy For For Management
5 Re-elect Vikram Lall as Director For For Management
6 Re-elect Andrew Gulliford as Director For For Management
7 Re-elect David Ross as Director For For Management
8 Re-elect Mark Carpenter as Director For For Management
9 Re-elect Alexa Henderson as Director For For Management
10 Ratify PricewaterhouseCoopers CI LLP For For Management
as Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Adopt New Articles of Incorporation For For Management
--------------------------------------------------------------------------------
BOARDWALK REAL ESTATE INVESTMENT TRUST
Ticker: BEI.UN Security ID: 096631106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Trustees at Seven For For Management
2.1 Elect Trustee Gary Goodman For For Management
2.2 Elect Trustee Arthur L. Havener, Jr. For For Management
2.3 Elect Trustee Sam Kolias For For Management
2.4 Elect Trustee Samantha A. Kolias-Gunn For For Management
2.5 Elect Trustee Scott Morrison For For Management
2.6 Elect Trustee Brian G. Robinson For For Management
2.7 Elect Trustee Andrea Goertz For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel I. Klein For For Management
1b Elect Director Kelly A. Ayotte For For Management
1c Elect Director Bruce W. Duncan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Carol B. Einiger For For Management
1f Elect Director Diane J. Hoskins For For Management
1g Elect Director Douglas T. Linde For For Management
1h Elect Director Matthew J. Lustig For For Management
1i Elect Director Owen D. Thomas For For Management
1j Elect Director David A. Twardock For For Management
1k Elect Director William H. Walton, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Reginald DesRoches For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For For Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CA IMMOBILIEN ANLAGEN AG
Ticker: CAI Security ID: A1144Q155
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: AUG 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2020
7.1 Approve Decrease in Size of For For Management
Supervisory Board
7.2 Elect Michael Stanton as Supervisory For For Management
Board Member
8 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
CA IMMOBILIEN ANLAGEN AG
Ticker: CAI Security ID: A1144Q155
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors for Fiscal Year 2021 For For Management
7 Approve Remuneration Report For For Management
8.1 Elect Torsten Hollstein as Supervisory For For Management
Board Member
8.2 Elect Florian Koschat as Supervisory For For Management
Board Member
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Heather J. Brunner For For Management
1.3 Elect Director Mark D. Gibson For For Management
1.4 Elect Director Scott S. Ingraham For For Management
1.5 Elect Director Renu Khator For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director William F. Paulsen For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: CAR.UN Security ID: 134921105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lori-Ann Beausoleil For For Management
1.2 Elect Trustee Harold Burke For For Management
1.3 Elect Trustee Gina Cody For For Management
1.4 Elect Trustee Mark Kenney For For Management
1.5 Elect Trustee Poonam Puri For For Management
1.6 Elect Trustee Jamie Schwartz For For Management
1.7 Elect Trustee Michael Stein For For Management
1.8 Elect Trustee Elaine Todres For For Management
1.9 Elect Trustee Rene Tremblay For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC
Ticker: CAPC Security ID: G19406100
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Ordinary Shares For Against Management
in Shaftesbury plc
--------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC
Ticker: CAPC Security ID: G19406100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Henry Staunton as Director For For Management
3 Re-elect Ian Hawksworth as Director For For Management
4 Re-elect Situl Jobanputra as Director For For Management
5 Re-elect Michelle McGrath as Director For For Management
6 Re-elect Charlotte Boyle as Director For For Management
7 Re-elect Jonathan Lane as Director For For Management
8 Re-elect Anthony Steains as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Approve Remuneration Report For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Deed Amendments For For Management
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: SEP 29, 2020 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Trust Scheme For For Management
--------------------------------------------------------------------------------
CAPITALAND INTEGRATED COMMERCIAL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITALAND LTD.
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve First and Final Dividend For For Management
3 Approve Directors' Remuneration For For Management
4a Elect Anthony Lim Weng Kin as Director For For Management
4b Elect Goh Swee Chen as Director For For Management
4c Elect Stephen Lee Ching Yen as Director For For Management
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Grant of Awards and Issuance For For Management
of Shares Under the CapitaLand
Performance Share Plan 2020 and
CapitaLand Restricted Share Plan 2020
8 Authorize Share Repurchase Program For For Management
9 Approve Stephen Lee Ching Yen to For For Management
Continue Office as an Independent
Director Pursuant to Rule
210(5)(d)(iii)(A) of the Listing
Manual of the SGX-ST
10 Approve Stephen Lee Ching Yen to For For Management
Continue Office as an Independent
Director Pursuant to Rule
210(5)(d)(iii)(B) of the Listing
Manual of the SGX-ST
--------------------------------------------------------------------------------
CAPITALAND MALL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Deed Amendments For For Management
2 Approve Proposed Merger of Capitaland For For Management
Mall Trust and Capitaland Commercial
Trust
3 Approve Issuance of Consideration For For Management
Units of Capitaland Mall Trust to the
Holders of Units in Capitaland
Commercial Trust
--------------------------------------------------------------------------------
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<PAGE>
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allen C. Barbieri For For Management
1b Elect Director Jon D. Kline For For Management
1c Elect Director Diana M. Laing For For Management
1d Elect Director Spencer G. Plumb For For Management
1e Elect Director Gregory K. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARMILA SA
Ticker: CARM Security ID: F1387K266
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share and
Option for Stock Dividend Program
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Elect Elodie Perthuisot as Director For For Management
6 Reelect Sogecap as Director For For Management
7 Reelect Predica Prevoyance Dialogue For For Management
Credit Agricole as Director
8 Reelect Cardif Assurance Vie as For For Management
Director
9 Acknowledge End of Mandate of For For Management
Alexandre de Palmas as Director and
Decision Not to Renew
10 Acknowledge End of Mandate of Axa Reim For For Management
France as Director and Decision Not to
Renew
11 Acknowledge End of Mandate of Pedro For For Management
Antonio Arias and Laurent Flechet as
Censors and Decision Not to Renew
12 Renew Appointment of Deloitte & For For Management
Associes as Auditor and Acknowledge
End of Mandate of BEAS as Alternate
Auditor
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Remuneration Policy of Marie For For Management
Cheval, Chairman and CEO
15 Approve Compensation of Marie Cheval, For For Management
Chairman and CEO Since Her Appointment
16 Approve Compensation of Alexandre de For Against Management
Palmas, Chairman and CEO Until
November 2, 2020
17 Approve Compensation of Sebastien For For Management
Vanhoove, Vice-CEO
18 Approve Compensation of Gery For Against Management
Robert-Ambroix, Vice-CEO Until 15
March 2021
19 Approve Remuneration Policy of Marie For Against Management
Cheval, Chairman and CEO
20 Approve Remuneration Policy of For Against Management
Sebastien Vanhoove, Vice-CEO
21 Approve Remuneration Policy of Board For For Management
Members
22 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
24 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 165 Million
25 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 165 Million
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
28 Authorize Capitalization of Reserves For For Management
of Up to Aggregate Nominal Amount of
EUR 500 Million for Bonus Issue or
Increase in Par Value
29 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
31 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
32 Authorize up to 0.20 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
33 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CASTELLUM AB
Ticker: CAST Security ID: W2084X107
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Issuance of Shares in For For Management
Connection with Merger Agreement with
Entra ASA
--------------------------------------------------------------------------------
CASTELLUM AB
Ticker: CAST Security ID: W2084X107
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Magnus Stromer as Inspector For For Management
of Minutes of Meeting
2.2 Designate Lars-Erik Jansson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 6.90 Per Share
9.1 Approve Discharge of Board Chairman For For Management
Charlotte Stromberg
9.2 Approve Discharge of Board Member Per For For Management
Berggren
9.3 Approve Discharge of Board Member For For Management
Anna-Karin Hatt
9.4 Approve Discharge of Board Member For For Management
Christer Jacobson
9.5 Approve Discharge of Board Member For For Management
Christina Karlsson Kazeem
9.6 Approve Discharge of Board Member Nina For For Management
Linander
9.7 Approve Discharge of Board Member For For Management
Zdravko Markovski
9.8 Approve Discharge of Board Member For For Management
Joacim Sjoberg
9.9 Approve Discharge of Former Board For For Management
Member Johan Skoglund
9.10 Approve Discharge of CEO Henrik Saxborn For For Management
10.A Fix Number of Directors at Seven; None Against Shareholder
Reelect Per Berggren, Christina
Karlsson Kazeem, Zdravko Markovski and
Joacim Sjoberg as Directors; Elect
Rutger Arnhult (New Chair), Anna
Kinberg Batra and Anna-Karin Celsing
as New Directors
10.B Fix Number of Directors at Seven; None For Shareholder
Reelect Per Berggren (New Chair),
Anna-Karin Hatt, Christer Jacobson,
Christina Karlsson Kazeem, Nina
Linander, Zdravko Markovski and Joacim
Sjoberg as Directors
10.1 Determine Number of Members (7) and For For Management
Deputy Members of Board
10.2a Reelect Per Berggren as Director None For Management
10.2b Reelect Anna-Karin Hatt as Director None For Management
10.2c Reelect Christer Jacobson as Director None For Management
10.2d Reelect Christina Karlsson Kazeem as None For Management
Director
10.2e Reelect Nina Linander as Director None For Management
10.2f Reelect Zdravko Markovski as Director None For Management
10.2g Reelect Joacim Sjoberg as Director None For Management
10.2h Reelect Rutger Arnhult as Director None Against Management
10.2i Elect Anna Kinberg Batra as New None Against Management
Director
10.2j Elect Anna-Karin Celsing as New None Against Management
Director
10.3a Elect Rutger Arnhult as New Board None Against Management
Chairman
10.3b Elect Per Berggren as New Board None For Management
Chairman
11.1 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.2 Ratify Deloitte as Auditors For For Management
12.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work
12.2 Approve Remuneration of Auditors For For Management
13 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Report For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
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<PAGE>
CATENA AB
Ticker: CATE Security ID: W2356E100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Board's Report and Report on None None Management
Committee Work
8 Receive President's Report None None Management
9 Receive Financial Statements and None None Management
Statutory Reports
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of SEK 7.50 Per Share
12a Approve Discharge of Gustav Hermelin For For Management
12b Approve Discharge of Katarina Wallin For For Management
12c Approve Discharge of Helene Briggert For For Management
12d Approve Discharge of Tomas Andersson For For Management
12e Approve Discharge of Magnus Swardh For For Management
12f Approve Discharge of Caeser Afors For For Management
12g Approve Discharge of Vesca Jovic For For Management
12h Approve Discharge of Benny Thogersen For For Management
12i Approve Discharge of Jorgen Eriksson For For Management
13 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
14a Approve Remuneration of Directors in For For Management
the Amount of SEK 385,000 for
Chairman, and SEK 190,000 for Other
Directors; Approve Remuneration for
Committee Work
14b Approve Remuneration of Auditors For For Management
15a Reelect Gustav Hermelin as Director For For Management
15b Reelect Katarina Wallin as Director For For Management
15c Reelect Helene Briggert as Director For For Management
15d Elect Lennart Mauritzon as New Director For For Management
15e Reelect Magnus Swardh as Director For For Management
15f Reelect Caesar Afors as Director For For Management
15g Reelect Vesna Jovic as Director For For Management
15h Reelect Gustav Hermelin as Board For For Management
Chairman
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Authorize Chairman of the Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Approve Remuneration Report For For Management
20 Authorize Share Repurchase Program For For Management
21 Authorize Reissuance of Repurchased For For Management
Shares
22 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
23 Amend Articles Re: Editorial Changes For For Management
to Article 1; Participation at General
Meeting; External Attendance at
General Meetings; Proxies and Postal
Ballot
24 Other Business None None Management
25 Close Meeting None None Management
--------------------------------------------------------------------------------
CDL HOSPITALITY TRUSTS
Ticker: J85 Security ID: Y1233P104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee-Manager, For For Management
Statement by the CEO of the
Trustee-Manager, Reports of the
Trustee and Manager, Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
CENTERSPACE
Ticker: CSR Security ID: 15202L107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Caira For For Management
1b Elect Director Michael T. Dance For For Management
1c Elect Director Mark O. Decker, Jr. For For Management
1d Elect Director Emily Nagle Green For For Management
1e Elect Director Linda J. Hall For For Management
1f Elect Director John A. Schissel For For Management
1g Elect Director Mary J. Twinem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Company Name to Centerspace For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: 2778 Security ID: Y1292D109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Note Audited Financial Statements None None Management
Together with the Auditors' Report
2 Note Appointment of Auditor and Fixing None None Management
of Their Remuneration
3 Elect Ho Shut Kan as Director For For Management
4 Elect Shek Lai Him, Abraham as Director For Against Management
5 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: 2778 Security ID: Y1292D109
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Deed Re: Increase in the For For Management
Property Development Cap, Property
Development Amendment and Related
Transactions
--------------------------------------------------------------------------------
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<PAGE>
CHARTER HALL LONG WALE REIT
Ticker: CLW Security ID: Q2308E106
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Glenn Fraser as Director For For Management
2 Ratify Past Issuance of Stapled For For Management
Securities to Institutional,
Professional and Other Wholesale
Investors
--------------------------------------------------------------------------------
CHARTER HALL LONG WALE REIT
Ticker: CLW Security ID: Q2308E106
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Stapled For For Management
Securities to Certain Institutional,
Professional and Other Wholesale
Investors
--------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT
Ticker: CQR Security ID: Q2308D108
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Units to For For Management
Certain Institutional, Professional
and Other Wholesale Investors
--------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT
Ticker: CQR Security ID: Q2308D108
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: NOV 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Gorman as Director For For Management
--------------------------------------------------------------------------------
CHARTWELL RETIREMENT RESIDENCES
Ticker: CSH.UN Security ID: 16141A103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lise Bastarache of For For Management
Chartwell
1.2 Elect Trustee V. Ann Davis of Chartwell For For Management
1.3 Elect Trustee Huw Thomas of Chartwell For For Management
2.1 Elect Trustee Michael D. Harris of CSH For For Management
Trust
2.2 Elect Trustee Andre R. Kuzmicki of CSH For For Management
Trust
2.3 Elect Trustee Sharon Sallows of CSH For For Management
Trust
3.1 Elect Director Lise Bastarache of CMCC For For Management
3.2 Elect Director W. Brent Binions of CMCC For For Management
3.3 Elect Director V. Ann Davis of CMCC For For Management
3.4 Elect Director Michael D. Harris of For For Management
CMCC
3.5 Elect Director Andre R. Kuzmicki of For For Management
CMCC
3.6 Elect Director Sharon Sallows of CMCC For For Management
3.7 Elect Director James Scarlett of CMCC For For Management
3.8 Elect Director Huw Thomas of CMCC For For Management
3.9 Elect Director Vlad Volodarski of CMCC For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
5 Re-approve Deferred Unit Plan For For Management
6 Re-approve Unitholder Rights Plan For For Management
7 Advisory Vote on Executive For For Management
Compensation Approach
8 UP 1: Human Capital Disclosure Against Against Shareholder
9 UP 2: Living Wage Against Against Shareholder
--------------------------------------------------------------------------------
CHOICE PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: CHP.UN Security ID: 17039A106
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Kerry D. Adams For For Management
1.2 Elect Trustee Christie J.B. Clark For For Management
1.3 Elect Trustee L. Jay Cross For For Management
1.4 Elect Trustee Gordon A.M. Currie For For Management
1.5 Elect Trustee Graeme M. Eadie For For Management
1.6 Elect Trustee Karen Kinsley For For Management
1.7 Elect Trustee R. Michael Latimer For For Management
1.8 Elect Trustee Nancy H.O. Lockhart For For Management
1.9 Elect Trustee Dale R. Ponder For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Declaration of Trust Re: For For Management
Investment Guidelines
5 Amend Declaration of Trust Re: For For Management
Operating Policies
6 Amend Declaration of Trust Re: For For Management
Declaration of Non-Cash Distributions
and Consolidation of Trust Units
7 Amend Declaration of Trust Re: For For Management
Meetings of the Unitholders
8 Amend Declaration of Trust Re: General For For Management
Amendments
--------------------------------------------------------------------------------
CITY DEVELOPMENTS LIMITED
Ticker: C09 Security ID: V23130111
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final and Special Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Philip Yeo Liat Kok as Director For For Management
5a Elect Ong Lian Jin Colin as Director For For Management
5b Elect Daniel Marie Ghislain For For Management
Desbaillets as Director
5c Elect Chong Yoon Chou as Director For For Management
5d Elect Chan Swee Liang Carolina (Carol For For Management
Fong) as Director
5e Elect Lee Jee Cheng Philip as Director For For Management
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
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<PAGE>
CITYCON OYJ
Ticker: CTY1S Security ID: X1422T280
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.05 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 160,000 for
Chairman, EUR 70,000 for Deputy
Chairman and EUR 50,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
12 Fix Number of Directors at Ten For For Management
13 Reelect Chaim Katzman, Yehuda Angster, For Against Management
Arnold de Haan, Zvi Gordon, David
Lukes, Andrea Orlandi, Per-Anders
Ovin, Ofer Stark, Ariella Zochovitzky
and Alexandre Koifman as Directors
14 Approve Remuneration of Auditors For For Management
15 Renew Appointment of Ernst & Young as For For Management
Auditors
16 Approve Issuance of up to 17 Million For For Management
Shares without Preemptive Rights
17 Authorize Share Repurchase Program For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
CIVITAS SOCIAL HOUSING PLC
Ticker: CSH Security ID: G2251U108
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Alison Hadden as Director For For Management
4 Re-elect Michael Wrobel as Director For For Management
5 Re-elect Peter Baxter as Director For For Management
6 Re-elect Caroline Gulliver as Director For For Management
7 Re-elect Alastair Moss as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
9 Authorise the Audit and Management For For Management
Engagement Committee to Fix
Remuneration of Auditors
10 Approve the Company's Dividend Payment For For Management
Policy
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Authorise the Company to Use For For Management
Electronic Communications
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED
Ticker: 1113 Security ID: G2177B101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ip Tak Chuen, Edmond as Director For For Management
3.2 Elect Chow Wai Kam, Raymond as Director For For Management
3.3 Elect Woo Chia Ching, Grace as Director For For Management
3.4 Elect Chow Nin Mow, Albert as Director For Against Management
3.5 Elect Donald Jeffrey Roberts as For Against Management
Director
3.6 Elect Stephen Edward Bradley as For For Management
Director
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED
Ticker: 1113 Security ID: G2177B101
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Purchase Agreement, For For Management
Proposed Acquisition and Grant of
Specific Mandate to Allot and Issue
Consideration Shares
2 Approve Share Buy-back Offer and For For Management
Related Transactions
3 Approve Whitewash Waiver and Related For For Management
Transactions
--------------------------------------------------------------------------------
CLS HOLDINGS PLC
Ticker: CLI Security ID: G2212D187
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Lennart Sten as Director For For Management
5 Re-elect Anna Seeley as Director For Against Management
6 Re-elect Fredrik Widlund as Director For For Management
7 Re-elect Andrew Kirkman as Director For For Management
8 Re-elect Elizabeth Edwards as Director For For Management
9 Re-elect Bill Holland as Director For For Management
10 Re-elect Denise Jagger as Director For For Management
11 Re-elect Christopher Jarvis as Director For Against Management
12 Re-elect Bengt Mortstedt as Director For Against Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
COFINIMMO SA
Ticker: COFB Security ID: B25654136
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Special Board Report Re: None None Management
Article 7:199 of the Companies and
Associations Code
1.2.1 Renew Authorization to Increase Share For For Management
Capital up to 50 Percent of Authorized
Capital With Preemptive Rights by Cash
Contributions
1.2.2 Renew Authorization to Increase Share For For Management
Capital up to 20 Percent by
Distribution of Optional Dividend
1.2.3 Renew Authorization to Increase Share For For Management
Capital up to 10 Percent of Authorized
Capital Without Preemptive Rights by
Various Means
1.3 Amend Article 6.2 to Reflect Changes For For Management
in Capital
2 Approve Reduction in Issue Premium by For For Management
EUR 450,000,000 by Transfer to an
Unblocked Account
3 Amend Article 25 Re: Participation and For For Management
Remote Voting via Electronic Means of
Communication
4 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
COFINIMMO SA
Ticker: COFB Security ID: B25654136
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Approve Remuneration Report For For Management
3 Receive Auditors' Reports (Non-Voting) None None Management
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 5.80 per Share
5 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8.1 Reelect Francoise Roels as Director For For Management
8.2 Reelect Jacques van Rijckevorsel as For For Management
Director
8.3 Indicate Jacques van Rijckevorsel as For For Management
Independent Director
8.4 Reelect Ines Archer-Toper as Director For For Management
8.5 Indicate Ines Archer-Toper as For For Management
Independent Director
9 Approve Change-of-Control Clause Re: For For Management
Credit Agreements
10 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
11 Transact Other Business None None Management
1.1 Receive Special Board Report In None None Management
Accordance with Article 7:199 of the
Companies and Associations Code
1.2.1 Renew Authorization to Increase Share For For Management
Capital up to 50 Percent of Authorized
Capital With Preemptive Rights by Cash
Contributions
1.2.2 Renew Authorization to Increase Share For For Management
Capital up to 20 Percent by
Distribution of Optional Dividend
1.2.3 Renew Authorization to Increase Share For For Management
Capital up to 10 Percent of Authorized
Capital Without Preemptive Rights by
Various Means
1.3 Amend Article 6.2 of the Articles of For For Management
Association to Reflect Changes in
Capital
2 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
COFINIMMO SA
Ticker: COFB Security ID: B25654136
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Special Board Report Re: None None Management
Article 7:199 of the Companies and
Associations Code
1.2.1 Renew Authorization to Increase Share For For Management
Capital up to 50 Percent of Authorized
Capital With Preemptive Rights by Cash
Contributions
1.2.2 Renew Authorization to Increase Share For For Management
Capital up to 20 Percent by
Distribution of Optional Dividend
1.2.3 Renew Authorization to Increase Share For For Management
Capital up to 10 Percent of Authorized
Capital Without Preemptive Rights by
Various Means
1.3 Amend Article 6.2 to Reflect Changes For For Management
in Capital
2 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19626G108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shaka Rasheed For For Management
1.2 Elect Director J. Braxton Carter For For Management
1.3 Elect Director Gregory J. McCray For For Management
1.4 Elect Director Jeannie H. Diefenderfer For For Management
1.5 Elect Director Marc C. Ganzi For For Management
1.6 Elect Director Dale Anne Reiss For For Management
1.7 Elect Director Jon A. Fosheim For For Management
1.8 Elect Director Nancy A. Curtin For For Management
1.9 Elect Director Thomas J. Barrack, Jr. For For Management
1.10 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director John L. Dixon For For Management
1.3 Elect Director David B. Henry For For Management
1.4 Elect Director Murray J. McCabe For For Management
1.5 Elect Director E. Nelson Mills For For Management
1.6 Elect Director Constance B. Moore For For Management
1.7 Elect Director Michael S. Robb For For Management
1.8 Elect Director Thomas G. Wattles For For Management
1.9 Elect Director Francis X. Wentworth, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
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<PAGE>
COMINAR REAL ESTATE INVESTMENT TRUST
Ticker: CUF.UN Security ID: 199910100
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
2 Approve Decrease in Number of Trustees For For Management
from Ten to Nine
3.1 Elect Director Luc Bachand For For Management
3.2 Elect Director Christine Beaubien For For Management
3.3 Elect Director Paul D. Campbell For For Management
3.4 Elect Director Mitchell Cohen For For Management
3.5 Elect Director Sylvain Cossette For For Management
3.6 Elect Director Zachary R. George For For Management
3.7 Elect Director Michel Theroux For For Management
3.8 Elect Director Rene Tremblay For For Management
3.9 Elect Director Karen Laflamme For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED
Ticker: CHCT Security ID: 20369C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gardner For For Management
1.2 Elect Director Claire Gulmi For For Management
1.3 Elect Director Robert Hensley For For Management
1.4 Elect Director Lawrence Van Horn For For Management
1.5 Elect Director Timothy Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COVIVIO SA
Ticker: COV Security ID: F2R22T119
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration Policy of For For Management
Chairman of the Board
6 Approve Remuneration Policy of CEO For For Management
7 Approve Remuneration Policy of For For Management
Vice-CEOs
8 Approve Remuneration Policy of For For Management
Directors
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean Laurent, For For Management
Chairman of the Board
11 Approve Compensation of Christophe For For Management
Kullmann, CEO
12 Approve Compensation of Olivier For For Management
Esteve, Vice-CEO
13 Approve Compensation of Dominique For For Management
Ozanne, Vice-CEO
14 Reelect Sylvie Ouziel as Director For For Management
15 Reelect Jean-Luc Biamonti as Director For For Management
16 Reelect Predica as Director For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 28 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 28 Million
22 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Share Capital for
Future Exchange Offers
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Articles 8 and 10 of Bylaws Re. For For Management
Shareholding Disclosure Thresholds and
Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CROMBIE REAL ESTATE INVESTMENT TRUST
Ticker: CRR.UN Security ID: 227107109
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paul V. Beesley For For Management
1.2 Elect Trustee Donald E. Clow For For Management
1.3 Elect Trustee John C. Eby For For Management
1.4 Elect Trustee J. Michael Knowlton For For Management
1.5 Elect Trustee Barbara Palk For For Management
1.6 Elect Trustee Jason P. Shannon For For Management
1.7 Elect Trustee Karen Weaver For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Authorize Trustees to Fix Remuneration For For Management
of Auditors
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Amend Declaration of Trust For For Management
--------------------------------------------------------------------------------
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<PAGE>
CROMWELL PROPERTY GROUP
Ticker: CMW Security ID: Q2995J103
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary Weiss as Director Against Against Shareholder
2 Elect Joseph Gersh as Director Against For Shareholder
--------------------------------------------------------------------------------
CROMWELL PROPERTY GROUP
Ticker: CMW Security ID: Q2995J103
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Leon Blitz as Director For For Management
3 Elect Andrew Fay as Director For For Management
4 Elect John Humphrey as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve the Spill Resolution Against Against Management
7 Approve Grant of 2019 Performance For For Management
Rights and Stapled Securities to Paul
Weightman
8 Approve Grant of 2020 Performance For For Management
Rights and Stapled Securities to Paul
Weightman
--------------------------------------------------------------------------------
CROMWELL PROPERTY GROUP
Ticker: CMW Security ID: Q2995J103
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jane Tongs as Director For For Management
2 Elect Tanya Cox as Director For For Management
3 Elect Lisa Scenna as Director For For Management
4 Approve Accelerated Vesting of For Against Management
Performance Rights
5 Approve Performance Rights not to For For Management
Lapse Despite Ceasing Employment
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director Deborah R. Salzberg For For Management
1.7 Elect Director John F. Remondi For For Management
1.8 Elect Director Jeffrey F. Rogatz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUSTODIAN REIT PLC
Ticker: CREI Security ID: G26043102
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Hazel Adam as Director For For Management
5 Re-elect Barry Gilbertson as Director For For Management
6 Re-elect David Hunter as Director For For Management
7 Re-elect Ian Mattioli as Director For For Management
8 Re-elect Matthew Thorne as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity For For Management
12 Adopt the Amended Investment Policy For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director David H. Ferdman For For Management
1.3 Elect Director John W. Gamble, Jr. For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Denise Olsen For For Management
1.6 Elect Director Alex Shumate For For Management
1.7 Elect Director William E. Sullivan For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DAIWA OFFICE INVESTMENT CORP.
Ticker: 8976 Security ID: J1250G109
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Miyamoto, For For Management
Seiya
2 Elect Alternate Executive Director For For Management
Fukushima, Toshio
3.1 Elect Supervisory Director Hiraishi, For For Management
Takayuki
3.2 Elect Supervisory Director Sakuma, For For Management
Hiroshi
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DERWENT LONDON PLC
Ticker: DLN Security ID: G27300105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Claudia Arney as Director For For Management
5 Re-elect Lucinda Bell as Director For For Management
6 Elect Mark Breuer as Director For For Management
7 Re-elect Richard Dakin as Director For For Management
8 Re-elect Simon Fraser as Director For For Management
9 Re-elect Nigel George as Director For For Management
10 Re-elect Helen Gordon as Director For For Management
11 Elect Emily Prideaux as Director For For Management
12 Re-elect David Silverman as Director For For Management
13 Re-elect Cilla Snowball as Director For For Management
14 Re-elect Paul Williams as Director For For Management
15 Re-elect Damian Wisniewski as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG
Ticker: DEQ Security ID: D1854M102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.04 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify BDO AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 12.4 Million For Against Management
Pool of Capital without Preemptive
Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million;
Approve Creation of EUR 10 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN SE
Ticker: DWNI Security ID: D2046U176
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.03 per Share
3.1 Approve Discharge of Management Board For For Management
Member Michael Zahn for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Philip Grosse for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Henrik Thomsen for Fiscal Year
2020
3.4 Approve Discharge of Management Board For For Management
Member Lars Urbansky for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Matthias Huenlein for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Juergen Fenk (from June 5,
2020) for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Arwed Fischer for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Kerstin Guenther (from June 5,
2020) for Fiscal Year 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Tina Kleingarn for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Andreas Kretschmer (until June
5, 2020) for Fiscal Year 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Florian Stetter for Fiscal Year
2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Florian Stetter to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Participation of For For Management
Supervisory Board Members in the
Annual General Meeting by Means of
Audio and Video Transmission
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares (item withdrawn)
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares (item
withdrawn)
--------------------------------------------------------------------------------
DEXUS
Ticker: DXS Security ID: Q3190P134
Meeting Date: OCT 23, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Approve Grant of Performance Rights to For For Management
Darren Steinberg
3.1 Elect Patrick Allaway as Director For For Management
3.2 Elect Richard Sheppard as Director For For Management
3.3 Elect Peter St George as Director For For Management
--------------------------------------------------------------------------------
DEXUS
Ticker: DXS Security ID: Q3190P134
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Unstapling of the Units in For For Management
DXO, DDF, DIT and DOT Pursuant to Each
of Their Constitutions
2 Approve Amendments to the Constitutions For For Management
3 Approve Simplification for All Purposes For For Management
--------------------------------------------------------------------------------
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DIAMONDROCK HOSPITALITY COMPANY
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William W. McCarten For For Management
1b Elect Director Mark W. Brugger For For Management
1c Elect Director Timothy R. Chi For For Management
1d Elect Director Kathleen A. (Wayton) For For Management
Merrill
1e Elect Director William J. Shaw For For Management
1f Elect Director Bruce D. Wardinski For For Management
1g Elect Director Tabassum Zalotrawala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
1h Elect Director Michael A. Hartmeier For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For Against Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For Against Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIOS FASTIGHETER AB
Ticker: DIOS Security ID: W2592B100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive CEO's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9.a Accept Financial Statements and For For Management
Statutory Reports
9.b Approve Allocation of Income and For For Management
Dividends of SEK 3.30 Per Share
9.c.1 Approve Discharge of Bob Persson For For Management
9.c.2 Approve Discharge of Ragnhild Backman For For Management
9.c.3 Approve Discharge of Anders Nelson For For Management
9.c.4 Approve Discharge of Eva Nygren For For Management
9.c.5 Approve Discharge of Peter Strand For For Management
9.c.6 Approve Discharge of Tobias Lonnevall For For Management
9.c.7 Approve Discharge of Knut Rost For For Management
9.d Approve Record Dates for Dividend For For Management
Payment
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
11.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 330,000 for Chairman
and SEK 175,000 for Other Directors
11.2 Approve Remuneration of Auditors For For Management
12.1 Reelect Bob Persson as Director For For Management
12.2 Reelect Ragnhild Backman as Director For For Management
12.3 Reelect Anders Nelson as Director For For Management
12.4 Reelect Eva Nygren as Director For For Management
12.5 Reelect Peter Strand as Director For For Management
12.6 Reelect Tobias Lonnevall as Director For For Management
12.7 Reelect Bob Persson as Board Chair For For Management
13 Ratify Deloitte as Auditors For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Remuneration Report For For Management
16 Authorize Board Chairman and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
18 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
19 Amend Articles Re: Postal Voting and For For Management
Proxies; Editorial Changes
20 Other Business None None Management
21 Close Meeting None None Management
--------------------------------------------------------------------------------
DIVERSIFIED HEALTHCARE TRUST
Ticker: DHC Security ID: 25525P107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Harris Jones For Withhold Management
1.2 Elect Director Jennifer F. Francis For For Management
(Mintzer)
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Leslie E. Bider For For Management
1.5 Elect Director Dorene C. Dominguez For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Virginia A. McFerran For Withhold Management
1.8 Elect Director Thomas E. O'Hern For For Management
1.9 Elect Director William E. Simon, Jr. For For Management
1.10 Elect Director Johnese M. Spisso For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREAM INDUSTRIAL REAL ESTATE INVESTMENT TRUST
Ticker: DIR.UN Security ID: 26153W109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Trustee R. Sacha Bhatia For For Management
1B Elect Trustee Michael J. Cooper For For Management
1C Elect Trustee J. Michael Knowlton For For Management
1D Elect Trustee Ben Mulroney For For Management
1E Elect Trustee Brian Pauls For For Management
1F Elect Trustee Vicky Schiff For For Management
1G Elect Trustee Vincenza Sera For For Management
1H Elect Trustee Sheldon Wiseman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
--------------------------------------------------------------------------------
DREAM OFFICE REAL ESTATE INVESTMENT TRUST
Ticker: D.UN Security ID: 26153P104
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Trustee Detlef Bierbaum For For Management
1B Elect Trustee Donald Charter For For Management
1C Elect Trustee Michael J. Cooper For For Management
1D Elect Trustee P. Jane Gavan For For Management
1E Elect Trustee Robert Goodall For For Management
1F Elect Trustee Kellie Leitch For For Management
1G Elect Trustee Karine MacIndoe For For Management
1H Elect Trustee Qi Tang For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Norman K. Jenkins For For Management
1e Elect Director Kelly T. Killingsworth For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director David P. Stockert For For Management
1i Elect Director Chris T. Sultemeier For For Management
1j Elect Director Michael E. Szymanczyk For For Management
1k Elect Director Warren M. Thompson For For Management
1l Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
EASTERLY GOVERNMENT PROPERTIES, INC.
Ticker: DEA Security ID: 27616P103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrell W. Crate For For Management
1.2 Elect Director William C. Trimble, III For For Management
1.3 Elect Director Michael P. Ibe For For Management
1.4 Elect Director William H. Binnie For For Management
1.5 Elect Director Cynthia A. Fisher For For Management
1.6 Elect Director Scott D. Freeman For For Management
1.7 Elect Director Emil W. Henry, Jr. For For Management
1.8 Elect Director Tara S. Innes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bylaws to Allow Stockholders the For For Management
Right to Amend Bylaws
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H. Eric Bolton, Jr. For For Management
1c Elect Director Donald F. Colleran For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director David H. Hoster, II For For Management
1f Elect Director Marshall A. Loeb For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director Leslie D. Biddle For For Management
1.3 Elect Director Thomas J. DeRosa For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director S. Michael Giliberto For For Management
1.6 Elect Director Patricia S. Han For For Management
1.7 Elect Director Grant H. Hill For For Management
1.8 Elect Director R. Paige Hood For For Management
1.9 Elect Director James D. Robinson, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMPIRIC STUDENT PROPERTY PLC
Ticker: ESP Security ID: G30381100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint BDO LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Dividend Policy For For Management
6 Elect Duncan Garrood as Director For For Management
7 Re-elect Mark Pain as Director For Abstain Management
8 Re-elect Alice Avis as Director For For Management
9 Re-elect Lynne Fennah as Director For For Management
10 Re-elect Jim Prower as Director For For Management
11 Re-elect Stuart Beevor as Director For For Management
12 Approve SAYE Option Plan For For Management
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ENTRA ASA
Ticker: ENTRA Security ID: R2R8A2105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends
6 Authorize Board to Distribute Dividends For For Management
7 Discuss Company's Corporate Governance None None Management
Statement
8 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
9 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
10 Approve Equity Plan Financing Through For For Management
Repurchase of Shares
11 Approve Creation of NOK 18.2 Million For For Management
Pool of Capital without Preemptive
Rights
12 Approve Remuneration of Auditors For For Management
13a Approve Remuneration of Directors For For Management
13b Approve Remuneration of Audit Committee For For Management
13c Approve Remuneration of Compensation For For Management
Committee
14 Elect Hege Toft Karlsen as New Director For For Management
15.1 Reelect Ingebret G. Hisdal (Chair) as For For Management
Member of Nominating Committee
15.2 Reelect Gisele Marchand as Member of For For Management
Nominating Committee
15.3 Reelect Tine Fossland as Member of For For Management
Nominating Committee
16 Approve Remuneration of Nominating For For Management
Committee
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bloch For For Management
1.2 Elect Director Barrett Brady For For Management
1.3 Elect Director Peter C. Brown For For Management
1.4 Elect Director James B. Connor For For Management
1.5 Elect Director Robert J. Druten For For Management
1.6 Elect Director Jack A. Newman, Jr. For For Management
1.7 Elect Director Virginia E. Shanks For For Management
1.8 Elect Director Gregory K. Silvers For For Management
1.9 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
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EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director Ellen-Blair Chube For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director David A. Helfand For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director Mary Jane Robertson For For Management
1.7 Elect Director Gerald A. Spector For For Management
1.8 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Derrick Burks For For Management
1.3 Elect Director Philip Calian For For Management
1.4 Elect Director David Contis For For Management
1.5 Elect Director Constance Freedman For For Management
1.6 Elect Director Thomas Heneghan For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Aman For For Management
1.2 Elect Director Raymond Bennett For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Connie K. Duckworth For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Tahsinul Zia Huque For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC.
Ticker: EPRT Security ID: 29670E107
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Bossidy For For Management
1.2 Elect Director Joyce DeLucca For For Management
1.3 Elect Director Scott A. Estes For For Management
1.4 Elect Director Peter M. Mavoides For For Management
1.5 Elect Director Lawrence J. Minich For For Management
1.6 Elect Director Heather L. Neary For For Management
1.7 Elect Director Stephen D. Sautel For For Management
1.8 Elect Director Janaki Sivanesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Amal M. Johnson For For Management
1.4 Elect Director Mary Kasaris For For Management
1.5 Elect Director Irving F. Lyons, III For For Management
1.6 Elect Director George M. Marcus For For Management
1.7 Elect Director Thomas E. Robinson For For Management
1.8 Elect Director Michael J. Schall For For Management
1.9 Elect Director Byron A. Scordelis For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EUROCOMMERCIAL PROPERTIES NV
Ticker: ECMPA Security ID: N31065142
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Reelect Evert Jan van Garderen to For For Management
Management Board
3 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROCOMMERCIAL PROPERTIES NV
Ticker: ECMPA Security ID: N31065142
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Dividends of EUR 0.05 Per For For Management
Share and EUR 0.50 per Depositary
Receipt and Mandatory Scrip Dividend
and Amend Articles of Association
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6.a Approve Remuneration Report For For Management
6.b Approve Remuneration Policy for For For Management
Management Board
6.c Approve Remuneration Policy for For For Management
Supervisory Board
7 Approve Remuneration of Management For For Management
Board
8 Approve Remuneration of Supervisory For For Management
Board
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10 Approve Termination of Depositary For For Management
Receipts Structure and Amend Articles
of Association
11 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
12 Authorize Repurchase of Shares and/or For For Management
Depositary Receipts
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Joseph J. Bonner For For Management
1.5 Elect Director Gary L. Crittenden For For Management
1.6 Elect Director Spencer F. Kirk For For Management
1.7 Elect Director Dennis J. Letham For For Management
1.8 Elect Director Diane Olmstead For For Management
1.9 Elect Director Julia Vander Ploeg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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FABEGE AB
Ticker: FABG Security ID: W7888D199
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5.1 Designate Per Stromblad as For For Management
Inspector(s) of Minutes of Meeting
5.2 Designate Jonas Gombrii as For For Management
Inspector(s) of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Dividends of SEK 3.60 Per Share
8.c.1 Approve Discharge of Board Member Jan For For Management
Litborn
8.c.2 Approve Discharge of Board Member For For Management
Anette Asklin
8.c.3 Approve Discharge of Board Member Emma For For Management
Henriksson
8.c.4 Approve Discharge of Board Member For For Management
Martha Josefsson
8.c.5 Approve Discharge of Board Member Mats For For Management
Qviberg
8.c.6 Approve Discharge of Board Member For For Management
Per-Ingemar Persson
8.c.7 Approve Discharge of Board Member For For Management
Stefan Dahlbo
8.d Approve Record Dates for Dividend For For Management
Payment
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Receive
Nominating Committee's Report
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 550,000 for Chair
and SEK 240,000 for Other Directors;
Approve Remuneration for Committee
Work;
10.b Approve Remuneration of Auditors For For Management
11.a Reelect Jan Litborn as Director For For Management
11.b Reelect Anette Asklin as Director For For Management
11.c Reelect Emma Henriksson as Director For For Management
11.d Reelect Martha Josefsson as Director For For Management
11.e Reelect Mats Qviberg as Director For For Management
11.f Elect Lennart Mauritzson as New For For Management
Director
11.g Elect Stina Lindh Hok as New Director For For Management
11.h Elect Jan Litborn as Board Chair For Against Management
12 Ratify Deloitte as Auditor For For Management
13 Authorize Representatives of Four of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Remuneration Report For Against Management
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Amend Articles Re: Collecting of For For Management
Proxies and Advanced Voting;
Participation at General Meetings
18 Other Business None None Management
19 Close Meeting None None Management
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FASTIGHETS AB BALDER
Ticker: BALD.B Security ID: W30316116
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Uwe Loffler as Inspector of For For Management
Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Omission of Dividends
8c.1 Approve Discharge of Board Chairman For For Management
Christina Rogestam
8c.2 Approve Discharge of Board Member Erik For For Management
Selin
8c.3 Approve Discharge of Board Member For For Management
Fredrik Svensson
8c.4 Approve Discharge of Board Member Sten For For Management
Duner
8c.5 Approve Discharge of Board Member For For Management
Anders Wennergren
8c.6 Approve Discharge of CEO Erik Selin For For Management
9 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 560,000;
Approve Remuneration of Auditors
11.1a Reelect Christina Rogestam as Director For Against Management
11.1b Reelect Erik Selin as Director For For Management
11.1c Reelect Fredrik Svensson as Director For Against Management
11.1d Reelect Sten Duner as Director For Against Management
11.1e Reelect Anders Wennergren as Director For Against Management
11.2 Reelect Christina Rogestam as Board For Against Management
Chairman
12 Authorize Lars Rasin and For For Management
Representatives of Two of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Report For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Issuance of up to 20 Million For Against Management
Class B Shares without Preemptive
Rights
16 Authorize Class B Share Repurchase For For Management
Program and Reissuance of Repurchased
Shares
17 Close Meeting None None Management
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FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Faeder For For Management
1.2 Elect Director Elizabeth I. Holland For For Management
1.3 Elect Director Nicole Y. Lamb-Hale For For Management
1.4 Elect Director Anthony P. Nader, III For For Management
1.5 Elect Director Mark S. Ordan For For Management
1.6 Elect Director Gail P. Steinel For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
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FIRST CAPITAL REAL ESTATE INVESTMENT TRUST
Ticker: FCR.UN Security ID: 31890B103
Meeting Date: SEP 29, 2020 Meeting Type: Annual/Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Bernard McDonell For For Management
1.2 Elect Trustee Adam E. Paul For For Management
1.3 Elect Trustee Leonard Abramsky For For Management
1.4 Elect Trustee Paul C. Douglas For For Management
1.5 Elect Trustee Jon N. Hagan For For Management
1.6 Elect Trustee Annalisa King For For Management
1.7 Elect Trustee Aladin (Al) W. Mawani For For Management
1.8 Elect Trustee Dori J. Segal For For Management
1.9 Elect Trustee Andrea Stephen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize the Trustees to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Unitholder Rights Plan For For Management
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FIRST CAPITAL REAL ESTATE INVESTMENT TRUST
Ticker: FCR.UN Security ID: 31890B103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Bernard McDonell For For Management
1.2 Elect Trustee Adam E. Paul For For Management
1.3 Elect Trustee Leonard Abramsky For For Management
1.4 Elect Trustee Sheila Botting For For Management
1.5 Elect Trustee Ian Clarke For For Management
1.6 Elect Trustee Paul C. Douglas For For Management
1.7 Elect Trustee Annalisa King For For Management
1.8 Elect Trustee Aladin (Al) W. Mawani For For Management
1.9 Elect Trustee Andrea Stephen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FORTUNE REAL ESTATE INVESTMENT TRUST
Ticker: 778 Security ID: Y2616W104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in the Property For For Management
Development Cap and Property
Development Cap Amendment
1 Approve CK Property Management For For Management
Transactions Framework Agreement, CK
Property Management Transactions Under
the CK Property Management
Transactions Framework Agreement and
Proposed Annual Caps
2 Authorize Repurchase of Issued Unit For For Management
Capital
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For For Management
1b Elect Director John S. Moody For For Management
1c Elect Director Douglas B. Hansen For For Management
1d Elect Director Eric S. Hirschhorn For For Management
1e Elect Director Charles L. Jemley For For Management
1f Elect Director Marran H. Ogilvie For For Management
1g Elect Director Toni Steele For For Management
1h Elect Director Liz Tennican For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Carter For For Management
1b Elect Director Georgia Murray For For Management
1c Elect Director John N. Burke For For Management
1d Elect Director Kenneth A. Hoxsie For For Management
1e Elect Director Kathryn P. O'Neil For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRASERS CENTREPOINT TRUST
Ticker: J69U Security ID: Y2642S101
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed ARF Transaction For For Management
2 Approve Issuance of New Units Under For For Management
the Equity Fund Raising
3 Approve Issuance and Placements of New For For Management
Units to the Sponsor Group
4 Approve Whitewash Resolution For For Management
5 Approve Proposed Bedok Point Divestment For For Management
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<PAGE>
FRASERS CENTREPOINT TRUST
Ticker: J69U Security ID: Y2642S101
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditor's Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize the Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
FRASERS LOGISTICS & COMMERCIAL TRUST
Ticker: BUOU Security ID: Y26465107
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GCP STUDENT LIVING PLC
Ticker: DIGS Security ID: G37745109
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Gillian Day as Director For For Management
5 Re-elect Malcolm Naish as Director For For Management
6 Re-elect Marlene Wood as Director For For Management
7 Re-elect David Hunter as Director For For Management
8 Reappoint Ernst & Young LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve the Company's Dividend Policy For For Management
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Approve Cancellation of the Share For For Management
Premium Account
--------------------------------------------------------------------------------
GECINA SA
Ticker: GFC Security ID: F4268U171
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transfer of Revaluation For For Management
Surplus of Transferred Assets to
Specific Reserves Account
4 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
5 Approve Stock Dividend Program For For Management
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transaction
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 700,000
8 Approve Compensation of Corporate For For Management
Officers
9 Approve Compensation of Bernard For For Management
Carayon, Chairman of the Board Until
Apr. 23, 2020
10 Approve Compensation of Jerome Brunel, For For Management
Chairman of the Board Since Apr. 23,
2020
11 Approve Compensation of CEO For For Management
12 Approve Remuneration Policy of Board For For Management
Members
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Ratify Appointment of Carole Le Gall For For Management
as Censor
16 Reelect Laurence Danon Arnaud as For For Management
Director
17 Reelect Ivanhoe Cambridge as Director For For Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For For Management
1b Elect Director Milton Cooper For Withhold Management
1c Elect Director Philip E. Coviello For Withhold Management
1d Elect Director Mary Lou Malanoski For For Management
1e Elect Director Richard E. Montag For For Management
1f Elect Director Howard B. Safenowitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Restricted Stock Plan For Against Management
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GLOBAL NET LEASE, INC.
Ticker: GNL Security ID: 379378201
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Therese Antone For Against Management
1b Elect Director Edward G. Rendell For Against Management
1c Elect Director Abby M. Wenzel For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Omnibus Stock Plan For Against Management
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GOODMAN PROPERTY TRUST
Ticker: GMT Security ID: Q4232A119
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan Paterson as Director of For Against Management
the Manager
--------------------------------------------------------------------------------
GRAINGER PLC
Ticker: GRI Security ID: G40432117
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Mark Clare as Director For For Management
5 Re-elect Helen Gordon as Director For For Management
6 Re-elect Vanessa Simms as Director For For Management
7 Re-elect Andrew Carr-Locke as Director For For Management
8 Re-elect Rob Wilkinson as Director For For Management
9 Re-elect Justin Read as Director For For Management
10 Re-elect Janette Bell as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
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GRAND CITY PROPERTIES SA
Ticker: GYC Security ID: L4459Y100
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report None None Management
2 Receive Auditor's Report None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Allocation of Loss For For Management
6 Approve Discharge of Directors For For Management
7 Reelect Daniel Malkin as Director For For Management
8 Reelect Simone Runge-Brandner as For For Management
Director
9 Elect Christian Windfuhr as Director For For Management
10 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
11 Approve Dividends of EUR 0.8232 Per For For Management
Share
12 Approve Remuneration Report For Against Management
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GRAND CITY PROPERTIES SA
Ticker: GYC Security ID: L4459Y100
Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5.
2 of the Articles of Association
2 Amend Article 8 Paragraph 1 of the For For Management
Articles of Association
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GRANITE REAL ESTATE INVESTMENT TRUST
Ticker: GRT.UN Security ID: 387437114
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Peter Aghar For For Management
1.2 Elect Trustee Remco Daal For For Management
1.3 Elect Trustee Kevan Gorrie For For Management
1.4 Elect Trustee Fern Grodner For For Management
1.5 Elect Trustee Kelly Marshall For For Management
1.6 Elect Trustee Al Mawani For For Management
1.7 Elect Trustee Gerald Miller For For Management
1.8 Elect Trustee Sheila A. Murray For For Management
1.9 Elect Trustee Jennifer Warren For For Management
2.1 Elect Director Peter Aghar of Granite For For Management
REIT Inc.
2.2 Elect Director Remco Daal of Granite For For Management
REIT Inc.
2.3 Elect Director Kevan Gorrie of Granite For For Management
REIT Inc.
2.4 Elect Director Fern Grodner of Granite For For Management
REIT Inc.
2.5 Elect Director Kelly Marshall of For For Management
Granite REIT Inc.
2.6 Elect Director Al Mawani of Granite For For Management
REIT Inc.
2.7 Elect Director Gerald Miller of For For Management
Granite REIT Inc.
2.8 Elect Director Sheila A. Murray of For For Management
Granite REIT Inc.
2.9 Elect Director Jennifer Warren of For For Management
Granite REIT Inc.
3 Ratify Deloitte LLP as Auditors For For Management
4 Approve Deloitte LLP as Auditors of For For Management
Granite REIT Inc. and Authorize Board
to Fix Their Remuneration
5 Advisory Vote on Executive For For Management
Compensation Approach
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GREAT PORTLAND ESTATES PLC
Ticker: GPOR Security ID: G40712211
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Toby Courtauld as Director For For Management
6 Re-elect Nick Sanderson as Director For For Management
7 Re-elect Richard Mully as Director For For Management
8 Re-elect Charles Philipps as Director For For Management
9 Re-elect Wendy Becker as Director For For Management
10 Elect Vicky Jarman as Director For For Management
11 Re-elect Nick Hampton as Director For For Management
12 Re-elect Alison Rose as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to
Non-executive Directors
21 Approve Deferred Share Bonus Plan For For Management
22 Approve Long Term Incentive Plan For For Management
23 Approve Save As You Earn Plan For For Management
24 Approve Share Incentive Plan For For Management
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<PAGE>
H&R REAL ESTATE INVESTMENT TRUST
Ticker: HR.UN Security ID: 403925407
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Trustee Alex Avery For For Management
1B Elect Trustee Jennifer A. Chasson For For Management
1C Elect Trustee Mark M. Cowie For For Management
1D Elect Trustee S. Stephen Gross For For Management
1E Elect Trustee Brenna Haysom For For Management
1F Elect Trustee Thomas J. Hofstedter For For Management
1G Elect Trustee Ashi P. Mathur For For Management
1H Elect Trustee Juli Morrow For For Management
1I Elect Trustee Marvin Rubner For For Management
1J Elect Trustee Ronald C. Rutman For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Unitholder Rights Plan For For Management
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HAMBORNER REIT AG
Ticker: HAB Security ID: D29315104
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
6.1 Elect Claus-Matthias Boege to the For For Management
Supervisory Board
6.2 Elect Rolf Glessing to the Supervisory For For Management
Board
6.3 Elect Ulrich Graebner to the For For Management
Supervisory Board
6.4 Elect Christel Kaufmann-Hocker to the For For Management
Supervisory Board
6.5 Elect Andreas Mattner to the For For Management
Supervisory Board
6.6 Elect Maria Dreo to the Supervisory For For Management
Board
7 Approve Conversion of Bearer Shares For For Management
into Registered Shares
8 Amend Articles of Association For For Management
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HAMBORNER REIT AG
Ticker: HABA Security ID: D29316144
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
HAMMERSON PLC
Ticker: HMSO Security ID: G4273Q107
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Sale For For Management
by the Group of its Aggregate 50%
Interest in VIA Outlets Joint Venture
2 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Rights Issue
4 Approve Capital Reorganisation For For Management
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HAMMERSON PLC
Ticker: HMSO Security ID: G4273Q164
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Enhanced Scrip Dividend For For Management
Alternative
--------------------------------------------------------------------------------
HAMMERSON PLC
Ticker: HMSO Security ID: G4273Q164
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Enhanced Scrip Dividend For For Management
Alternative
5 Elect Mike Butterworth as Director For For Management
6 Elect Desmond de Beer as Director For For Management
7 Elect Rita-Rose Gagne as Director For For Management
8 Elect Robert Noel as Director For For Management
9 Re-elect James Lenton as Director For Abstain Management
10 Re-elect Meka Brunel as Director For For Management
11 Re-elect Gwyn Burr as Director For For Management
12 Re-elect Andrew Formica as Director For For Management
13 Re-elect Adam Metz as Director For For Management
14 Re-elect Carol Welch as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise Board to Offer Scrip For For Management
Dividend Alternative Scheme
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
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HANG LUNG PROPERTIES LTD.
Ticker: 101 Security ID: Y30166105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ronnie Chichung Chan as Director For For Management
3b Elect Weber Wai Pak Lo as Director For For Management
3c Elect Hau Cheong Ho as Director For For Management
3d Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd J. Meredith For For Management
1.2 Elect Director John V. Abbott For For Management
1.3 Elect Director Nancy H. Agee For For Management
1.4 Elect Director Edward H. Braman For For Management
1.5 Elect Director Ajay Gupta For For Management
1.6 Elect Director James J. Kilroy For For Management
1.7 Elect Director Peter F. Lyle, Sr. For For Management
1.8 Elect Director John Knox Singleton For For Management
1.9 Elect Director Christann M. Vasquez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Vicki U. Booth For For Management
1d Elect Director H. Lee Cooper For For Management
1e Elect Director Warren D. Fix For For Management
1f Elect Director Peter N. Foss For For Management
1g Elect Director Jay P. Leupp For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC.
Ticker: PEAK Security ID: 42250P103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director R. Kent Griffin, Jr. For For Management
1d Elect Director David B. Henry For For Management
1e Elect Director Thomas M. Herzog For For Management
1f Elect Director Lydia H. Kennard For For Management
1g Elect Director Sara G. Lewis For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HELICAL PLC
Ticker: HLCL Security ID: G43904195
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Richard Grant as Director For For Management
4 Re-elect Gerald Kaye as Director For For Management
5 Re-elect Tim Murphy as Director For For Management
6 Re-elect Matthew Bonning-Snook as For For Management
Director
7 Re-elect Sue Clayton as Director For For Management
8 Re-elect Richard Cotton as Director For For Management
9 Re-elect Joe Lister as Director For For Management
10 Re-elect Sue Farr as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
13 Approve Remuneration Report For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HIAG IMMOBILIEN HOLDING AG
Ticker: HIAG Security ID: H3634R100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Allocation of Income and For For Management
Dividends of CHF 1.15 per Share
2.3 Approve Dividends of CHF 1.15 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board of Directors For For Management
4.1 Reelect Felix Grisard as Director For Against Management
4.2 Reelect Salome Varnholt as Director For Against Management
4.3 Reelect Jvo Grundler as Director For Against Management
4.4 Reelect Balz Halter as Director For For Management
4.5 Elect Christian Wiesendanger as For Against Management
Director
4.6 Elect Balz Halter as Vice Chairman For For Management
4.7 Reelect Felix Grisard as Board Chairman For Against Management
5.1 Appoint Salome Varnholt as Member of For For Management
the Compensation Committee
5.2 Appoint Balz Halter as Member of the For For Management
Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.5 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 2.8
Million
6.3 Approve Remuneration Report For Against Management
7 Designate Oscar Battegay as For For Management
Independent Proxy
8 Ratify Ernst & Young AG as Auditors For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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HIBERNIA REIT PLC
Ticker: HBRN Security ID: G4432Z105
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Re-elect Daniel Kitchen as Director For For Management
3B Re-elect Kevin Nowlan as Director For For Management
3C Re-elect Thomas Edwards-Moss as For For Management
Director
3D Re-elect Colm Barrington as Director For For Management
3E Re-elect Roisin Brennan as Director For For Management
3F Elect Margaret Fleming as Director For For Management
3G Re-elect Stewart Harrington as Director For For Management
3H Elect Grainne Hollywood as Director For For Management
3I Re-elect Terence O'Rourke as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Ratify Deloitte as Auditors For For Management
6 Authorise Issue of Equity For For Management
7 Approve Remuneration Report For For Management
8 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Determine the Price Range at which For For Management
Treasury Shares may be Re-issued
Off-Market
--------------------------------------------------------------------------------
HIBERNIA REIT PLC
Ticker: HBRN Security ID: G4432Z105
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David L. Gadis For For Management
1.6 Elect Director David J. Hartzell For For Management
1.7 Elect Director Sherry A. Kellett For For Management
1.8 Elect Director Theodore J. Klinck For For Management
1.9 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: H78 Security ID: G4587L109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Lord Powell of Bayswater as For For Management
Director
4 Elect Prijono Sugiarto as Director For For Management
5 Re-elect James Watkins as Director For For Management
6 Re-elect Percy Weatherall as Director For For Management
7 Re-elect John Witt as Director For Abstain Management
8 Ratify Auditors and Authorise Their For For Management
Remuneration
9 Authorise Issue of Equity For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Richard E. Marriott For For Management
1.3 Elect Director Sandeep L. Mathrani For For Management
1.4 Elect Director John B. Morse, Jr. For For Management
1.5 Elect Director Mary Hogan Preusse For For Management
1.6 Elect Director Walter C. Rakowich For For Management
1.7 Elect Director James F. Risoleo For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Karen Brodkin For For Management
1.4 Elect Director Richard B. Fried For For Management
1.5 Elect Director Jonathan M. Glaser For For Management
1.6 Elect Director Robert L. Harris, II For For Management
1.7 Elect Director Christy Haubegger For For Management
1.8 Elect Director Mark D. Linehan For For Management
1.9 Elect Director Barry A. Porter For Against Management
1.10 Elect Director Andrea Wong For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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HUFVUDSTADEN AB
Ticker: HUFV.A Security ID: W30061126
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Mats Guldbrand as Inspector For For Management
of Minutes of Meeting
2.2 Designate Peter Lundkvist as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.50 Per Share
9.1 Approve Discharge of Board Chair For For Management
Fredrik Lundberg
9.2 Approve Discharge of Board Member For For Management
Claes Boustedt
9.3 Approve Discharge of Board Member For For Management
Peter Egardt
9.4 Approve Discharge of Board Member Liv For For Management
Forhaug
9.5 Approve Discharge of Board Member For For Management
Louise Lindh
9.6 Approve Discharge of Board Member For For Management
Fredrik Persson
9.7 Approve Discharge of Board Member Sten For For Management
Peterson
9.8 Approve Discharge of Board Member For For Management
Anna-Greta Sjoberg
9.9 Approve Discharge of President and For For Management
Board Member Ivo Stopner
9.10 Approve Discharge of Acting President For For Management
Bo Wikare
10.1 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
10.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.1 Approve Remuneration of Directors in For For Management
the Total Amount of SEK 2.25 Million
11.2 Approve Remuneration of Auditors For For Management
12.1a Reelect Fredrik Lundberg as Director For Against Management
12.1b Reelect Claes Boustedt as Director For Against Management
12.1c Reelect Peter Egardt as Director For Against Management
12.1d Reelect Liv Forhaug as Director For For Management
12.1e Reelect Louise Lindh as Director For Against Management
12.1f Reelect Fredrik Persson as Director For For Management
12.1g Reelect Sten Peterson as Director For Against Management
12.1h Reelect Anna-Greta Sjoberg as Director For Against Management
12.1i Reelect Ivo Stopner as Director For Against Management
12.2 Reelect Fredrik Lundberg as Board Chair For Against Management
12.3 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Remuneration Report For For Management
14 Authorize Class A Share Repurchase For For Management
Program and Reissuance of Repurchased
Shares
15 Amend Articles Re: Postal Ballots; For For Management
Editorial Changes
--------------------------------------------------------------------------------
HULIC CO., LTD.
Ticker: 3003 Security ID: J23594112
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18.5
2 Amend Articles to Amend Business Lines For Against Management
3 Appoint Statutory Auditor Okamoto, For For Management
Masahiro
--------------------------------------------------------------------------------
HULIC REIT, INC.
Ticker: 3295 Security ID: J2359T109
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System
2 Elect Executive Director Chokki, For For Management
Kazuaki
3 Elect Alternate Executive Director For For Management
Machiba, Hiroshi
4.1 Elect Supervisory Director Shimada, For Against Management
Kunio
4.2 Elect Supervisory Director Nakamura, For For Management
Rika
5 Elect Alternate Supervisory Director For For Management
Tomioka, Takayuki
--------------------------------------------------------------------------------
HYSAN DEVELOPMENT COMPANY LIMITED
Ticker: 14 Security ID: Y38203124
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Churchouse Frederick Peter as For For Management
Director
2.2 Elect Poon Chung Yin Joseph as Director For For Management
2.3 Elect Lee Chien as Director For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ICADE SA
Ticker: ICAD Security ID: F4931M119
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.01 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Olivier Fabas as Director For Against Management
7 Reelect Olivier Mareuse as Director For Against Management
8 Ratify Appointment of Antoine For Against Management
Saintoyant as Director
9 Ratify Appointment of Bernard Spitz as For Against Management
Director
10 Reelect Bernard Spitz as Director For Against Management
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
and/or Corporate Officers
14 Approve Compensation Report For For Management
15 Approve Compensation of Frederic For For Management
Thomas, Chairman of the Board
16 Approve Compensation of Olivier For For Management
Wigniolle, CEO
17 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 38 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 20
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
24 Authorize Filing of Required For For Management
Documents/Other Formalities
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ICHIGO OFFICE REIT INVESTMENT CORP.
Ticker: 8975 Security ID: J2382Z106
Meeting Date: JUL 18, 2020 Meeting Type: Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Asset For For Management
Management Compensation - Amend
Provisions on Deemed Approval System -
Change Japanese Era Year to Western
Year
2 Elect Executive Director Takatsuka, For For Management
Yoshihiro
3.1 Elect Supervisory Director Fukunaga, For For Management
Takaaki
3.2 Elect Supervisory Director Terada, For For Management
Masahiro
4 Elect Alternate Executive Director For For Management
Chiba, Keisuke
5 Elect Alternate Supervisory Director For For Management
Kita, Nagahisa
--------------------------------------------------------------------------------
IMMOBILIARE GRANDE DISTRIBUZIONE SPA
Ticker: IGD Security ID: T53246103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For Against Management
Remuneration Report
4.1 Fix Number of Directors None For Shareholder
4.2 Fix Board Terms for Directors None For Shareholder
4.3.1 Slate Submitted by Coop Alleanza 3.0 Sc None Against Shareholder
4.3.2 Slate Submitted by Unicoop Tirreno Sc None Against Shareholder
4.3.3 Slate Submitted by Europa Plus SCA SIF None For Shareholder
- RES Oppurtunity
4.4 Approve Remuneration of Directors None For Shareholder
5.1.1 Slate Submitted by Coop Alleanza 3.0 Sc None Against Shareholder
5.1.2 Slate Submitted by Europa Plus SCA SIF None For Shareholder
- RES Oppurtunity
5.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
5.3 Approve Internal Auditors' Remuneration None For Shareholder
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
IMPACT HEALTHCARE REIT PLC
Ticker: IHR Security ID: G4720P108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve the Company's Dividend Policy For For Management
5 Re-elect Rupert Barclay as Director For For Management
6 Re-elect Rosemary Boot as Director For For Management
7 Re-elect Philip Hall as Director For For Management
8 Re-elect Amanda Aldridge as Director For For Management
9 Re-elect Paul Craig as Director For For Management
10 Reappoint BDO LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity (Additional For For Management
Authority)
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights (Additional
Authority)
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC.
Ticker: IRT Security ID: 45378A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director William C. Dunkelberg For For Management
1.3 Elect Director Richard D. Gebert For For Management
1.4 Elect Director Melinda H. McClure For For Management
1.5 Elect Director Mack D. Pridgen, III For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Lisa Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDUSTRIAL & INFRASTRUCTURE FUND INVESTMENT CORP.
Ticker: 3249 Security ID: J24393118
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Japanese Era For For Management
Year to Western Year
2 Elect Executive Director Honda, Kumi For For Management
3.1 Elect Supervisory Director Takiguchi, For For Management
Katsuaki
3.2 Elect Supervisory Director Usami, For For Management
Yutaka
3.3 Elect Supervisory Director Ohira, Koki For For Management
4.1 Elect Alternate Executive Director For For Management
Ueda, Hidehiko
4.2 Elect Alternate Executive Director For For Management
Moritsu, Masa
5 Elect Alternate Supervisory Director For For Management
Bansho, Fumito
--------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTIES TRUST
Ticker: ILPT Security ID: 456237106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph L. Morea For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INMOBILIARIA COLONIAL SOCIMI SA
Ticker: COL Security ID: E6451E105
Meeting Date: JUN 27, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Societe Fonciere Lyonnaise (SFL)
2 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Societe Fonciere Lyonnaise (SFL)
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
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<PAGE>
INMOBILIARIA COLONIAL SOCIMI SA
Ticker: COL Security ID: E6451E105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated Financial For For Management
Statements
1.2 Approve Standalone Financial Statements For For Management
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends For For Management
3 Approve Discharge of Board For For Management
4 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
5 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
6 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 500 Million
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
7 Authorize Company to Call EGM with 15 For For Management
Days' Notice
8 Approve Remuneration Policy For For Management
9 Approve Long-Term Incentive Plan For For Management
10 Advisory Vote on Remuneration Report For Against Management
11.1 Amend Article 5 Re: Share Capital For For Management
11.2 Amend Article 29 Re: Quorum, For For Management
Constitution, Adoption of Resolutions,
Internal Regime and Delegation of
Powers
11.3 Amend Article 30 Re: Director For For Management
Remuneration
11.4 Amend Article 32 Re: Audit and Control For For Management
Committee
11.5 Add New Article 19 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
12.1 Amend Article 5 of General Meeting For For Management
Regulations Re: Competences
12.2 Amend Article 10 of General Meeting For For Management
Regulations Re: Shareholders' Right to
Information
12.3 Amend Article 12 of General Meeting For For Management
Regulations Re: Right to Attend and
Voting
12.4 Amend Article 12 bis of General For For Management
Meeting Regulations Re:Allow
Shareholder Meetings to be Held in
Virtual-Only Format
12.5 Amend Article 20 of General Meeting For For Management
Regulations Re: Development of the
Meeting and Intervention of
Shareholders
12.6 Amend Article 22 of General Meeting For For Management
Regulations Re: Adoption of Resolutions
13 Receive Amendments to Board of None None Management
Directors Regulations
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC.
Ticker: IIPR Security ID: 45781V101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gold For For Management
1.2 Elect Director Gary Kreitzer For For Management
1.3 Elect Director Mary Curran For For Management
1.4 Elect Director Scott Shoemaker For For Management
1.5 Elect Director Paul Smithers For For Management
1.6 Elect Director David Stecher For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERRENT REAL ESTATE INVESTMENT TRUST
Ticker: IIP.UN Security ID: 46071W205
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Trustees at Six For For Management
2a Elect Trustee Paul Amirault For For Management
2b Elect Trustee Paul Bouzanis For For Management
2c Elect Trustee John Jussup For For Management
2d Elect Trustee Ronald Leslie For For Management
2e Elect Trustee Michael McGahan For For Management
2f Elect Trustee Cheryl Pangborn For For Management
3 Approve RSM Canada LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Elect Paul Amirault, Paul Bouzanis, For For Management
Ronald Leslie, John Jussup, Ronald
Leslie, Mike McGahan, and Cheryl
Pangborn as Trustees of InterRent Trust
5 Elect Paul Bouzanis, Brad Cutsey, Mike For For Management
McGahan, and Curt Millar as Directors
of InterRent Holdings General Partner
Limited
--------------------------------------------------------------------------------
INTERRENT REAL ESTATE INVESTMENT TRUST
Ticker: IIP.UN Security ID: 46071W205
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Trustee Paul Amirault For For Management
1b Elect Trustee Paul Bouzanis For For Management
1c Elect Trustee John Jussup For For Management
1d Elect Trustee Ronald Leslie For For Management
1e Elect Trustee Michael McGahan For For Management
1f Elect Trustee Cheryl Pangborn For For Management
2 Elect Paul Amirault, Paul Bouzanis, For For Management
John Jussup, Ronald Leslie, Mike
McGahan, and Cheryl Pangborn as
Trustees of InterRent Trust
3 Elect Paul Bouzanis, Brad Cutsey, Mike For For Management
McGahan, and Curt Millar as Directors
of InterRent Holdings General Partner
Limited
4 Approve RSM Canada LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
--------------------------------------------------------------------------------
INTERSHOP HOLDING AG
Ticker: ISN Security ID: H42507261
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
1.2 Accept Annual Financial Statements For For Management
1.3 Approve Allocation of Income and For For Management
Dividends of CHF 25.00 per Share
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 400,000
3.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 3.7
Million
4.1.1 Reelect Dieter Marmet as Director For Against Management
4.1.2 Reelect Ernst Schaufelberger as For For Management
Director
4.1.3 Reelect Kurt Ritz as Director For For Management
4.2 Reelect Dieter Marmet as Board Chairman For Against Management
4.3.1 Reappoint Dieter Marmet as Member of For Against Management
the Compensation Committee
4.3.2 Reappoint Ernst Schaufelberger as For For Management
Member of the Compensation Committee
4.3.3 Reappoint Kurt Ritz as Member of the For For Management
Compensation Committee
4.4 Designate BFMS Rechtsanwaelte as For For Management
Independent Proxy
4.5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5 Transact Other Business (Voting) For Against Management
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INTERVEST OFFICES & WAREHOUSES SA
Ticker: INTO Security ID: B5241S112
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Policy For Against Management
6 Approve Remuneration Report For Against Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Reelect Johan Buijs as Member of the For For Management
Supervisory Board
10 Approve Co-optation and Reelection of For For Management
Marco Miserez as Member of the
Supervisory Board
11 Elect Ann Smolders as an Independent For For Management
Member of the Supervisory Board
12 Approve Change-of-Control Clause Re: For For Management
Financing Agreements
13 Allow Questions None None Management
--------------------------------------------------------------------------------
INVINCIBLE INVESTMENT CORP.
Ticker: 8963 Security ID: J2442V103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Asset For For Management
Management Compensation
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fascitelli For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Joseph D. Margolis For For Management
1.7 Elect Director John B. Rhea For For Management
1.8 Elect Director J. Heidi Roizen For For Management
1.9 Elect Director Janice L. Sears For For Management
1.10 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IRISH RESIDENTIAL PROPERTIES REIT PLC
Ticker: IRES Security ID: G49456109
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
IRISH RESIDENTIAL PROPERTIES REIT PLC
Ticker: IRES Security ID: G49456109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Re-elect Phillip Burns as Director For For Management
2b Re-elect Joan Garahy as Director For For Management
2c Re-elect Tom Kavanagh as Director For For Management
2d Re-elect Mark Kenney as Director For For Management
2e Re-elect Declan Moylan as Director For For Management
2f Re-elect Aidan O'Hogan as Director For For Management
2g Re-elect Margaret Sweeney as Director For For Management
3 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
4 Ratify KPMG as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorise Issue of Equity For For Management
8a Authorise Issue of Equity without For For Management
Pre-emptive Rights
8b Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
9 Authorise Issue of Equity Pursuant to For For Management
the 2014 Long Term Incentive Plan
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
2014 Long Term Incentive Plan
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Reissuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
JAPAN HOTEL REIT INVESTMENT CORP.
Ticker: 8985 Security ID: J2761Q107
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System
--------------------------------------------------------------------------------
JAPAN LOGISTICS FUND, INC.
Ticker: 8967 Security ID: J2785A104
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provision on For For Management
Derivatives to Match Regulatory
Guidelines - Amend Asset Management
Compensation
2 Elect Executive Director Kameoka, For For Management
Naohiro
3 Elect Alternate Executive Director For For Management
Ogaku, Yasushi
4.1 Elect Supervisory Director Araki, For For Management
Toshima
4.2 Elect Supervisory Director Azuma, For For Management
Tetsuya
4.3 Elect Supervisory Director Kikuchi, For For Management
Yumiko
--------------------------------------------------------------------------------
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JAPAN REAL ESTATE INVESTMENT CORP.
Ticker: 8952 Security ID: J27523109
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Unitholder Meeting Convocation
Schedule - Amend Provisions on Deemed
Approval System - Amend Provisions on
Record Date of Unitholder Meetings -
Amend Audit Fee Payment Schedule
2 Amend Articles to Amend Asset For For Management
Management Compensation
3 Elect Executive Director Yanagisawa, For For Management
Yutaka
4.1 Elect Alternate Executive Director For For Management
Umeda, Naoki
4.2 Elect Alternate Executive Director For For Management
Fujino, Masaaki
5.1 Elect Supervisory Director Okanoya, For For Management
Tomohiro
5.2 Elect Supervisory Director Takano, For For Management
Hiroaki
6 Elect Alternate Supervisory Director For For Management
Kiya, Yoshinori
--------------------------------------------------------------------------------
JAPAN RETAIL FUND INVESTMENT CORP.
Ticker: 8953 Security ID: J27544105
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with MCUBS For For Management
MidCity Investment Corp.
2 Amend Articles To Change REIT Name - For For Management
Amend Permitted Investment Types -
Amend Limits for Borrowings and
Investment Corporation Bonds - Amend
Audit Fee
--------------------------------------------------------------------------------
JBG SMITH PROPERTIES
Ticker: JBGS Security ID: 46590V100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis R. Caldwell For For Management
1b Elect Director Scott A. Estes For For Management
1c Elect Director Alan S. Forman For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Charles E. Haldeman, Jr. For For Management
1f Elect Director W. Matthew Kelly For For Management
1g Elect Director Alisa M. Mall For For Management
1h Elect Director Carol A. Melton For For Management
1i Elect Director William J. Mulrow For For Management
1j Elect Director Steven Roth For Against Management
1k Elect Director D. Ellen Shuman For For Management
1l Elect Director Robert A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Boucher For For Management
1.2 Elect Director Norman Creighton For For Management
1.3 Elect Director William J. McMorrow For For Management
1.4 Elect Director Kent Mouton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEPPEL DC REIT
Ticker: AJBU Security ID: Y47230100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Elect Tan Tin Wee as Director For For Management
4 Elect Thomas Pang Thieng Hwi as For For Management
Director
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
KEPPEL REIT
Ticker: K71U Security ID: Y4740G104
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Acquisition For For Management
--------------------------------------------------------------------------------
KEPPEL REIT
Ticker: K71U Security ID: Y4740G104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Elect Alan Rupert Nisbet as Director For For Management
4 Elect Mervyn Fong as Director For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
6 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
KILLAM APARTMENT REAL ESTATE INVESTMENT
Ticker: KMP.UN Security ID: 49410M102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Fraser For For Management
1.2 Elect Director Robert G. Kay For For Management
1.3 Elect Director Aldea M. Landry For For Management
1.4 Elect Director James C. Lawley For For Management
1.5 Elect Director Arthur G. Lloyd For For Management
1.6 Elect Director Karine L. MacIndoe For For Management
1.7 Elect Director Laurie M. MacKeigan For For Management
1.8 Elect Director Doug McGregor For For Management
1.9 Elect Director Robert G. Richardson For For Management
1.10 Elect Director Manfred J. Walt For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott Ingraham For For Management
1e Elect Director Louisa Ritter For For Management
1f Elect Director Gary Stevenson For For Management
1g Elect Director Peter Stoneberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Bylaws to Remove Independent For For Management
Committee Approval Requirement
Separately Governed by Related Party
Transactions Policy
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Conor C. Flynn For For Management
1d Elect Director Frank Lourenso For For Management
1e Elect Director Henry Moniz For For Management
1f Elect Director Mary Hogan Preusse For For Management
1g Elect Director Valerie Richardson For For Management
1h Elect Director Richard B. Saltzman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Kite For For Management
1b Elect Director William E. Bindley For For Management
1c Elect Director Derrick Burks For For Management
1d Elect Director Victor J. Coleman For For Management
1e Elect Director Lee A. Daniels For For Management
1f Elect Director Christie B. Kelly For For Management
1g Elect Director David R. O'Reilly For For Management
1h Elect Director Barton R. Peterson For For Management
1i Elect Director Charles H. Wurtzebach For For Management
1j Elect Director Caroline L. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KLEPIERRE SA
Ticker: LI Security ID: F5396X102
Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Payment of EUR 1 per Share by For For Management
Distribution of Equity Premiums
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect David Simon as Supervisory For Against Management
Board Member
7 Reelect John Carrafiell as Supervisory For For Management
Board Member
8 Reelect Steven Fivel as Supervisory For For Management
Board Member
9 Reelect Robert Fowlds as Supervisory For For Management
Board Member
10 Approve Remuneration Policy of For For Management
Chairman and Supervisory Board Members
11 Approve Remuneration Policy of For For Management
Chairman of the Management Board
12 Approve Remuneration Policy of For For Management
Management Board Members
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Compensation of Chairman of For For Management
the Supervisory Board
15 Approve Compensation of Chairman of For For Management
the Management Board
16 Approve Compensation of CFO, For For Management
Management Board Member
17 Approve Compensation of COO, For For Management
Management Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 120 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 41 Million
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 41 Million
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 20 to 22
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
26 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 20 to 25 at EUR 120 Million
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
KLOVERN AB
Ticker: KLOV.A Security ID: W5177M144
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Approve Issuance of Class A and Class For For Management
B Shares with Preemptive Rights
8 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
KLOVERN AB
Ticker: KLOV.A Security ID: W5177M144
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3.1 Designate Fredrik Rapp Inspector of For For Management
Minutes of Meeting
3.2 Designate Johannes Wingborg Inspector For For Management
of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 0.26 Per Ordinary
Share of Class A and Class B, and SEK
20.00 Per Preference Share
7.c1 Approve Discharge of Rutger Arnhult For For Management
7.c2 Approve Discharge of Pia Gideon For For Management
7.c3 Approve Discharge of Johanna Fagrell For For Management
Kohler
7.c4 Approve Discharge of Ulf Ivarsson For For Management
7.c5 Approve Discharge of Eva Landen For For Management
7.c6 Approve Discharge of President Rutger For For Management
Arnhult
7.d Approve Record Dates for Dividend For For Management
Payments
8 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 430,000 for Chairman
and SEK 210,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration for Auditors
10.1 Reelect Eva Landen as Director For For Management
10.2 Reelect Pia Gideon as Director For For Management
10.3 Reelect Johanna Fagrell Kohler as For For Management
Director
10.4 Reelect Ulf Ivarsson as Director For For Management
10.5 Elect Lars Hockenstrom as New Director For For Management
10.6 Reelect Pia Gideon as Board Chairman For For Management
11 Ratify Ernst & Young as Auditors For For Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Report For For Management
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meeting;
Share Registrar
18 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Swedish Authorities
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KOJAMO OYJ
Ticker: KOJAMO Security ID: X4543E117
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.37 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 67,500 for Chair,
EUR 40,500 for Vice Chair and EUR
34,000 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Reelect Mikael Aro (Chair), Mikko For For Management
Mursula, Matti Harjuniemi, Anne
Leskela, Minna Metsala and Reima
Rytsola as Directors; Elect Catharina
Stackelberg-Hammaren as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 24.7 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
KUNGSLEDEN AB
Ticker: KLED Security ID: W53033101
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Niklas Johansson as For For Management
Inspector of Minutes of Meeting
4.2 Designate Peter Lundkvist as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 2.60 Per For For Management
Share; Approve Record Date for
Dividends
--------------------------------------------------------------------------------
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<PAGE>
KUNGSLEDEN AB
Ticker: KLED Security ID: W53033101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Niklas Johansson as For For Management
Inspector of Minutes of Meeting
4.2 Designate Erik Durhan as Inspector of For For Management
Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.80 Per Share
7.c.1 Approve Discharge of Charlotte Axelsson For For Management
7.c.2 Approve Discharge of Ingalill Berglund For For Management
7.c.3 Approve Discharge of Jonas Bjuggren For For Management
7.c.4 Approve Discharge of Christer Nilsson For For Management
7.c.5 Approve Discharge of Jonas Olavi For For Management
7.c.6 Approve Discharge of Charlotta Wikstrom For For Management
7.c.7 Approve Discharge of Fredrik Wirdenius For For Management
7.c.8 Approve Discharge of Ulf Nilsson For For Management
(Former Board Member)
7.c.9 Approve Discharge of Biljana Pehrsson For For Management
(CEO)
8 Approve Remuneration Report For For Management
9 Determine Number of Board Directors For For Management
(7) and Deputy Directors (0)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 500,000 to the
Chairman and SEK 220,000 to Other
Directors; Approve Remuneration for
Committee Work
10.2 Approve Remuneration of Auditors For For Management
11.a Reelect Charlotte Axelsson as Director For For Management
11.b Reelect Ingalill Berglund as Director For For Management
11.c Reelect Jonas Bjuggren as Director For For Management
11.d Reelect Christer Nilsson as Director For For Management
11.e Reelect Jonas Olavi as Director For For Management
11.f Reelect Charlotta Wikstrom as Director For For Management
11.g Reelect Fredrik Wirdenius as Director For For Management
12 Reelect Charlotte Axelsson as Board For For Management
Chairman
13 Ratify Ernst & Young as Auditors For For Management
14 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Approve Issuance of up to 10 Percent For For Management
of Issued Common Shares without
Preemptive Rights
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M142
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Mark Allan as Director For For Management
4 Re-elect Martin Greenslade as Director For For Management
5 Re-elect Colette O'Shea as Director For For Management
6 Re-elect Edward Bonham Carter as For For Management
Director
7 Re-elect Nicholas Cadbury as Director For For Management
8 Re-elect Madeleine Cosgrave as Director For For Management
9 Re-elect Christophe Evain as Director For For Management
10 Re-elect Cressida Hogg as Director For For Management
11 Re-elect Stacey Rauch as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LAR ESPANA REAL ESTATE SOCIMI SA
Ticker: LRE Security ID: E7S5A1113
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Reelect Isabel Aguilera Navarro as For For Management
Director
7 Approve Remuneration Policy For For Management
8.1 Amend Article 3 Re: Registered Address For For Management
and Corporate Website
8.2 Amend Articles Re: Reduction in Share For For Management
Capital and Issuance of Bonds
8.3 Amend Articles Re: General For For Management
Shareholders Meeting
8.4 Amend Articles Re: Board For For Management
8.5 Amend Articles Re: Annual Accounts and For For Management
Distribution of Profit
8.6 Amend Article 50 Re: Liquidation For For Management
8.7 Approve Restated Articles of For For Management
Association
9.1 Amend Article 2 of General Meeting For For Management
Regulations Re: Interpretation,
Amendment and Publication of the
General Meeting Regulations
9.2 Amend Articles of General Meeting For For Management
Regulations Re: Powers
9.3 Amend Articles of General Meeting For For Management
Regulations Re: Preparation of General
Meetings
9.4 Amend Articles of General Meeting For For Management
Regulations Re: Right to Attend and
Proxy Voting
9.5 Amend Articles of General Meeting For For Management
Regulations Re: Intervention and
Approval of Resolutions
9.6 Approve Restated General Meeting For For Management
Regulations
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors, Audit and Control
Committee, and Appointment and
Remunerations Committee Regulations
--------------------------------------------------------------------------------
LEASINVEST REAL ESTATE SCA
Ticker: LEAS Security ID: B5598K100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 5.25 per Share
5 Approve Remuneration Report For Against Management
6 Approve Discharge of the Manager and For For Management
its Permanent Representative
7 Approve Discharge of Auditors For For Management
8 Approve Remuneration Policy For Against Management
9 Ratify Ernst & Young as Auditors For For Management
10 Approve Change-of-Control Clause Re : For For Management
Term Loan Facility and Credit
Agreements
11 Transact Other Business None None Management
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LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion;
Approve Creation of EUR 35.7 Million
Pool of Capital to Guarantee
Conversion Rights
7 Approve Creation of EUR 21.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Remuneration Policy For For Management
9 Approve Increase in Size of Board to For For Management
Seven Members
10 Elect Martin Wiesmann to the For For Management
Supervisory Board
11 Approve Affiliation Agreement with For For Management
EnergieServicePlus GmbH
12 Approve Merger by Absorption of LEG For For Management
Immobilien N.V. and Change of
Corporate Form to Societas Europaea
(SE)
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.78 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Elect Sylvia Eichelberg to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Wilson Eglin For For Management
1.2 Elect Director Richard S. Frary For For Management
1.3 Elect Director Lawrence L. Gray For For Management
1.4 Elect Director Jamie Handwerker For For Management
1.5 Elect Director Claire A. Koeneman For For Management
1.6 Elect Director Howard Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: 823 Security ID: Y5281M111
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Note the Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor and None None Management
Fixing of Their Remuneration
3.1 Elect Peter Tse Pak Wing as Director For For Management
3.2 Elect Nancy Tse Sau Ling as Director For For Management
3.3 Elect Elaine Carole Young as Director For For Management
4.1 Elect Ng Kok Siong as Director For For Management
5 Authorize Repurchase of Issued Units For For Management
6 Approve Amended Scope of Permitted For For Management
Investments and the Corresponding
Investment Scope Trust Deed Amendments
--------------------------------------------------------------------------------
LONDONMETRIC PROPERTY PLC
Ticker: LMP Security ID: G5689W109
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Patrick Vaughan as Director For For Management
7 Re-elect Andrew Jones as Director For For Management
8 Re-elect Martin McGann as Director For For Management
9 Re-elect James Dean as Director For For Management
10 Re-elect Rosalyn Wilton as Director For For Management
11 Re-elect Andrew Livingston as Director For For Management
12 Re-elect Suzanne Avery as Director For For Management
13 Re-elect Robert Fowlds as Director For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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LTC PROPERTIES, INC.
Ticker: LTC Security ID: 502175102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cornelia Cheng For For Management
1b Elect Director Boyd W. Hendrickson For For Management
1c Elect Director James J. Pieczynski For For Management
1d Elect Director Devra G. Shapiro For For Management
1e Elect Director Wendy L. Simpson For For Management
1f Elect Director Timothy J. Triche For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LXI REIT PLC
Ticker: LXI Security ID: G57009105
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Shares in For For Management
Connection with the Initial Issue and
the Share Issuance Programme
2 Authorise Issue of Shares without For For Management
Pre-emptive Rights in Connection with
the Initial Issue and the Share
Issuance Programme
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Michael Berman For For Management
1.3 Elect Director Frederic Cumenal For For Management
1.4 Elect Director MaryAnne Gilmartin For For Management
1.5 Elect Director Tammy K. Jones For For Management
1.6 Elect Director A. Akiva Katz For For Management
1.7 Elect Director Nori Gerardo Lietz For For Management
1.8 Elect Director Mahbod Nia For For Management
1.9 Elect Director Howard S. Stern For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Frederic Cumenal For For Management
1.3 Elect Director Tammy K. Jones For For Management
1.4 Elect Director A. Akiva Katz For For Management
1.5 Elect Director Nori Gerardo Lietz For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Mahbod Nia For For Management
1.8 Elect Director Howard S. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MANULIFE US REAL ESTATE INVESTMENT TRUST
Ticker: BTOU Security ID: Y5817J103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE COMMERCIAL TRUST
Ticker: N2IU Security ID: Y5759T101
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditor and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE INDUSTRIAL TRUST
Ticker: ME8U Security ID: Y5759S103
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements, and Auditor's Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE INDUSTRIAL TRUST
Ticker: ME8U Security ID: Y5759S103
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Acquisition For For Management
--------------------------------------------------------------------------------
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<PAGE>
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Properties as For For Management
Interested Person Transactions
2 Approve Proposed Issuance of New Units For For Management
as Partial Consideration for the
Acquisitions
3 Approve Whitewash Resolution For For Management
--------------------------------------------------------------------------------
MCUBS MIDCITY INVESTMENT CORP.
Ticker: 3227 Security ID: J4176C103
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: SEP 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Japan For For Management
Retail Fund Investment
2 Terminate Asset Management Contract For For Management
3 Amend Articles To Change Fiscal Term For For Management
End
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCIALYS SA
Ticker: MERY Security ID: F61573105
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Eric Le For For Management
Gentil, Chairman of the Board
6 Approve Compensation of Vincent Ravat, For For Management
CEO
7 Approve Compensation of Elizabeth For For Management
Blaise, Vice-CEO
8 Approve Remuneration Policy of Eric Le For For Management
Gentil, Chairman of the Board
9 Approve Remuneration Policy of Vincent For For Management
Ravat, CEO
10 Approve Remuneration Policy of For For Management
Elizabeth Blaise, Vice-CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
13 Reelect Victoire Boissier as Director For For Management
14 Reelect Dominique Dudan as Director For For Management
15 Reelect La Forezienne de For For Management
Participations as Director
16 Reelect Generali Vie as Director For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 46 Million
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 18.4 Million
21 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Qualified Investors, up to Aggregate
Nominal Amount of EUR 18.4 Million
22 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
23 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
24 Authorize Capitalization of Reserves For For Management
of Up to EUR 46 Million for Bonus
Issue or Increase in Par Value
25 Authorize Capital Increase of Up to For Against Management
EUR 18.4 Million for Future Exchange
Offers
26 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
27 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 19-23 and 25-26 at EUR 200
Million
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans; Eliminate Preemptive Rights
30 Amend Article 19 of Bylaws Re: Social For For Management
and Environmental Issues
31 Amend Article 24 of Bylaws For For Management
32 Amend Article 18 of Bylaws Re: For For Management
Meetings Deliberation
33 Authorize Filing of Required For For Management
Documents/Other Formalities
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<PAGE>
MERLIN PROPERTIES SOCIMI SA
Ticker: MRL Security ID: E7390Z100
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Application of Reserves to For For Management
Offset Losses
2.3 Approve Dividends Charged Against For For Management
Reserves
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Fix Number of Directors at 13 For For Management
5.2 Reelect Javier Garcia-Carranza For For Management
Benjumea as Director
5.3 Reelect Francisca Ortega For For Management
Fernandez-Agero as Director
5.4 Reelect Pilar Cavero Mestre as Director For For Management
5.5 Reelect Juan Maria Aguirre Gonzalo as For For Management
Director
6 Amend Remuneration Policy For For Management
7 Approve Extraordinary Incentive for For For Management
Executive Directors
8 Advisory Vote on Remuneration Report For For Management
9.1 Amend Article 22 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
9.2 Amend Article 34 Re: Board For For Management
10.1 Amend Article 5 of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
10.2 Amend Article 7 of General Meeting For For Management
Regulations Re: Shareholders' Right to
Information
10.3 Amend Article 11 of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
11 Authorize Company to Call EGM with 15 For For Management
Days' Notice
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Eric Bolton, Jr. For For Management
1b Elect Director Alan B. Graf, Jr. For For Management
1c Elect Director Toni Jennings For For Management
1d Elect Director Edith Kelly-Green For For Management
1e Elect Director James K. Lowder For For Management
1f Elect Director Thomas H. Lowder For For Management
1g Elect Director Monica McGurk For For Management
1h Elect Director Claude B. Nielsen For For Management
1i Elect Director Philip W. Norwood For For Management
1j Elect Director W. Reid Sanders For For Management
1k Elect Director Gary Shorb For For Management
1l Elect Director David P. Stockert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIRVAC GROUP
Ticker: MGR Security ID: Q62377108
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Christine Nildra Bartlett as For For Management
Director
2.2 Elect Samantha Joy Mostyn as Director For For Management
2.3 Elect Alan Robert Harold Sindel as For For Management
Director
3 Approve Remuneration Report For For Management
4 Approve the Participation of Susan For For Management
Lloyd-Hurwitz in the Mirvac Group Long
Term Performance Plan
5 Approve the Amendments to the For Against Management
Constitution of Mirvac Property Trust
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO., LTD.
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Sugiyama, Hirotaka For For Management
2.2 Elect Director Yoshida, Junichi For For Management
2.3 Elect Director Tanisawa, Junichi For For Management
2.4 Elect Director Arimori, Tetsuji For For Management
2.5 Elect Director Katayama, Hiroshi For For Management
2.6 Elect Director Kubo, Hitoshi For For Management
2.7 Elect Director Kato, Jo For For Management
2.8 Elect Director Nishigai, Noboru For For Management
2.9 Elect Director Okamoto, Tsuyoshi For For Management
2.10 Elect Director Ebihara, Shin For For Management
2.11 Elect Director Narukawa, Tetsuo For For Management
2.12 Elect Director Shirakawa, Masaaki For For Management
2.13 Elect Director Nagase, Shin For For Management
2.14 Elect Director Egami, Setsuko For Against Management
2.15 Elect Director Taka, Iwao For For Management
--------------------------------------------------------------------------------
MITSUBISHI ESTATE LOGISTICS REIT INVESTMENT CORP.
Ticker: 3481 Security ID: J4S41D104
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Takanashi, Ken For For Management
2.1 Elect Alternate Executive Director For For Management
Ueno, Koichi
2.2 Elect Alternate Executive Director For For Management
Takeda, Kazuyuki
3.1 Elect Supervisory Director Saito, So For For Management
3.2 Elect Supervisory Director Fukano, For Against Management
Akira
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO., LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Komoda, Masanobu For For Management
2.3 Elect Director Kitahara, Yoshikazu For For Management
2.4 Elect Director Fujibayashi, Kiyotaka For For Management
2.5 Elect Director Onozawa, Yasuo For For Management
2.6 Elect Director Yamamoto, Takashi For For Management
2.7 Elect Director Ueda, Takashi For For Management
2.8 Elect Director Hamamoto, Wataru For For Management
2.9 Elect Director Nogimori, Masafumi For For Management
2.10 Elect Director Nakayama, Tsunehiro For For Management
2.11 Elect Director Ito, Shinichiro For For Management
2.12 Elect Director Kawai, Eriko For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
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<PAGE>
MOBIMO HOLDING AG
Ticker: MOBN Security ID: H55058103
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Creation of CHF 5.4 Million For For Management
Pool of Capital with Preemptive Rights
4 Approve CHF 66 Million Reduction in For For Management
Share Capital via Reduction of Nominal
Value and Repayment of CHF 10.00 per
Share
5 Approve Discharge of Board and Senior For For Management
Management
6.1.1 Elect Sabrina Contratto as Director For For Management
6.1.2 Reelect Daniel Crausaz as Director For For Management
6.1.3 Reelect Brian Fischer as Director For For Management
6.1.4 Reelect Bernadette Koch as Director For For Management
6.1.5 Reelect Peter Schaub as Director and For For Management
as Board Chairman
6.1.6 Reelect Martha Scheiber as Director For For Management
6.2.1 Reappoint Bernadette Koch as Member of For For Management
the Nomination and Compensation
Committee
6.2.2 Appoint Daniel Crausaz as Member of For For Management
the Nomination and Compensation
Committee
6.2.3 Reappoint Brian Fischer as Member of For For Management
the Nomination and Compensation
Committee
6.3 Ratify Ernst & Young AG as Auditors For For Management
6.4 Designate Grossenbacher Rechtsanwaelte For For Management
AG as Independent Proxy
7.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 1.1
Million
8.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.9 Million
8.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.9 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MONTEA CVA
Ticker: MONT Security ID: B6214F103
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Special Board Report Re: None None Management
Corporate Purpose
A2 Amend Article 4.1 to Update Corporate For For Management
Purpose
B1 Receive Special Board Report Re: None None Management
Article 7: 199 of Companies Code
B2.1 Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital
B22a1 Approve Authorization to Increase For Against Management
Share Capital up to 100 Percent of
Authorized Capital With Preemptive
Rights By Contribution in Cash
B22a2 If Item B2.a1 is not Approved: Approve For For Management
Authorization to Increase Share
Capital up to 50 Percent of Authorized
Capital With Preemptive Rights By
Contribution in Cash
B22b1 Approve Authorization to Increase For For Management
Share Capital up to 100 Percent by
Distribution of Optional Dividend
B22b2 If Item B2.2b1 is not Approved: For For Management
Approve Authorization to Increase
Share Capital up to 75 Percent by
Distribution of Optional Dividend
B22b3 If Items B2.2b1-2b2 are not Approved: For For Management
Approve Authorization to Increase
Share Capital up to 50 Percent by
Distribution of Optional Dividend
B22c1 Approve Authorization to Increase For Against Management
Share Capital up to 100 Percent of
Authorized Capital Without Preemptive
Rights By Various Means
B22c2 If Item B2.2c1 is not Approved: For Against Management
Approve Authorization to Increase
Share Capital up to 75 Percent of
Authorized Capital Without Preemptive
Rights By Various Means
B22c3 If Items B2.2c1-2c2 are not Approved: For Against Management
Approve Authorization to Increase
Share Capital up to 50 Percent of
Authorized Capital Without Preemptive
Rights By Various Means
B3 Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer
C Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
D1 Authorize Repurchase of Up to Maximum For Against Management
Possible Shares of Issued Share Capital
D2 If Item D1 is not Approved: Authorize For Against Management
Repurchase of Up to 20 Percent of
Issued Share Capital
D3 If Items D1-D2 are not Approved: For For Management
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
E Approve Conversion into a Limited For For Management
Liability Company and Adopt New
Articles of Association Re: Code of
Companies and Association
F Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
MONTEA CVA
Ticker: MONT Security ID: B6214F103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Adopt Financial Statements For For Management
4 Acknowledge Information on the Board's None None Management
Decision Re: The Usage of the Optional
Dividend
5 Approve Allocation of Income and For For Management
Dividends of EUR 2.83 per Share
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Approve Discharge of the Sole Director For For Management
9 Approve Discharge of the Permanent For For Management
Representative of the Sole Director
10 Approve Discharge of Auditors For For Management
11 Approve Remuneration of the Sole For For Management
Director
12 Acknowledge Termination of the Mandate None None Management
of the Sole Director's Six Directors
and Approve Appointment of the Sole
Director's Five New Directors
13 Approve the Application of 7: 151 of For For Management
the Companies and Associations Code
a Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
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MONTEA CVA
Ticker: MONT Security ID: B6214F103
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Special Board Report Re: None None Management
Article 7: 199 of Companies and
Associations Code
A2a1 Approve Authorization to Increase For For Management
Share Capital up to 50 Percent of
Authorized Capital With Preemptive
Rights by Contribution in Cash
A2a2 If Item A2a1 is not Approved: Approve For For Management
Authorization to Increase Share
Capital up to 30 Percent of Authorized
Capital With Preemptive Rights By
Contribution in Cash
A2b1 Approve Authorization to Increase For For Management
Share Capital up to 50 Percent by
Distribution of Optional Dividend
A2b2 If Item A2b1 is not Approved: Approve For For Management
Authorization to Increase Share
Capital up to 30 Percent by
Distribution of Optional Dividend
A2c1 Approve Authorization to Increase For Against Management
Share Capital up to 50 Percent of
Authorized Capital Without Preemptive
Rights By Various Means
A2c2 If Item A2c1 is not Approved: Approve For Against Management
Authorization to Increase Share
Capital up to 30 Percent of Authorized
Capital Without Preemptive Rights By
Various Means
A2c3 If Items A2c1 and A2c2 are not For For Management
Approved: Approve Authorization to
Increase Share Capital up to 10
Percent of Authorized Capital Without
Preemptive Rights By Various Means
B1 If Items A1 - A2c3 are not Approved: None None Management
Receive Special Board Report Re:
Article 7: 199 of Companies and
Associations Code
B2 If Items A1 - A2c3 are not Approved: For Against Management
Approve Issuance of Equity without
Preemptive Rights
C1 Receive Special Board Report Re: None None Management
Article 7: 199 of Companies and
Associations Code
C2 Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer and Renew
Authorization to Increase Share
Capital within the Framework of
Authorized Capital
D Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm
E Amend Articles to Allow for Reissuance For For Management
of Repurchased Shares to Company
Employees
F Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
MORI HILLS REIT INVESTMENT CORP.
Ticker: 3234 Security ID: J4665S106
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System - Amend Asset
Management Compensation
2 Elect Executive Director Isobe, For For Management
Hideyuki
3.1 Elect Supervisory Director Tamura, For For Management
Masakuni
3.2 Elect Supervisory Director Nishimura, For For Management
Koji
3.3 Elect Supervisory Director Ishijima, For For Management
Miyako
3.4 Elect Supervisory Director Kitamura, For For Management
Emi
--------------------------------------------------------------------------------
MORI TRUST SOGO REIT, INC.
Ticker: 8961 Security ID: J4664Q101
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System - Amend Asset
Management Compensation
2 Elect Executive Director Yagi, Masayuki For For Management
3 Elect Alternate Executive Director For For Management
Naito, Hiroshi
4.1 Elect Supervisory Director Nakagawa, For For Management
Naomasa
4.2 Elect Supervisory Director Katagiri, For Against Management
Harumi
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert T. Webb For For Management
1b Elect Director Charlotte A. Swafford For For Management
1c Elect Director D. Eric Mendelsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela K M. Beall For For Management
1.2 Elect Director Steven D. Cosler For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director David M. Fick For For Management
1.5 Elect Director Edward J. Fritsch For For Management
1.6 Elect Director Kevin B. Habicht For For Management
1.7 Elect Director Betsy D. Holden For For Management
1.8 Elect Director Julian E. Whitehurst For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST
Ticker: NSA Security ID: 637870106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arlen D. Nordhagen For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Paul W. Hylbert, Jr. For For Management
1e Elect Director Chad L. Meisinger For For Management
1f Elect Director Steven G. Osgood For For Management
1g Elect Director Dominic M. Palazzo For For Management
1h Elect Director Rebecca L. Steinfort For For Management
1i Elect Director Mark Van Mourick For For Management
1j Elect Director J. Timothy Warren For For Management
1k Elect Director Charles F. Wu For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL STORAGE REIT
Ticker: NSR Security ID: Q6605D109
Meeting Date: OCT 28, 2020 Meeting Type: Annual/Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Claire Fidler as Director For For Management
4 Elect Steven Leigh as Director For For Management
5 Elect Howard Brenchley as Director For For Management
6 Ratify Past Issuance of Stapled For For Management
Securities to Existing and New
Institutional and Professional
Investors
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT COMPANY LIMITED
Ticker: 17 Security ID: Y6266R109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cheng Kar-Shun, Henry as Director For For Management
3b Elect Doo Wai-Hoi, William as Director For For Management
3c Elect Cheng Kar-Shing, Peter as For For Management
Director
3d Elect Liang Cheung-Biu, Thomas as For For Management
Director
3e Elect Cheng Chi-Man, Sonia as Director For For Management
3f Elect Huang Shaomei, Echo as Director For For Management
3g Elect Chiu Wai-Han, Jenny as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
NEWRIVER REIT PLC
Ticker: NRR Security ID: G64950101
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Margaret Ford as Director For For Management
4 Re-elect Colin Rutherford as Director For For Management
5 Re-elect Allan Lockhart as Director For For Management
6 Re-elect Mark Davies as Director For For Management
7 Re-elect Kay Chaldecott as Director For For Management
8 Re-elect Alastair Miller as Director For For Management
9 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Authorise the Directors to Declare and For For Management
Pay All Dividends of the Company as
Interim Dividends
12 Approve Remuneration Policy For For Management
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Approve Scrip Dividend Scheme For For Management
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For For Management
1b Elect Director Brian Mitts For For Management
1c Elect Director Edward Constantino For For Management
1d Elect Director Scott Kavanaugh For For Management
1e Elect Director Arthur Laffer For For Management
1f Elect Director Catherine Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
NIPPON ACCOMMODATIONS FUND, INC.
Ticker: 3226 Security ID: J52066107
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Japanese Era For For Management
Year to Western Year - Amend Articles
to Clarify Provisions on Alternate
Directors
2.1 Elect Executive Director Ikeda, Takashi For For Management
2.2 Elect Executive Director Ikura, For For Management
Tateyuki
3.1 Elect Supervisory Director Masuda, For For Management
Mitsutoshi
3.2 Elect Supervisory Director Eto, Mika For For Management
3.3 Elect Supervisory Director Enomoto, For For Management
Eiki
4 Elect Alternate Supervisory Director For For Management
Iwatani, Seiji
--------------------------------------------------------------------------------
NIPPON BUILDING FUND, INC.
Ticker: 8951 Security ID: J52088101
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Nishiyama, For For Management
Koichi
2.1 Elect Alternate Executive Director For For Management
Tanabe, Yoshiyuki
2.2 Elect Alternate Executive Director For For Management
Shibata, Morio
3.1 Elect Supervisory Director Sato, For For Management
Motohiko
3.2 Elect Supervisory Director Okada, For For Management
Masaki
3.3 Elect Supervisory Director Hayashi, For For Management
Keiko
--------------------------------------------------------------------------------
NIPPON PROLOGIS REIT, INC.
Ticker: 3283 Security ID: J5528H104
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Sakashita, For For Management
Masahiro
2 Elect Alternate Executive Director For For Management
Toda, Atsushi
3.1 Elect Supervisory Director Hamaoka, For For Management
Yoichiro
3.2 Elect Supervisory Director Tazaki, Mami For For Management
3.3 Elect Supervisory Director Oku, For For Management
Kuninori
--------------------------------------------------------------------------------
NOMURA REAL ESTATE HOLDINGS, INC.
Ticker: 3231 Security ID: J5893B104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagamatsu, Shoichi For For Management
1.2 Elect Director Kutsukake, Eiji For For Management
1.3 Elect Director Matsuo, Daisaku For For Management
1.4 Elect Director Haga, Makoto For For Management
1.5 Elect Director Kurokawa, Hiroshi For For Management
1.6 Elect Director Higashi, Tetsuro For For Management
1.7 Elect Director Ito, Katsura For For Management
2.1 Elect Director and Audit Committee For For Management
Member Kimura, Hiroyuki
2.2 Elect Director and Audit Committee For For Management
Member Takayama, Yasushi
2.3 Elect Director and Audit Committee For For Management
Member Mogi, Yoshio
2.4 Elect Director and Audit Committee For For Management
Member Miyakawa, Akiko
--------------------------------------------------------------------------------
NOMURA REAL ESTATE MASTER FUND, INC.
Ticker: 3462 Security ID: J589D3119
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System
2 Elect Executive Director Yoshida, For For Management
Shuhei
3.1 Elect Supervisory Director Uchiyama, For For Management
Mineo
3.2 Elect Supervisory Director Owada, For For Management
Koichi
3.3 Elect Supervisory Director Okada, Mika For For Management
--------------------------------------------------------------------------------
NORTHWEST HEALTHCARE PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: NWH.UN Security ID: 667495105
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert Baron For For Management
1.2 Elect Trustee Bernard Crotty For For Management
1.3 Elect Trustee Stephani Kingsmill For For Management
1.4 Elect Trustee Colin Loudon For For Management
1.5 Elect Trustee Brian Petersen For For Management
1.6 Elect Trustee Karen H. Weaver For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
--------------------------------------------------------------------------------
NORTHWEST HEALTHCARE PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: NWH.UN Security ID: 667495105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert Baron For For Management
1.2 Elect Trustee Bernard Crotty For For Management
1.3 Elect Trustee Stephani Kingsmill For For Management
1.4 Elect Trustee Brian Petersen For For Management
1.5 Elect Trustee Dale Klein For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
--------------------------------------------------------------------------------
NSI NV
Ticker: NSI Security ID: N6S10A115
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
3.a Approve Remuneration Report For For Management
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Dividend Policy
6 Approve Dividends of EUR 2.16 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Alianne de Jong to Management For For Management
Board
10 Reelect Margreet Haandrikman to For For Management
Supervisory Board
11.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
11.b Grant Board Authority to Issue Shares For Against Management
up to Additional 10 Percent of Issued
Capital
11.c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
11.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances under Item
11.b
11.e Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Outlook for 2021 None None Management
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
NYFOSA AB
Ticker: NYF Security ID: W6S88K102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.a Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
4.b Designate Ulrik Gronvall as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 3 Per Share and an
Extra Dividend of SEK 1 Per Share
7.c1 Approve Discharge of Chairman Johan For For Management
Ericsson
7.c2 Approve Discharge of Mats Andersson For For Management
7.c3 Approve Discharge of Marie Bucht For For Management
Toresater
7.c4 Approve Discharge of Lisa Dominguez For For Management
Flodin
7.c5 Approve Discharge of Jens Engwall For For Management
7.c6 Approve Discharge of Per Lindblad For For Management
7.c7 Approve Discharge of Jenny Warme For For Management
7.c8 Approve Discharge of CEO Stina Lindh For For Management
Hok
7.c9 Approve Discharge of Kristina Sawjani For For Management
7.c10 Approve Discharge of Former CEO Jens For For Management
Engwall
8 Approve Remuneration Report For For Management
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 500,000 for Chair
and SEK 200,000 for Other Directors;
Approve Remuneration for Committee Work
12 Approve Remuneration of Auditors For For Management
13.1a Reelect Johan Ericsson as Director For Against Management
13.1b Reelect Mats Andersson as Director For For Management
13.1c Reelect Marie Bucht Toresater as For For Management
Director
13.1d Reelect Lisa Dominguez Flodin as For For Management
Director
13.1e Reelect Jens Engwall as Director For For Management
13.1f Reelect Per Lindblad as Director For For Management
13.1g Reelect Jenny Warme as Director For For Management
13.2 Reelect Johan Ericsson as Board For Against Management
Chairman
14 Ratify KPMG as Auditors For For Management
15 Approve Warrant Plan for Key Employees For For Management
16 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
17 Amend Articles Re: Postal Voting and For For Management
Proxies
18 Close Meeting None None Management
--------------------------------------------------------------------------------
OFFICE PROPERTIES INCOME TRUST
Ticker: OPI Security ID: 67623C109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Lamkin For For Management
1.2 Elect Director Elena B. Poptodorova For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapila K. Anand For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Barbara B. Hill For For Management
1.4 Elect Director Kevin J. Jacobs For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director C. Taylor Pickett For For Management
1.7 Elect Director Stephen D. Plavin For For Management
1.8 Elect Director Burke W. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PANDOX AB
Ticker: PNDX.B Security ID: W70174102
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Dick Bergqvist as Inspector For For Management
of Minutes of Meeting
2.2 Designate Marianne Flink as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Omission of Dividends
7.c1 Approve Discharge of Ann-Sofi For For Management
Danielsson
7.c2 Approve Discharge of Bengt Kjell For For Management
7.c3 Approve Discharge of Christian Ringnes For For Management
7.c4 Approve Discharge of Jakob Iqbal For For Management
7.c5 Approve Discharge of Jeanette Dyhre For For Management
Kvisvik
7.c6 Approve Discharge of Jon Rasmus Aurdal For For Management
7.c7 Approve Discharge of CEO Anders Nissen For For Management
8 Determine Number of Members (6) and For For Management
Deputy Members of Board (0); Determine
Number of Auditors (1) and Deputy
Auditors (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 820,000 for
Chairman, SEK 620,000 for Deputy
Chairman, and SEK 410,000 for Other
Directors; Approve Committee Fees;
Approve Remuneration of Auditors
10.1 Reelect Ann-Sofi Danielsson as Director For For Management
10.2 Reelect Bengt Kjell as Director For Against Management
10.3 Reelect Christian Ringnes as Director For For Management
10.4 Reelect Jakob Iqbal as Director For For Management
10.5 Reelect Jeanette Dyhre Kvisvik as For For Management
Director
10.6 Reelect Jon Rasmus Aurdal as Director For For Management
10.7 Reelect Christian Ringnes as Board For Against Management
Chairman
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Report For Against Management
14 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meetings;
Collecting of Proxies and Postal Voting
15 Approve Issuance of up to 10 Per cent For For Management
of Share Capital without Preemptive
Rights
--------------------------------------------------------------------------------
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<PAGE>
PARAMOUNT GROUP, INC.
Ticker: PGRE Security ID: 69924R108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Behler For For Management
1b Elect Director Thomas Armbrust For For Management
1c Elect Director Martin Bussmann For Against Management
1d Elect Director Colin Dyer For For Management
1e Elect Director Karin Klein For For Management
1f Elect Director Peter Linneman For For Management
1g Elect Director Katharina Otto-Bernstein For For Management
1h Elect Director Mark Patterson For Against Management
1i Elect Director Greg Wright For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC.
Ticker: PK Security ID: 700517105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas J. Baltimore, Jr. For For Management
1B Elect Director Gordon M. Bethune For For Management
1C Elect Director Patricia M. Bedient For For Management
1D Elect Director Thomas D. Eckert For For Management
1E Elect Director Geoffrey M. Garrett For For Management
1F Elect Director Christie B. Kelly For For Management
1G Elect Director Joseph I. Lieberman For For Management
1H Elect Director Thomas A. Natelli For For Management
1I Elect Director Timothy J. Naughton For For Management
1J Elect Director Stephen I. Sadove For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARKWAY LIFE REAL ESTATE INVESTMENT TRUST
Ticker: C2PU Security ID: Y67202104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Elect Cheah Sui Ling as Director For For Management
4 Elect Rossana Annizah Binti Ahmad For For Management
Rashid as Director
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
PEACH PROPERTY GROUP AG
Ticker: PEAN Security ID: H6150P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.30 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Increase of Conditional Share For Against Management
Capital to CHF 6.3 Million without
Preemptive Rights
6.1.1 Reelect Reto Garzetti as Director For Against Management
6.1.2 Reelect Peter Bodmer as Director For Against Management
6.1.3 Reelect Christian De Prati as Director For Against Management
6.1.4 Reelect Kurt Hardt as Director For Against Management
6.1.5 Reelect Klaus Schmitz as Director For Against Management
6.2 Reelect Reto Garzetti as Board Chairman For Against Management
7.1 Reappoint Christian De Prati as Member For Against Management
of the Compensation Committee
7.2 Reappoint Kurt Hardt as Member of the For Against Management
Compensation Committee
7.3 Reappoint Klaus Schmitz as Member of For Against Management
the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Daniel Ronzani as For For Management
Independent Proxy
10.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1 Million
10.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.4 Million
10.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.6 Million
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Bortz For For Management
1b Elect Director Cydney C. Donnell For For Management
1c Elect Director Ron E. Jackson For For Management
1d Elect Director Phillip M. Miller For For Management
1e Elect Director Michael J. Schall For For Management
1f Elect Director Bonny W. Simi For For Management
1g Elect Director Earl E. Webb For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PHOENIX SPREE DEUTSCHLAND LTD.
Ticker: PSDL Security ID: G7095W103
Meeting Date: MAY 05, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PHOENIX SPREE DEUTSCHLAND LTD.
Ticker: PSDL Security ID: G7095W103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Hingley as Director For For Management
4 Re-elect Jonathan Thompson as Director For For Management
5 Re-elect Monique O'Keefe as Director For For Management
6 Elect Antonia Burgess as Director For For Management
7 Elect Greg Branch as Director For For Management
8 Ratify RSM UK Audit LLP as Auditors For For Management
9 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
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PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PICTON PROPERTY INCOME LTD.
Ticker: PCTN Security ID: G7083C101
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify KPMG Channel Islands Limited as For For Management
Auditors
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Re-elect Maria Bentley as Director For For Management
5 Re-elect Mark Batten as Director For For Management
6 Re-elect Andrew Dewhirst as Director For For Management
7 Elect Richard Jones as Director For For Management
8 Re-elect Nicholas Thompson as Director For For Management
9 Re-elect Michael Morris as Director For For Management
10 Approve Remuneration Report For For Management
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC.
Ticker: PDM Security ID: 720190206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank C. McDowell For For Management
1.2 Elect Director Kelly H. Barrett For For Management
1.3 Elect Director Wesley E. Cantrell For For Management
1.4 Elect Director Glenn G. Cohen For For Management
1.5 Elect Director Barbara B. Lang For For Management
1.6 Elect Director C. Brent Smith For For Management
1.7 Elect Director Jeffrey L. Swope For For Management
1.8 Elect Director Dale H. Taysom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRECINCT PROPERTIES NEW ZEALAND LTD.
Ticker: PCT Security ID: Q7740Q104
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Craig Stobo as Director For Against Management
2 Elect Launa Inman as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
PREMIER INVESTMENT CORP.
Ticker: 8956 Security ID: J7446X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change REIT Name - For For Management
Amend Asset Management Compensation -
Amend Provisions on Unitholder Meeting
Convocation Schedule - Amend Provision
on Derivatives to Match Regulatory
Guidelines
2 Elect Executive Director Kato, Yuichi For For Management
3 Elect Alternate Executive Director For For Management
Odera, Takeshi
4.1 Elect Supervisory Director Iinuma, For For Management
Haruki
4.2 Elect Supervisory Director Dai, Yuji For Against Management
5 Elect Alternate Supervisory Director For Against Management
Ozeki, Jun
--------------------------------------------------------------------------------
PRIMARY HEALTH PROPERTIES PLC
Ticker: PHP Security ID: G7240B186
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition by the Company of the
Entire Issued Share Capital of Nexus
Tradeco Holdings Limited
2 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PRIMARY HEALTH PROPERTIES PLC
Ticker: PHP Security ID: G7240B186
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Sharesave Plan For For Management
4 Approve Long Term Incentive Plan For For Management
5 Approve Employee Benefit Trust For For Management
6 Approve the Company's Dividend Policy For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
9 Re-elect Steven Owen as Director For For Management
10 Re-elect Harry Hyman as Director For For Management
11 Re-elect Richard Howell as Director For For Management
12 Re-elect Peter Cole as Director For For Management
13 Re-elect Laure Duhot as Director For For Management
14 Re-elect Ian Krieger as Director For For Management
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
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PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For For Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PSP SWISS PROPERTY AG
Ticker: PSPN Security ID: H64687124
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.65 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Luciano Gabriel as Director For For Management
5.2 Reelect Corinne Denzler as Director For For Management
5.3 Reelect Adrian Dudle as Director For For Management
5.4 Reelect Peter Forstmoser as Director For For Management
5.5 Reelect Henrik Saxborn as Director For For Management
5.6 Reelect Josef Stadler as Director For For Management
5.7 Reelect Aviram Wertheim as Director For For Management
6 Reelect Luciano Gabriel as Board For For Management
Chairman
7.1 Reappoint Peter Forstmoser as Member For For Management
of the Compensation Committee
7.2 Reappoint Adrian Dudle as Member of For For Management
the Compensation Committee
7.3 Reappoint Josef Stadler as Member of For For Management
the Compensation Committee
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 1 Million
9 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 4.2
Million
10 Ratify Ernst & Young AG as Auditors For For Management
11 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Havner, Jr. For For Management
1b Elect Director Tamara Hughes Gustavson For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Michelle (Meka) For For Management
Millstone-Shroff
1e Elect Director Shankh S. Mitra For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Rebecca Owen For For Management
1h Elect Director Kristy M. Pipes For For Management
1i Elect Director Avedick B. Poladian For For Management
1j Elect Director John Reyes For For Management
1k Elect Director Joseph D. Russell, Jr. For For Management
1l Elect Director Tariq M. Shaukat For For Management
1m Elect Director Ronald P. Spogli For For Management
1n Elect Director Paul S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chad L. Williams For For Management
1.2 Elect Director John W. Barter For For Management
1.3 Elect Director Joan A. Dempsey For For Management
1.4 Elect Director Catherine R. Kinney For For Management
1.5 Elect Director Peter A. Marino For For Management
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Mazen Rawashdeh For For Management
1.8 Elect Director Wayne M. Rehberger For For Management
1.9 Elect Director Philip P. Trahanas For For Management
1.10 Elect Director Stephen E. Westhead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
RDI REIT PLC
Ticker: RDI Security ID: G7392E103
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Gavin Tipper as Director For Abstain Management
4 Re-elect Sue Ford as Director For For Management
5 Re-elect Elizabeth Peace as Director For For Management
6 Elect Matthew Parrott as Director For For Management
7 Elect Stephen Oakenfull as Director For For Management
8 Re-elect Donald Grant as Director For For Management
9 Reappoint KPMG LLP as Auditors For For Management
10 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
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RDI REIT PLC
Ticker: RDI Security ID: G7392E103
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Recommended Cash Acquisition of RDI
REIT plc by SOF-12 Cambridge BidCo
Limited
--------------------------------------------------------------------------------
RDI REIT PLC
Ticker: RDI Security ID: G7392E103
Meeting Date: APR 16, 2021 Meeting Type: Court
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen R. Allen For For Management
1b Elect Director A. Larry Chapman For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Priya Cherian Huskins For For Management
1e Elect Director Gerardo I. Lopez For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Gregory T. McLaughlin For For Management
1h Elect Director Ronald L. Merriman For For Management
1i Elect Director Sumit Roy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Stein, Jr. For For Management
1b Elect Director Joseph F. Azrack For For Management
1c Elect Director Bryce Blair For For Management
1d Elect Director C. Ronald Blankenship For For Management
1e Elect Director Deirdre J. Evens For For Management
1f Elect Director Thomas W. Furphy For For Management
1g Elect Director Karin M. Klein For For Management
1h Elect Director Peter D. Linneman For For Management
1i Elect Director David P. O'Connor For For Management
1j Elect Director Lisa Palmer For For Management
1k Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGIONAL REIT LTD.
Ticker: RGL Security ID: G7418M105
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify RSM UK Audit LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Re-elect William Eason as Director For For Management
5 Re-elect Stephen Inglis as Director For For Management
6 Re-elect Kevin McGrath as Director For For Management
7 Re-elect Daniel Taylor as Director For For Management
8 Re-elect Tim Bee as Director For For Management
9 Re-elect Frances Daley as Director For For Management
10 Authorise the Company to Use For For Management
Electronic Communications
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
RETAIL ESTATES NV
Ticker: RET Security ID: B7081U108
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' Reports (Non-Voting) None None Management
1.2 Receive Auditors' Reports (Non-Voting) None None Management
1.3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
1.4 Receive Remuneration Report None None Management
1.5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 4.40 per Share
1.6 Approve Remuneration Report For For Management
1.7 Approve Discharge of Directors For For Management
1.8 Approve Discharge of Auditor For For Management
2.1 Adopt Financial Statements of For For Management
Etablissementen Hayen NV
2.2 Approve Discharge of Directors of For For Management
Etablissementen Hayen NV
2.3 Approve Discharge of Auditor of For For Management
Etablissementen Hayen NV
2.4 Adopt Financial Statements of Mons LGP For For Management
2 NV
2.5 Approve Discharge of Directors of Mons For For Management
LGP 2 NV
2.6 Approve Discharge of Auditor of Mons For For Management
LGP 2 NV
2.7 Adopt Financial Statements of RP For For Management
Hasselt NV
2.8 Approve Discharge of Directors of RP For For Management
Hasselt NV
2.9 Approve Discharge of Auditor of RP For For Management
Hasselt NV
2.10 Adopt Financial Statements of Viafobel For For Management
NV
2.11 Approve Discharge of Directors of For For Management
Viafobel NV
2.12 Approve Discharge of Auditor of For For Management
Viafobel NV
2.13 Adopt Financial Statements of Textiel For For Management
d'Eer NV
2.14 Approve Discharge of Directors of For For Management
Textiel d'Eer NV
2.15 Approve Discharge of Auditor of For For Management
Textiel d'Eer NV
2.16 Adopt Financial Statements of Blovan NV For For Management
2.17 Approve Discharge of Directors of For For Management
Blovan NV
2.18 Approve Discharge of Auditor of Blovan For For Management
NV
2.19 Adopt Financial Statements of RP Arlon For For Management
NV
2.20 Approve Discharge of Directors of RP For For Management
Arlon NV
2.21 Approve Discharge of Auditor of RP For For Management
Arlon NV
3.1 Approve Change-of-Control Clause Re: For For Management
Financial Agreements with ING Bank NV,
KBC Bank NV and KBC Bank NV Netherlands
3.2 Approve Change-of-Control Clause Re: For For Management
Bond Loan
4 Transact Other Business None None Management
--------------------------------------------------------------------------------
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RETAIL OPPORTUNITY INVESTMENTS CORP.
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baker For For Management
1.2 Elect Director Angela K. Ho For For Management
1.3 Elect Director Michael J. Indiveri For Withhold Management
1.4 Elect Director Lee S. Neibart For For Management
1.5 Elect Director Charles J. Persico For Withhold Management
1.6 Elect Director Laura H. Pomerantz For For Management
1.7 Elect Director Stuart A. Tanz For For Management
1.8 Elect Director Eric S. Zorn For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie S. Biumi For For Management
1b Elect Director Frank A. Catalano, Jr. For For Management
1c Elect Director Gerald M. Gorski For For Management
1d Elect Director Steven P. Grimes For For Management
1e Elect Director Richard P. Imperiale For For Management
1f Elect Director Peter L. Lynch For For Management
1g Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
1.2 Elect Director Michael S. Frankel For For Management
1.3 Elect Director Diana J. Ingram For For Management
1.4 Elect Director Debra L. Morris For For Management
1.5 Elect Director Tyler H. Rose For For Management
1.6 Elect Director Peter E. Schwab For For Management
1.7 Elect Director Howard Schwimmer For For Management
1.8 Elect Director Richard S. Ziman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RIOCAN REAL ESTATE INVESTMENT TRUST
Ticker: REI.UN Security ID: 766910103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Bonnie Brooks For For Management
1.2 Elect Trustee Richard Dansereau For For Management
1.3 Elect Trustee Janice Fukakusa For For Management
1.4 Elect Trustee Jonathan Gitlin For For Management
1.5 Elect Trustee Paul V. Godfrey For For Management
1.6 Elect Trustee Dale H. Lastman For For Management
1.7 Elect Trustee Jane Marshall For For Management
1.8 Elect Trustee Edward Sonshine For For Management
1.9 Elect Trustee Siim A. Vanaselja For For Management
1.10 Elect Trustee Charles M. Winograd For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Johnson For For Management
1.2 Elect Director Leslie D. Hale For For Management
1.3 Elect Director Evan Bayh For For Management
1.4 Elect Director Arthur R. Collins For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director Patricia L. Gibson For For Management
1.7 Elect Director Robert M. La Forgia For For Management
1.8 Elect Director Robert J. McCarthy For For Management
1.9 Elect Director Glenda G. McNeal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RPT REALTY
Ticker: RPT Security ID: 74971D101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director Arthur H. Goldberg For For Management
1.3 Elect Director Brian L. Harper For For Management
1.4 Elect Director Joanna T. Lau For For Management
1.5 Elect Director David J. Nettina For For Management
1.6 Elect Director Laurie M. Shahon For For Management
1.7 Elect Director Andrea M. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rachna Bhasin For For Management
1b Elect Director Alvin Bowles, Jr. For For Management
1c Elect Director Christian A. Brickman For For Management
1d Elect Director Fazal Merchant For For Management
1e Elect Director Patrick Moore For For Management
1f Elect Director Christine Pantoya For For Management
1g Elect Director Robert Prather, Jr. For For Management
1h Elect Director Colin Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
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<PAGE>
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Katie Cusack For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Ronald G. Geary For For Management
1e Elect Director Lynne S. Katzmann For For Management
1f Elect Director Ann Kono For For Management
1g Elect Director Raymond J. Lewis For For Management
1h Elect Director Jeffrey A. Malehorn For For Management
1i Elect Director Richard K. Matros For For Management
1j Elect Director Clifton J. Porter, II For For Management
1k Elect Director Milton J. Walters For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAFEHOLD INC.
Ticker: SAFE Security ID: 78645L100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Adler For Withhold Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director Jay Nydick For Withhold Management
1.4 Elect Director Stefan Selig For Withhold Management
1.5 Elect Director Jay Sugarman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC
Ticker: SAFE Security ID: G77733106
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Final Dividend For For Management
6 Elect Gert van de Weerdhof as Director For For Management
7 Re-elect David Hearn as Director For For Management
8 Re-elect Frederic Vecchioli as Director For For Management
9 Re-elect Andy Jones as Director For For Management
10 Re-elect Ian Krieger as Director For For Management
11 Re-elect Joanne Kenrick as Director For For Management
12 Re-elect Claire Balmforth as Director For For Management
13 Re-elect Bill Oliver as Director For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SAGAX AB
Ticker: SAGA.B Security ID: W7519A200
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
2.2 Designate Peter Lundkvist as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 1.65 Per Class A
Share and Class B Share and SEK 2.00
Per Class D Share
7.c1 Approve Discharge of Board Chairman For For Management
Staffan Salen
7.c2 Approve Discharge of David Mindus For For Management
7.c3 Approve Discharge of Johan Cerderlund For For Management
7.c4 Approve Discharge of Filip Engelbert For For Management
7.c5 Approve Discharge of Johan Thorell For For Management
7.c6 Approve Discharge of Ulrika Werdelin For For Management
7.c7 Approve Discharge of CEO David Mindus For For Management
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 1.05
Million; Approve Remuneration of
Auditors
10.1 Reelect Staffan Salen as Director For For Management
10.2 Reelect David Mindus as Director For For Management
10.3 Reelect Johan Cerderlund as Director For For Management
10.4 Reelect Filip Engelbert as Director For For Management
10.5 Reelect Johan Thorell as Director For Against Management
10.6 Reelect Ulrika Werdelin as Director For For Management
10.7 Reelect Staffan Salen as Board Chairman For For Management
10.8 Ratify Ernst & Young as Auditors For For Management
11 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Approve Remuneration Report For For Management
14 Approve Incentive Program 2021/2024 For For Management
for Key Employees; Approve Issuance of
up to 400,000 Warrants; Approve
Transfer of Warrants to Participants
15 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Amend Articles Re: Proxies and Postal For For Management
Voting; Editorial Changes
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SAMHALLSBYGGNADSBOLAGET I NORDEN AB
Ticker: SBB.B Security ID: W2R93A131
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jesper Schonbeck as Chairman of For For Management
Meeting
1.2 Elect Fredrik Rasberg as Secretary of For For Management
Meeting
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of SEK 4
Million Pool of Capital to Guarantee
Conversion Rights
7 Approve Redemption of Preference Shares For For Management
8 Amend Articles Re: Set Minimum (SEK For For Management
150 Million) and Maximum (SEK 600
Million) Share Capital; Set Minimum (1.
5 Billion) and Maximum (6 Billion)
Number of Shares
--------------------------------------------------------------------------------
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SAMHALLSBYGGNADSBOLAGET I NORDEN AB
Ticker: SBB.B Security ID: W2R93A131
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.00 Per Class A and
Class B Share and SEK 2.00 Per Class D
Share
9.1 Approve Discharge of Board Chairman For For Management
Lennart Schuss
9.2 Approve Discharge of Board Member For For Management
Ilija Batljan
9.3 Approve Discharge of Board Member For For Management
Sven-Olof Johansson
9.4 Approve Discharge of Board Member Hans For For Management
Runesten
9.5 Approve Discharge of Board Member For For Management
Anne-Grete Strom-Erichsen
9.6 Approve Discharge of Board Member For For Management
Fredrik Svensson
9.7 Approve Discharge of Board Member Eva For For Management
Swartz Grimaldi
9.8 Approve Discharge of CEO Ilija Batljan For For Management
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors and Deputy Auditors
11.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 450,000 to Chairman
and SEK 300,000 for Other Directors;
Approve Committee Fees
11.2 Approve Remuneration of Auditors For For Management
12.1A Reelect Lennart Schuss as Director For For Management
12.1B Reelect Ilija Batljan as Director For For Management
12.1C Reelect Sven-Olof Johansson as Director For For Management
12.1D Reelect Hans Runesten as Director For For Management
12.1E Reelect Anne-Grete Strom-Erichsen as For For Management
Director
12.1F Reelect Fredrik Svensson as Director For For Management
12.1G Reelect Eva Swartz Grimaldi as Director For For Management
12.2 Elect Lennart Schuss as Board Chairman For For Management
12.3A Ratify Ernst & Young AB as Auditors For For Management
12.3B Ratify Ingemar Rindstig as Auditor For For Management
12.3C Ratify Gabriel Novella as Deputy For For Management
Auditor
13 Approve Remuneration Report For For Management
14 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Creation of Pool of Capital For Against Management
without Preemptive Rights
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
SCENTRE GROUP
Ticker: SCG Security ID: Q8351E109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3 Elect Carolyn Kay as Director For For Management
4 Elect Margaret Seale as Director For For Management
5 Elect Guy Russo as Director For For Management
6 Approve Grant of Performance Rights to For Against Management
Peter Allen
--------------------------------------------------------------------------------
SCHRODER REAL ESTATE INVESTMENT TRUST LTD.
Ticker: SREI Security ID: G8094P107
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Lorraine Baldry as Director For For Management
4 Re-elect Stephen Bligh as Director For For Management
5 Re-elect Alastair Hughes as Director For For Management
6 Re-elect Graham Basham as Director For For Management
7 Ratify Ernst & Young LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Approve Company's Dividend Policy For For Management
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
SEGRO PLC
Ticker: SGRO Security ID: G80277141
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gerald Corbett as Director For For Management
5 Re-elect Mary Barnard as Director For For Management
6 Re-elect Sue Clayton as Director For For Management
7 Re-elect Soumen Das as Director For For Management
8 Re-elect Carol Fairweather as Director For For Management
9 Re-elect Christopher Fisher as Director For For Management
10 Re-elect Andy Gulliford as Director For For Management
11 Re-elect Martin Moore as Director For For Management
12 Re-elect David Sleath as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Savings-Related Share Option For For Management
Plan
22 Approve Share Incentive Plan For For Management
23 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
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SERVICE PROPERTIES TRUST
Ticker: SVC Security ID: 81761L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie B. Burns For Against Management
1.2 Elect Director William A. Lamkin For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SHAFTESBURY PLC
Ticker: SHB Security ID: G80603106
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity Pursuant to For For Management
the Capital Raising
2 Authorise Directors to Allot Shares For For Management
for Cash at a Discount to the Closing
Price
3 Approve Issuance of Shares to Norges For For Management
Pursuant to the Capital Raising
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Capital Raising
--------------------------------------------------------------------------------
SHAFTESBURY PLC
Ticker: SHB Security ID: G80603106
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Ruth Anderson as Director For For Management
4 Re-elect Jonathan Nicholls as Director For For Management
5 Re-elect Brian Bickell as Director For For Management
6 Re-elect Simon Quayle as Director For For Management
7 Re-elect Christopher Ward as Director For For Management
8 Re-elect Thomas Welton as Director For For Management
9 Re-elect Richard Akers as Director For For Management
10 Re-elect Jennelle Tilling as Director For For Management
11 Re-elect Sally Walden as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Shares For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP RE LTD.
Ticker: SCP Security ID: Q8501T105
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Philip Marcus Clark as Director For For Management
3 Approve Issuance of Long Term For For Management
Incentive Rights to Anthony Mellowes
4 Approve Issuance of Long Term For For Management
Incentive Rights to Mark Fleming
5 Ratify Past Issuance of Stapled Units For For Management
to Institutional and Professional
Investors
6 Approve the Amendments to the SCA For Against Management
Retail Trust Constitution and the SCA
Management Trust Constitution
--------------------------------------------------------------------------------
SHURGARD SELF STORAGE SA
Ticker: SHUR Security ID: L8230B107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6.1 Reelect Ronald L. Havner, Jr. as For Against Management
Director
6.2 Reelect Marc Oursin as Director For For Management
6.3 Reelect Z. Jamie Behar as Director For For Management
6.4 Reelect Daniel C. Staton as Director For For Management
6.5 Reelect Olivier Faujour as Director For For Management
6.6 Reelect Frank Fiskers as Director For For Management
6.7 Reelect Ian Marcus as Director For For Management
6.8 Reelect Padraig McCarthy as Director For For Management
6.9 Reelect Isabelle Moins as Director For For Management
6.10 Reelect Muriel de Lathouwer as Director For For Management
6.11 Reelect Everett B. Miller III as For For Management
Director
7 Renew Appointment of Auditor For For Management
8 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LIMITED
Ticker: 83 Security ID: Y80267126
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Robert Ng Chee Siong as Director For For Management
3.2 Elect Adrian David Li Man-kiu as For Against Management
Director
3.3 Elect Thomas Tang Wing Yung as Director For Against Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Authorize Repurchase of Issued Share For For Management
Capital
5.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
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<PAGE>
SIRIUS REAL ESTATE LTD.
Ticker: SRE Security ID: G8187C104
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Caroline Britton as Director For For Management
3 Re-elect Mark Cherry as Director For For Management
4 Elect Kelly Cleveland as Director For For Management
5 Re-elect Andrew Coombs as Director For For Management
6 Re-elect Daniel Kitchen as Director For For Management
7 Re-elect Alistair Marks as Director For For Management
8 Re-elect James Peggie as Director For For Management
9 Ratify Ernst & Young LLP as Auditors For For Management
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Approve Dividend For For Management
12 Approve Remuneration Policy For Against Management
13 Approve Implementation Report For For Management
14 Approve Scrip Dividend For For Management
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SITE CENTERS CORP.
Ticker: SITC Security ID: 82981J109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda B. Abraham For For Management
1.2 Elect Director Terrance R. Ahern For For Management
1.3 Elect Director Jane E. DeFlorio For For Management
1.4 Elect Director Thomas Finne For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Dawn M. Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X804
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Alschuler For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Edwin T. Burton, III For For Management
1d Elect Director Lauren B. Dillard For For Management
1e Elect Director Stephen L. Green For For Management
1f Elect Director Craig M. Hatkoff For For Management
1g Elect Director Marc Holliday For For Management
1h Elect Director John S. Levy For For Management
1i Elect Director Andrew W. Mathias For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SMARTCENTRES REAL ESTATE INVESTMENT TRUST
Ticker: SRU.UN Security ID: 83179X108
Meeting Date: DEC 09, 2020 Meeting Type: Annual/Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Peter Forde For For Management
1.2 Elect Trustee Garry Foster For For Management
1.3 Elect Trustee Jamie McVicar For For Management
1.4 Elect Trustee Sharm Powell For For Management
1.5 Elect Trustee Kevin Pshebniski For For Management
1.6 Elect Trustee Michael Young For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Declaration of Trust Re: Rights For For Management
of Mitchell Goldhar
5 Amend Declaration of Trust Re: For For Management
Investment Guidelines and Operating
Policies
6 Amend Declaration of Trust Re: For For Management
Electronic Meetings and Other Minor
Changes
7 Approve Equity Incentive Plan For For Management
--------------------------------------------------------------------------------
SMARTCENTRES REAL ESTATE INVESTMENT TRUST
Ticker: SRU.UN Security ID: 83179X108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Trustees at No More Than For For Management
Nine
2.1 Elect Trustee Janet Bannister For For Management
2.2 Elect Trustee Peter Forde For For Management
2.3 Elect Trustee Garry Foster For For Management
2.4 Elect Trustee Sylvie Lachance For For Management
2.5 Elect Trustee Jamie McVicar For For Management
2.6 Elect Trustee Sharm Powell For For Management
2.7 Elect Trustee Michael Young For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Amend Deferred Unit Plan For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Michelle M. Frymire For For Management
1.6 Elect Director Kristian M. Gathright For For Management
1.7 Elect Director Richard I. Gilchrist For For Management
1.8 Elect Director Diana M. Laing For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
1.10 Elect Director Thomas J. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Benjamin S. Butcher For For Management
1b Elect Director Jit Kee Chin For For Management
1c Elect Director Virgis W. Colbert For For Management
1d Elect Director Michelle S. Dilley For For Management
1e Elect Director Jeffrey D. Furber For For Management
1f Elect Director Larry T. Guillemette For For Management
1g Elect Director Francis X. Jacoby, III For For Management
1h Elect Director Christopher P. Marr For For Management
1i Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STANDARD LIFE INVESTMENTS PROPERTY INCOME TRUST LTD
Ticker: SLI Security ID: G79022110
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Dividend Policy For For Management
4 Ratify Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Michael Balfour as Director For For Management
7 Re-elect James Clifton-Brown as For For Management
Director
8 Re-elect Huw Evans as a Director For For Management
9 Re-elect Jill May as Director For For Management
10 Re-elect Sarah Slater as Director For For Management
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 20, 2020 Meeting Type: Annual/Special
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kate McKenzie as Director For For Management
3 Elect Tom Pockett as Director For For Management
4 Elect Andrew Stevens as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Renewal of Termination For For Management
Benefits Framework
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary B. Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO., LTD.
Ticker: 8830 Security ID: J77841112
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Onodera, Kenichi For For Management
2.2 Elect Director Nishima, Kojun For For Management
2.3 Elect Director Takemura, Nobuaki For For Management
2.4 Elect Director Kobayashi, Masato For For Management
2.5 Elect Director Kato, Hiroshi For For Management
2.6 Elect Director Katayama, Hisatoshi For For Management
2.7 Elect Director Odai, Yoshiyuki For For Management
2.8 Elect Director Ito, Koji For For Management
2.9 Elect Director Izuhara, Yozo For For Management
2.10 Elect Director Kemori, Nobumasa For For Management
3 Appoint Alternate Statutory Auditor For For Management
Uno, Kozo
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Hansen For For Management
1b Elect Director Bjorn R. L. Hanson For For Management
1c Elect Director Jeffrey W. Jones For For Management
1d Elect Director Kenneth J. Kay For For Management
1e Elect Director Jonathan P. Stanner For For Management
1f Elect Director Thomas W. Storey For For Management
1g Elect Director Hope S. Taitz For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUMMIT INDUSTRIAL INCOME REIT
Ticker: SMU.UN Security ID: 866120116
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paul Dykeman For For Management
1.2 Elect Trustee Louis Maroun For For Management
1.3 Elect Trustee Saul Shulman For For Management
1.4 Elect Trustee Larry Morassutti For For Management
1.5 Elect Trustee Michael Catford For For Management
1.6 Elect Trustee Anne McLellan For For Management
1.7 Elect Trustee Jo-Ann Lempert For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
--------------------------------------------------------------------------------
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SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Tonya Allen For For Management
1c Elect Director Meghan G. Baivier For For Management
1d Elect Director Stephanie W. Bergeron For For Management
1e Elect Director Brian M. Hermelin For For Management
1f Elect Director Ronald A. Klein For For Management
1g Elect Director Clunet R. Lewis For For Management
1h Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LIMITED
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Yip Dicky Peter as Director For For Management
3.1b Elect Wong Yue-chim, Richard as For For Management
Director
3.1c Elect Fung Kwok-lun, William as For For Management
Director
3.1d Elect Leung Nai-pang, Norman as For For Management
Director
3.1e Elect Fan Hung-ling, Henry as Director For For Management
3.1f Elect Kwan Cheuk-yin, William as For For Management
Director
3.1g Elect Lui Ting, Victor as Director For For Management
3.1h Elect Fung Yuk-lun, Allen as Director For For Management
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John V. Arabia For For Management
1b Elect Director W. Blake Baird For For Management
1c Elect Director Andrew Batinovich For For Management
1d Elect Director Monica S. Digilio For For Management
1e Elect Director Kristina M. Leslie For For Management
1f Elect Director Murray J. McCabe For For Management
1g Elect Director Verett Mims For For Management
1h Elect Director Douglas M. Pasquale For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 50 Percent For For Management
Interest in Two Grade A Office
Buildings with Ancillary Retail in
Victoria, West End, London, United
Kingdom
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
SWIRE PROPERTIES LTD.
Ticker: 1972 Security ID: Y83191109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Patrick Healy as Director For For Management
1b Elect Lung Ngan Yee Fanny as Director For Against Management
1c Elect Martin James Murray as Director For For Management
2 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SWISS PRIME SITE AG
Ticker: SPSN Security ID: H8403W107
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 3.35 per Registered
Share
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.8 Million
5.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 8.3 Million
6 Approve Creation of CHF 107.1 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
7.1.1 Reelect Ton Buechner as Director For For Management
7.1.2 Reelect Christopher Chambers as For For Management
Director
7.1.3 Reelect Barbara Frei-Spreiter as For For Management
Director
7.1.4 Reelect Gabrielle Nater-Bass as For For Management
Director
7.1.5 Reelect Mario Seris as Director For For Management
7.1.6 Reelect Thomas Studhalter as Director For For Management
7.1.7 Elect Barbara Knoflach as Director For For Management
7.2 Reelect Ton Buechner as Board Chairman For For Management
7.3.1 Reappoint Christopher Chambers as For For Management
Member of the Nomination and
Compensation Committee
7.3.2 Reappoint Barbara Frei-Spreiter as For For Management
Member of the Nomination and
Compensation Committee
7.3.3 Reappoint Gabrielle Nater-Bass as For For Management
Member of the Nomination and
Compensation Committee
7.4 Designate Paul Wiesli as Independent For For Management
Proxy
7.5 Ratify KPMG AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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TAG IMMOBILIEN AG
Ticker: TEG Security ID: D8283Q174
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Creation of EUR 29 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.2 Billion;
Approve Creation of EUR 29 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey B. Citrin For For Management
1.2 Elect Director David B. Henry For For Management
1.3 Elect Director Thomas J. Reddin For For Management
1.4 Elect Director Bridget M. Ryan-Berman For For Management
1.5 Elect Director Susan E. Skerritt For For Management
1.6 Elect Director Steven B. Tanger For For Management
1.7 Elect Director Luis A. Ubinas For For Management
1.8 Elect Director Stephen J. Yalof For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET HEALTHCARE REIT PLC
Ticker: THRL Security ID: G8672Z105
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve the Company's Dividend Policy For For Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Alison Fyfe as Director For For Management
7 Re-elect Malcolm Naish as Director For For Management
8 Re-elect June Andrews as Director For For Management
9 Re-elect Gordon Coull as Director For For Management
10 Re-elect Tom Hutchison III as Director For For Management
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
TARGET HEALTHCARE REIT PLC
Ticker: THRL Security ID: G8672Z105
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Initial Issues and
Subsequent Placing Programme
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Initial Issues and Subsequent
Placing Programme
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayree C. Clark For For Management
1.2 Elect Director Michael J. Embler For For Management
1.3 Elect Director Janice L. Fields For For Management
1.4 Elect Director Michelle J. Goldberg For For Management
1.5 Elect Director Nancy Killefer For For Management
1.6 Elect Director Cia Buckley Marakovits For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Ronald W. Tysoe For For Management
1.9 Elect Director Myron E. Ullman, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela F. Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
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THE BRITISH LAND CO. PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Simon Carter as Director For For Management
4 Re-elect Lynn Gladden as Director For For Management
5 Re-elect Chris Grigg as Director For For Management
6 Re-elect Alastair Hughes as Director For For Management
7 Re-elect William Jackson as Director For For Management
8 Re-elect Nicholas Macpherson as For For Management
Director
9 Re-elect Preben Prebensen as Director For For Management
10 Re-elect Tim Score as Director For For Management
11 Re-elect Laura Wade-Gery as Director For For Management
12 Re-elect Rebecca Worthington as For For Management
Director
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
THE GPT GROUP
Ticker: GPT Security ID: Q4252X155
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vickki McFadden as Director For For Management
2 Elect Robert Whitfield as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Robert Johnston
5 Approve Re-insertion of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Alford For For Management
1b Elect Director John H. Alschuler For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Steven R. Hash For For Management
1f Elect Director Daniel J. Hirsch For For Management
1g Elect Director Diana M. Laing For For Management
1h Elect Director Thomas E. O'Hern For For Management
1i Elect Director Steven L. Soboroff For For Management
1j Elect Director Andrea M. Stephen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE UNITE GROUP PLC
Ticker: UTG Security ID: G9283N101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Scrip Dividend Scheme For For Management
5 Elect Richard Huntingford as Director For For Management
6 Re-elect Richard Smith as Director For For Management
7 Re-elect Joe Lister as Director For For Management
8 Re-elect Elizabeth McMeikan as Director For For Management
9 Re-elect Ross Paterson as Director For For Management
10 Re-elect Richard Akers as Director For For Management
11 Re-elect Ilaria del Beato as Director For For Management
12 Re-elect Dame Shirley Peace as Director For For Management
13 Re-elect Thomas Jackson as Director For For Management
14 Re-elect Steve Smith as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TLG IMMOBILIEN AG
Ticker: TLG Security ID: D8T622108
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.96 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
6 Approve Affiliation Agreement with For For Management
Subsidiary TLG HH1 GmbH
7 Approve Affiliation Agreement with For For Management
Subsidiary TLG BN 1 GmbH
8 Approve Affiliation Agreement with For For Management
Subsidiary TLG BES GmbH
9 Approve Affiliation Agreement with For For Management
Subsidiary TLG PB1 GmbH
10 Approve Affiliation Agreement with For For Management
Subsidiary TLG PB3 GmbH
11 Approve Decrease in Size of For For Management
Supervisory Board to Three
12 Elect Frank Roseen to the Supervisory For For Management
Board
13 Approve Creation of EUR 44.8 Million For Against Management
Pool of Capital without Preemptive
Rights
14 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 750
Million; Approve Creation of EUR 44.8
Million Pool of Capital to Guarantee
Conversion Rights
15 Authorize Use of Financial Derivatives For Against Management
when Repurchasing Shares
16 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
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<PAGE>
TOKYO TATEMONO CO., LTD.
Ticker: 8804 Security ID: J88333133
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Tanehashi, Makio For For Management
2.2 Elect Director Nomura, Hitoshi For For Management
2.3 Elect Director Fukui, Kengo For For Management
2.4 Elect Director Ozawa, Katsuhito For For Management
2.5 Elect Director Izumi, Akira For For Management
2.6 Elect Director Kato, Hisatoshi For For Management
2.7 Elect Director Akita, Hideshi For For Management
2.8 Elect Director Jimbo, Takeshi For For Management
2.9 Elect Director Hattori, Shuichi For For Management
2.10 Elect Director Onji, Yoshimitsu For For Management
2.11 Elect Director Nakano, Takeo For For Management
2.12 Elect Director Kinoshita, Yumiko For For Management
--------------------------------------------------------------------------------
TOKYU REIT, INC.
Ticker: 8957 Security ID: J88914106
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System - Make
Technical Changes
2 Elect Executive Director Kashiwazaki, For For Management
Kazuyoshi
3 Elect Alternate Executive Director For For Management
Yamagami, Tatsumi
4.1 Elect Supervisory Director Kondo, For For Management
Maruhito
4.2 Elect Supervisory Director Aikawa, For For Management
Takashi
--------------------------------------------------------------------------------
TRIPLE POINT SOCIAL HOUSING REIT PLC
Ticker: SOHO Security ID: G9082C108
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity Pursuant to For For Management
the Issue
2 Authorise Issue of Equity Pursuant to For For Management
the Placing Programme
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Issue
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Placing Programme
--------------------------------------------------------------------------------
TRIPLE POINT SOCIAL HOUSING REIT PLC
Ticker: SOHO Security ID: G9082C108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Christopher Phillips as For For Management
Director
5 Re-elect Ian Reeves as Director For For Management
6 Re-elect Peter Coward as Director For For Management
7 Re-elect Paul Oliver as Director For For Management
8 Re-elect Tracey Fletcher-Ray as For For Management
Director
9 Reappoint BDO LLP as Auditors For For Management
10 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
11 Authorise Issue of Equity For For Management
12 Authorise Directors to Declare and Pay For For Management
All Dividends of the Company as
Interim Dividends
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
TRITAX BIG BOX REIT PLC
Ticker: BBOX Security ID: G9101W101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Aubrey Adams as Director For For Management
5 Re-elect Richard Laing as Director For For Management
6 Re-elect Susanne Given as Director For For Management
7 Re-elect Alastair Hughes as Director For For Management
8 Re-elect Karen Whitworth as Director For For Management
9 Reappoint BDO LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Dividend Policy For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
TRITAX EUROBOX PLC
Ticker: EBOX Security ID: G9101X109
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Orr as Director For For Management
4 Re-elect Taco De Groot as Director For For Management
5 Re-elect Keith Mansfield as Director For For Management
6 Re-elect Eva-Lotta Sjostedt as Director For For Management
7 Reappoint KPMG LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Directors to Declare and Pay For For Management
All Dividends of the Company as
Interim Dividends
10 Authorise Issue of Equity For For Management
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TRITAX EUROBOX PLC
Ticker: EBOX Security ID: G9101X109
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Placing, Open
Offer, Offer for Subscription and
Intermediaries Offer
2 Authorise Issue of Equity Pursuant to For For Management
the Placing Programme
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Placing, Open Offer, Offer for
Subscription and Intermediaries Offer
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Placing Programme
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For For Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Diane M. Morefield For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
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<PAGE>
UK COMMERCIAL PROPERTY REIT LTD.
Ticker: UKCM Security ID: G9177R101
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend Policy For For Management
3 Approve Remuneration Report For For Management
4 Ratify Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Michael Ayre as Director For For Management
7 Elect Chris Fry as Director For For Management
8 Re-elect Ken McCullagh as Director For For Management
9 Re-elect Sandra Platts as Director For For Management
10 Re-elect Margaret Littlejohns as For For Management
Director
11 Re-elect Robert Fowlds as Director For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
UK COMMERCIAL PROPERTY REIT LTD.
Ticker: UKCM Security ID: G9177R101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend Policy For For Management
3 Approve Remuneration Report For For Management
4 Ratify Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Michael Ayre as Director For For Management
7 Re-elect Robert Fowlds as Director For For Management
8 Re-elect Chris Fry as Director For For Management
9 Re-elect Ken McCullagh as Director For For Management
10 Re-elect Sandra Platts as Director For For Management
11 Re-elect Margaret Littlejohns as For For Management
Director
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD NV
Ticker: Security ID: F95094581
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
i Discuss Annual Report None None Management
1 Approve Remuneration Report For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
ii Receive Explanation on Dividend Policy None None Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Elect Dominic Lowe to Management Board For For Management
6 Elect Jean-Marie Tritant to For Against Management
Supervisory Board
7 Elect Fabrice Mouchel to Supervisory For Against Management
Board
8 Elect Catherine Pourre to Supervisory For For Management
Board
9 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
10 Approve Remuneration Policy for For For Management
Management Board Members
11 Approve Remuneration Policy for For For Management
Supervisory Board Members
12 Amend Articles of Association For For Management
13 Authorize Repurchase of Shares For For Management
14 Approve Cancellation of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE
Ticker: URW Security ID: F95094581
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.5 Billion
2 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
3 Authorize Filing of Required For For Management
Documents/Other Formalities
A Elect Leon Bressier as Supervisory Against For Shareholder
Board Member
B Elect Susana Gallardo as Supervisory Against For Shareholder
Board Member
C Elect Xavier Niel as Supervisory Board Against For Shareholder
Member
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE
Ticker: URW Security ID: F95094581
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation Treatment of Losses For For Management
4 Approve Transaction with Christophe For For Management
Cuvillier
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Compensation of Christophe For For Management
Cuvillier, Chairman of the Management
Board
7 Approve Compensation of Jaap Tonckens, For For Management
Member of the Management Board
8 Approve Compensation of Colin Dyer, For For Management
Chairman of the Supervisory Board
Until 13 November 2020
9 Approve Compensation of Leon Bressler, For For Management
Chairman of the Supervisory Board
Since 13 November 2020
10 Approve Compensation of Corporate For For Management
Officers
11 Approve Remuneration Policy for For For Management
Chairman of the Management Board
12 Approve Remuneration Policy for For For Management
Management Board Members
13 Approve Remuneration Policy for For For Management
Supervisory Board Members
14 Ratify Appointment of Julie For For Management
Avrane-Chopard as Supervisory Board
Member
15 Ratify Appointment of Cecile Cabanis For For Management
as Supervisory Board Member
16 Reelect John McFarlane as Supervisory For For Management
Board Member
17 Elect as Aline Sylla-Walbaum as For For Management
Supervisory Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 100 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 68 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 20-21
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize up to 2.6 Percent of Issued For For Management
Capital for Use in Stock Option Plans
26 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
27 Amend Bylaws to Comply with Legal For For Management
Changes
28 Amend Article 15 of Bylaws Re: Written For For Management
Consultation
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
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<PAGE>
UNIVERSAL HEALTH REALTY INCOME TRUST
Ticker: UHT Security ID: 91359E105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Miller For For Management
1.2 Elect Director Gayle L. Capozzalo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UOL GROUP LIMITED
Ticker: U14 Security ID: Y9299W103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve First and Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Wee Cho Yaw as Director For Against Management
5 Elect Wee Ee-chao as Director For For Management
6 Elect Sim Hwee Cher as Director For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Elect Lau Cheng Soon as Director For For Management
9 Approve Grant of Options and Issuance For Against Management
of Shares Under the UOL 2012 Share
Option Scheme
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
URBAN EDGE PROPERTIES
Ticker: UE Security ID: 91704F104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Olson For For Management
1b Elect Director Michael A. Gould For For Management
1c Elect Director Steven H. Grapstein For For Management
1d Elect Director Steven J. Guttman For For Management
1e Elect Director Amy B. Lane For For Management
1f Elect Director Kevin P. O'Shea For For Management
1g Elect Director Steven Roth For Against Management
1h Elect Director Douglas W. Sesler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VASTNED RETAIL NV
Ticker: VASTN Security ID: N91784103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Discussion on Company's Corporate None None Management
Governance Structure
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 1.73 Per Share For For Management
7 Approve Discharge of Executive Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Reinier Walta to Executive For For Management
Board
10 Elect Desiree Theyse to Supervisory For For Management
Board
11 Amend Remuneration Policy for For For Management
Executive Board
12 Approve Remuneration Policy for For For Management
Supervisory Board
13 Approve Publication of Annual Report For For Management
in English
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melody C. Barnes For For Management
1b Elect Director Debra A. Cafaro For For Management
1c Elect Director Jay M. Gellert For For Management
1d Elect Director Matthew J. Lustig For For Management
1e Elect Director Roxanne M. Martino For For Management
1f Elect Director Marguerite M. Nader For For Management
1g Elect Director Sean P. Nolan For For Management
1h Elect Director Walter C. Rakowich For For Management
1i Elect Director Robert D. Reed For For Management
1j Elect Director James D. Shelton For For Management
1k Elect Director Maurice S. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V308
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director Priscilla Almodovar For For Management
1d Elect Director David B. Henry For Against Management
1e Elect Director Mary Hogan Preusse For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
1i Elect Director Susan E. Skerritt For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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VICINITY CENTRES
Ticker: VCX Security ID: Q9395F102
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Peter Kahan as Director For Against Management
3b Elect Karen Penrose as Director For For Management
4 Approve Grant of Performance Rights For Against Management
and Restricted Rights to Grant Kelley
5 Ratify Past Issuance of Stapled For For Management
Securities to Institutional Investors
and Retail Securityholders
--------------------------------------------------------------------------------
VONOVIA SE
Ticker: VNA Security ID: D9581T100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.69 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 283 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Billion;
Approve Creation of EUR 283 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Candace K. Beinecke For For Management
1.3 Elect Director Michael D. Fascitelli For For Management
1.4 Elect Director Beatrice Hamza Bassey For For Management
1.5 Elect Director William W. Helman, IV For For Management
1.6 Elect Director David M. Mandelbaum For For Management
1.7 Elect Director Mandakini Puri For For Management
1.8 Elect Director Daniel R. Tisch For For Management
1.9 Elect Director Richard R. West For For Management
1.10 Elect Director Russell B. Wight, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
W. P. CAREY INC.
Ticker: WPC Security ID: 92936U109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director Tonit M. Calaway For For Management
1c Elect Director Peter J. Farrell For For Management
1d Elect Director Robert J. Flanagan For For Management
1e Elect Director Jason E. Fox For For Management
1f Elect Director Axel K.A. Hansing For For Management
1g Elect Director Jean Hoysradt For For Management
1h Elect Director Margaret G. Lewis For For Management
1i Elect Director Christopher J. Niehaus For For Management
1j Elect Director Nick J.M. van Ommen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WALLENSTAM AB
Ticker: WALL.B Security ID: W9898B114
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 0.50 Per Share For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
WALLENSTAM AB
Ticker: WALL.B Security ID: W9898B114
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of None None Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.20 Per Share
9.1 Approve Discharge of Lars-Ake For For Management
Bokenberger
9.2 Approve Discharge of Karin Mattson For For Management
9.3 Approve Discharge of Anders Berntsson For For Management
9.4 Approve Discharge of Agneta Wallenstam For For Management
9.5 Approve Discharge of Mikael Soderlund For For Management
9.6 Approve Discharge of Ulrika Jansson For For Management
Messing (Former Board Member)
9.7 Approve Discharge of Hans Wallenstam For For Management
10.1 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
10.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.1 Approve Remuneration of Board Chairman For For Management
in the Amount of SEK 740,000
11.2 Approve Remuneration of Board Deputy For For Management
Chairman in the Amount of SEK 260,000
11.3 Approve Remuneration of Each Board For For Management
Member in the Amount of SEK 160,000
11.4 Approve Remuneration of Auditors For For Management
12.1a Reelect Lars-Ake Bokenberger as For For Management
Director
12.1b Reelect Karin Mattson as Director For For Management
12.1c Reelect Anders Berntsson as Director For For Management
12.1d Reelect Agneta Wallenstam as Director For For Management
12.1e Reelect Mikael Soderlund as Director For For Management
12.2 Reelect Lars-Ake Bokenberger as Board For For Management
Chairman
13 Ratify KPMG as Auditors For For Management
14 Elect Chairman of Board, Hans For For Management
Wallenstam, Anders Oscarsson and Dick
Brenner as Members of Nominating
Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Approve Remuneration Report For For Management
17 Authorize Share Repurchase Program For For Management
18 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
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<PAGE>
WAREHOUSES DE PAUW SCA
Ticker: WDP Security ID: B9T59Z100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Explanation of Company's None None Management
Dividend Policy
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Approve Remuneration Report For For Management
8 Reelect Frank Meysman as Director For For Management
9.1 Approve Change-of-Control Clause Re: For For Management
Credit Agreements in which the Company
Must Immediately Repay the Relevant
Credit
9.2 Approve Change-of-Control Clause Re: For For Management
Credit Agreements Permitted Between
the Date of the Convocation to the
General Meeting and the Effective
Session of the General Meeting
--------------------------------------------------------------------------------
WAREHOUSES DE PAUW SCA
Ticker: WDP Security ID: B9T59Z100
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Special Board Report Re: None None Management
Renewal of Authorized Capital
A2I Authorize Increase in Share Capital of For For Management
up to 50 Percent of Authorized Capital
With Preemptive Rights by Cash
Contributions
A2II Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
A2III Authorize Increase in Share Capital of For For Management
up to 10 Percent of Authorized Capital
Without Preemptive Rights by Various
Means
B Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST
Ticker: WRE Security ID: 939653101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director William G. Byrnes For For Management
1.3 Elect Director Edward S. Civera For For Management
1.4 Elect Director Ellen M. Goitia For For Management
1.5 Elect Director Paul T. McDermott For For Management
1.6 Elect Director Thomas H. Nolan, Jr. For For Management
1.7 Elect Director Anthony L. Winns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAYPOINT REIT LTD.
Ticker: WPR Security ID: Q95666105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Stephen Newton as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Hadyn Stephens
5 Approve the Amendments to the For Against Management
Company's Constitution
6 Approve the Amendments to the Trust's For Against Management
Constitution
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Alexander For For Management
1b Elect Director Stanford J. Alexander For For Management
1c Elect Director Shelaghmichael C. Brown For For Management
1d Elect Director Stephen A. Lasher For For Management
1e Elect Director Thomas L. Ryan For For Management
1f Elect Director Douglas W. Schnitzer For For Management
1g Elect Director C. Park Shaper For For Management
1h Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Karen B. DeSalvo For For Management
1c Elect Director Jeffrey H. Donahue For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Shankh Mitra For For Management
1g Elect Director Ade J. Patton For For Management
1h Elect Director Diana W. Reid For For Management
1i Elect Director Sergio D. Rivera For For Management
1j Elect Director Johnese M. Spisso For For Management
1k Elect Director Kathryn M. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WERELDHAVE BELGIUM SCA
Ticker: WEHB Security ID: B98499104
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4 Adopt Auditors' Reports For For Management
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Statutory Manager For For Management
7 Approve Special Discharge of Statutory For For Management
Manager
8 Approve Discharge of Auditors For For Management
9.1 Elect Doris Slegtenhorst as Director For For Management
9.2 Elect Remco W.C. Langewouters as For For Management
Director
9.3 Elect Edmund Wellenstein as Director For Did Not Vote Management
10 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
11 Allow Questions None None Management
--------------------------------------------------------------------------------
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<PAGE>
WERELDHAVE BELGIUM SCA
Ticker: WEHB Security ID: B98499104
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4 Adopt Auditors' Reports For For Management
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Statutory Manager For For Management
7 Approve Special Discharge of Statutory For For Management
Manager
8 Approve Discharge of Auditors For For Management
9.1 Elect Doris Slegtenhorst as Director For For Management
9.2 Elect Remco W.C. Langewouters as For For Management
Director
9.3 Elect Edmund Wellenstein as Director For For Management
10 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
11 Allow Questions None None Management
--------------------------------------------------------------------------------
WERELDHAVE NV
Ticker: WHA Security ID: N95060120
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Approve Remuneration Report For For Management
2.b Receive Auditor's Report (Non-Voting) None None Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Dividends of EUR 0.50 Per Share For For Management
2.e Approve Discharge of Management Board For For Management
2.f Approve Discharge of Supervisory Board For For Management
3 Reelect H. Brand to Supervisory Board For For Management
4 Reelect A. Nuhn to Supervisory Board For For Management
5 Ratify KPMG Accountants N.V as Auditors For For Management
6.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital Plus
Additional 5 Percent in Case of Merger
or Acquisition
6.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Allow Questions None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
WHARF REAL ESTATE INVESTMENT COMPANY LIMITED
Ticker: 1997 Security ID: G9593A104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Paul Yiu Cheung Tsui as Director For For Management
2b Elect Tak Hay Chau as Director For For Management
2c Elect Andrew Kwan Yuen Leung as For For Management
Director
2d Elect Glenn Sekkemn Yee as Director For For Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB
Ticker: WIHL Security ID: W9899F155
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4.1 Designate Agneta Axelsson as Inspector For For Management
of Minutes of Meeting
4.2 Designate Lennart Mauritzson as For For Management
Inspector of Minutes of Meeting
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Dividends of SEK 5.25 Per Share
8.c.1 Approve Discharge of Anders Jarl For For Management
8.c.2 Approve Discharge of Tina Andersson For For Management
8.c.3 Approve Discharge of Sara Karlsson For For Management
8.c.4 Approve Discharge of Jan Litborn For For Management
8.c.5 Approve Discharge of Helen Olausson For For Management
8.c.6 Approve Discharge of Per-Ingemar For For Management
Persson
8.c.7 Approve Discharge of Johan Qviberg For For Management
8.c.8 Approve Discharge of Ulrika Hallengren For For Management
8.d Approve Record Date for Dividend For For Management
Payment
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 1.8
Million; Approve Remuneration of
Auditors
11.1 Reelect Anders Jarl (Chair) as Director For For Management
11.2 Reelect Tina Andersson as Director For For Management
11.3 Reelect Helen Olausson as Director For For Management
11.4 Reelect Jan Litborn as Director For Against Management
11.5 Reelect Johan Qviberg as Director For For Management
11.6 Elect Amela Hodzic as New Director For For Management
11.7 Elect Lennart Mauritzson as New For For Management
Director
12 Ratify Deloitte as Auditors For For Management
13.1 Elect Goran Hellstrom as Member of For For Management
Nominating Committee
13.2 Reelect Elisabet Jamal Bergstrom as For For Management
Member of Nominating Committee
13.3 Reelect Eva Gottfridsdotter-Nilsson as For For Management
Member of Nominating Committee
13.4 Reelect Krister Euren as Member of For For Management
Nominating Committee
14 Approve Remuneration Report For For Management
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Amend Articles For For Management
18 Other Business None None Management
19 Close Meeting None None Management
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<PAGE>
WORKSPACE GROUP PLC
Ticker: WKP Security ID: G5595E136
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Stephen Hubbard as Director For For Management
6 Re-elect Graham Clemett as Director For For Management
7 Re-elect Dr Maria Moloney as Director For For Management
8 Re-elect Chris Girling as Director For For Management
9 Re-elect Damon Russell as Director For For Management
10 Re-elect Ishbel Macpherson as Director For For Management
11 Elect Suzi Williams as Director For For Management
12 Elect David Benson as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WPT INDUSTRIAL REAL ESTATE INVESTMENT TRUST
Ticker: WIR.U Security ID: 92937G109
Meeting Date: JUN 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Scott T. Frederiksen For For Management
1.2 Elect Trustee Milo D. Arkema For For Management
1.3 Elect Trustee Sarah B. Kavanagh For For Management
1.4 Elect Trustee Louie DiNunzio For For Management
1.5 Elect Trustee Stuart H.B. Smith For For Management
1.6 Elect Trustee Pamela J. Spackman For For Management
1.7 Elect Trustee Robert T. Wolf For For Management
1.8 Elect Trustee Lori-Ann Beausoleil For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
3 Amend Declaration of Trust For Against Management
4 Amend Quorum Requirements For For Management
5 Amend Declaration of Trust Re: Holding For For Management
of Annual Meeting of Unitholders
6 Amend Advance Notice Requirement For For Management
7 Amend Declaration of Trust Re: Gross For For Management
Book Value
8 Amend Declaration of Trust Re: For For Management
Operating Policy Requirement to Obtain
Environmental Site Assessment
9 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
XENIA HOTELS & RESORTS, INC.
Ticker: XHR Security ID: 984017103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcel Verbaas For For Management
1b Elect Director Jeffrey H. Donahue For For Management
1c Elect Director John H. Alschuler For For Management
1d Elect Director Keith E. Bass For For Management
1e Elect Director Thomas M. Gartland For For Management
1f Elect Director Beverly K. Goulet For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Dennis D. Oklak For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XIOR STUDENT HOUSING NV
Ticker: XIOR Security ID: B9901Y104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' Reports (Non-Voting) None None Management
1.2 Receive Auditors' Reports (Non-Voting) None None Management
1.3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
1.4 Approve Financial Statements and For For Management
Allocation of Income
1.5 Approve Remuneration Report For For Management
1.6 Approve Remuneration of Non-Executive For For Management
Directors
1.7 Elect Marieke Bax as Independent For For Management
Director
1.8 Approve Discharge of Directors For For Management
1.9 Approve Discharge of Auditors For For Management
2 Approve Change-of-Control Clause Re: For For Management
Financing Agreements
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<PAGE>
XIOR STUDENT HOUSING NV
Ticker: XIOR Security ID: B9901Y104
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Special Board Report Re: The None None Management
Renewal and Extension of the
Authorized Capital Authorization
1.2a Renew Authorization to Increase Share For Against Management
Capital by Various Means within the
Framework of Authorized Capital
1.2b Conditional upon Item 1.2(a) being For For Management
Rejected: Renew Authorization to
Increase Share Capital by Various
Means within the Framework of
Authorized Capital
2 Amend Articles of Association in For For Management
Accordance to the Companies and
Associations Code
3.1 Authorize Implementation of Approved For For Management
Resolutions
3.2 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
3.3 Authorize Coordination of the Articles For For Management
of Association
--------------------------------------------------------------------------------
XIOR STUDENT HOUSING NV
Ticker: XIOR Security ID: B9901Y104
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PwC as Auditors and Approve For For Management
Auditors' Remuneration
2.1 Authorize Implementation of Approved For For Management
Resolutions
2.2 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
============= First Trust Global Engineering and Construction ETF ==============
ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA
Ticker: ACS Security ID: E7813W163
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Allocation of Income For For Management
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4.1 Reelect Carmen Fernandez Rozado as For For Management
Director
4.2 Reelect Jose Eladio Seco Dominguez as For For Management
Director
5 Advisory Vote on Remuneration Report For Against Management
6 Approve Scrip Dividends and Approve For For Management
Reduction in Share Capital via
Amortization of Treasury Shares
7 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AECON GROUP INC.
Ticker: ARE Security ID: 00762V109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Beck For For Management
1.2 Elect Director John W. Brace For For Management
1.3 Elect Director Anthony P. Franceschini For For Management
1.4 Elect Director J.D. Hole For For Management
1.5 Elect Director Susan Wolburgh Jenah For For Management
1.6 Elect Director Eric Rosenfeld For For Management
1.7 Elect Director Jean-Louis Servranckx For For Management
1.8 Elect Director Monica Sloan For For Management
1.9 Elect Director Deborah S. Stein For For Management
1.10 Elect Director Scott Thon For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Re-approve Long-Term Incentive Plan For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ARCADIS NV
Ticker: ARCAD Security ID: N0605M147
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect V.J.H. Duperat-Vergne to For For Management
Executive Board
3 Allow Questions None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
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ARCADIS NV
Ticker: ARCAD Security ID: N0605M147
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Open Meeting None None Management
1.b Receive Announcements (non-voting) None None Management
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Receive Report of Management Board None None Management
(Non-Voting)
4.a Adopt Financial Statements For For Management
4.b Approve Dividends of EUR 0.60 Per Share For For Management
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
7.a Approve Remuneration Report for For For Management
Management Board
7.b Approve Remuneration Report for For For Management
Supervisory Board
8 Approve Revisions to Remuneration For For Management
Policy for Management Board
9 Reelect P.W.B (Peter) Oosterveer to For For Management
Management Board
10.a Elect C. (Carla) Mahieu to Supervisory For For Management
Board
10.b Reelect N.W (Niek) Hoek to Supervisory For For Management
Board
10.c Reelect Wee Gee Ang to Supervisory For For Management
Board
10.d Announce Vacancies on the Supervisory None None Management
Board
11.a Grant Board Authority to Issue Shares For Against Management
up to 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
11.b Authorize Board to Issue Shares as For For Management
Dividend
11.c Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
BALFOUR BEATTY PLC
Ticker: BBY Security ID: G3224V108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Philip Aiken as Director For For Management
5 Re-elect Dr Stephen Billingham as For For Management
Director
6 Re-elect Stuart Doughty as Director For For Management
7 Re-elect Philip Harrison as Director For For Management
8 Re-elect Michael Lucki as Director For For Management
9 Re-elect Barbara Moorhouse as Director For For Management
10 Re-elect Leo Quinn as Director For For Management
11 Re-elect Anne Drinkwater as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Approve Performance Share Plan For For Management
17 Adopt New Articles of Association For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BOUYGUES SA
Ticker: EN Security ID: F11487125
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of EUR 1.70 per Share For For Management
2 Approve Remuneration Policy of For Against Management
Corporate Officers
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOUYGUES SA
Ticker: EN Security ID: F11487125
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration Policy of For For Management
Executive Corporate Officers
6 Approve Remuneration Policy of For For Management
Directors
7 Approve Compensation Report of For For Management
Corporate Officers
8 Approve Compensation of Martin For Against Management
Bouygues, Chairman and CEO
9 Approve Compensation of Olivier For Against Management
Bouygues, Vice-CEO
10 Approve Compensation of Philippe For For Management
Marien, Vice-CEO
11 Approve Compensation of Olivier For Against Management
Roussat, Vice-CEO
12 Reelect Martin Bouygues as Director For For Management
13 Elect Pascaline de Dreuzy as Director For For Management
14 Renew Appointment of Ernst & Young For For Management
Audit as Auditor
15 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 4 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
20 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 75 Million
21 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
22 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
23 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Increase of Up to For Against Management
EUR 85 Million for Future Exchange
Offers
25 Authorize Issuance of Equity upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities for up to EUR
85 Million
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
29 Authorize up to 0.125 Percent of For For Management
Issued Capital for Use in Restricted
Stock Plans Reserved for Retirement
30 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
31 Amend Article 13 of Bylaws Re: For For Management
Chairman's Age Limit
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
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<PAGE>
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Tongzhou as Director For For Management
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Public Offering and For For Management
Listing of China Railway High-Speed
Electrification Equipment Corporation
Limited on the Science and Technology
Innovation Board of the Shanghai Stock
Exchange
2 Approve Preliminary Plan for the For For Management
Spin-off and Listing on the STAR
Market of China Railway High-Speed
Electrification Equipment Corporation
Limited
3 Approve Certain Provisions on Pilot For For Management
Domestic Listing of Spin-off
Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China For For Management
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
5 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
Ability
6 Approve Standardized Operation Ability For For Management
of China Railway High-Speed
Electrification Equipment Corporation
Limited
7 Authorize Board to Handle Matters in For For Management
Relation to the Listing of China
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market at their Sole Discretion
8 Approve Analysis of the Background, For For Management
Objective, Commercial Rationale,
Necessity and Feasibility of the
Spin-off and Listing of China Railway
High-Speed Electrification Equipment
Corporation Limited on the STAR Market
9 Approve Statutory Procedures For For Management
Undertaken and the Validity of the
Documents Submitted for the Spin-off
and Listing of a Subsidiary of the
Company
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Yun as Director For For Management
1.2 Elect Chen Wenjian as Director For For Management
1.3 Elect Wang Shiqi as Director For For Management
1.4 Elect Wen Limin as Director For For Management
2.1 Elect Zhang Cheng as Director For For Management
2.2 Elect Chung Shui Ming Timpson as For Against Management
Director
2.3 Elect Xiu Long as Director For For Management
3 Elect Jia Huiping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of Independent For For Management
Directors
4 Approve A Share Annual Report and the For For Management
Abstract, H Share Annual Report and
Results Announcement
5 Approve Audited Consolidated Financial For For Management
Statements
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
11 Approve Provision of External For Against Management
Guarantee by the Company
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CSCECL Construction For For Management
Engagement Agreement, CSCECL
Construction Engagement Cap, CSC
Construction Engagement Cap and
Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Engagement For For Management
Agreement, New COGO Works Caps and
Related Transactions
--------------------------------------------------------------------------------
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<PAGE>
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Zhang Haipeng as Director For For Management
3B Elect Tian Shuchen as Director For Against Management
3C Elect Raymond Leung Hai Ming as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHIYODA CORP.
Ticker: 6366 Security ID: J06237101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20.78 for
Preferred Shares, and No Final
Dividend for Ordinary Shares
2 Amend Articles to Remove All For For Management
Provisions on Advisory Positions
3.1 Elect Director Santo, Masaji For For Management
3.2 Elect Director Tarutani, Koji For For Management
3.3 Elect Director Kazama, Tsunenori For For Management
3.4 Elect Director Matsunaga, Aiichiro For For Management
3.5 Elect Director Tanaka, Nobuo For For Management
3.6 Elect Director Sakakida, Masakazu For For Management
3.7 Elect Director Ishikawa, Masao For For Management
3.8 Elect Director Matsukawa, Ryo For For Management
4 Elect Director and Audit Committee For For Management
Member Torii, Shingo
5 Approve Cash Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members and Trust-Type Equity
Compensation Plan
--------------------------------------------------------------------------------
CIMIC GROUP LIMITED
Ticker: CIM Security ID: Q2424E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Russell Chenu as Director For For Management
3.2 Elect Peter Sassenfeld as Director For For Management
3.3 Elect Kathryn Spargo as Director For For Management
4 Approve the Amendments to the For Against Management
Company's Constitution
--------------------------------------------------------------------------------
COMSYS HOLDINGS CORP.
Ticker: 1721 Security ID: J5890P106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Kagaya, Takashi For For Management
2.2 Elect Director Sato, Kenichi For For Management
2.3 Elect Director Omura, Yoshihisa For For Management
2.4 Elect Director Tamamura, Satoshi For For Management
2.5 Elect Director Kumagai, Hitoshi For For Management
2.6 Elect Director Ozaki, Hidehiko For For Management
2.7 Elect Director Noike, Hideyuki For For Management
2.8 Elect Director Uchide, Kunihiko For For Management
2.9 Elect Director Kitaguchi, Takaya For For Management
3.1 Elect Director and Audit Committee For For Management
Member Yasunaga, Atsushi
3.2 Elect Director and Audit Committee For For Management
Member Miyashita, Masahiko
3.3 Elect Director and Audit Committee For For Management
Member Nakatogawa, Kenichi
3.4 Elect Director and Audit Committee For For Management
Member Kawana, Koichi
3.5 Elect Director and Audit Committee For For Management
Member Asai, Hiroyuki
3.6 Elect Director and Audit Committee For Against Management
Member Yamamoto, Hideo
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
DAEWOO ENGINEERING & CONSTRUCTION CO. LTD.
Ticker: 047040 Security ID: Y1888W107
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Dae-hyeon as Non-Independent For For Management
Non-Executive Director
--------------------------------------------------------------------------------
DAEWOO ENGINEERING & CONSTRUCTION CO. LTD.
Ticker: 047040 Security ID: Y1888W107
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DAEWOO ENGINEERING & CONSTRUCTION CO. LTD.
Ticker: 047040 Security ID: Y1888W107
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
2 Elect Kim Hyeong as Inside Director For For Management
--------------------------------------------------------------------------------
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DOWNER EDI LIMITED
Ticker: DOW Security ID: Q32623151
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Mike Harding as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Grant Fenn
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EIFFAGE SA
Ticker: FGR Security ID: F2924U106
Meeting Date: APR 21, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
4 Reelect Marie Lemarie as Director For For Management
5 Reelect Carol Xueref as Director For For Management
6 Reelect Dominique Marcel as Director For For Management
7 Reelect Philippe Vidal as Director For For Management
8 Approve Remuneration Policy of Board For For Management
Members
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Compensation Report For For Management
11 Approve Compensation of Benoit de For For Management
Ruffray, Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 80 Million for Bonus
Issue or Increase in Par Value
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 156.8 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 39.2 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 39.2 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 15-17
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 16, 17 and 19 at EUR 39.2 Million
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1 Million Shares for For For Management
Use in Restricted Stock Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alan M. Bennett For For Management
1B Elect Director Rosemary T. Berkery For For Management
1C Elect Director Alan L. Boeckmann For For Management
1D Elect Director David E. Constable For For Management
1E Elect Director H. Paulett Eberhart For For Management
1F Elect Director Peter J. Fluor For For Management
1G Elect Director James T. Hackett For For Management
1H Elect Director Carlos M. Hernandez For For Management
1I Elect Director Thomas C. Leppert For For Management
1J Elect Director Teri P. McClure For For Management
1K Elect Director Armando J. Olivera For For Management
1L Elect Director Matthew K. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alan M. Bennett For For Management
1B Elect Director Rosemary T. Berkery For For Management
1C Elect Director Alan L. Boeckmann For For Management
1D Elect Director David E. Constable For For Management
1E Elect Director H. Paulett Eberhart For For Management
1F Elect Director James T. Hackett For For Management
1G Elect Director Thomas C. Leppert For For Management
1H Elect Director Teri P. McClure For For Management
1I Elect Director Armando J. Olivera For For Management
1J Elect Director Matthew K. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Darnell For For Management
1b Elect Director Celeste B. Mastin For For Management
1c Elect Director Gaddi H. Vasquez For For Management
1d Elect Director Molly C. Campbell For For Management
1e Elect Director David H. Kelsey For For Management
1f Elect Director Michael F. McNally For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GS ENGINEERING & CONSTRUCTION CORP.
Ticker: 006360 Security ID: Y2901E108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cho Hui-jin as Outside Director For For Management
4 Elect Cho Hui-jin as a Member of Audit For For Management
Committee
5 Elect Lee Hui-guk as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HOCHTIEF AG
Ticker: HOT Security ID: D33134103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.93 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Pedro Jimenez to the Supervisory For Against Management
Board
8.2 Elect Angel Altozano to the For Against Management
Supervisory Board
8.3 Elect Beate Bell to the Supervisory For Against Management
Board
8.4 Elect Jose del Valle Perez to the For Against Management
Supervisory Board
8.5 Elect Francisco Sanz to the For Against Management
Supervisory Board
8.6 Elect Patricia Geibel-Conrad to the For Against Management
Supervisory Board
8.7 Elect Luis Miguelsanz to the For Against Management
Supervisory Board
8.8 Elect Christine Wolff to the For Against Management
Supervisory Board
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: J Security ID: 469814107
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven J. Demetriou For For Management
1b Elect Director Christopher M.T. For For Management
Thompson
1c Elect Director Vincent K. Brooks For For Management
1d Elect Director Robert C. Davidson, Jr. For For Management
1e Elect Director Ralph E. (Ed) Eberhart For For Management
1f Elect Director Manny Fernandez For For Management
1g Elect Director Georgette D. Kiser For For Management
1h Elect Director Linda Fayne Levinson For For Management
1i Elect Director Barbara L. Loughran For For Management
1j Elect Director Robert A. McNamara For For Management
1k Elect Director Peter J. Robertson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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JGC HOLDINGS CORP.
Ticker: 1963 Security ID: J26945105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Sato, Masayuki For For Management
2.2 Elect Director Ishizuka, Tadashi For For Management
2.3 Elect Director Terajima, Kiyotaka For For Management
2.4 Elect Director Yamazaki, Yutaka For For Management
2.5 Elect Director Yamada, Shoji For For Management
2.6 Elect Director Endo, Shigeru For For Management
2.7 Elect Director Matsushima, Masayuki For For Management
2.8 Elect Director Ueda, Kazuo For For Management
2.9 Elect Director Yao, Noriko For For Management
3 Appoint Statutory Auditor Muto, For For Management
Kazuyoshi
--------------------------------------------------------------------------------
KAJIMA CORP.
Ticker: 1812 Security ID: J29223120
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29
2.1 Elect Director Oshimi, Yoshikazu For For Management
2.2 Elect Director Kayano, Masayasu For For Management
2.3 Elect Director Ishikawa, Hiroshi For For Management
2.4 Elect Director Uchida, Ken For For Management
2.5 Elect Director Hiraizumi, Nobuyuki For For Management
2.6 Elect Director Amano, Hiromasa For For Management
2.7 Elect Director Koshijima, Keisuke For For Management
2.8 Elect Director Katsumi, Takeshi For For Management
2.9 Elect Director Furukawa, Koji For For Management
2.10 Elect Director Sakane, Masahiro For For Management
2.11 Elect Director Saito, Kiyomi For For Management
2.12 Elect Director Suzuki, Yoichi For For Management
3 Appoint Statutory Auditor Suzuki, For For Management
Kazushi
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KANDENKO CO., LTD.
Ticker: 1942 Security ID: J29653102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Yamaguchi, Hiroshi For For Management
2.2 Elect Director Nakama, Toshio For For Management
2.3 Elect Director Kashiwabara, Shoichiro For For Management
2.4 Elect Director Ueda, Yuji For For Management
2.5 Elect Director Miyauchi, Shinichi For For Management
2.6 Elect Director Tsuru, Koji For For Management
2.7 Elect Director Iida, Nobuhiro For For Management
2.8 Elect Director Sugizaki, Hitoshi For For Management
2.9 Elect Director Fujii, Mitsuru For For Management
2.10 Elect Director Takahashi, Shinji For For Management
2.11 Elect Director Nakahito, Koichi For For Management
2.12 Elect Director Uchino, Takashi For For Management
2.13 Elect Director Saito, Hajime For For Management
2.14 Elect Director Ando, Miwako For For Management
3 Approve Annual Bonus For For Management
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KINDEN CORP.
Ticker: 1944 Security ID: J33093105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Approve Annual Bonus For For Management
3.1 Elect Director Ikoma, Masao For For Management
3.2 Elect Director Maeda, Yukikazu For For Management
3.3 Elect Director Uesaka, Takao For For Management
3.4 Elect Director Yukawa, Hidehiko For For Management
3.5 Elect Director Amisaki, Masaya For For Management
3.6 Elect Director Hayashi, Hiroyuki For For Management
3.7 Elect Director Tanaka, Hideo For For Management
3.8 Elect Director Nishimura, Hiroshi For For Management
3.9 Elect Director Sato, Moriyoshi For For Management
3.10 Elect Director Yoshida, Harunori For For Management
3.11 Elect Director Toriyama, Hanroku For For Management
3.12 Elect Director Takamatsu, Keiji For For Management
3.13 Elect Director Morikawa, Keizo For For Management
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gene Murtagh as Director For Abstain Management
3b Re-elect Geoff Doherty as Director For For Management
3c Re-elect Russell Shiels as Director For For Management
3d Re-elect Gilbert McCarthy as Director For For Management
3e Re-elect Linda Hickey as Director For For Management
3f Re-elect Michael Cawley as Director For For Management
3g Re-elect John Cronin as Director For For Management
3h Re-elect Jost Massenberg as Director For For Management
3i Re-elect Anne Heraty as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For Against Management
6 Approve Increase in the Limit for For For Management
Non-executive Directors' Fees
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance of Treasury Shares For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KUMAGAI GUMI CO., LTD.
Ticker: 1861 Security ID: J36705150
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2.1 Elect Director Sakurano, Yasunori For For Management
2.2 Elect Director Kato, Yoshihiko For For Management
2.3 Elect Director Ogawa, Yoshiaki For For Management
2.4 Elect Director Hidaka, Koji For For Management
2.5 Elect Director Yoshida, Sakae For For Management
2.6 Elect Director Ueda, Shin For For Management
2.7 Elect Director Okaichi, Koji For For Management
2.8 Elect Director Okada, Shigeru For For Management
2.9 Elect Director Sakuragi, Kimie For For Management
3 Appoint Statutory Auditor Konishi, For For Management
Junji
4 Appoint Alternate Statutory Auditor For For Management
Maekawa, Akira
--------------------------------------------------------------------------------
KYOWA EXEO CORP.
Ticker: 1951 Security ID: J38232104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 41
2 Amend Articles to Change Company Name For For Management
3.1 Elect Director Funabashi, Tetsuya For For Management
3.2 Elect Director Kurosawa, Tomohiro For For Management
3.3 Elect Director Koyama, Yuichi For For Management
3.4 Elect Director Higuchi, Hideo For For Management
3.5 Elect Director Mino, Koichi For For Management
3.6 Elect Director Asano, Kenji For For Management
3.7 Elect Director Sakaguchi, Takafumi For For Management
3.8 Elect Director Kohara, Yasushi For For Management
3.9 Elect Director Iwasaki, Naoko For For Management
3.10 Elect Director Mochizuki, Tatsushi For For Management
3.11 Elect Director Yoshida, Keiji For For Management
4.1 Appoint Statutory Auditor Suwabe, For For Management
Masato
4.2 Appoint Statutory Auditor Takahashi, For For Management
Kimiko
5 Appoint Grant Thornton Taiyo LLC as For For Management
New External Audit Firm
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MAEDA CORP.
Ticker: 1824 Security ID: J39315106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2.1 Elect Director Maeda, Soji For For Management
2.2 Elect Director Nakanishi, Takao For For Management
2.3 Elect Director Sekimoto, Shogo For For Management
2.4 Elect Director Kondo, Seiichi For For Management
2.5 Elect Director Kibe, Kazunari For For Management
2.6 Elect Director Hatakama, Yuji For For Management
2.7 Elect Director Dobashi, Akio For For Management
2.8 Elect Director Makuta, Hideo For For Management
2.9 Elect Director Murayama, Rie For For Management
2.10 Elect Director Takagi, Atsushi For For Management
3 Approve Formation of Joint Holding For For Management
Company with Maeda Road Construction
Co., Ltd. and Maeda Seisakusho Co., Ltd
--------------------------------------------------------------------------------
MAEDA ROAD CONSTRUCTION CO., LTD.
Ticker: 1883 Security ID: J39401104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2 Approve Formation of Joint Holding For For Management
Company with Maeda Corp. and Maeda
Seisakusho Co., Ltd
3.1 Elect Director Nishikawa, Hirotaka For For Management
3.2 Elect Director Imaizumi, Yasuhiko For For Management
3.3 Elect Director Takekawa, Hideya For For Management
3.4 Elect Director Nagumo, Masaji For For Management
3.5 Elect Director Tomiyasu, Toshiaki For For Management
3.6 Elect Director Watanabe, Akira For For Management
3.7 Elect Director Moriya, Koichi For For Management
3.8 Elect Director Ohori, Ryusuke For For Management
3.9 Elect Director Kawaguchi, Mitsunori For For Management
3.10 Elect Director Hashimoto, Keiichiro For For Management
--------------------------------------------------------------------------------
MANILA ELECTRIC COMPANY
Ticker: MER Security ID: Y5764J148
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of Stockholders held on May 26, 2020
2 Approve 2020 Audited Consolidated For For Management
Financial Statements
3 Ratify Acts of the Board and Management For For Management
4.1 Elect Anabelle L. Chua as Director For Against Management
4.2 Elect Ray C. Espinosa as Director For For Management
4.3 Elect James L. Go as Director For Against Management
4.4 Elect Frederick D. Go as Director For Against Management
4.5 Elect Lance Y. Gokongwei as Director For Against Management
4.6 Elect Lydia B. Echauz as Director For For Management
4.7 Elect Jose Ma. K. Lim as Director For Against Management
4.8 Elect Artemio V. Panganiban as Director For For Management
4.9 Elect Manuel V. Pangilinan as Director For Against Management
4.10 Elect Pedro E. Roxas as Director For For Management
4.11 Elect Victorico P. Vargas as Director For Against Management
5 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For For Management
1.2 Elect Director Javier Palomarez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONADELPHOUS GROUP LIMITED
Ticker: MND Security ID: Q62925104
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: NOV 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Dempsey as Director For Against Management
2 Elect Helen Gillies as Director For For Management
3 Approve Grant of Options to Robert For For Management
Velletri
4 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
NCC AB
Ticker: NCC.B Security ID: W5691F104
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Simon Blecher, Carnegie For For Management
Fonder as Inspector of Minutes of
Meeting
3.2 Designate Peter Guve, AMF Pension as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 2.50 Per Share For For Management
8 Amend Articles Re: Power of Attorney For For Management
and Postal Voting
9 Close Meeting None None Management
--------------------------------------------------------------------------------
NCC AB
Ticker: NCC.B Security ID: W5691F104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Simon Blecher as Inspector For For Management
of Minutes of Meeting
4.2 Designate Peter Guve as Inspector of For For Management
Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 5.00 Per Share
9 Approve Remuneration Report For For Management
10.1 Approve Discharge of Board Chairman For For Management
Alf Goransson
10.2 Approve Discharge of Board Member For For Management
Viveca Ax:son Johnson
10.3 Approve Discharge of Board Member For For Management
Birgit Norgaard
10.4 Approve Discharge of Board Member Geir For For Management
Magne Aarstad
10.5 Approve Discharge of Board Member Mats For For Management
Jonsson
10.6 Approve Discharge of Board Member For For Management
Angela Langemar Olsson
10.7 Approve Discharge of Board Member For For Management
Simon de Chateau
10.8 Approve Discharge of Employee For For Management
Representative Karl-Gunnar Sivertsson
10.9 Approve Discharge of Employee For For Management
Representative Karl-Johan Andersson
10.10 Approve Discharge of Employee For For Management
Representative Harald Stjernstrom
10.11 Approve Discharge of Deputy Employee For For Management
Representative Bengt Goransson
10.12 Approve Discharge of Deputy Employee For For Management
Representative Mats Johansson
10.13 Approve Discharge of Former Board For For Management
Member Tomas Billing
10.14 Approve Discharge of Former Board For For Management
Member Ulla Litzen
10.15 Approve Discharge of CEO Tomas Carlsson For For Management
11 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
12.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.5 Million
12.2 Approve Remuneration of Auditors For For Management
13.1 Reelect Alf Goransson as Director For Against Management
13.2 Reelect Viveca Ax:son Johnson as For For Management
Director
13.3 Reelect Birgit Norgaard as Director For For Management
13.4 Reelect Geir Magne Aarstad as Director For For Management
13.5 Reelect Mats Jonsson as Director For For Management
13.6 Reelect Angela Langemar Olsson as For For Management
Director
13.7 Reelect Simon de Chateau as Director For For Management
13.8 Reelect Alf Goransson as Board Chairman For Against Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15.1 Elect Viveca Ax:son Johnson as Member For For Management
of Nominating Committee
15.2 Elect Simon Blecher as Member of For For Management
Nominating Committee
15.3 Elect Mats Gustafsson as Member of For For Management
Nominating Committee
15.4 Elect Peter Guve as Member of For For Management
Nominating Committee
15.5 Elect Viveca Ax:son Johnson as For For Management
Chairman of Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17.A Approve Performance Share Incentive For For Management
Plan LTI 2021 for Key Employees
17.B Approve Equity Plan Financing Through For For Management
Repurchase of Class B Shares
17.C Approve Transfer of Class B Shares to For For Management
Participants in LTI 2021
17.D Approve Transfer of Class B Shares to For For Management
Cover Costs Pursuant to LTI 2021
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NIPPO CORP.
Ticker: 1881 Security ID: J5192P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Yoshikawa, Yoshikazu For Against Management
2.2 Elect Director Arishige, Satoshi For For Management
2.3 Elect Director Hashimoto, Yuji For For Management
2.4 Elect Director Miyazaki, Masahiro For For Management
2.5 Elect Director Numajiri, Osamu For For Management
2.6 Elect Director Nakada, Naoyuki For For Management
2.7 Elect Director Kimura, Tsutomu For For Management
2.8 Elect Director Ueda, Muneaki For For Management
2.9 Elect Director Kashihara, Takashi For For Management
3.1 Appoint Statutory Auditor Iizuka, For For Management
Naohisa
3.2 Appoint Statutory Auditor Tsuiki, Toru For Against Management
3.3 Appoint Statutory Auditor Ishida, Yuko For For Management
3.4 Appoint Statutory Auditor Tomabechi, For For Management
Kunio
--------------------------------------------------------------------------------
NISHIMATSU CONSTRUCTION CO., LTD.
Ticker: 1820 Security ID: J56730120
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 105
2 Amend Articles To Authorize Board to For For Management
Pay Interim Dividends
3.1 Elect Director Takase, Nobutoshi For For Management
3.2 Elect Director Isshiki, Makoto For For Management
3.3 Elect Director Kono, Yuichi For For Management
3.4 Elect Director Sawai, Yoshiyuki For For Management
3.5 Elect Director Hamada, Kazutoyo For For Management
4 Elect Director Suzuki, Noriko For For Management
5 Approve Trust-Type Equity Compensation For For Management
Plan
6 Seek Shareholder Approval to Demand None None Management
Specific Shareholders Cease Additional
Purchase of Company Shares
--------------------------------------------------------------------------------
OBAYASHI CORP.
Ticker: 1802 Security ID: J59826107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Obayashi, Takeo For For Management
2.2 Elect Director Hasuwa, Kenji For For Management
2.3 Elect Director Sato, Takehito For For Management
2.4 Elect Director Kotera, Yasuo For For Management
2.5 Elect Director Murata, Toshihiko For For Management
2.6 Elect Director Sasagawa, Atsushi For For Management
2.7 Elect Director Sato, Toshimi For For Management
2.8 Elect Director Koizumi, Shinichi For For Management
2.9 Elect Director Izumiya, Naoki For For Management
2.10 Elect Director Kobayashi, Yoko For For Management
2.11 Elect Director Orii, Masako For For Management
2.12 Elect Director Kato, Hiroyuki For For Management
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
OKUMURA CORP.
Ticker: 1833 Security ID: J60987120
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 103
2.1 Elect Director Okumura, Takanori For For Management
2.2 Elect Director Mizuno, Yuichi For For Management
2.3 Elect Director Kotera, Kenji For For Management
2.4 Elect Director Tanaka, Atsushi For For Management
2.5 Elect Director Osumi, Toru For For Management
2.6 Elect Director Kaneshige, Masahiro For For Management
2.7 Elect Director Tsuchiya, Tamotsu For For Management
--------------------------------------------------------------------------------
PEAB AB
Ticker: PEAB.B Security ID: W9624E101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Approve Agenda of Meeting For For Management
4.1 Designate Staffan Ringvall as For For Management
Inspector of Minutes of Meeting
4.2 Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
5 Prepare and Approve List of For For Management
Shareholders
6 Acknowledge Proper Convening of Meeting For For Management
7.1 Approve Distribution of Shares in For For Management
Annehem Fastigheter to Shareholders
7.2 Approve Record Date for Dividend For For Management
Payment
8 Close Meeting None None Management
--------------------------------------------------------------------------------
PEAB AB
Ticker: PEAB.B Security ID: W9624E101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Staffan Ringvall as For For Management
Inspector of Minutes of Meeting
4.2 Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 4.50 Per Share
9 Approve Remuneration Report For Against Management
10.1 Approve Discharge of Board Chairman For For Management
Goran Grosskopf
10.2 Approve Discharge of Board For For Management
Vice-Chairman Mats Paulsson
10.3 Approve Discharge of Board Member For For Management
Karl-Axel Granlund
10.4 Approve Discharge of Board Member For For Management
Liselott Kilaas
10.5 Approve Discharge of Board Member For For Management
Kerstin Lindell
10.6 Approve Discharge of Board Member For For Management
Fredrik Paulsson
10.7 Approve Discharge of Board Member For For Management
Malin Persson
10.8 Approve Discharge of Board Member For For Management
Anders Runevad
10.9 Approve Discharge of Board Member Lars For For Management
Skold
10.10 Approve Discharge of Employee For For Management
Representative Patrik Svensson
10.11 Approve Discharge of Employee For For Management
Representative Kim Thomsen
10.12 Approve Discharge of Employee For For Management
Representative Egon Waldemarson
10.13 Approve Discharge of Deputy Employee For For Management
Representative Torsten Centerdal
10.14 Approve Discharge of Deputy Employee For For Management
Representative Cecilia Krusing
10.15 Approve Discharge of CEO Jesper For For Management
Goransson
11.1 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.1 Million for
Chairman and SEK 550,000 for Other
Directors; Approve Remuneration for
Committee Work
12.2 Approve Remuneration of Auditors For For Management
13.1 Reelect Karl-Axel Granlund as Director For For Management
13.2 Reelect Liselott Kilaas as Director For Against Management
13.3 Reelect Kerstin Lindell as Director For For Management
13.4 Reelect Fredrik Paulsson as Director For For Management
13.5 Reelect Malin Person as Director For For Management
13.6 Reelect Anders Runevad as Director For For Management
13.7 Reelect Lars Skold as Director For For Management
13.8 Elect Magdalena Gerger as New Director For For Management
13.9 Elect Anders Runevad as Board Chairman For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
18 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
19 Amend Articles Re: Participation at For For Management
General Meeting; Proxies and Postal
Voting; Financial Year; Share Registrar
20 Other Business None None Management
--------------------------------------------------------------------------------
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PENTA-OCEAN CONSTRUCTION CO., LTD.
Ticker: 1893 Security ID: J63653109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Shimizu, Takuzo For For Management
2.2 Elect Director Ueda, Kazuya For For Management
2.3 Elect Director Noguchi, Tetsushi For For Management
2.4 Elect Director Watanabe, Hiroshi For For Management
2.5 Elect Director Katsumura, Junji For For Management
2.6 Elect Director Yamashita, Tomoyuki For For Management
2.7 Elect Director Kawashima, Yasuhiro For For Management
2.8 Elect Director Takahashi, Hidenori For For Management
2.9 Elect Director Nakano, Hokuto For For Management
3 Appoint Statutory Auditor Inatomi, For For Management
Michio
4 Approve Compensation Ceiling for For For Management
Directors
5 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAITO KOGYO CO., LTD.
Ticker: 1926 Security ID: J64253107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Akutsu, Kazuhiro For For Management
2.2 Elect Director Funayama, Shigeaki For For Management
2.3 Elect Director Kawamura, Kohei For For Management
2.4 Elect Director Nishi, Makoto For For Management
2.5 Elect Director Kaneto, Tatsuya For For Management
2.6 Elect Director Shimizu, Hiroko For For Management
2.7 Elect Director Nagata, Takeshi For For Management
2.8 Elect Director Asano, Hiromi For For Management
3.1 Appoint Statutory Auditor Kinoshita, For For Management
Hiroyuki
3.2 Appoint Statutory Auditor Iida, Nobuo For Against Management
--------------------------------------------------------------------------------
ROYAL BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4.a Adopt Financial Statements and For For Management
Statutory Reports
4.b Receive Report of Supervisory Board None None Management
(Non-Voting)
5.a Discuss Allocation of Income None None Management
5.b Approve Dividends of EUR 0.50 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Ratify KPMG as Auditors For For Management
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
SACYR SA
Ticker: SCYR Security ID: E35471114
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board For For Management
5 Renew Appointment of Ernst & Young as For For Management
Auditor
6 Ratify Appointment of and Elect For Against Management
Raimundo Baroja Rieu as Director
7 Advisory Vote on Remuneration Report For Against Management
8 Amend Remuneration Policy For Against Management
9 Approve Grant of Shares under For Against Management
2020-2025 Long-Term Incentive Plan
10.1 Amend Articles Re: Telematic For For Management
Attendance at the General Shareholders
Meetings
10.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
10.3 Amend Articles Re: Board Must Be For For Management
Comprised of Only Natural Persons
11 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
12.1 Approve Scrip Dividends For For Management
12.2 Approve Scrip Dividends For For Management
13 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 500 Million
14 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 1.5 Billion
15 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
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<PAGE>
SHIMIZU CORP.
Ticker: 1803 Security ID: J72445117
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Miyamoto, Yoichi For For Management
2.2 Elect Director Inoue, Kazuyuki For For Management
2.3 Elect Director Imaki, Toshiyuki For For Management
2.4 Elect Director Yamaji, Toru For For Management
2.5 Elect Director Handa, Kimio For For Management
2.6 Elect Director Fujimura, Hiroshi For For Management
2.7 Elect Director Ikeda, Kentaro For For Management
2.8 Elect Director Shimizu, Motoaki For For Management
2.9 Elect Director Iwamoto, Tamotsu For For Management
2.10 Elect Director Kawada, Junichi For For Management
2.11 Elect Director Tamura, Mayumi For For Management
2.12 Elect Director Jozuka, Yumiko For For Management
3.1 Appoint Statutory Auditor Watanabe, For For Management
Hideto
3.2 Appoint Statutory Auditor Ikenaga, For For Management
Toshie
--------------------------------------------------------------------------------
SHO-BOND HOLDINGS CO., LTD.
Ticker: 1414 Security ID: J7447D107
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 44.5
2.1 Elect Director Kishimoto, Tatsuya For For Management
2.2 Elect Director Takeo, Koyo For For Management
2.3 Elect Director Tojo, Shunya For For Management
2.4 Elect Director Sekiguchi, Yasuhiro For For Management
2.5 Elect Director Naraoka, Shigeru For For Management
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA.B Security ID: W83567110
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 3.25 Per Share For For Management
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA.B Security ID: W83567110
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Helena Stjernholm as For For Management
Inspector of Minutes of Meeting
2.2 Designate Mats Guldbrand as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 9.5 Per Share
9.a Approve Discharge of Board Chairman For For Management
Hans Biorck
9.b Approve Discharge of Board Member Par For For Management
Boman
9.c Approve Discharge of Board Member Jan For For Management
Gurander
9.d Approve Discharge of Board Member For For Management
Fredrik Lundberg
9.e Approve Discharge of Board Member For For Management
Catherine Marcus
9.f Approve Discharge of Board Member For For Management
Jayne McGivern
9.g Approve Discharge of Board Member Asa For For Management
Soderstrom Winberg
9.h Approve Discharge of Board Member For For Management
Charlotte Stromberg
9.i Approve Discharge of Employee For For Management
Representative Richard Horstedt
9.j Approve Discharge of Employee For For Management
Representative Ola Falt
9.k Approve Discharge of Employee For For Management
Representative Yvonne Stenman
9.l Approve Discharge of Employee For For Management
Representative Anders Rattgard (Deputy
Board Member)
9.m Approve Discharge of Employee For For Management
Representative Par-Olow Johansson
(Deputy Board Member)
9.n Approve Discharge of Employee For For Management
Representative Hans Reinholdsson
(Deputy Board Member)
9.o Approve Discharge of President Anders For For Management
Danielsson
10.a Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
10.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.2 Million for
Chairman and SEK 725,000 for Other
Directors; Approve Remuneration for
Committee Work
11.b Approve Remuneration of Auditors For For Management
12.a Reelect Hans Biorck as Director For For Management
12.b Reelect Par Boman as Director For Against Management
12.c Reelect Jan Gurander as Director For For Management
12.d Reelect Fredrik Lundberg as Director For Against Management
12.e Reelect Catherine Marcus as Director For For Management
12.f Reelect Jayne McGivern as Director For For Management
12.g Reelect Asa Soderstrom Winberg as For For Management
Director
12.h Reelect Hans Biorck as Board Chairman For For Management
13 Ratify Ernst & Young as Auditors For For Management
14 Approve Remuneration Report For For Management
15 Approve Equity Plan Financing For For Management
16 Amend Articles Re: Editorial Changes; For For Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
--------------------------------------------------------------------------------
SNC-LAVALIN GROUP INC.
Ticker: SNC Security ID: 78460T105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary C. Baughman For For Management
1.2 Elect Director Mary-Ann Bell For For Management
1.3 Elect Director Christie J.B. Clark For For Management
1.4 Elect Director Isabelle Courville For For Management
1.5 Elect Director Ian L. Edwards For For Management
1.6 Elect Director Steven L. Newman For For Management
1.7 Elect Director Michael B. Pedersen For For Management
1.8 Elect Director Zin Smati For For Management
1.9 Elect Director Benita M. Warmbold For For Management
1.10 Elect Director William L. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
STANTEC INC.
Ticker: STN Security ID: 85472N109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin A. a Porta For For Management
1.2 Elect Director Douglas K. Ammerman For For Management
1.3 Elect Director Richard C. Bradeen For For Management
1.4 Elect Director Shelley A. M. Brown For For Management
1.5 Elect Director Patricia D. Galloway For For Management
1.6 Elect Director Robert (Bob) J. Gomes For For Management
1.7 Elect Director Gordon (Gord) A. For For Management
Johnston
1.8 Elect Director Donald (Don) J. Lowry For For Management
1.9 Elect Director Marie-Lucie Morin For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-Law No. 1 For For Management
--------------------------------------------------------------------------------
TAISEI CORP.
Ticker: 1801 Security ID: J79561148
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Yamauchi, Takashi For For Management
2.2 Elect Director Aikawa, Yoshiro For For Management
2.3 Elect Director Sakurai, Shigeyuki For For Management
2.4 Elect Director Tanaka, Shigeyoshi For For Management
2.5 Elect Director Yaguchi, Norihiko For For Management
2.6 Elect Director Kimura, Hiroshi For For Management
2.7 Elect Director Yamamoto, Atsushi For For Management
2.8 Elect Director Teramoto, Yoshihiro For For Management
2.9 Elect Director Nishimura, Atsuko For For Management
2.10 Elect Director Murakami, Takao For For Management
2.11 Elect Director Otsuka, Norio For For Management
2.12 Elect Director Kokubu, Fumiya For For Management
3 Appoint Statutory Auditor Miura, For For Management
Masamitsu
--------------------------------------------------------------------------------
TECNICAS REUNIDAS SA
Ticker: TRE Security ID: E9055J108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6.1 Amend Articles Re: Share Capital and For For Management
Shares
6.2 Amend Articles Re: General Meetings For For Management
6.3 Add New Article 17 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.4 Amend Articles Re: Board of Directors For For Management
6.5 Amend Articles Re: Balance and For For Management
Allocation of Income
7.1 Amend Article 7 of General Meeting For For Management
Regulations Re: Competences
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Information Available
from the Convening of the Meeting and
Right to Information Prior to the
Meeting
7.3 Amend Articles of General Meeting For For Management
Regulations Re: Holding of the General
Meeting
7.4 Amend Article 33 of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
9 Approve Annual Maximum Remuneration For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
TODA CORP.
Ticker: 1860 Security ID: J84377100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3 Amend Articles to Authorize Board to For For Management
Pay Interim Dividends
4.1 Elect Director Imai, Masanori For For Management
4.2 Elect Director Otani, Seisuke For For Management
4.3 Elect Director Kikutani, Yushi For For Management
4.4 Elect Director Miyazaki, Hiroyuki For For Management
4.5 Elect Director Fujita, Ken For For Management
4.6 Elect Director Toda, Morimichi For For Management
4.7 Elect Director Otomo, Toshihiro For For Management
4.8 Elect Director Uekusa, Hiroshi For For Management
4.9 Elect Director Shimomura, Setsuhiro For For Management
4.10 Elect Director Amiya, Shunsuke For For Management
4.11 Elect Director Itami, Toshihiko For For Management
4.12 Elect Director Arakane, Kumi For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For Withhold Management
1.2 Elect Director Peter Arkley For Withhold Management
1.3 Elect Director Sidney J. Feltenstein For Withhold Management
1.4 Elect Director James A. Frost For Withhold Management
1.5 Elect Director Michael F. Horodniceanu For Withhold Management
1.6 Elect Director Michael R. Klein For Withhold Management
1.7 Elect Director Robert C. Lieber For Withhold Management
1.8 Elect Director Dennis D. Oklak For Withhold Management
1.9 Elect Director Raymond R. Oneglia For Withhold Management
1.10 Elect Director Dale Anne Reiss For Withhold Management
1.11 Elect Director Dickran M. Tevrizian, For Withhold Management
Jr.
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VEIDEKKE ASA
Ticker: VEI Security ID: R9590N107
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Approve Special Dividends of NOK 22.50 For For Management
Per Share
--------------------------------------------------------------------------------
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<PAGE>
VINCI SA
Ticker: DG Security ID: F5879X108
Meeting Date: APR 08, 2021 Meeting Type: Annual/Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.04 per Share
4 Reelect Yannick Assouad as Director For For Management
5 Reelect Graziella Gavezotti as Director For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of Xavier For For Management
Huillard, Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Xavier For For Management
Huillard, Chairman and CEO
11 Approve Company's Environmental For For Management
Transition Plan
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 150 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14-16
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WEBUILD SPA
Ticker: WBD Security ID: T9T11U109
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Regulations on General Meetings For For Management
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Allocation of Income For For Management
3.1 Fix Board Terms for Directors None For Shareholder
3.2.1 Slate 1 Submitted by Salini None Against Shareholder
Costruttori SpA and CDP Equity SpA
3.2.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.2.3 Slate 3 Submitted by Inarcassa None Against Shareholder
3.3 Approve Remuneration of Directors None For Shareholder
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Approve Remuneration Policy For Against Management
5.2 Approve Second Section of the For Against Management
Remuneration Report
1 Approve Partial and Proportional For For Management
Demerger of Astaldi SpA in favor of
Webuild SpA
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
YIT OYJ
Ticker: YIT Security ID: X9862Q104
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.14 Per Share
8A Demand Minority Dividend Abstain Abstain Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 100,000 for
Chairman, EUR 70,000 for Vice Chairman
and EUR 50,000 for Other Directors;
Approve Meeting Fees; Approve
Remuneration for Committee Work
12 Fix Number of Directors at Eight For For Management
13 Reelect Harri-Pekka Kaukonen For For Management
(Chairman), Eero Heliovaara (Vice
Chair), Alexander Ehrnrooth, Frank
Hyldmar, Olli-Petteri Lehtinen,
Kristina Pentti-von Walzel, Barbara
Topolska and Tiina Tuomela as Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 21 Million For For Management
Shares without Preemptive Rights;
Authorize Board to Decide on a Free
Share Issue to the Company Itself
18 Close Meeting None None Management
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<PAGE>
====================== First Trust Global Wind Energy ETF ======================
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.80 per Share
5 Approve CHF 13.8 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
6 Approve Creation of CHF 24 Million For Against Management
Pool of Capital without Preemptive
Rights
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.4 Million
7.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 40
Million
8.1 Reelect Gunnar Brock as Director For For Management
8.2 Reelect David Constable as Director For For Management
8.3 Reelect Frederico Curado as Director For For Management
8.4 Reelect Lars Foerberg as Director For For Management
8.5 Reelect Jennifer Xin-Zhe Li as Director For For Management
8.6 Reelect Geraldine Matchett as Director For For Management
8.7 Reelect David Meline as Director For For Management
8.8 Reelect Satish Pai as Director For For Management
8.9 Reelect Jacob Wallenberg as Director For For Management
8.10 Reelect Peter Voser as Director and For For Management
Board Chairman
9.1 Appoint David Constable as Member of For For Management
the Compensation Committee
9.2 Appoint Frederico Curado as Member of For For Management
the Compensation Committee
9.3 Appoint Jennifer Xin-Zhe Li as Member For For Management
of the Compensation Committee
10 Designate Hans Zehnder as Independent For For Management
Proxy
11 Ratify KPMG AG as Auditors For For Management
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ACCIONA SA
Ticker: ANA Security ID: E0008Z109
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Public Offering of Shares in For For Management
Subsidiary Acciona Energias Renovables
SA
--------------------------------------------------------------------------------
ACCIONA SA
Ticker: ANA Security ID: E0008Z109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Consolidated and Standalone For For Management
Management Reports
1.3 Approve Discharge of Board For For Management
1.4 Approve Non-Financial Information For For Management
Statement
1.5 Approve Sustainability Report For For Management
1.6 Approve Allocation of Income and For For Management
Dividends
1.7 Renew Appointment of KPMG Auditores as For For Management
Auditor
2.1 Reelect Jose Manuel Entrecanales For Against Management
Domecq as Director
2.2 Reelect Juan Ignacio Entrecanales For For Management
Franco as Director
2.3 Reelect Daniel Entrecanales Domecq as For For Management
Director
2.4 Reelect Javier Entrecanales Franco as For For Management
Director
2.5 Reelect Javier Sendagorta Gomez del For For Management
Campillo as Director
2.6 Reelect Jose Maria Pacheco Guardiola For For Management
as Director
2.7 Reelect Ana Saiz de Vicuna Bemberg as For For Management
Director
2.8 Elect Maria Dolores Dancausa Trevino For For Management
as Director
3.1 Authorize Share Repurchase Program For For Management
3.2 Authorize Company to Call EGM with 15 For For Management
Days' Notice
4.1 Amend Articles Re: Corporate Purpose For For Management
and Representation of Shares
4.2 Amend Article 18 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
4.3 Amend Articles Re: Competences, For For Management
Proxies, Adoption of Resolution,
Minutes of Meetings and Certifications
4.4 Amend Article 31 Re: Board Term and For For Management
Remuneration
4.5 Amend Articles Re: Board of Directors For For Management
and Board Committees
4.6 Amend Articles Re: Annual Accounts For For Management
5.1 Amend Articles of General Meeting For For Management
Regulations Re: Interpretation,
Competences, Information Available for
Shareholders, Information Subject to
Request by Shareholders, Meeting
Location and Request for Information
5.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
6 Advisory Vote on Remuneration Report For Against Management
7 Receive Amendments to Board of None None Management
Directors Regulations
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AGL ENERGY LIMITED
Ticker: AGL Security ID: Q01630195
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect Peter Botten as Director For Against Management
3b Elect Mark Bloom as Director For For Management
4 Approve Grant of Performance Rights For Against Management
under the AGL Long Term Incentive Plan
to Brett Redman
5 Approve Termination Benefits for For For Management
Eligible Senior Executives
6 Approve Reinsertion of Proportional For For Management
Takeover Provisions
7a Approve the Amendments to the Against Against Shareholder
Company's Constitution
7b Approve Coal Closure Dates Against Against Shareholder
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Newport For For Management
1.2 Elect Director Dean C. Oestreich For For Management
1.3 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
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<PAGE>
AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vikram S. Budhraja For For Management
1.2 Elect Director Arthur H. House For For Management
1.3 Elect Director Barbara G. Littlefield For For Management
1.4 Elect Director Daniel P. McGahn For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARISE AB
Ticker: ARISE Security ID: W1452G100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
10a Approve Discharge of Daniel Johansson For Did Not Vote Management
(CEO)
10b Approve Discharge of Joachim Gahm For Did Not Vote Management
10c Approve Discharge of Maud Olofsson For Did Not Vote Management
10d Approve Discharge of Jon Brandsar For Did Not Vote Management
10e Approve Discharge of Johan Damne For Did Not Vote Management
11a Determine Number of Members (4) and For Did Not Vote Management
Deputy Members of Board
11b Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors
12a Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 1.8
Million; Approve Remuneration for
Committee Work
12b Approve Remuneration of Auditors For Did Not Vote Management
13a Reelect Joachim Gahm as Director For Did Not Vote Management
13b Reelect Maud Olofsson as Director For Did Not Vote Management
13c Reelect Jon Brandsar as Director For Did Not Vote Management
13d Reelect Johan Damne as Director For Did Not Vote Management
13e Reelect Joachim Gahm as Board Chairman For Did Not Vote Management
14 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
15 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Report For Did Not Vote Management
17 Amend Articles Re: Proxies and Postal For Did Not Vote Management
Voting
18 Approve Issuance of up to 10 Percent For Did Not Vote Management
of Issued Shares without Preemptive
Rights
19 Authorize Share Repurchase Program For Did Not Vote Management
20 Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
21 Close Meeting None None Management
--------------------------------------------------------------------------------
BKW AG
Ticker: BKW Security ID: H10053108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Board of Directors For For Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.40 per Share
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.4 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 9.8
Million
6.1.1 Reelect Hartmut Geldmacher as Director For For Management
6.1.2 Reelect Kurt Schaer as Director For For Management
6.1.3 Reelect Roger Baillod as Director For For Management
6.1.4 Reelect Carole Ackermann as Director For For Management
6.1.5 Reelect Rebecca Guntern as Director For For Management
6.1.6 Elect Petra Denkas Director For For Management
6.2 Elect Roger Baillod as Board Chairman For For Management
6.3.1 Appoint Roger Baillod as Member of the For For Management
Compensation and Nomination Committee
6.3.2 Reappoint Hartmut Geldmacher as Member For Against Management
of the Compensation and Nomination
Committee
6.3.3 Reappoint Andreas Rickenbacher as For Against Management
Member of the Compensation and
Nomination Committee
6.4 Designate Andreas Byland as For For Management
Independent Proxy
6.5 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BORALEX INC.
Ticker: BLX Security ID: 09950M300
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Courville For For Management
1.2 Elect Director Lise Croteau For For Management
1.3 Elect Director Patrick Decostre For For Management
1.4 Elect Director Ghyslain Deschamps For For Management
1.5 Elect Director Marie-Claude Dumas For For Management
1.6 Elect Director Marie Giguere For For Management
1.7 Elect Director Edward H. Kernaghan For For Management
1.8 Elect Director Patrick Lemaire For For Management
1.9 Elect Director Alain Rheaume For For Management
1.10 Elect Director Zin Smati For For Management
1.11 Elect Director Dany St-Pierre For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Renew Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
CHINA DATANG CORP. RENEWABLE POWER CO., LIMITED
Ticker: 1798 Security ID: Y1456S108
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deposits Services Contemplated For Against Management
Under the Financial Services Agreement
and Its Proposed Annual Caps
2 Approve Finance Lease Business For For Management
Framework Agreement, Its Proposed
Annual Caps and Related Transactions
3 Approve Adjustment of Operation and For Against Management
Investment Plan for 2020
--------------------------------------------------------------------------------
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CHINA DATANG CORP. RENEWABLE POWER CO., LIMITED
Ticker: 1798 Security ID: Y1456S108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Independent Auditor's Report For For Management
and Audited Financial Report
4 Approve Final Financial Report For For Management
5 Approve Financial Budget Plan For Against Management
6 Approve Profit Distribution Plan For For Management
7 Approve Domestic and Overseas For For Management
Accounting Firms and Authorize Board
to Fix Their Remuneration
8 Approve Report on Operation and For For Management
Investment Plan
9 Approve Financing Plan For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.
Ticker: 658 Security ID: G2112D105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Hu Jichun as Director For For Management
2b Elect Zhou Zhijin as Director For For Management
2c Elect Fang Jian as Director For For Management
2d Elect Jiang Xihe as Director For For Management
2e Elect Nathan Yu Li as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Baker Tilly Hong Kong Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement for For For Management
Purchase and Sale of Comprehensive
Products and Services and Proposed
Annual Caps
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Shaolin as Director For For Management
2 Elect Shao Junjie as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Final Financial Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan For Against Management
7 Elect Tang Jian as Director For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Ernst & Young as International For For Management
Auditor and Authorize the Audit
Committee of the Board to Fix Their
Remuneration
10 Approve Application for Registration For For Management
and Issuance of Debt Financing
Instruments of Non-Financial
Enterprises in the PRC
11 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
12 Approve General Mandate to Carry Out For For Management
Financial Derivative Business
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhongjun as Director For For Management
2 Elect Tang Chaoxiong as Director For For Management
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2 Appoint Ernst & Young Hua Ming LLP as For For Management
PRC Auditor
3.01 Elect Gao Jun as Supervisor For For Management
3.02 Elect Zhang Dong Sheng as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Public Offering and For For Management
Registration by the Company of RMB3
Billion Renewable Green Corporate Bonds
2 Elect Guo Ying Jun as Director For For Management
3 Approve Unified Use of the CASBE by For For Shareholder
the Company
4 Approve Termination of Appointment of For For Shareholder
International Auditor of the Company
5 Amend Articles of Association For For Shareholder
6 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
--------------------------------------------------------------------------------
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<PAGE>
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Criteria For For Management
for the Non-Public Issuance of A Shares
2.1 Approve Class and Par Value of the For For Management
Shares to be Issued
2.2 Approve Method and Time of the Issuance For For Management
2.3 Approve Target Subscriber and For For Management
Subscription Method
2.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
2.5 Approve Number of Shares to be Issued For For Management
2.6 Approve Arrangements for Lock-Up Period For For Management
2.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-public Issuance
2.8 Approve Place of Listing of Shares For For Management
Under the Issuance
2.9 Approve Amount to be Raised and Use of For For Management
Proceeds
2.10 Approve Effective Period of the For For Management
Resolution
3 Approve Proposal for Non-Public For For Management
Issuance of A Shares
4 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction Between the Company and
Hebei Construction & Investment Group
Co., Ltd.
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Report on the Use of the For For Management
Previously-Raised Proceeds
7 Approve Dilution of Current Returns, For For Management
Adoption of Remedial Measures and
Related Subject Undertakings of the
Non-Public Issuance of A Shares
8 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023) of
the Non-Public Issuance
9 Authorize Board to Handle Matters in For For Management
Relation to the Non-Public Issuance of
A Shares
10 Approve Specific Mandate For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Approve Amendments to the Policy on For For Management
Management of Provision of External
Guarantees
15 Approve Renewal of the Asset Financing For For Management
Services Framework Agreement
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of the Issuance For For Management
1.3 Approve Target Subscriber and For For Management
Subscription Method
1.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Arrangements for Lock-Up Period For For Management
1.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-public Issuance
1.8 Approve Place of Listing of Shares For For Management
Under the Issuance
1.9 Approve Amount to be Raised and Use of For For Management
Proceeds
1.10 Approve Effective Period for the For For Management
Resolution
2 Approve Proposal for Non-Public For For Management
Issuance of A Shares
3 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction Between the Company and
Hebei Construction & Investment Group
Co., Ltd.
4 Authorize Board to Handle Matters in For For Management
Relation to the Non-Public Issuance of
A Shares
5 Approve Specific Mandate For For Management
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Criteria For For Management
for the Non-Public Issuance of A
Shares by the Company
2.1 Approve Class and Par Value of Shares For For Management
to be Issued
2.2 Approve Method and Time of the Issuance For For Management
2.3 Approve Target Subscriber and For For Management
Subscription Method
2.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
2.5 Approve Number of Shares to be Issued For For Management
2.6 Approve Arrangements for Lock-Up Period For For Management
2.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-Public Issuance
2.8 Approve Place of Listing of the Shares For For Management
Under the Issuance
2.9 Approve Amount to be Raised and Use of For For Management
Proceeds
2.10 Approve Effective Period for this For For Management
Resolution on the Non-Public Issuance
of Shares
3 Approve Proposal for Non-Public For For Management
Issuance of A Shares of the Company
4 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction Between the Company and
Hebei Construction & Investment Group
Co., Ltd.
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares of the
Company
6 Approve Report on the Use of the For For Management
Previously-Raised Proceeds of the
Company
7 Approve Dilution of Current Returns, For For Management
Adoption of Remedial Measures and
Undertakings by Relevant Entities of
the Non-Public Issuance of A Shares
8 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023) of
the Non-Public Issuance
9 Approve Waiver from the Obligation of For For Management
the Controlling Shareholder to Make a
General Offer in Respect of its
Acquisition of the Shares of the
Company
10 Authorize Board to Handle All Matters For For Management
in Relation the Non-Public Issuance of
A Shares
11 Approve Specific Mandate For For Management
--------------------------------------------------------------------------------
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<PAGE>
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of Shares For For Management
to be Issued
1.2 Approve Method and Time of the Issuance For For Management
1.3 Approve Target Subscriber and For For Management
Subscription Method
1.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Arrangements for Lock-Up Period For For Management
1.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-Public Issuance
1.8 Approve Place of Listing of the Shares For For Management
Under the Issuance
1.9 Approve Amount to be Raised and Use of For For Management
Proceeds
1.10 Approve Effective Period for this For For Management
Resolution on the Non-Public Issuance
of Shares
2 Approve Proposal for Non-Public For For Management
Issuance of A Shares of the Company
3 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction between the Company and
Hebei Construction & Investment Group
Co., Ltd.
4 Authorize Board to Handle All Matters For For Management
in Relation the Non-Public Issuance of
A Shares
5 Approve Specific Mandate For For Management
--------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Board of For For Management
Supervisors
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Final Accounts Report For For Management
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Appointment of Auditors For For Management
8 Approve Report on the Use of Proceeds For For Management
Previously Raised
9 Approve Estimated Connected For Against Management
Transactions
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Amend Articles of Association For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Provision of Guarantee for For For Shareholder
Hebei Suntien Guohua Gas Co., Ltd.
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Gui Kai as Director For For Management
2B Elect Yap Fat Suan, Henry as Director For For Management
2C Elect Huang Jian as Director For For Management
2D Elect Zhang Zhong as Director For For Management
2E Elect Shang Jia as Director For For Management
2F Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Final Dividend For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rights Transfer Agreement I, For For Management
Finance Lease Agreement I and Related
Transactions
2 Approve Rights Transfer Agreement II, For For Management
Finance Lease Agreement II and Related
Transactions
--------------------------------------------------------------------------------
CS WIND CORP.
Ticker: 112610 Security ID: Y1R23X102
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Two Inside Directors and Two For For Management
Outside Directors to Serve as an Audit
Committee Member (Bundled)
4 Elect Park Nam-gyu as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
DONGKUK STRUCTURES & CONSTRUCTION CO., LTD.
Ticker: 100130 Security ID: Y20991108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Min Gyeong-won as Outside For For Management
Director
4 Appoint Hahm Gwang-nam as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
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<PAGE>
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against For Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
2 Elect Executive Board For For Management
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3.1 Appraise Management of Company and For For Management
Approve Vote of Confidence to
Management Board
3.2 Appraise Supervision of Company and For For Management
Approve Vote of Confidence to
Supervisory Board
3.3 Appraise Work Performed by Statutory For For Management
Auditor and Approve Vote of Confidence
to Statutory Auditor
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
6 Authorize Increase in Capital Up to 10 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
7 Amend Articles For For Management
8 Eliminate Preemptive Rights For For Management
9 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
10 Approve Statement on Remuneration For For Management
Policy Applicable to Other Corporate
Bodies
11.1 Elect Corporate Bodies for 2021-2023 For For Management
Term
11.2 Appoint PricewaterhouseCoopers & For For Management
Associados - Sociedade de Revisores de
Contas, Lda. as Auditor and Aurelio
Adriano Rangel Amado as Alternate for
2021-2023 Term
11.3 Elect General Meeting Board for For For Management
2021-2023 Term
11.4 Elect Remuneration Committee for For For Management
2021-2023 Term
11.5 Approve Remuneration of Remuneration For For Management
Committee Members
11.6 Elect Environment and Sustainability For For Management
Board for 2021-2023 Term
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Add Article 26 ter Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 40 Re: Director For For Management
Remuneration
6.4 Amend Article 43 Re: Board Meetings to For For Management
be Held in Virtual-Only Format
7.1 Add Article 10 ter of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Fix Number of Directors at 11 For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Strategic Incentive Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Long-Term Incentive Plan For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
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<PAGE>
ENERGIEKONTOR AG
Ticker: EKT Security ID: D1336N108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PKF Deutschland GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
ENGIE SA
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.53 per Share
A Set the Dividend at EUR 0.35 per Share Against Against Shareholder
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Elect Catherine MacGregor as Director For For Management
7 Elect Jacinthe Delage as None For Management
Representative of Employee
Shareholders to the Board
8 Elect Steven Lambert as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Jean-Pierre For For Management
Clamadieu, Chairman of the Board
11 Approve Compensation of Isabelle For Against Management
Kocher, CEO Until Feb. 24, 2020
12 Approve Compensation of Claire For For Management
Waysand, CEO Since Feb. 24, 2020
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
18 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
20 Authorize Filing of Required For For Management
Documents/Other Formalities
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EOLUS VIND AB
Ticker: EOLU.B Security ID: W31067189
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Amend Articles Re: Equity-Related; For For Management
Change Fiscal Year; Location of
General Meeting; Company Name;
Participation to General Meeting;
Share Registrar
8 Close Meeting None None Management
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EOLUS VIND AB
Ticker: EOLU.B Security ID: W31067189
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Osten Warnhag as Inspector For For Management
of Minutes of Meeting
2.2 Designate Marcus Hakansson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.c Receive Board Report on Dividend None None Management
Proposal
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.00 Per Share
7c.1 Approve Discharge of Fredrik Daveby For For Management
7.c2 Approve Discharge of Sigrun Hjelmquist For For Management
7.c3 Approve Discharge of Hans Johansson For For Management
7.c4 Approve Discharge of Jan Johansson For For Management
7.c5 Approve Discharge of Hans Linnarson For For Management
7.c6 Approve Discharge of Bodil Rosvall For For Management
Jonsson
7.c7 Approve Discharge of Hans-Goran For For Management
Stennert
7.c8 Approve Discharge of Per Witalisson For For Management
7.c9 Approve Discharge of Marcus Landelin For For Management
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 450,000 for Chairman
and SEK 225,000 for Other Directors;
Approve Remuneration of Auditors
10.a Reelect Sigrun Hjelmquist as Director For For Management
10.b Reelect Hans Johansson as Director For For Management
10.c Reelect Jan Johansson as Director For For Management
10.d Reelect Hans Linnarson as Director For Against Management
10.e Reelect Bodil Rosvall Jonsson as For For Management
Director
10.f Reelect Hans-Goran Stennert as Director For For Management
10.g Reelect Hans-Goran Stennert as Board For For Management
Chair
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Approve Share Savings Scheme 2021 For For Management
16 Amend Articles Re: Proxy and Postal For For Management
Voting
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FALCK RENEWABLES SPA
Ticker: FKR Security ID: T3947T105
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
E.1 Authorize the Convertibility of the For For Management
Equity-Linked Bond Reserved for
Institutional Investors; Approve
Capital Increase Without Preemptive
Rights to Service the Conversion of
Bonds
E.2 Amend Company Bylaws Re: Articles 6, For For Management
7, and 9
E.3 Amend Company Bylaws Re: Articles 13, For For Management
14, and 16
E.4 Amend Company Bylaws Re: Articles 17 For For Management
and 19
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FALCK RENEWABLES SPA
Ticker: FKR Security ID: T3947T105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For For Management
2.2 Approve Second Section of the For Against Management
Remuneration Report
3 Integrate Remuneration of External For For Management
Auditors
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GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against For Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
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GURIT HOLDING AG
Ticker: GUR Security ID: H3420V174
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 30 per Bearer Share
and CHF 6 per Registered Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Leupp as Director and For Against Management
Board Chairman
4.2.1 Reelect Stefan Breitenstein as Director For Against Management
4.2.2 Reelect Bettina Gerharz-Kalte as For Against Management
Director
4.2.3 Reelect Nick Huber as Director For Against Management
4.2.4 Reelect Philippe Royer as Director For Against Management
4.3 Elect Rudolf Hadorn as Director For Against Management
4.4.1 Reappoint Bettina Gerharz-Kalte as For Against Management
Member of the Compensation Committee
4.4.2 Reappoint Nick Huber as Member of the For Against Management
Compensation Committee
4.4.3 Reappoint Peter Leupp as Member of the For Against Management
Compensation Committee
4.5 Designate Brunner Knobel For For Management
Rechtsanwaelte as Independent Proxy
4.6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5 Approve Remuneration Report For Against Management
6 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 1.2
Million
7 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.3 Million for the Period July 1,
2021 - June 30, 2022
8 Approve Performance-Based Remuneration For For Management
of Executive Committee in the Amount
of CHF 3.8 Million for the Period
January 1, 2021 - December 31, 2021
9 Transact Other Business (Voting) For Against Management
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IBERDROLA SA
Ticker: IBE Security ID: E6165F166
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Amend Articles Re: Update of the Name For For Management
of the Governance and Sustainability
System and Incorporation of Other
Technical Improvements
6 Amend Article 10 to Reflect Changes in For For Management
Capital
7 Amend Articles Re: New Regulations For For Management
Regarding Long-Term Involvement of
Shareholders
8 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
9 Amend Article 32 Re: Climate Action For For Management
Plan
10 Amend Articles Re: Meetings of Board For For Management
of Directors and its Committees
11 Amend Articles Re: Annual Financial For For Management
and Non-Financial Information
12 Amend Articles Re: Technical For For Management
Improvements
13 Amend Articles of General Meeting For For Management
Regulations Re: Update of the Name of
the Governance and Sustainability
System and Incorporation of Other
Technical Improvements
14 Amend Articles of General Meeting For For Management
Regulations Re: New Regulations
Regarding Long-Term Involvement of
Shareholders
15 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
16 Approve Remuneration Policy For For Management
17 Approve Allocation of Income and For For Management
Dividends
18 Approve Scrip Dividends For For Management
19 Approve Scrip Dividends For For Management
20 Reelect Juan Manuel Gonzalez Serna as For For Management
Director
21 Reelect Francisco Martinez Corcoles as For For Management
Director
22 Ratify Appointment of and Elect Angel For For Management
Jesus Acebes Paniagua as Director
23 Fix Number of Directors at 14 For For Management
24 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 30 Billion and
Issuance of Notes up to EUR 6 Billion
25 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
26 Advisory Vote on Remuneration Report For For Management
27 Advisory Vote on Company's Climate For For Management
Action Plan
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<PAGE>
INNERGEX RENEWABLE ENERGY INC.
Ticker: INE Security ID: 45790B104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Lafrance For For Management
1.2 Elect Director Ross J. Beaty For For Management
1.3 Elect Director Pierre G. Brodeur For For Management
1.4 Elect Director Nathalie Francisci For For Management
1.5 Elect Director Richard Gagnon For For Management
1.6 Elect Director Michel Letellier For For Management
1.7 Elect Director Dalton James Patrick For For Management
McGuinty
1.8 Elect Director Monique Mercier For For Management
1.9 Elect Director Ouma Sananikone For For Management
1.10 Elect Director Louis Veci For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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NEOEN SA
Ticker: NEOEN Security ID: F6517R107
Meeting Date: MAY 25, 2021 Meeting Type: Annual/Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Compensation Report For For Management
5 Approve Compensation of Xavier For For Management
Barbaro, Chairman and CEO
6 Approve Compensation of Romain For Against Management
Desrousseaux, Vice-CEO
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of For For Management
Chairman and CEO
9 Approve Remuneration Policy of Vice-CEO For Against Management
10 Reelect Bpifrance Investissement as For For Management
Director
11 Reelect Helen Lee Bouygues as Director For For Management
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
14 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
17 Authorize Filing of Required For For Management
Documents/Other Formalities
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NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
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NORDEX SE
Ticker: NDX1 Security ID: D5736K135
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Elect Connie Hedegaard to the For Against Management
Supervisory Board
5.2 Elect Jan Klatten to the Supervisory For Against Management
Board
5.3 Elect Juan Girod to the Supervisory For Against Management
Board
5.4 Elect Rafael Alcala to the Supervisory For Against Management
Board
5.5 Elect Martin Rey to the Supervisory For Against Management
Board
5.6 Elect Wolfgang Ziebart to the For Against Management
Supervisory Board
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Creation of EUR 23.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Creation of EUR 3.5 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan; Rename Authorized
Capital III
10 Approve Increase in the Maximum Limit For For Management
for the Issuance of New Shares from
Authorized Capital II and Conditional
Capital I
11 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 3.5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
12 Approve Affiliation Agreement with For For Management
Nordex Energy B.V.
13 Approve Affiliation Agreement with For For Management
Nordex Energy SE & Co. KG
14 Amend Articles Re: Meeting For For Management
Convocation; Supervisory Board
Meetings and Resolutions; Proof of
Entitlement
15 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
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<PAGE>
NORTHLAND POWER INC.
Ticker: NPI Security ID: 666511100
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John W. Brace For For Management
2 Elect Director Linda L. Bertoldi For For Management
3 Elect Director Marie Bountrogianni For For Management
4 Elect Director Lisa Colnett For For Management
5 Elect Director Kevin Glass For For Management
6 Elect Director Russell Goodman For For Management
7 Elect Director Keith Halbert For For Management
8 Elect Director Helen Mallovy Hicks For For Management
9 Elect Director Ian Pearce For For Management
10 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
11 Amend Articles Re: Increase Board For For Management
Range to Three to Twelve Directors and
Permit Removal of All references to
Class A, Shares and Class B and C
Convertible Shares
12 Advisory Vote on Executive For For Management
Compensation Approach
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ORSTED A/S
Ticker: ORSTED Security ID: K7653Q105
Meeting Date: MAR 01, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report (Advisory For For Management
Vote)
4 Approve Discharge of Management and For For Management
Board
5 Approve Allocation of Income and For For Management
Dividends of DKK 11.50 Per Share
6 Authorize Share Repurchase Program For Against Management
7.1 Approve Director Indemnification Scheme For For Management
7.2 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
7.4 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Proposals from Shareholders None None Management
(None Submitted)
9.1 Determine Number of Members (8) and For For Management
Deputy Members of Board
9.2 Reelect Thomas Thune Andersen (Chair) For For Management
as Director
9.3 Reelect Lene Skole (Vice Chair) as For For Management
Director
9.4a Reelect Lynda Armstrong as Director For For Management
9.4b Reelect Jorgen Kildah as Director For For Management
9.4c Reelect Peter Korsholm as Director For For Management
9.4d Reelect Dieter Wemmer as Director For For Management
9.4e Elect Julia King as New Director For For Management
9.4f Elect Henrik Poulsen as New Director For For Management
10 Approve Remuneration of Directors; For For Management
Approve Remuneration for Committee Work
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Other Business None None Management
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PNE AG
Ticker: PNE3 Security ID: D6S45C137
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.04 per Share
3.1 Approve Discharge of Management Board For For Management
Member Markus Lesser for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Joerg Klowat for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Per Pedersen for Fiscal Year
2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Jens Kruse for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Marcel Egger for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Andreas Rohardt for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Florian Schuhbauer for Fiscal
Year 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Susanna Zapreva for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Christoph Oppenauer for Fiscal
Year 2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Alberto Donzelli for Fiscal
Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Ratify Deloitte GmbH as Auditors for For For Management
the Review Of The Interim Financial
Statements And Reports for Fiscal Year
2021 and the First Quarter of Fiscal
Year 2022
7.1 Elect Per Pedersen to the Supervisory For Against Management
Board
7.2 Elect Alberto Donzelli to the For Against Management
Supervisory Board
7.3 Elect Susanna Zapreva to the For Against Management
Supervisory Board
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
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PRYSMIAN SPA
Ticker: PRY Security ID: T7630L105
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Board Terms for Directors For For Management
5.1 Slate 1 Submitted by Management For For Management
5.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
6 Approve Remuneration of Directors For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
8 Amend Employee Stock Purchase Plan For For Management
9 Approve Remuneration Policy For For Management
10 Approve Second Section of the For For Management
Remuneration Report
1 Authorize the Convertibility of the For For Management
Equity-Linked Bond; Approve Capital
Increase Without Preemptive Rights to
the Service the Conversion of Bonds
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
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<PAGE>
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Werner Brandt to the Supervisory For For Management
Board
6.2 Elect Hans Buenting to the Supervisory For For Management
Board
6.3 Elect Ute Gerbaulet to the Supervisory For For Management
Board
6.4 Elect Hans-Peter Keitel to the For For Management
Supervisory Board
6.5 Elect Monika Kircher to the For For Management
Supervisory Board
6.6 Elect Guenther Schartz to the For For Management
Supervisory Board
6.7 Elect Erhard Schipporeit to the For For Management
Supervisory Board
6.8 Elect Ullrich Sierau to the For For Management
Supervisory Board
6.9 Elect Hauke Stars to the Supervisory For For Management
Board
6.10 Elect Helle Valentin to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Approve Creation of EUR 346.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 173.1 Million
Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: By-elections to the For For Management
Supervisory Board
12 Amend Articles Re: Election of For For Management
Chairman and Deputy Chairman of the
Supervisory Board
13 Amend Articles Re: Proof of Entitlement For For Management
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SGL CARBON SE
Ticker: SGL Security ID: D6949M108
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5 Approve Cancellation of Conditional For For Management
Capital 2004
6 Approve Cancellation of Conditional For For Management
Capital 2015
7 Amend Articles Re: Online Participation For For Management
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SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off and Takeover For For Management
Agreement with Siemens Energy AG
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SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2019/20
3.2 Approve Discharge of Management Board For For Management
Member Roland Busch for Fiscal 2019/20
3.3 Approve Discharge of Management Board For For Management
Member Lisa Davis (until Feb. 29,
2020) for Fiscal 2019/20
3.4 Approve Discharge of Management Board For For Management
Member Klaus Helmrich for Fiscal
2019/20
3.5 Approve Discharge of Management Board For For Management
Member Janina Kugel (until Jan. 31,
2020) for Fiscal 2019/20
3.6 Approve Discharge of Management Board For For Management
Member Cedrik Neike for Fiscal 2019/20
3.7 Approve Discharge of Management Board For For Management
Member Michael Sen (until March 31,
2020) for Fiscal 2019/20
3.8 Approve Discharge of Management Board For For Management
Member Ralf Thomas for Fiscal 2019/20
4.1 Approve Discharge of Supervisory Board For For Management
Member Jim Snabe for Fiscal 2019/20
4.2 Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2019/20
4.3 Approve Discharge of Supervisory Board For For Management
Member Werner Wenning for Fiscal
2019/20
4.4 Approve Discharge of Supervisory Board For For Management
Member Werner Brandt for Fiscal 2019/20
4.5 Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2019/20
4.6 Approve Discharge of Supervisory Board For For Management
Member Andrea Fehrmann for Fiscal
2019/20
4.7 Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2019/20
4.8 Approve Discharge of Supervisory Board For For Management
Member Robert Kensbock (until Sep. 25,
2020) for Fiscal 2019/20
4.9 Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2019/20
4.10 Approve Discharge of Supervisory Board For For Management
Member Juergen Kerner for Fiscal
2019/20
4.11 Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2019/20
4.12 Approve Discharge of Supervisory Board For For Management
Member Benoit Potier for Fiscal 2019/20
4.13 Approve Discharge of Supervisory Board For For Management
Member Hagen Reimer for Fiscal 2019/20
4.14 Approve Discharge of Supervisory Board For For Management
Member Norbert Reithofer for Fiscal
2019/20
4.15 Approve Discharge of Supervisory Board For For Management
Member Nemat Shafik for Fiscal 2019/20
4.16 Approve Discharge of Supervisory Board For For Management
Member Nathalie von Siemens for Fiscal
2019/20
4.17 Approve Discharge of Supervisory Board For For Management
Member Michael Sigmund for Fiscal
2019/20
4.18 Approve Discharge of Supervisory Board For For Management
Member Dorothea Simon for Fiscal
2019/20
4.19 Approve Discharge of Supervisory Board For For Management
Member Matthias Zachert for Fiscal
2019/20
4.20 Approve Discharge of Supervisory Board For For Management
Member Gunnar Zukunft for Fiscal
2019/20
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
6.1 Elect Grazia Vittadini to the For For Management
Supervisory Board
6.2 Elect Kasper Rorsted to the For For Management
Supervisory Board
6.3 Reelect Jim Snabe to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 90 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Affiliation Agreement with For For Management
Siemens Bank GmbH
10 Amend Articles Re: Allow Shareholder Against For Shareholder
Questions during the Virtual Meeting
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SIEMENS GAMESA RENEWABLE ENERGY SA
Ticker: SGRE Security ID: E8T87A100
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Ratify Appointment of and Elect For For Management
Andreas C. Hoffmann as Director
7 Ratify Appointment of and Elect Tim For For Management
Oliver Holt as Director
8 Ratify Appointment of and Elect Harald For For Management
von Heynitz as Director
9 Ratify Appointment of and Elect Maria For For Management
Ferraro as Director
10 Ratify Appointment of and Elect For For Management
Andreas Nauen as Director
11 Fix Number of Directors at 10 For For Management
12 Renew Appointment of Ernst & Young as For For Management
Auditor
13 Authorize Share Repurchase Program For For Management
14 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
15 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 2 Billion and
Issuance of Notes up to EUR 800 Million
16 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1.5 Billion
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
17 Amend Remuneration Policy For For Management
18.1 Amend Articles of General Meeting For For Management
Regulations Re: Right of Information
and Intervention at General Meetings
18.2 Amend Article 15 of General Meeting For For Management
Regulations Re: Public Request for
Representation
18.3 Amend Articles of General Meeting For For Management
Regulations Re: Technical Improvements
18.4 Amend Article 20 and Add New Provision For For Management
to General Meeting Regulations Re:
Remote Attendance at General Meetings
19 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
20 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA
Ticker: SGRE Security ID: E8T87A100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Treatment of Net Loss For For Management
6 Ratify Appointment of and Elect Tim For For Management
Dawidowsky as Director
7 Reelect Mariel von Schumann as Director For For Management
8 Reelect Klaus Rosenfeld as Director For For Management
9 Renew Appointment of Ernst & Young as For For Management
Auditor
10 Approve Remuneration Policy For For Management
11 Approve Restricted Stock Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
SIF HOLDING NV
Ticker: SIFG Security ID: N79954108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements (Non-Voting) None None Management
3a Receive Report of Executive Board None None Management
(Non-Voting)
3b Receive Report of Supervisory Board None None Management
(Non-Voting)
3c Discussion on Company's Corporate None None Management
Governance Structure
3d Approve Remuneration Report For For Management
3e Adopt Financial Statements For For Management
3f Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3g Approve Allocation of Income and For For Management
Dividends of EUR 0.12 Per Share
4a Approve Discharge of Executive Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5a Acknowledge Resignation of Leon None None Management
Verweij as Executive Board Member
5b Announce Intention to Appoint Ben None None Management
Meijer to Executive Board
6 Receive Explanation on No Supervisory None None Management
Board Members Due for Resignation in
2021 in Accordance with the Rotation
Schedule
7a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7b Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital Plus
Additional 5 Percent in Case of Merger
or Acquisition
7c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8 Close Meeting None None Management
--------------------------------------------------------------------------------
SKF AB
Ticker: SKF.B Security ID: W84237143
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 6.50 Per Share
10.1 Approve Discharge of Board Member Hans For For Management
Straberg
10.2 Approve Discharge of Board Member Hock For For Management
Goh
10.3 Approve Discharge of Board Member For For Management
Alrik Danielson
10.4 Approve Discharge of Board Member For For Management
Ronnie Leten
10.5 Approve Discharge of Board Member Barb For For Management
Samardzich
10.6 Approve Discharge of Board Member For For Management
Colleen Repplier
10.7 Approve Discharge of Board Member For For Management
Hakan Buskhe
10.8 Approve Discharge of Board Member For For Management
Susanna Schneeberger
10.9 Approve Discharge of Board Member Lars For For Management
Wedenborn
10.10 Approve Discharge of Board Member For For Management
Jonny Hilbert
10.11 Approve Discharge of Board Member For For Management
Zarko Djurovic
10.12 Approve Discharge of Board Member For For Management
Kennet Carlsson
10.13 Approve Discharge of Board Member For For Management
Claes Palm
10.14 Approve Discharge of CEO Alrik For For Management
Danielson
11 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.3 Million for
Chairman and SEK 750,000 for Other
Directors; Approve Remuneration for
Committee Work
13.1 Reelect Hans Straberg as Director For For Management
13.2 Reelect Hock Goh as Director For For Management
13.3 Reelect Barb Samardzich as Director For For Management
13.4 Reelect Colleen Repplier as Director For For Management
13.5 Reelect Geert Follens as Director For For Management
13.6 Reelect Hakan Buskhe as Director For Against Management
13.7 Reelect Susanna Schneeberger as For For Management
Director
13.8 Elect Rickard Gustafson as New Director For For Management
14 Elect Hans Straberg as Board Chairman For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Amend Articles of Association Re: For For Management
Collecting of Proxies; Advanced
Voting; Editorial Changes
19 Approve Remuneration Report For For Management
20 Approve 2021 Performance Share Program For Against Management
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<PAGE>
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gregor Alexander as Director For For Management
5 Re-elect Sue Bruce as Director For For Management
6 Re-elect Tony Cocker as Director For For Management
7 Re-elect Crawford Gillies as Director For For Management
8 Re-elect Richard Gillingwater as For For Management
Director
9 Re-elect Peter Lynas as Director For For Management
10 Re-elect Helen Mahy as Director For For Management
11 Re-elect Alistair Phillips-Davies as For For Management
Director
12 Re-elect Martin Pibworth as Director For For Management
13 Re-elect Melanie Smith as Director For For Management
14 Elect Angela Strank as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
TERNA ENERGY SA
Ticker: TENERGY Security ID: X8979G108
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
TERNA ENERGY SA
Ticker: TENERGY Security ID: X8979G108
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Issued Share For For Management
Capital via Cancelation of Treasury
Shares
2 Authorize Share Repurchase Program For For Management
3 Amend Company Articles For For Management
--------------------------------------------------------------------------------
TERNA ENERGY SA
Ticker: TENERGY Security ID: X8979G108
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend For For Management
2 Approve Restricted Stock Plan For Against Management
--------------------------------------------------------------------------------
TERNA ENERGY SA
Ticker: TENERGY Security ID: X8979G108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.a Approve Allocation of Income and For For Management
Dividends
2.b Approve Remuneration of Directors For Against Management
3 Approve Management of Company For For Management
4 Approve Discharge of Auditors For For Management
5 Advisory Vote on Remuneration Report For Against Management
6 Receive Audit Committee's Activity For For Management
Report
7 Approve Auditors and Fix Their For For Management
Remuneration
8.1 Elect George Peristeris as Director For Against Management
8.2 Elect Emmanouil Maragoudakis as For Against Management
Director
8.3 Elect George Spyrou as Director For Against Management
8.4 Elect Aristotelis Spiliotis as Director For Against Management
8.5 Elect Michael Gourzis as Director For Against Management
8.6 Elect Nikolaos Voutichtis as Director For Against Management
8.7 Elect George Mergos as Director For Against Management
8.8 Elect Marina Sarkisian Ochanesoglou as For Against Management
Director
8.9 Elect Andreas Tapratzis as Director For Against Management
8.10 Elect Sofia Kounenaki Efraimoglou as For Against Management
Director
8.11 Elect Tatiana Karapanagioti as Director For Against Management
9 Elect Members of Audit Committee For For Management
(Bundled)
10 Amend Articles For For Management
11 Amend Remuneration Policy For Against Management
12 Approve Suitability Policy for For For Management
Directors
13 Various Announcements None None Management
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<PAGE>
TORAY INDUSTRIES, INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.5
2 Elect Director Suga, Yasuo For For Management
3 Appoint Statutory Auditor Tanaka, For For Management
Yoshiyuki
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TPI COMPOSITES, INC.
Ticker: TPIC Security ID: 87266J104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Giovacchini For Withhold Management
1.2 Elect Director Jayshree S. Desai For Withhold Management
1.3 Elect Director Linda P. Hudson For For Management
1.4 Elect Director Bavan M. Holloway For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSALTA RENEWABLES INC.
Ticker: RNW Security ID: 893463109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Drinkwater For For Management
1.2 Elect Director Brett M. Gellner For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Georganne Hodges For For Management
1.5 Elect Director Kerry O'Reilly Wilks For For Management
1.6 Elect Director Todd J. Stack For For Management
1.7 Elect Director Paul H.E. Taylor For For Management
1.8 Elect Director Susan M. Ward For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Ainsworth For For Management
1.2 Elect Director Brandon B. Boze For For Management
1.3 Elect Director John J. Diez For For Management
1.4 Elect Director Leldon E. Echols For For Management
1.5 Elect Director Tyrone M. Jordan For For Management
1.6 Elect Director S. Todd Maclin For For Management
1.7 Elect Director E. Jean Savage For For Management
1.8 Elect Director Dunia A. Shive For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNISON CO., LTD.
Ticker: 018000 Security ID: Y9158V105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Appoint Ahn Yang-su as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
6 Approve Stock Option Grants For For Management
7 Approve Terms of Retirement Pay For Against Management
--------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S
Ticker: VWS Security ID: K9773J128
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 8.45 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.3 Million for
Chairman, DKK 892,500 for Vice
Chairman and DKK 446,250 for Other
Directors; Approve Remuneration for
Committee Work
6.a Reelect Anders Runevad as Director For For Management
6.b Reelect Bert Nordberg as Director For For Management
6.c Reelect Bruce Grant as Director For For Management
6.d Reelect Eva Merete Sofelde Berneke as For For Management
Director
6.e Reelect Helle Thorning-Schmidt as For For Management
Director
6.f Reelect Karl-Henrik Sundstrom as For For Management
Director
6.g Reelect Lars Josefsson as Director For For Management
6.h Elect Kentaro Hosomi as New Director For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
8.1 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.2 Amend Articles Re: Change Par Value For For Management
from DKK 1 to DKK 0.01 or Multiples
Thereof
8.3 Approve Creation of DKK 20.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 20.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 20.2 Million
8.4 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8.5 Allow Electronic Distribution of For For Management
Company Communication
8.6 Authorize Board to Decide on the For For Management
Distribution of Extraordinary Dividends
8.7 Authorize Share Repurchase Program For For Management
9 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Director For For Shareholder
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
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<PAGE>
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Annual Cap for For For Management
Continuing Connected Transactions (A
Share) for 2021
2 Approve Application for a Letter of For For Management
Guarantee from the Bank on Behalf of
Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
4 Approve Proposed Revision of Annual For For Shareholder
Caps for Continuing Connected
Transactions (H Share) for 2020 and
2021 Under the Product Sales Framework
Agreement (2019-2021)
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds and For For Management
Asset-backed Securities
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements and Auditors' Report
4 Approve Final Dividend Distribution For For Management
5 Approve Annual Report For For Management
6 Approve Provision of Letter of For Against Management
Guarantee by the Company for the
Benefit of its Subsidiaries
7 Approve Provision of New Guarantees by For Against Management
the Company for its Subsidiaries
8 Approve the Proposed Operation of For For Management
Exchange Rate Hedging Business
9 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
10 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
the PRC Auditors and Deloitte Touche
Tohmatsu as the International Auditors
and Authorize Board to Fix Their
Remuneration
11 Approve Revision of Annual Caps (A For For Management
Shares) for Transactions with Related
Party
12 Approve Revision of Annual Caps (H For For Management
Shares) for Transactions with Related
Party under Product Sales Framework
Agreement
13 Elect Wang Kaiguo as Director For For Shareholder
=================== First Trust Indxx Global Agriculture ETF ===================
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.30 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Liming Chen to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BUCHER INDUSTRIES AG
Ticker: BUCN Security ID: H10914176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 6.50 per Share
4.1 Amend Articles Re: Opting Out Clause For For Management
4.2 Amend Articles Re: Size of For For Management
Compensation Committee
4.3 Amend Articles Re: Remuneration of For For Management
Directors
5.1.1 Reelect Anita Hauser as Director For Against Management
5.1.2 Reelect Michael Hauser as Director For Against Management
5.1.3 Reelect Martin Hirzel as Director For For Management
5.1.4 Reelect Philip Mosimann as Director For Against Management
and Board Chairman
5.1.5 Reelect Heinrich Spoerry as Director For Against Management
5.1.6 Reelect Valentin Vogt as Director For For Management
5.2.1 Reappoint Anita Hauser as Member of For Against Management
the Compensation Committee
5.2.2 Reappoint Valentin Vogt as Member of For For Management
the Compensation Committee
5.3 Designate Keller KLG as Independent For For Management
Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.2 Million
6.2 Approve Remuneration Report For For Management
(Non-Binding)
6.3 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.3 Million
6.4 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
7 Transact Other Business (Voting) For Against Management
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<PAGE>
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila Bair For For Management
1b Elect Director Carol M. Browner For For Management
1c Elect Director Paul Fribourg For For Management
1d Elect Director J. Erik Fyrwald For For Management
1e Elect Director Gregory A. Heckman For For Management
1f Elect Director Bernardo Hees For For Management
1g Elect Director Kathleen Hyle For For Management
1h Elect Director Henry W. (Jay) Winship For For Management
1i Elect Director Mark N. Zenuk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Report on the Soy Supply Chain For For Shareholder
6 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director Deborah L. DeHaas For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify KPMG LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2020 Profit Distribution and For For Management
Declaration of Final Dividends
5 Approve 2021 Budget Proposals For Against Management
6 Approve BDO China Shu Lun Pan CPAs and For For Management
BDO Limited as Domestic and Overseas
Auditors and Authorize Audit Committee
of the Board to Fix Their Remuneration
7 Elect Wang Weimin as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
8 Elect Hou Xiaofeng as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
9 Elect Guo Xinjun as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
10 Elect Liu Zhenyu as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
11 Elect Yu Changchun as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
12 Elect Lin Feng as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
13 Elect Xie Dong as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
14 Elect Liu Jianyao as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
15 Elect Li Xiaoyu as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
17 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
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<PAGE>
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.11 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3 Approve Remuneration Report For Against Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Elect Scott W. Wine as Executive For For Management
Director
4.c Reelect Howard W. Buffett as For For Management
Non-Executive Director
4.d Reelect Tufan Erginbilgic as For For Management
Non-Executive Director
4.e Reelect Leo W. Houle as Non-Executive For For Management
Director
4.f Reelect John B. Lanaway as For For Management
Non-Executive Director
4.g Reelect Alessandro Nasi as For For Management
Non-Executive Director
4.h Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.i Reelect Vagn Sorensen as Non-Executive For Against Management
Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Common Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COROMANDEL INTERNATIONAL LIMITED
Ticker: 506395 Security ID: Y1754W140
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect M M Venkatachalam as Director For For Management
5 Approve Payment of Remuneration to M M For For Management
Murugappan as Non-Executive Chairman
6 Reelect Sumit Bose as Director For For Management
7 Approve Reappointment and Remuneration For Against Management
of Sameer Goel as Managing Director
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
CORTEVA, INC.
Ticker: CTVA Security ID: 22052L104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James C. Collins, Jr. For For Management
1c Elect Director Klaus A. Engel For For Management
1d Elect Director David C. Everitt For For Management
1e Elect Director Janet P. Giesselman For For Management
1f Elect Director Karen H. Grimes For For Management
1g Elect Director Michael O. Johanns For For Management
1h Elect Director Rebecca B. Liebert For For Management
1i Elect Director Marcos M. Lutz For For Management
1j Elect Director Nayaki Nayyar For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Kerry J. Preete For For Management
1m Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ESCORTS LIMITED
Ticker: 500495 Security ID: Y2296W127
Meeting Date: AUG 24, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Hardeep Singh as Director For For Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Tanya Dubash as Director For For Management
6 Elect Harish N. Salve as Director For For Management
7 Elect Dai Watanabe as Director For For Management
8 Elect Yuji Tomiyama as Director For For Management
--------------------------------------------------------------------------------
ESCORTS LIMITED
Ticker: 500495 Security ID: Y2296W127
Meeting Date: FEB 21, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020; Ratify KPMG
AG as Auditors for Interim Financial
Statements 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
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<PAGE>
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Werner Fuhrmann to the For For Management
Supervisory Board
6.2 Elect Cedrik Neike to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
FIRST TRACTOR COMPANY LIMITED
Ticker: 38 Security ID: Y25714109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Provisions for Impairment of For For Management
Assets
4 Approve Audited Financial Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Da Hua Certified Public For For Management
Accountants (Special General
Partnership) as Auditor and Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
1 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAINCORP LIMITED
Ticker: GNC Security ID: Q42655102
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Daniel Mangelsdorf as Director For For Management
4a Approve Grant of 282,738 Performance For For Management
Rights to Robert Spurway
4b Approve Grant of 239,259 Performance For For Management
Rights to Robert Spurway
--------------------------------------------------------------------------------
GUBRE FABRIKALARI TAS
Ticker: GUBRF Security ID: M5246E108
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For Against Management
8 Elect Directors For Against Management
9 Ratify External Auditors For For Management
10 Receive Information on Sogut Mining None None Management
Field
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
13 Receive Information on Donations Made None None Management
in 2020
14 Approve Remuneration Policy For For Management
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Bridge Supply Agreement with For For Management
Tamar Reservoir for the Purchase of
Natural Gas by the Company Enable
Editing
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
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<PAGE>
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ruth Ralbag as External For For Management
Director
2 Approve Renewal of Management Services For For Management
Agreement with Israel Corporation Ltd.
3 Extend Exemption of Liability For For Management
Insurance Policy and Indemnification
Agreements to Directors/Officers Who
Are Controllers.
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect George Biltz as Director For For Management
2b Elect Brian Kruger as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Jeanne Johns
--------------------------------------------------------------------------------
K+S AG
Ticker: SDF Security ID: D48164129
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5 Elect Markus Heldt to the Supervisory For For Management
Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 38.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimata, Masatoshi For For Management
1.2 Elect Director Kitao, Yuichi For For Management
1.3 Elect Director Yoshikawa, Masato For For Management
1.4 Elect Director Kurosawa, Toshihiko For For Management
1.5 Elect Director Watanabe, Dai For For Management
1.6 Elect Director Matsuda, Yuzuru For For Management
1.7 Elect Director Ina, Koichi For For Management
1.8 Elect Director Shintaku, Yutaro For For Management
1.9 Elect Director Arakane, Kumi For For Management
2 Appoint Statutory Auditor Furusawa, For For Management
Yuri
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 05, 2021 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brunner For For Management
1.2 Elect Director Randy A. Wood For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED
Ticker: 500520 Security ID: Y54164150
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Anand G. Mahindra as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Redesignation and Remuneration For Against Management
of Pawan Goenka as Managing Director
and Chief Executive Officer and
Approve Reappointment of Pawan Goenka
as Managing Director Designated as
Managing Director and Chief Executive
Officer
7 Elect Anish Shah as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Anish Shah as Whole-Time Director
Designated as Deputy Managing Director
and Group Chief Financial Officer and
as Managing Director designated as
Managing Director and Chief Executive
Officer
9 Elect Rajesh Jejurikar as Director For For Management
10 Approve Appointment and Remuneration For For Management
of Rajesh Jejurikar as Whole-Time
Director Designated as Executive
Director (Automotive and Farm Sectors)
11 Elect CP Gurnani as Director For For Management
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED
Ticker: 500520 Security ID: Y54164150
Meeting Date: SEP 12, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer/Dilution of Stake in For For Management
SsangYong Motor Company, a Material
Subsidiary of the Company
--------------------------------------------------------------------------------
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<PAGE>
MITSUI CHEMICALS, INC.
Ticker: 4183 Security ID: J4466L136
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Tannowa, Tsutomu For For Management
2.2 Elect Director Hashimoto, Osamu For For Management
2.3 Elect Director Matsuo, Hideki For For Management
2.4 Elect Director Nakajima, Hajime For For Management
2.5 Elect Director Yoshino, Tadashi For For Management
2.6 Elect Director Bada, Hajime For For Management
2.7 Elect Director Yoshimaru, Yukiko For For Management
2.8 Elect Director Mabuchi, Akira For For Management
3 Appoint Statutory Auditor Shimbo, For For Management
Katsuyoshi
--------------------------------------------------------------------------------
NISSAN CHEMICAL CORP.
Ticker: 4021 Security ID: J56988108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 58
2.1 Elect Director Kinoshita, Kojiro For For Management
2.2 Elect Director Yagi, Shinsuke For For Management
2.3 Elect Director Miyazaki, Junichi For For Management
2.4 Elect Director Honda, Takashi For For Management
2.5 Elect Director Suzuki, Hitoshi For For Management
2.6 Elect Director Yoshida, Hironori For For Management
2.7 Elect Director Oe, Tadashi For For Management
2.8 Elect Director Obayashi, Hidehito For For Management
2.9 Elect Director Kataoka, Kazunori For For Management
2.10 Elect Director Nakagawa, Miyuki For For Management
3 Appoint Statutory Auditor Takemoto, For Against Management
Shuichi
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NUFARM LIMITED
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Gordon Davis as Director For For Management
3b Elect John Gillam as Director For For Management
3c Elect Peter Margin as Director For For Management
3d Elect Marie McDonald as Director For For Management
4 Adopt New Constitution For Against Management
5 Approve Insertion of Proportional For For Management
Takeover Provisions
2 Approve Remuneration Report For For Management
3 Elect Lynne Saint as Director For For Management
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Maura J. Clark For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Miranda C. Hubbs For For Management
1.5 Elect Director Raj S. Kushwaha For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Consuelo E. Madere For For Management
1.8 Elect Director Charles V. Magro - None None Management
Withdrawn Resolution
1.9 Elect Director Keith G. Martell For For Management
1.10 Elect Director Aaron W. Regent For For Management
1.11 Elect Director Mayo M. Schmidt For For Management
1.12 Elect Director Nelson Luiz Costa Silva For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OCI NV
Ticker: OCI Security ID: N6667A111
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Heike Van De Kerkhof as For For Management
Non-Executive Director
3 Close Meeting None None Management
--------------------------------------------------------------------------------
OCI NV
Ticker: OCI Security ID: N6667A111
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Board Report (Non-Voting) None None Management
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Receive Explanation on Amendment of None None Management
Company's Dividend Policy
6 Amend Annual Fee for the Chair of the For For Management
HSE & Sustainability Committee
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Grant Board Authority to Issue Shares For Against Management
10 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Ratify KPMG Accountants N.V as Auditors For For Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
ORBIA ADVANCE CORPORATION SAB DE CV
Ticker: ORBIA Security ID: P7S81Y105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept CEO's Report and Board's Report For For Management
on Operations and Results
1.2 Accept Individual and Consolidated For For Management
Financial Statements
1.3 Accept Report on Compliance of Fiscal For For Management
Obligations
2 Accept Report of Audit Committee For For Management
3 Accept Report of Corporate Practices For For Management
and Sustainability Committee
4.1 Approve Individual and Consolidated For For Management
Net Profit after Minority Interest in
the Amount of USD 194.7 Million
4.2 Approve Allocation of Individual and For For Management
or Consolidated Profits and or Losses
Referred to in Previous Item to the
Accumulated Net Income Account
4.3 Approve Cash Dividends of USD 0.10 Per For For Management
Share
5.1 Ratify Antonio Del Valle Ruiz as For For Management
Honorary and Lifetime Board Chairman
5.2a Elect or Ratify Juan Pablo Del Valle For For Management
Perochena as Board Member
5.2b Elect or Ratify Antonio Del Valle For For Management
Perochena as Board Member
5.2c Elect or Ratify Maria de Guadalupe Del For For Management
Valle Perochena as Board Member
5.2d Elect or Ratify Francisco Javier Del For For Management
Valle Perochena as Board Member
5.2e Elect or Ratify Eduardo Tricio Haro as For For Management
Board Member
5.2f Elect or Ratify Guillermo Ortiz For Against Management
Martinez as Board Member
5.2g Elect or Ratify Divo Milan Haddad as For For Management
Board Member
5.2h Elect or Ratify Alma Rosa Moreno Razo For For Management
as Board Member
5.2i Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Board
Member
5.2j Elect or Ratify Jack Goldstein Ring as For For Management
Board Member
5.2k Elect or Ratify Anil Menon as Board For For Management
Member
5.2l Elect or Ratify Mark Rajkowski as For For Management
Board Member
5.3a Elect or Ratify Juan Pablo Del Valle For For Management
Perochena as Chairman of Board of
Directors
5.3b Elect or Ratify Juan Pablo Del Rio For For Management
Benitez as Secretary (Non-Member) of
Board
5.3c Elect or Ratify Vincent Sheldon Hirt For For Management
as Alternate Secretary (Non-Member) of
Board
5.4a Elect or Ratify Mark Rajkowski as For For Management
Chairman of Audit Committee
5.4b Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Chairman
of Corporate Practices Committee
6 Approve Remuneration of Chairman of For Against Management
Board, Audit Committee and Corporate
Practices Committee; Approve
Remuneration of Members of Board and
Members of Audit Committee and
Corporate Practices Committee
7.1 Approve Cancellation of Balance of For For Management
Amount Approved to be Used for
Acquisition of Company's Shares
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Accept Report on Adoption or For For Management
Modification of Policies in Share
Repurchases of Company
9 Approve Long-Term Stock Incentive Plan For Against Management
for Employees
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BERHAD
Ticker: 5183 Security ID: Y6811G103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sazali Hamzah as Director For For Management
2 Elect Warren William Wilder as Director For For Management
3 Elect Zafar Abdulmajid Momin as For For Management
Director
4 Approve Directors' Fees and Allowances For For Management
5 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of RUB 123 per Share For For Management
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 63 per Share
4.1 Elect Igor Antoshin as Director None Against Management
4.2 Elect Irina Bokova as Director None For Management
4.3 Elect Andrei A. Gurev as Director None Against Management
4.4 Elect Andrei G. Gurev as Director None Against Management
4.5 Elect Sven Ombudstvedt as Director None Against Management
4.6 Elect Roman Osipov as Director None Against Management
4.7 Elect Natalia Pashkevich as Director None For Management
4.8 Elect Sergei Pronin as Director None Against Management
4.9 Elect James Beeland Rogers Jr. as None Against Management
Director
4.10 Elect Ivan Rodionov as Director None Against Management
4.11 Elect Xavier Robert Rolet as Director None For Management
4.12 Elect Marcus James Rhodes as Director None Against Management
4.13 Elect Mikhail Rybnikov as Director None Against Management
4.14 Elect Sergei Sereda as Director None Against Management
4.15 Elect Aleksei Sirotenko as Director None Against Management
4.16 Elect Aleksandr Sharabaiko as Director None Against Management
4.17 Elect Andrei Sharonov as Director None For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Lusine Agabekian as Member of For For Management
Audit Commission
6.2 Elect Ekaterina Viktorova as Member of For For Management
Audit Commission
6.3 Elect Olga Lizunova as Member of Audit For For Management
Commission
7 Ratify FBK as Auditor For For Management
8 Approve Related-Party Transaction Re: For For Management
Loan Agreement
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 105 For For Management
per Share for First Quarter of Fiscal
2021
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PI INDUSTRIES LIMITED
Ticker: 523642 Security ID: Y6978D141
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Arvind Singhal as Director For Against Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Lisa J. Brown as Director For For Management
6 Reelect T.S Balganesh as Director For For Management
--------------------------------------------------------------------------------
PI INDUSTRIES LIMITED
Ticker: 523642 Security ID: Y6978D141
Meeting Date: FEB 06, 2021 Meeting Type: Court
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
Ticker: RAVN Security ID: 754212108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Andringa For For Management
1.2 Elect Director Thomas S. Everist For For Management
1.3 Elect Director Janet M. Holloway For For Management
1.4 Elect Director Kevin T. Kirby For For Management
1.5 Elect Director Marc E. LeBaron For For Management
1.6 Elect Director Lois M. Martin For For Management
1.7 Elect Director Richard W. Parod For For Management
1.8 Elect Director Daniel A. Rykhus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SAKATA SEED CORP.
Ticker: 1377 Security ID: J66704107
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Appoint Statutory Auditor Tsushima, For For Management
Jumpei
2.2 Appoint Statutory Auditor Numata, For Against Management
Yasunori
2.3 Appoint Statutory Auditor Bo, Akinori For Against Management
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Black For For Management
1.2 Elect Director Jack Wyszomierski For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: 833635105
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of USD 0.38 For For Management
per Share
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: 833635105
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Share Capital via For For Management
Issuance of up to 22.44 Million New
Series B Shares with Preemptive Rights
2 Authorize Board to Set Price, Form, For For Management
Time, Procedure and other Conditions
for Placement of Shares in Connection
with Capital Increase
3 Amend Articles to Reflect Changes in For Against Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: 833635105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Designate Auditors For For Management
3 Designate Risk Assessment Companies For For Management
4 Designate Account Inspectors For For Management
5 Approve Investment Policy For For Management
6 Approve Financing Policy For For Management
7 Approve Dividends For For Management
8 Approve Remuneration of Board of For For Management
Directors and Board Committees
9 Other Business For Against Management
--------------------------------------------------------------------------------
SUMITOMO CHEMICAL CO., LTD.
Ticker: 4005 Security ID: J77153120
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tokura, Masakazu For For Management
1.2 Elect Director Iwata, Keiichi For For Management
1.3 Elect Director Takeshita, Noriaki For For Management
1.4 Elect Director Matsui, Masaki For For Management
1.5 Elect Director Akahori, Kingo For For Management
1.6 Elect Director Mito, Nobuaki For For Management
1.7 Elect Director Ueda, Hiroshi For For Management
1.8 Elect Director Niinuma, Hiroshi For For Management
1.9 Elect Director Ikeda, Koichi For For Management
1.10 Elect Director Tomono, Hiroshi For For Management
1.11 Elect Director Ito, Motoshige For For Management
1.12 Elect Director Muraki, Atsuko For For Management
2 Appoint Statutory Auditor Aso, For For Management
Mitsuhiro
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<PAGE>
TAIWAN FERTILIZER CO., LTD.
Ticker: 1722 Security ID: Y84171100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of
Non-independent Directors and
Independent Directors
5.1 Elect Huang Yao Hsing, a For For Management
Representative of Council of
Agriculture, Executive Yuan, with
Shareholder No. 173116, as
Non-independent Director
5.2 Elect Hu Jong I, a Representative of For For Management
Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.3 Elect Fan Mei Ling, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.4 Elect Tai, Ko Yuan, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.5 Elect Hsu, Min Lin, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.6 Elect Tsao, Chi Hung, with Shareholder For For Management
No. T102667XXX, as Non-independent
Director
5.7 Elect Lin, Su Ming, with Shareholder For For Management
No. M120532XXX, as Independent Director
5.8 Elect Ho Yen Sheng, with Shareholder For For Management
No. F123902XXX, as Independent Director
5.9 Elect Weng Ming Jang, with Shareholder For For Management
No. D120098XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of the 35th
Term, Council of Agriculture,
Executive Yuan
7 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Candidate Tsao, Chi Hung
8 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director Candidate Lin, Su Ming
9 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director Candidate Weng, Ming Jang
--------------------------------------------------------------------------------
TATA CHEMICALS LIMITED
Ticker: 500770 Security ID: Y85478116
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect R. Mukundan as Director For For Management
5 Elect C. V. Natraj as Director For For Management
6 Elect K. B. S. Anand as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Oscar P. Bernardes For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director James 'Joc' C. O'Rourke For For Management
1h Elect Director David T. Seaton For For Management
1i Elect Director Steven M. Seibert For For Management
1j Elect Director Luciano Siani Pires For For Management
1k Elect Director Gretchen H. Watkins For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director Gary L. Ellis For For Management
1.3 Elect Director Michael G. Vale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED MALT GROUP LTD.
Ticker: UMG Security ID: Q9326E109
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Gary W. Mize as Director For For Management
4 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
5 Approve Grant of Performance Rights to For For Management
Mark Palmquist
6 Ratify Past Issuance of Placement For For Management
Shares to Sophisticated and
Institutional Investors
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<PAGE>
UPL LIMITED
Ticker: 512070 Security ID: Y9305P100
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Sandra Shrof as Director For Against Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Payment of Commission to For Against Management
Non-Executive Directors
7 Elect Usha Rao-Monari as Director For For Management
8 Reelect Hardeep Singh as Director For Against Management
9 Reelect Vasant Gandhi as Director For For Management
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LIMITED
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final and Special Dividends For For Management
3 Approve Directors' Fees For For Management
4 Elect Lim Siong Guan as Director For Against Management
5 Elect Kuok Khoon Hong as Director For For Management
6 Elect Pua Seck Guan as Director For For Management
7 Elect Kishore Mahbubani as Director For For Management
8 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Wilmar Executives
Share Option Scheme 2019
11 Approve Renewal of Mandate for For For Management
Interested Person Transactions
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Special Dividends of NOK 18 For For Management
Per Share
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 20.00
Per Share
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 690,000 for the
Chairman, NOK 412,000 for the Vice
Chairman, and NOK 363,000 for the
Other Directors; Approve Committee Fees
8 Approve Remuneration of Nominating For For Management
Committee
9 Approve NOK 22.8 Million Reduction in For For Management
Share Capital via Share Cancellation
and Redemption
10 Authorize Share Repurchase Program For For Management
11 Amend Articles Re: Electronic General For For Management
Meetings
============ First Trust Indxx Global Natural Resources Income ETF =============
AFRICAN RAINBOW MINERALS LTD.
Ticker: ARI Security ID: S01680107
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Tom Boardman as Director For For Management
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Joaquim Chissano as Director For For Management
4 Re-elect Dr Rejoice Simelane as For For Management
Director
5 Elect Pitsi Mnisi as Director For For Management
6 Elect Tsu Mhlanga as Director For For Management
7 Elect Jongisa Magagula as Director For For Management
8 Reappoint Ernst & Young Inc as For For Management
Auditors with PD Grobbelaar as the
Designated Auditor
9.1 Re-elect Tom Boardman as Chairman of For For Management
the Audit and Risk Committee
9.2 Re-elect Anton Botha as Member of the For For Management
Audit and Risk Committee
9.3 Re-elect Alex Maditsi as Member of the For For Management
Audit and Risk Committee
9.4 Re-elect Dr Rejoice Simelane as Member For For Management
of the Audit and Risk Committee
9.5 Elect Pitsi Mnisi as Member of the For For Management
Audit and Risk Committee
10 Approve Remuneration Policy For For Management
11 Approve Remuneration Implementation For For Management
Report
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Authorise Board to Issue Shares for For For Management
Cash
14.1 Approve the Annual Retainer Fees for For For Management
Non-executive Directors
14.2 Approve the Fees for Attending Board For For Management
Meetings
15 Approve the Committee Attendance Fees For For Management
for Non-executive Directors
16 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
17 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
18 Authorise Issue of Shares in For For Management
Connection with the Share or Employee
Incentive Schemes
19 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
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<PAGE>
AKER BP ASA
Ticker: AKRBP Security ID: R0139K100
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
6 Approve Remuneration of Auditors for For For Management
2020
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Nomination For For Management
Committee
9 Reelect Kjell Inge Rokke, Kate Thomson For Against Management
and Anne Marie Cannon (Vice Chair) as
Directors for a Term of Two Years;
Elect Paula Doyle as New Director for
a Term of Two Years
10 Approve Creation of NOK 18 Million For Against Management
Pool of Capital without Preemptive
Rights
11 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
12 Authorize Board to Distribute Dividends For For Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Elisabeth Brinton as Director For For Management
4 Elect Hilary Maxson as Director For For Management
5 Re-elect Ian Ashby as Director For For Management
6 Re-elect Marcelo Bastos as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Mark Cutifani as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Hixonia Nyasulu as Director For For Management
11 Re-elect Nonkululeko Nyembezi as For For Management
Director
12 Re-elect Tony O'Neill as Director For For Management
13 Re-elect Stephen Pearce as Director For For Management
14 Re-elect Anne Stevens as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Court
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Demerger of Thungela Resources Limited
--------------------------------------------------------------------------------
APERAM SA
Ticker: APAM Security ID: L0187K107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I Approve Consolidated Financial For For Management
Statements
II Approve Financial Statements For For Management
III Approve Remuneration of Directors For For Management
IV Approve Dividends of EUR 1.75 Per Share For For Management
V Approve Allocation of Income For For Management
VI Approve Remuneration Report For For Management
VII Approve Annual Fees Structure of the For For Management
Board and Remuneration of CEO
VIII Approve Discharge of Directors For For Management
IX Elect Sandeep Jalan as Director For For Management
X Appoint PricewaterhouseCoopers as For For Management
Auditor
XI Approve Share Plan Grant Under the For For Management
Leadership Team Performance Share Unit
Plan
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Theodore Colbert For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Pierre Dufour For For Management
1e Elect Director Donald E. Felsinger For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director Juan R. Luciano For For Management
1h Elect Director Patrick J. Moore For For Management
1i Elect Director Francisco J. Sanchez For For Management
1j Elect Director Debra A. Sandler For For Management
1k Elect Director Lei Z. Schlitz For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
BHP GROUP PLC
Ticker: BHP Security ID: 05545E209
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Ernst & Young LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards under the For For Management
Group's Incentive Plans to Mike Henry
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Re-elect Terry Bowen as Director For For Management
17 Re-elect Malcolm Broomhead as Director For For Management
18 Re-elect Ian Cockerill as Director For For Management
19 Re-elect Anita Frew as Director For For Management
20 Re-elect Susan Kilsby as Director For For Management
21 Re-elect John Mogford as Director For For Management
22 Re-elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
--------------------------------------------------------------------------------
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<PAGE>
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director M. Elizabeth Cannon For For Management
1.3 Elect Director N. Murray Edwards For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares and For For Management
Warrants in Connection with the
Acquisition of Husky Energy Inc.
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Keith M. Casey For For Management
2.2 Elect Director Canning K.N. Fok For Withhold Management
2.3 Elect Director Jane E. Kinney For For Management
2.4 Elect Director Harold (Hal) N. Kvisle For For Management
2.5 Elect Director Eva L. Kwok For For Management
2.6 Elect Director Keith A. MacPhail For For Management
2.7 Elect Director Richard J. Marcogliese For For Management
2.8 Elect Director Claude Mongeau For For Management
2.9 Elect Director Alexander J. Pourbaix For For Management
2.10 Elect Director Wayne E. Shaw For For Management
2.11 Elect Director Frank J. Sixt For Withhold Management
2.12 Elect Director Rhonda I. Zygocki For For Management
3 Re-approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CENTAMIN PLC
Ticker: CEY Security ID: G2055Q105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4.1 Re-elect James Rutherford as Director For For Management
4.2 Re-elect Martin Horgan as Director For For Management
4.3 Re-elect Ross Jerrard as Director For For Management
4.4 Re-elect Dr Sally Eyre as Director For For Management
4.5 Re-elect Mark Bankes as Director For For Management
4.6 Re-elect Dr Ibrahim Fawzy as Director For For Management
4.7 Re-elect Marna Cloete as Director For For Management
4.8 Re-elect Dr Catharine Farrow as For For Management
Director
4.9 Elect Hendrik Faul as Director For For Management
5.1 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5.2 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity For For Management
7.1 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7.2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
8 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director Deborah L. DeHaas For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify KPMG LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CHINA STEEL CORP.
Ticker: 2002 Security ID: Y15041109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures for Lending Funds to For For Management
Other Parties
--------------------------------------------------------------------------------
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<PAGE>
CHINA WATER AFFAIRS GROUP LIMITED
Ticker: 855 Security ID: G21090124
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Duan Jerry Linnan as Director For For Management
3.2 Elect Makoto Inoue as Director For Against Management
3.3 Elect Chau Kam Wing as Director For For Management
3.4 Elect Ho Ping as Director For For Management
3.5 Elect Zhou Nan as Director For For Management
3.6 Elect Chan Wai Cheung as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LIMITED
Ticker: 1333 Security ID: G215AT102
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Disposal, the Compensation For For Management
Agreement and Related Transactions
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Disposal
and the Compensation Agreement
2a Approve Proposed Spin-Off and Related For For Management
Transactions
2b Authorize Board to Deal with All For For Management
Matters in Relation to the Proposed
Spin-Off
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LIMITED
Ticker: 1333 Security ID: G215AT102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Lu Changqing as Director For For Management
2.1b Elect Ma Qingmei as Director For For Management
2.1c Elect Wong Chun Wa as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: 126132109
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against For Shareholder
--------------------------------------------------------------------------------
DELEK DRILLING LP
Ticker: DEDR.L Security ID: M27612122
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Inspector's Budget In For Did Not Vote Management
Connection with Law office of Eyal
Geva & Law Offices of Matry, Meiri &
Co.
2 Approve Inspector's Budget In For Did Not Vote Management
Connection with Law office of Zeev
Holander
3 Approve Amended Compensation Policy For Did Not Vote Management
for the Directors and Officers of the
Company
A Vote FOR if you are a controlling None Did Not Vote Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Did Not Vote Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Did Not Vote Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Did Not Vote Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
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<PAGE>
DELEK DRILLING LP
Ticker: DEDR.L Security ID: M27612122
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Inspector's Budget In For For Management
Connection with Reorganization
2 Approve Inspector's Usage of Legal and For For Management
Financial Advisors
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director David J. Illingworth For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director David G. Maffucci For For Management
1.6 Elect Director Denis Turcotte For For Management
1.7 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
EXXARO RESOURCES LTD.
Ticker: EXX Security ID: S26949107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Likhapha Mbatha as Director For For Management
1.2 Re-elect Isaac Mophatlane as Director For For Management
1.3 Elect Chanda Nxumalo as Director For For Management
1.4 Elect Mandlesilo Msimang as Director For For Management
1.5 Elect Nombasa Tsengwa as Director For For Management
1.6 Elect Mvuleni Qhena as Director For For Management
2.1 Re-elect Mark Moffett as Member of the For Abstain Management
Audit Committee
2.2 Re-elect Isaac Mophatlane as Member of For For Management
the Audit Committee
2.3 Re-elect Ras Myburgh as Member of the For For Management
Audit Committee
2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management
the Audit Committee
2.5 Elect Chanda Nxumalo as Member of the For For Management
Audit Committee
3.1 Re-elect Geraldine Fraser-Moleketi as For For Management
Member of the Social, Ethics and
Responsibility Committee
3.2 Re-elect Likhapha Mbatha as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.3 Re-elect Isaac Mophatlane as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.4 Re-elect Peet Snyders as Member of the For For Management
Social, Ethics and Responsibility
Committee
4 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the
Company with TD Shango as the
Independent External Auditor
5 Appoint KPMG Consortium as Auditors of For For Management
the Company with Safeera Loonat as the
Designated Audit Partner
6 Authorise Ratification of Approved For For Management
Resolutions
7 Approve Amendment to the Deferred For For Management
Bonus Plan Rules to include Malus
Provisions
8 Approve Amendment to the Long-Term For For Management
Incentive Plan Rules to include Malus
Provisions
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
1 Approve Remuneration Policy For For Management
2 Approve Implementation Report of the For For Management
Remuneration Policy
--------------------------------------------------------------------------------
FERREXPO PLC
Ticker: FXPO Security ID: G3435Y107
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Vitalii Lisovenko as Director For Against Management
--------------------------------------------------------------------------------
FERREXPO PLC
Ticker: FXPO Security ID: G3435Y107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Reappoint MHA MacIntyre Hudson as For For Management
Auditors
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Elect Ann-Christin Andersen as Director For For Management
8 Re-elect Graeme Dacomb as Director For For Management
9 Re-elect Lucio Genovese as Director For Against Management
10 Re-elect Vitalii Lisovenko as Director For Against Management
11 Re-elect Fiona MacAulay as Director For For Management
12 Re-elect Kostyantin Zhevago as Director For Against Management
13 Elect Jim North as Director For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Andrew Forrest as Director For For Management
3 Elect Mark Barnaba as Director For For Management
4 Elect Penny Bingham-Hall as Director For For Management
5 Elect Jennifer Morris as Director For For Management
6 Approve Grant of Performance Rights to For Against Management
Elizabeth Gaines
7 Approve Renewal of Proportional For For Management
Takeover Approval Provisions
--------------------------------------------------------------------------------
GLANBIA PLC
Ticker: GL9 Security ID: G39021103
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
GLANBIA PLC
Ticker: GL9 Security ID: G39021103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Patsy Ahern as Director For For Management
3b Re-elect Mark Garvey as Director For For Management
3c Re-elect Vincent Gorman as Director For For Management
3d Re-elect Brendan Hayes as Director For For Management
3e Re-elect John G Murphy as Director For For Management
3f Elect John Murphy as Director For For Management
3g Re-elect Patrick Murphy as Director For For Management
3h Re-elect Siobhan Talbot as Director For For Management
3i Elect Roisin Brennan as Director For For Management
3j Re-elect Patrick Coveney as Director For For Management
3k Elect Paul Duffy as Director For For Management
3l Re-elect Donard Gaynor as Director For For Management
3m Elect Jane Lodge as Director For For Management
3n Re-elect Dan O'Connor as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Determine Price Range for Reissuance For For Management
of Treasury Shares
12 Approve Rule 37 Waiver Resolution in None Against Management
Respect of Market Purchases of the
Company's Own Shares
13 Approve Rule 9 Waiver Resolution in None For Management
Respect of Share Acquisitions by
Directors
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LIMITED
Ticker: 270 Security ID: Y2929L100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wen Yinheng as Director For For Management
3.2 Elect Liang Yuanjuan as Director For For Management
3.3 Elect Lan Runing as Director For For Management
3.4 Elect Feng Qingchun as Director For For Management
3.5 Elect Chan Cho Chak, John as Director For For Management
3.6 Elect Li Man Bun, Brian David as For For Management
Director
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Bridge Supply Agreement with For For Management
Tamar Reservoir for the Purchase of
Natural Gas by the Company Enable
Editing
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
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<PAGE>
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ruth Ralbag as External For For Management
Director
2 Approve Renewal of Management Services For For Management
Agreement with Israel Corporation Ltd.
3 Extend Exemption of Liability For For Management
Insurance Policy and Indemnification
Agreements to Directors/Officers Who
Are Controllers.
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
INPEX CORP.
Ticker: 1605 Security ID: J2467E101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4800 for Class
Ko Shares and JPY 12 for Ordinary
Shares
2 Amend Articles to Change Company Name For For Management
3.1 Elect Director Kitamura, Toshiaki For For Management
3.2 Elect Director Ueda, Takayuki For For Management
3.3 Elect Director Ito, Seiya For For Management
3.4 Elect Director Ikeda, Takahiko For For Management
3.5 Elect Director Yajima, Shigeharu For For Management
3.6 Elect Director Kittaka, Kimihisa For For Management
3.7 Elect Director Sase, Nobuharu For For Management
3.8 Elect Director Yamada, Daisuke For For Management
3.9 Elect Director Yanai, Jun For For Management
3.10 Elect Director Iio, Norinao For For Management
3.11 Elect Director Nishimura, Atsuko For For Management
3.12 Elect Director Kimura, Yasushi For For Management
3.13 Elect Director Ogino, Kiyoshi For For Management
3.14 Elect Director Nishikawa, Tomo For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher M. Connor For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Anders Gustafsson For For Management
1e Elect Director Jacqueline C. Hinman For For Management
1f Elect Director Clinton A. Lewis, Jr. For For Management
1g Elect Director DG Macpherson For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Anton V. Vincent For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
ITOHAM YONEKYU HOLDINGS, INC.
Ticker: 2296 Security ID: J25898107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyashita, Isao For For Management
1.2 Elect Director Shibayama, Ikuro For For Management
1.3 Elect Director Ito, Katsuhiro For For Management
1.4 Elect Director Wakaki, Takamasa For For Management
1.5 Elect Director Ito, Aya For For Management
1.6 Elect Director Osaka, Yukie For For Management
2 Appoint Statutory Auditor Takahashi, For For Management
Shin
--------------------------------------------------------------------------------
JAPAN PETROLEUM EXPLORATION CO., LTD.
Ticker: 1662 Security ID: J2740Q103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Watanabe, Osamu For For Management
2.2 Elect Director Fujita, Masahiro For For Management
2.3 Elect Director Ozeki, Kazuhiko For For Management
2.4 Elect Director Ishii, Yoshitaka For For Management
2.5 Elect Director Ito, Hajime For For Management
2.6 Elect Director Hirata, Toshiyuki For For Management
2.7 Elect Director Yamashita, Michiro For For Management
2.8 Elect Director Kojima, Akira For For Management
2.9 Elect Director Ito, Tetsuo For For Management
2.10 Elect Director Yamashita, Yukari For For Management
2.11 Elect Director Kawasaki, Hideichi For For Management
3.1 Appoint Statutory Auditor Shimomura, For For Management
Koichi
3.2 Appoint Statutory Auditor Nakamura, For For Management
Mitsuyoshi
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD.
Ticker: KIO Security ID: S4341C103
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company with Sizwe
Masondo as Individual Designated
Auditor
2.1 Re-elect Dr Mandla Gantsho as Director For For Management
2.2 Re-elect Seamus French as Director For For Management
2.3 Re-elect Sango Ntsaluba as Director For For Management
2.4 Elect Duncan Wanblad as Director For For Management
2.5 Elect Michelle Jenkins as Director For For Management
3.1 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
3.2 Re-elect Terence Goodlace as Member of For For Management
the Audit Committee
3.3 Re-elect Mary Bomela as Member of the For For Management
Audit Committee
3,4 Elect Michelle Jenkins as Member of For For Management
the Audit Committee
4.1 Approve Remuneration Policy For For Management
4.2 Approve Implementation of the For Against Management
Remuneration Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Board to Issue Shares for For For Management
Cash
2 Approve Remuneration of Non-executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
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<PAGE>
KUMBA IRON ORE LTD.
Ticker: KIO Security ID: S4341C103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors with Sizwe Masondo as
Individual Designated Auditor
2.1 Re-elect Mary Bomela as Director For For Management
2.2 Re-elect Ntombi Langa-Royds as Director For For Management
2.3 Re-elect Buyelwa Sonjica as Director For For Management
3.1 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
3.2 Re-elect Terence Goodlace as Member of For For Management
the Audit Committee
3.3 Re-elect Mary Bomela as Member of the For For Management
Audit Committee
3.4 Re-elect Michelle Jenkins as Member of For For Management
the Audit Committee
4.1 Approve Remuneration Policy For For Management
4.2 Approve Implementation of the For Against Management
Remuneration Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Board to Issue Shares for For For Management
Cash
2 Approve Remuneration of Non-executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
5 Approve Extension of Employee Share For For Management
Ownership Scheme
--------------------------------------------------------------------------------
LUNDIN ENERGY AB
Ticker: LUNE Security ID: W64566107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of USD 1.80 Per Share
11.a Approve Discharge of Board Member For For Management
Peggy Bruzelius
11.b Approve Discharge of Board Member C. For For Management
Ashley Heppenstall
11.c Approve Discharge of Board Chairman For For Management
Ian H. Lundin
11.d Approve Discharge of Board Member For For Management
Lukas H. Lundin
11.e Approve Discharge of Board Member For For Management
Grace Reksten Skaugen
11.f Approve Discharge of Board Member For For Management
Torstein Sanness
11.g Approve Discharge of Board Member and For For Management
CEO Alex Schneiter
11.h Approve Discharge of Board Member For For Management
Jakob Thomasen
11.i Approve Discharge of Board Member For For Management
Cecilia Vieweg
12 Approve Remuneration Report For Against Management
13 Receive Nomination Committee's Report None None Management
14 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
15 Approve Remuneration of Directors in For For Management
the Amount of USD 130,000 for the
Chairman and USD 62,000 for Other
Directors; Approve Remuneration for
Committee Work
16.a Reelect Peggy Bruzelius as Director For For Management
16.b Reelect C. Ashley Heppenstall as For Against Management
Director
16.c Reelect Ian H. Lundin as Director For For Management
16.d Reelect Lukas H. Lundin as Director For Against Management
16.e Reelect Grace Reksten as Director For For Management
16.f Reelect Torstein Sanness as Director For Against Management
16.g Reelect Alex Schneiter as Director For For Management
16.h Reelect Jakob Thomasen as Director For For Management
16.i Reelect Cecilia Vieweg as Director For For Management
16.j Elect Adam I. Lundin as New Director For Against Management
16.k Reelect Ian H. Lundin as Board Chairman For For Management
17 Approve Remuneration of Auditors For For Management
18 Ratify Ernst & Young as Auditors For For Management
19 Approve Performance Share Plan LTIP For For Management
2021
20 Approve Equity Plan Financing of LTIP For For Management
2021
21 Approve Extra Remuneration for Alex For Against Management
Schneiter
22 Approve Issuance of up to 28.5 Million For For Management
Shares without Preemptive Rights
23 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
24.a Instruct Company to Align its Legal Against Against Shareholder
Defence Strategy with its Human Rights
Policy
24.b Instruct Company to Disclose All Against For Shareholder
Current and Projected Direct and
Indirect Costs Connected with the
Legal Defence
25 Close Meeting None None Management
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PJSC
Ticker: MAGN Security ID: X5171A103
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 0.607 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PJSC
Ticker: MAGN Security ID: X5171A103
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 2.391 For For Management
per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
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<PAGE>
MAGNITOGORSK IRON & STEEL WORKS PJSC
Ticker: MAGN Security ID: X5171A103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report For For Management
1.2 Approve Financial Statements For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of RUB 0.945 per For For Management
Share
3.1 Elect Viktor Rashnikov as Director None Against Management
3.2 Elect Andrei Eremin as Director None Against Management
3.3 Elect Rashid Ismailov as Director None For Management
3.4 Elect Valerii Martsinovich as Director None Against Management
3.5 Elect Ralf Morgan as Director None For Management
3.6 Elect Olga Naumova as Director None For Management
3.7 Elect Mikhail Oseevskii as Director None For Management
3.8 Elect Olga Rashnikova as Director None Against Management
3.9 Elect Sergei Ushakov as Director None Against Management
3.10 Elect Pavel Shiliaev as Director None Against Management
4 Ratify PricewaterhouseCoopers as For Against Management
Auditor
5 Approve Remuneration of Directors For For Management
6 Approve Interim Dividends of RUB 1.795 For For Management
per Share for First Quarter of Fiscal
2021
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: X5424N118
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 623. For For Management
35 per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: X5424N118
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 1,021.22 per Share
5.1 Elect Sergei Barbashev as Director None Against Management
5.2 Elect Sergei Batekhin as Director None Against Management
5.3 Elect Aleksei Bashkirov as Director None Against Management
5.4 Elect Sergei Bratukhin as Director None Against Management
5.5 Elect Sergei Volk as Director None For Management
5.6 Elect Marianna Zakharova as Director None Against Management
5.7 Elect Stanislav Luchitskii as Director None Against Management
5.8 Elect Roger Munnings as Director None For Management
5.9 Elect Gareth Penny as Director None Against Management
5.10 Elect Maksim Poletaev as Director None Against Management
5.11 Elect Viacheslav Solomin as Director None Against Management
5.12 Elect Evgenii Shvarts as Director None For Management
5.13 Elect Robert Edwards as Director None Against Management
6.1 Elect Aleksei Dzybalov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgii Svanidze as Members of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Ianevich as Member of For For Management
Audit Commission
7 Ratify KPMG as RAS Auditor For For Management
8 Ratify KPMG as IFRS Auditor For For Management
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
--------------------------------------------------------------------------------
NIPPON LIGHT METAL HOLDINGS CO., LTD.
Ticker: 5703 Security ID: J5470A107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Okamoto, Ichiro For For Management
2.2 Elect Director Murakami, Toshihide For For Management
2.3 Elect Director Okamoto, Yasunori For For Management
2.4 Elect Director Kusumoto, Kaoru For For Management
2.5 Elect Director Tomioka, Yoshihiro For For Management
2.6 Elect Director Tanaka, Toshikazu For For Management
2.7 Elect Director Saotome, Masahito For For Management
2.8 Elect Director Matsuba, Toshihiro For For Management
2.9 Elect Director Asakuno, Shuichi For For Management
2.10 Elect Director Ono, Masato For For Management
2.11 Elect Director Hayashi, Ryoichi For For Management
2.12 Elect Director Hayano, Toshihito For For Management
2.13 Elect Director Tsuchiya, Keiko For For Management
2.14 Elect Director Tanaka, Tatsuya For For Management
3 Appoint Statutory Auditor Hirosawa, For For Management
Hideo
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Maura J. Clark For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Miranda C. Hubbs For For Management
1.5 Elect Director Raj S. Kushwaha For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Consuelo E. Madere For For Management
1.8 Elect Director Charles V. Magro - None None Management
Withdrawn Resolution
1.9 Elect Director Keith G. Martell For For Management
1.10 Elect Director Aaron W. Regent For For Management
1.11 Elect Director Mayo M. Schmidt For For Management
1.12 Elect Director Nelson Luiz Costa Silva For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OIL INDIA LIMITED
Ticker: 533106 Security ID: Y64210100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Biswajit Roy as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration of Cost Auditors For For Management
6 Elect Harish Madhav as Director For For Management
7 Elect Anil Kaushal as Director For For Management
8 Elect Tangor Tapak as Director For For Management
9 Elect Gagann Jain as Director For For Management
10 Elect Sushil Chandra Mishra as For For Management
Director and Approve Appointment of
Sushil Chandra Mishra as Chairman &
Managing Director
11 Elect Pankaj Kumar Goswami as Director For For Management
--------------------------------------------------------------------------------
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<PAGE>
OVINTIV INC.
Ticker: OVV Security ID: 69047Q102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Dea For For Management
1b Elect Director Meg A. Gentle For For Management
1c Elect Director Howard J. Mayson For For Management
1d Elect Director Lee A. McIntire For For Management
1e Elect Director Katherine L. Minyard For For Management
1f Elect Director Steven W. Nance For For Management
1g Elect Director Suzanne P. Nimocks For For Management
1h Elect Director Thomas G. Ricks For For Management
1i Elect Director Brian G. Shaw For For Management
1j Elect Director Douglas J. Suttles For For Management
1k Elect Director Bruce G. Waterman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Gill Rider as Director For For Management
6 Re-elect Neil Cooper as Director For For Management
7 Elect Paul Boote as Director For For Management
8 Elect Jon Butterworth as Director For For Management
9 Re-elect Susan Davy as Director For For Management
10 Re-elect Iain Evans as Director For For Management
11 Elect Claire Ighodaro as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve WaterShare+ Dividend For For Management
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of RUB 123 per Share For For Management
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 63 per Share
4.1 Elect Igor Antoshin as Director None Against Management
4.2 Elect Irina Bokova as Director None For Management
4.3 Elect Andrei A. Gurev as Director None Against Management
4.4 Elect Andrei G. Gurev as Director None Against Management
4.5 Elect Sven Ombudstvedt as Director None Against Management
4.6 Elect Roman Osipov as Director None Against Management
4.7 Elect Natalia Pashkevich as Director None For Management
4.8 Elect Sergei Pronin as Director None Against Management
4.9 Elect James Beeland Rogers Jr. as None Against Management
Director
4.10 Elect Ivan Rodionov as Director None Against Management
4.11 Elect Xavier Robert Rolet as Director None For Management
4.12 Elect Marcus James Rhodes as Director None Against Management
4.13 Elect Mikhail Rybnikov as Director None Against Management
4.14 Elect Sergei Sereda as Director None Against Management
4.15 Elect Aleksei Sirotenko as Director None Against Management
4.16 Elect Aleksandr Sharabaiko as Director None Against Management
4.17 Elect Andrei Sharonov as Director None For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Lusine Agabekian as Member of For For Management
Audit Commission
6.2 Elect Ekaterina Viktorova as Member of For For Management
Audit Commission
6.3 Elect Olga Lizunova as Member of Audit For For Management
Commission
7 Ratify FBK as Auditor For For Management
8 Approve Related-Party Transaction Re: For For Management
Loan Agreement
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: X65078101
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 105 For For Management
per Share for First Quarter of Fiscal
2021
--------------------------------------------------------------------------------
PREMIUM BRANDS HOLDINGS CORPORATION
Ticker: PBH Security ID: 74061A108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Sean Cheah For For Management
2b Elect Director Johnny Ciampi For For Management
2c Elect Director Bruce Hodge For For Management
2d Elect Director Kathleen Keller-Hobson For For Management
2e Elect Director Hugh McKinnon For For Management
2f Elect Director George Paleologou For For Management
2g Elect Director Mary Wagner For For Management
2h Elect Director John Zaplatynsky For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
PTT EXPLORATION & PRODUCTION PLC
Ticker: PTTEP Security ID: Y7145P165
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge 2020 Performance Results None None Management
and 2021 Work Plan of the Company
2 Approve Financial Statements For For Management
3 Approve Dividend Payment For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6.1 Elect Krairit Euchukanonchai as For For Management
Director
6.2 Elect Tanarat Ubol as Director For For Management
6.3 Elect Pitipan Tepartimargorn as For For Management
Director
6.4 Elect Bundhit Eua-arporn as Director For For Management
6.5 Elect Angkarat Priebjrivat as Director For Against Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: 767204100
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Re-elect Megan Clark as Director For Against Management
6 Re-elect Hinda Gharbi as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Sam Laidlaw as Director For For Management
9 Re-elect Simon McKeon as Director For For Management
10 Re-elect Jennifer Nason as Director For For Management
11 Re-elect Jakob Stausholm as Director For For Management
12 Re-elect Simon Thompson as Director For For Management
13 Re-elect Ngaire Woods as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Approve Global Employee Share Plan None For Management
18 Approve UK Share Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SALMAR ASA
Ticker: SALM Security ID: R7445C102
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Approve Dividends of NOK 13 Per Share For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SALMAR ASA
Ticker: SALM Security ID: R7445C102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Receive Presentation of the Business None None Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 20 Per
Share
5 Approve Remuneration of Directors; For For Management
Approve Remuneration for Committee
Work; Approve Remuneration of
Nominating Committee
6 Approve Remuneration of Auditors For Against Management
7 Approve Company's Corporate Governance For For Management
Statement
8 Approve Share-Based Incentive Plan For Against Management
9 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
10 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management (Binding)
11.1 Elect Leif Inge Nordhammer as Director For For Management
11.2 Reelect Margrethe Hauge as Director For For Management
11.3 Elect Magnus Dybvad as Director For For Management
12.1 Reelect Bjorn Wiggen as Member of For For Management
Nominating Committee
12.2 Elect Karianne O. Tung as Member of For For Management
Nominating Committee
13 Approve Creation of NOK 2.8 Million For For Management
Pool of Capital without Preemptive
Rights
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve Issuance of Convertible Loans For For Management
without Preemptive Rights up to
Aggregate Nominal Amount of NOK 2
Billion; Approve Creation of NOK 2.8
Million Pool of Capital to Guarantee
Conversion Rights
16 Authorize Share Repurchase Program and For Against Management
Cancellation of Repurchased Shares
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Kevin Beeston as Director For For Management
5 Re-elect James Bowling as Director For For Management
6 Re-elect John Coghlan as Director For For Management
7 Re-elect Olivia Garfield as Director For For Management
8 Elect Christine Hodgson as Director For For Management
9 Elect Sharmila Nebhrajani as Director For For Management
10 Re-elect Dominique Reiniche as Director For For Management
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Angela Strank as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
TA CHEN STAINLESS PIPE CO., LTD.
Ticker: 2027 Security ID: Y8358R104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Approve Amendments to Articles of For For Management
Association
4 Approve Cash Distribution from Capital For For Management
Reserve
--------------------------------------------------------------------------------
TAIWAN FERTILIZER CO., LTD.
Ticker: 1722 Security ID: Y84171100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of
Non-independent Directors and
Independent Directors
5.1 Elect Huang Yao Hsing, a For For Management
Representative of Council of
Agriculture, Executive Yuan, with
Shareholder No. 173116, as
Non-independent Director
5.2 Elect Hu Jong I, a Representative of For For Management
Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.3 Elect Fan Mei Ling, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.4 Elect Tai, Ko Yuan, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.5 Elect Hsu, Min Lin, a Representative For For Management
of Council of Agriculture, Executive
Yuan, with Shareholder No. 173116, as
Non-independent Director
5.6 Elect Tsao, Chi Hung, with Shareholder For For Management
No. T102667XXX, as Non-independent
Director
5.7 Elect Lin, Su Ming, with Shareholder For For Management
No. M120532XXX, as Independent Director
5.8 Elect Ho Yen Sheng, with Shareholder For For Management
No. F123902XXX, as Independent Director
5.9 Elect Weng Ming Jang, with Shareholder For For Management
No. D120098XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of the 35th
Term, Council of Agriculture,
Executive Yuan
7 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Candidate Tsao, Chi Hung
8 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director Candidate Lin, Su Ming
9 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director Candidate Weng, Ming Jang
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: X89366102
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: X89366102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Fanil Agliullin as Director None Against Management
4.2 Elect Radik Gaizatullin as Director None Against Management
4.3 Elect Laszlo Gerecs as Director None For Management
4.4 Elect Larisa Glukhova as Director None Against Management
4.5 Elect Iurii Levin as Director None For Management
4.6 Elect Nail Maganov as Director None Against Management
4.7 Elect Albert Nafigin as Director None Against Management
4.8 Elect Rafail Nurmukhametov as Director None Against Management
4.9 Elect Valerii Sorokin as Director None Against Management
4.10 Elect Nurislam Siubaev as Director None Against Management
4.11 Elect Shafagat Takhautdinov as Director None Against Management
4.12 Elect Rustam Khalimov as Director None Against Management
4.13 Elect Rais Khisamov as Director None Against Management
4.14 Elect Rene Steiner as Director None Against Management
5.1 Elect Marsel Abdullin as Member of For For Management
Audit Commission
5.2 Elect Kseniia Borzunova as Member of For For Management
Audit Commission
5.3 Elect Ilnur Gabidullin as Member of For For Management
Audit Commission
5.4 Elect Guzal Gilfanova as Member of For For Management
Audit Commission
5.5 Elect Tatiana Malakhova as Member of For For Management
Audit Commission
5.6 Elect Liliia Rakhimzianova as Member For For Management
of Audit Commission
5.7 Elect Ramil Khairullin as Member of For For Management
Audit Commission
5.8 Elect Ravil Sharifullin as Member of For For Management
Audit Commission
6 Ratify Auditor For For Management
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Rose For For Management
1.2 Elect Director Brian G. Robinson For For Management
1.3 Elect Director Jill T. Angevine For For Management
1.4 Elect Director William D. Armstrong For For Management
1.5 Elect Director Lee A. Baker For For Management
1.6 Elect Director John W. Elick For For Management
1.7 Elect Director Andrew B. MacDonald For For Management
1.8 Elect Director Lucy M. Miller For For Management
1.9 Elect Director Janet L. Weiss For For Management
1.10 Elect Director Ronald C. Wigham For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
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<PAGE>
TTW PUBLIC COMPANY LIMITED
Ticker: TTW Security ID: Y9002L113
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Performance Report None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6.1 Elect Thanong Bidaya as Director For For Management
6.2 Elect Phairuch Mekarporn as Director For For Management
6.3 Elect Shunsuke Murai as Director For For Management
6.4 Elect Hideo Matsumoto as Director For For Management
7 Approve Remuneration of Directors For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
TTW PUBLIC COMPANY LIMITED
Ticker: TTW Security ID: Y9002L113
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Performance Report None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6.1 Elect Plew Trivisvavet as Director For For Management
6.2 Elect Phongsarit Tantisuvanitchkul as For For Management
Director
6.3 Elect Somnuk Chaidejsuriya as Director For For Management
6.4 Elect Suvich Pungchareon as Director For For Management
7 Approve Remuneration of Directors For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Les R. Baledge For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For For Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For For Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For For Management
1n Elect Director Barbara A. Tyson For For Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU Security ID: G92755100
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir David Higgins as Director For For Management
5 Re-elect Steve Mogford as Director For For Management
6 Re-elect Mark Clare as Director For For Management
7 Re-elect Brian May as Director For For Management
8 Re-elect Stephen Carter as Director For For Management
9 Re-elect Alison Goligher as Director For For Management
10 Re-elect Paulette Rowe as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Special Dividends of NOK 18 For For Management
Per Share
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 20.00
Per Share
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 690,000 for the
Chairman, NOK 412,000 for the Vice
Chairman, and NOK 363,000 for the
Other Directors; Approve Committee Fees
8 Approve Remuneration of Nominating For For Management
Committee
9 Approve NOK 22.8 Million Reduction in For For Management
Share Capital via Share Cancellation
and Redemption
10 Authorize Share Repurchase Program For For Management
11 Amend Articles Re: Electronic General For For Management
Meetings
- 166 -
<PAGE>
========================= First Trust Indxx NextG ETF ==========================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For For Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For Withhold Management
1.3 Elect Director Jayshree Ullal For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
ASE TECHNOLOGY HOLDING CO., LTD.
Ticker: 3711 Security ID: Y0249T100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Lending For Against Management
Procedures and Caps
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Issuance of Restricted Stocks For For Management
6.1 Elect JASON C.S. CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.2 Elect RICHARD H.P.CHANG, a For Against Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.3 Elect CHI-WEN TSAI, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect YEN-CHUN CHANG, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.5 Elect TIEN WU, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.6 Elect JOSEPH TUNG, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.7 Elect RAYMOND LO, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.8 Elect TS CHEN, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.9 Elect JEFFERY CHEN, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.10 Elect RUTHERFORD CHANG, with For Against Management
SHAREHOLDER NO.00059235 as
Non-independent Director
6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management
SHAREHOLDER NO.H101915XXX as
Independent Director
6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management
Q200495XXX as Independent Director
6.13 Elect PHILIP WEN-CHYI ONG, with For For Management
SHAREHOLDER NO.A120929XXX as
Independent Director
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mirko Bibic For For Management
1.2 Elect Director David F. Denison For For Management
1.3 Elect Director Robert P. Dexter For For Management
1.4 Elect Director Ian Greenberg For For Management
1.5 Elect Director Katherine Lee For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Sheila A. Murray For For Management
1.8 Elect Director Gordon M. Nixon For For Management
1.9 Elect Director Louis P. Pagnutti For For Management
1.10 Elect Director Calin Rovinescu For For Management
1.11 Elect Director Karen Sheriff For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Jennifer Tory For For Management
1.14 Elect Director Cornell Wright For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: JUL 31, 2020 Meeting Type: Court
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Composite Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Gopal Vittal as Director For For Management
4 Reelect Shishir Priyadarshi as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shifting of Registered Office For For Management
of the Company
--------------------------------------------------------------------------------
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<PAGE>
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares on For For Management
Preferential Basis
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Jan du Plessis as Director For For Management
5 Re-elect Philip Jansen as Director For For Management
6 Re-elect Simon Lowth as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Isabel Hudson as Director For For Management
9 Re-elect Mike Inglis as Director For For Management
10 Re-elect Matthew Key as Director For For Management
11 Re-elect Allison Kirkby as Director For For Management
12 Elect Adel Al-Saleh as Director For For Management
13 Elect Sir Ian Cheshire as Director For For Management
14 Elect Leena Nair as Director For For Management
15 Elect Sara Weller as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise EU Political Donations and For For Management
Expenditure
24 Approve Employee Sharesave Plan For For Management
25 Approve International Employee For For Management
Sharesave Plan
26 Approve Employee Stock Purchase Plan For For Management
27 Approve Restricted Share Plan For For Management
28 Approve Deferred Bonus Plan For For Management
29 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gao Tongqing as Director and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Gao Tongqing
2 Elect Li Zhangting as Supervisor and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Li Zhangting
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions Contemplated under the
2021-2023 Service Supply Framework
Agreement with China
Telecommunications Corporation,
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Proposal For For Management
and Declaration of Final Dividend
3 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
(Special General Partnership) as
International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
4 Approve Change in Registered Address For For Management
5 Approve Amendments to Articles of For Against Management
Association, Rules of Procedures
Regarding Meetings of Board of
Directors and Related Transactions
6 Approve Grant of General Mandate to For For Management
Issue Debt Financing Instruments
Denominated in Local or Foreign
Currencies
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect Increase in the Registered
Capital
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Stuckey For For Management
1.2 Elect Director Paul E. Szurek For For Management
1.3 Elect Director Jean A. Bua For For Management
1.4 Elect Director Kelly C. Chambliss For For Management
1.5 Elect Director Patricia L. Higgins For For Management
1.6 Elect Director Michael R. Koehler For For Management
1.7 Elect Director Michael H. Millegan For For Management
1.8 Elect Director David A. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director David H. Ferdman For For Management
1.3 Elect Director John W. Gamble, Jr. For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Denise Olsen For For Management
1.6 Elect Director Alex Shumate For For Management
1.7 Elect Director William E. Sullivan For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2021 Interim
Financial Statements
5.3 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the First Quarter of
Fiscal Year 2021
5.4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the Third Quarter of
Fiscal Year 2021 and First Quarter of
Fiscal Year 2022
6 Elect Helga Jung to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration Policy For Against Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Amend Articles Re: Shareholders' Right Against For Shareholder
to Participation during the Virtual
Meeting
--------------------------------------------------------------------------------
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<PAGE>
DIGI.COM BERHAD
Ticker: 6947 Security ID: Y2070F100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yasmin Binti Aladad Khan as For For Management
Director
2 Elect Randi Wiese Heirung as Director For For Management
3 Elect Wenche Marie Agerup as Director For For Management
4 Approve Directors' Fees and Benefits For For Management
5 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For Against Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For Against Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELISA OYJ
Ticker: ELISA Security ID: X1949T102
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 126,000 for
Chairman, EUR 84,000 for Vice Chairman
and the Chairman of the Committees,
and EUR 69,000 for Other Directors;
Approve Meeting Fees
12 Fix Number of Directors at Eights For For Management
13 Reelect Clarisse Berggardh (Vice For For Management
Chair), Kim Ignatius, Topi Manner,
Eva-Lotta Sjostedt, Seija Turunen,
Anssi Vanjoki (Chair) and Antti Vasara
as Directors; Elect Maher Chebbo as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 15 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC
Ticker: ETISALAT Security ID: M4040L103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Appointment of Group For For Management
Corporate Secretary as Rapporteur of
the Meeting and First Abu Dhabi Bank
as Collector of Votes
2 Approve Board Report on Company For For Management
Operations and Its Financial Position
for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
5 Approve Final Dividends of AED 1.20 For For Management
per Share for FY 2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Approve Remuneration of Directors for For Against Management
FY 2020
10 Approve Board Remuneration Policy For For Management
11 Authorize the Board to Appoint Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf in Future Annual General
Assembly Meetings and Determine their
Fees
1 Approve Charitable Donations Up to 1 For For Management
Percent of Average Net Profits for FY
2019 and FY 2020
2.a Amend Articles of Bylaws Re: Ownership For For Management
and Participation
2.b Amend Articles of Bylaws Re: For For Management
Appointing of External Auditors
3 Approve Cancelling of Share Repurchase For For Management
Program
1 Elect Directors (Cumulative Voting) For Against Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandra E. Bergeron For For Management
1b Elect Director Elizabeth L. Buse For For Management
1c Elect Director Michel Combes For Against Management
1d Elect Director Michael L. Dreyer For For Management
1e Elect Director Alan J. Higginson For For Management
1f Elect Director Peter S. Klein For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Nikhil Mehta For For Management
1i Elect Director Marie E. Myers For For Management
1j Elect Director Sripada Shivananda For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tokita, Takahito For For Management
1.2 Elect Director Furuta, Hidenori For For Management
1.3 Elect Director Isobe, Takeshi For For Management
1.4 Elect Director Yamamoto, Masami For For Management
1.5 Elect Director Mukai, Chiaki For For Management
1.6 Elect Director Abe, Atsushi For For Management
1.7 Elect Director Kojo, Yoshiko For For Management
1.8 Elect Director Scott Callon For For Management
1.9 Elect Director Sasae, Kenichiro For For Management
2 Appoint Statutory Auditor Hirose, For For Management
Yoichi
3 Appoint Alternate Statutory Auditor For For Management
Namba, Koichi
4 Approve Compensation Ceiling for For For Management
Directors
5 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: GDS Security ID: 36165L108
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary J. Wojtaszek For Against Management
2 Elect Director Satoshi Okada For Against Management
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: 9698 Security ID: 36165L108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lim Ah Doo For For Management
2 Elect Director Chang Sun For For Management
3 Elect Director Judy Qing Ye For For Management
4 Ratify KPMG Huazhen LLP as Auditors For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Amend Certificate of Incorporation For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GLOBE TELECOM, INC.
Ticker: GLO Security ID: Y27257149
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Stockholders' For For Management
Meeting held on April 21, 2020
2 Approve the Annual Report of Officers For For Management
and Audited Financial Statements
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
Adopted During the Preceding Year
4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management
Director
4.2 Elect Lang Tao Yih, Arthur as Director For Against Management
4.3 Elect Fernando Zobel de Ayala as For Against Management
Director
4.4 Elect Samba Natarajan as Director For Against Management
4.5 Elect Ernest L. Cu as Director For For Management
4.6 Elect Delfin L. Lazaro as Director For Against Management
4.7 Elect Romeo L. Bernardo as Director For Against Management
4.8 Elect Cezar P. Consing as Director For Against Management
4.9 Elect Rex Ma. A. Mendoza as Director For For Management
4.10 Elect Saw Phaik Hwa as Director For For Management
4.11 Elect Cirilo P. Noel as Director For For Management
5 Approve Independent Auditors and For For Management
Fixing of Their Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
HCL TECHNOLOGIES LIMITED
Ticker: 532281 Security ID: Y3121G147
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Roshni Nadar Malhotra as For For Management
Director
4 Elect Mohan Chellappa as Director For For Management
5 Elect Simon John England as Director For For Management
6 Elect Shikhar Neelkamal Malhotra as For For Management
Director
7 Reelect Thomas Sieber as Director For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
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<PAGE>
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3.1 Approve Discharge of Management Board For For Management
Member Reinhard Ploss for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Helmut Gassel for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Jochen Hanebeck for Fiscal 2020
3.4 Approve Discharge of Management Board For For Management
Member Sven Schneider for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Eder for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Peter Bauer (until Feb. 20,
2020) for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Xiaoqun Clever (from Feb. 20,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Johann Dechant for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Herbert Diess (until Feb. 20,
2020) for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Friedrich Eichiner (from Feb.
20, 2020) for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Annette Engelfried for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Peter Gruber for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Gerhard Hobbach (until Feb. 20,
2020) for Fiscal 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Hans-Ulrich Holdenried for
Fiscal 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Renate Koecher (until Feb. 20,
2020) for Fiscal 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Susanne Lachenmann for Fiscal
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Geraldine Picaud for Fiscal 2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Manfred Puffer for Fiscal 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Melanie Riedl (from Feb. 20,
2020) for Fiscal 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Kerstin Schulzendorf for Fiscal
2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Juergen Scholz for Fiscal 2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Ulrich Spiesshofer (from Feb.
20, 2020) for Fiscal 2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale (from Feb. 20,
2020) for Fiscal 2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Eckart Suenner (until Feb. 20,
2020) for Fiscal 2020
4.21 Approve Discharge of Supervisory Board For For Management
Member Diana Vitale for Fiscal 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 30 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Articles Re: Information for For For Management
Registration in the Share Register
10 Amend Articles Re: Supervisory Board's For For Management
Rules of Procedure
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For For Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE SPA
Ticker: INW Security ID: T6032P102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020-2024 Long Term Incentive For Against Management
Plan
2 Approve 2020 Broad-Based Share For For Management
Ownership Plan
3 Amend Remuneration Policy For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service 2020-2024 Long Term Incentive
Plan and 2020 Broad-Based Share
Ownership Plan
5 Elect Angela Maria Cossellu as Director For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE SPA
Ticker: INW Security ID: T6032P102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Integrate Remuneration of Auditors For For Management
6.1 Slate Submitted by Daphne 3 SpA and None Against Shareholder
Central Tower Holding Company BV
6.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
7 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
8 Approve Internal Auditors' Remuneration None For Shareholder
9 Elect Directors (Bundled) and Approve For For Management
Their Remuneration
--------------------------------------------------------------------------------
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<PAGE>
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Christine Gorjanc For For Management
1f Elect Director Janet Haugen For For Management
1g Elect Director Scott Kriens For For Management
1h Elect Director Rahul Merchant For For Management
1i Elect Director Rami Rahim For For Management
1j Elect Director William Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3 Appoint Statutory Auditor Asahina, For For Management
Yukihiro
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation (Add For For Management
Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Changes in
Legislation)
2.3 Amend Articles of Incorporation For For Management
(Clarify Stock Options Grantees)
3.1 Elect Park Jong-ook as Inside Director For For Management
3.2 Elect Kang Guk-hyeon as Inside Director For For Management
3.3 Elect Lee Gang-cheol as Outside For For Management
Director
4 Elect Kim Dae-you as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Yamaguchi, Goro For For Management
2.2 Elect Director Tanimoto, Hideo For For Management
2.3 Elect Director Fure, Hiroshi For For Management
2.4 Elect Director Ina, Norihiko For For Management
2.5 Elect Director Kano, Koichi For For Management
2.6 Elect Director Aoki, Shoichi For For Management
2.7 Elect Director Aoyama, Atsushi For For Management
2.8 Elect Director Koyano, Akiko For For Management
2.9 Elect Director Kakiuchi, Eiji For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kida, Minoru
--------------------------------------------------------------------------------
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<PAGE>
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Yuanqing as Director For For Management
3b Elect William O. Grabe as Director For For Management
3c Elect William Tudor Brown as Director For For Management
3d Elect Yang Lan as Director For For Management
3e Authorize Board Not to Fill Up Vacated For For Management
Office Resulting From Retirement of
Nobuyuki Idei as Director
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issuance and For For Management
Admission of Chinese Depositary
Receipts ("CDRs") and the Specific
Mandate
2 Authorize Board and Its Authorized For For Management
Persons to Deal With All Matters in
Relation to the Proposed Issuance and
Admission of CDRs
3 Approve Plan for Distribution of For For Management
Profits Accumulated and Undistributed
Before the Proposed Issuance and
Admission of CDRs
4 Approve Price Stabilization Plan of For For Management
CDRs for Three Years After the
Proposed Issuance and Admission of
CDRs
5 Approve Dividend Return Plan for For For Management
Shareholders for Three Years After the
Proposed Issuance and Admission of
CDRs
6 Approve Use of Proceeds from the For For Management
Proposed Issuance and Admission of CDRs
7 Approve Risk Alert Regarding Dilution For For Management
of Immediate Return by the Public
Offering of CDRs and Relevant
Recovery Measures
8 Approve Binding Measures on For For Management
Non-Performance of Relevant
Undertakings in Connection with the
Proposed Issuance and Admission of CDRs
9 Adopt Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Amend Articles of Association and For For Management
Adopt Amended and Restated Articles of
Association
--------------------------------------------------------------------------------
LG ELECTRONICS, INC.
Ticker: 066570 Security ID: Y5275H177
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Bae Doo Yong as Inside Director For For Management
4 Elect Kang Soo Jin as Outside Director For For Management
to Serve as a Member of Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tudor Brown For For Management
1B Elect Director Brad Buss For For Management
1C Elect Director Edward Frank For For Management
1D Elect Director Richard S. Hill For For Management
1E Elect Director Bethany Mayer For For Management
1F Elect Director Matthew J. Murphy For For Management
1G Elect Director Michael Strachan For For Management
1H Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduce Supermajority Vote Requirement For For Management
to Approve Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
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<PAGE>
MEDIATEK, INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Issuance of Restricted Stock For For Management
Awards
5.1 Elect Ming-Kai Tsai with Shareholder For For Management
No. 1 as Non-independent Director
5.2 Elect Rick Tsai (Rick Tsa) with For For Management
Shareholder No. 374487 as
Non-independent Director
5.3 Elect Cheng-Yaw Sun with Shareholder For For Management
No. 109274 as Non-independent Director
5.4 Elect Kenneth Kin with ID No. For For Management
F102831XXX as Non-independent Director
5.5 Elect Joe Chen with Shareholder No. For For Management
157 as Non-independent Director
5.6 Elect Chung-Yu Wu with Shareholder No. For For Management
1512 as Independent Director
5.7 Elect Peng-Heng Chang with ID No. For For Management
A102501XXX as Independent Director
5.8 Elect Ming-Je Tang with ID No. For For Management
A100065XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 14, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Beyer For For Management
1b Elect Director Lynn A. Dugle For For Management
1c Elect Director Steven J. Gomo For For Management
1d Elect Director Mary Pat McCarthy For For Management
1e Elect Director Sanjay Mehrotra For For Management
1f Elect Director Robert E. Switz For For Management
1g Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP.
Ticker: 6503 Security ID: J43873116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakuyama, Masaki For For Management
1.2 Elect Director Sugiyama, Takeshi For For Management
1.3 Elect Director Sagawa, Masahiko For For Management
1.4 Elect Director Kawagoishi, Tadashi For For Management
1.5 Elect Director Sakamoto, Takashi For For Management
1.6 Elect Director Uruma, Kei For For Management
1.7 Elect Director Masuda, Kuniaki For For Management
1.8 Elect Director Yabunaka, Mitoji For For Management
1.9 Elect Director Obayashi, Hiroshi For For Management
1.10 Elect Director Watanabe, Kazunori For For Management
1.11 Elect Director Koide, Hiroko For For Management
1.12 Elect Director Oyamada, Takashi For Against Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 8.93 For For Management
per Share for First Six Months of
Fiscal 2020
2 Approve Company's Membership in Open For For Management
Network Technologies
3 Approve New Edition of Regulations on For For Management
Board of Directors
4 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Reorganization via Acquisition For For Management
of OOO Stv
1.2 Approve Reorganization via Acquisition For For Management
of OOO Stream
1.3 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil
1.4 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil Plius
1.5 Approve Reorganization via Acquisition For For Management
of OOO MKS Balashikha
1.6 Approve Reorganization via Acquisition For For Management
of AO NPO Progtekh
2.1 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.1
2.2 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.2
2.3 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.3
2.4 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.4
2.5 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.5
2.6 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.6
3.1 Approve Company's Membership in For For Management
StroySvyazTelecom
3.2 Approve Company's Membership in For For Management
ProektSvyazTelecom
4 Approve New Edition of Regulations on For For Management
Board of Directors
5 Approve New Edition of Regulations on For For Management
Management
6 Approve New Edition of Regulations on For For Management
CEO
7 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report and Financial For For Management
Statements
1.2 Approve Allocation of Income and For For Management
Dividends of RUB 26.51 per Share
2.1 Elect Feliks Evtushenkov as Director None Against Management
2.2 Elect Artem Zasurskii as Director None Against Management
2.3 Elect Viacheslav Nikolaev as Director None Against Management
2.4 Elect Regina Dagmar Benedicta von None For Management
Flemming as Director
2.5 Elect Shaygan Kheradpir as Director None For Management
2.6 Elect Thomas Holtrop as Director None Against Management
2.7 Elect Nadia Shouraboura as Director None For Management
2.8 Elect Konstantin Ernst as Director None For Management
2.9 Elect Valentin Iumashev as Director None For Management
3.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
3.2 Elect Evgenii Madorskii as Member of For For Management
Audit Commission
3.3 Elect Natalia Mikheeva as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
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MTN GROUP LTD.
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sindi Mabaso-Koyana as Director For For Management
2 Elect Nosipho Molope as Director For For Management
3 Elect Noluthando Gosa as Director For For Management
4 Re-elect Shaygan Kheradpir as Director For For Management
5 Re-elect Paul Hanratty as Director For For Management
6 Re-elect Stanley Miller as Director For For Management
7 Re-elect Nkululeko Sowazi as Director For For Management
8 Elect Tsholofelo Molefe as Director For For Management
9 Elect Sindi Mabaso-Koyana as Member of For For Management
the Audit Committee
10 Elect Nosipho Molope as Member of the For For Management
Audit Committee
11 Elect Noluthando Gosa as Member of the For For Management
Audit Committee
12 Re-elect Swazi Tshabalala as Member of For For Management
the Audit Committee
13 Re-elect Vincent Rague as Member of For For Management
the Audit Committee
14 Elect Noluthando Gosa as Member of the For For Management
Social and Ethics Committee
15 Re-elect Lamido Sanusi as Member of For For Management
the Social and Ethics Committee
16 Re-elect Stanley Miller as Member of For For Management
the Social and Ethics Committee
17 Re-elect Nkunku Sowazi as Member of For For Management
the Social and Ethics Committee
18 Re-elect Khotso Mokhele as Member of For For Management
the Social and Ethics Committee
19 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
20 Reappoint Ernst & Young Inc as Auditors For For Management
21 Place Authorised but Unissued Shares For For Management
under Control of Directors
22 Authorise Board to Issue Shares for For For Management
Cash
23 Approve Remuneration Policy For For Management
24 Approve Remuneration Implementation For Against Management
Report
25 Authorise Ratification of Approved For For Management
Resolutions
26 Approve Remuneration of Board Local For For Management
Chairman
27 Approve Remuneration of Board For For Management
International Chairman
28 Approve Remuneration of Board Local For For Management
Member
29 Approve Remuneration of Board For For Management
International Member
30 Approve Remuneration of Board Local For For Management
Lead Independent Director
31 Approve Remuneration of Board For For Management
International Lead Independent Director
32 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Chairman
33 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Chairman
34 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Member
35 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Member
36 Approve Remuneration of Social and For For Management
Ethics Committee Local Chairman
37 Approve Remuneration of Social and For For Management
Ethics Committee International Chairman
38 Approve Remuneration of Social and For For Management
Ethics Committee Local Member
39 Approve Remuneration of Social and For For Management
Ethics Committee International Member
40 Approve Remuneration of Audit For For Management
Committee Local Chairman
41 Approve Remuneration of Audit For For Management
Committee International Chairman
42 Approve Remuneration of Audit For For Management
Committee Local Member
43 Approve Remuneration of Audit For For Management
Committee International Member
44 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Chairman
45 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Chairman
46 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Member
47 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Member
48 Approve Remuneration of Local Member For For Management
for Special Assignments or Projects
(per day)
49 Approve Remuneration of International For For Management
Member for Special Assignments or
Projects (per day)
50 Approve Remuneration for Ad Hoc Work For Against Management
Performed by Non-executive Directors
for Special Projects (hourly rate)
51 Approve Remuneration of Share Trust For For Management
(trustees) Local Chairman
52 Approve Remuneration of Share Trust For For Management
(trustees) International Chairman
53 Approve Remuneration of Share Trust For For Management
(trustees) Local Member
54 Approve Remuneration of Share Trust For For Management
(trustees) International Member
55 Approve Remuneration of Sourcing For For Management
Committee Local Chairman
56 Approve Remuneration of Sourcing For For Management
Committee International Chairman
57 Approve Remuneration of Sourcing For For Management
Committee Local Member
58 Approve Remuneration of Sourcing For For Management
Committee International Member
59 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Chairman
60 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Chairman
61 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Member
62 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Member
63 Authorise Repurchase of Issued Share For For Management
Capital
64 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
65 Approve Financial Assistance to For For Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
66 Approve Financial Assistance to MTN For For Management
Zakhele Futhi (RF) Limited
--------------------------------------------------------------------------------
NEC CORP.
Ticker: 6701 Security ID: J48818207
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Endo, Nobuhiro For For Management
1.2 Elect Director Niino, Takashi For For Management
1.3 Elect Director Morita, Takayuki For For Management
1.4 Elect Director Ishiguro, Norihiko For For Management
1.5 Elect Director Matsukura, Hajime For For Management
1.6 Elect Director Nishihara, Moto For For Management
1.7 Elect Director Seto, Kaoru For For Management
1.8 Elect Director Iki, Noriko For For Management
1.9 Elect Director Ito, Masatoshi For For Management
1.10 Elect Director Nakamura, Kuniharu For For Management
1.11 Elect Director Ota, Jun For For Management
1.12 Elect Director Christina Ahmadjian For For Management
2 Appoint Statutory Auditor Odake, For For Management
Nobuhiro
--------------------------------------------------------------------------------
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<PAGE>
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Approve Trust-Type Equity Compensation For For Management
Plan
3 Approve Cash Compensation Ceiling for For For Management
Directors and Compensation Ceiling Set
Aside for Board Members Shareholding
Association
4 Remove Incumbent Director Shibutani, Against Against Shareholder
Naoki
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: 654902204
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13.1 Reelect Sari Baldauf as Director For For Management
13.2 Reelect Bruce Brown as Director For For Management
13.3 Reelect Thomas Dannenfeldt as Director For For Management
13.4 Reelect Jeanette Horan as Director For For Management
13.5 Reelect Edward Kozel as Director For For Management
13.6 Reelect Soren Skou as Director For For Management
13.7 Reelect Carla Smits-Nusteling as For For Management
Director
13.8 Reelect Kari Stadigh as Director For Withhold Management
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For Against Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For Against Management
Director
3h Reelect Peter Smitham as Non-Executive For Against Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For Against Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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<PAGE>
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Renew Appointment of KPMG as Auditor For For Management
7 Renew Appointment of Salustro Reydel For For Management
as Alternate Auditor
8 Appoint Deloitte as Auditor For For Management
9 Appoint Beas as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 111 Quai du President
Roosevelt, 92130 Issy-les-Moulineaux
11 Approve Compensation Report For For Management
12 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
13 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
14 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
15 Approve Remuneration Policy of the For For Management
Chairman and CEO
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Directors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
20 Allow Board to Use Delegations under For Against Management
Item 19 Above in the Event of a Public
Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
22 Allow Board to Use Delegations under For Against Management
Item 21 Above in the Event of a Public
Tender Offer
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19-24
26 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
27 Allow Board to Use Delegations under For Against Management
Item 26 Above in the Event of a Public
Tender Offer
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Allow Board to Use Delegations under For Against Management
Item 28 Above in the Event of a Public
Tender Offer
30 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion
31 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Corporate Officers
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
34 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
35 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 31 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Access of Women to Positions of None None Shareholder
Responsibility and Equal Pay
--------------------------------------------------------------------------------
PLDT INC.
Ticker: TEL Security ID: 69344D408
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ending
December 31, 2020 Contained in the
Company's 2020 Annual Report
2.1 Elect Bernido H. Liu as Director For Withhold Management
2.2 Elect Artemio V. Panganiban as Director For Withhold Management
2.3 Elect Bernadine T. Siy as Director For For Management
2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management
2.5 Elect Helen Y. Dee as Director For Withhold Management
2.6 Elect Ray C. Espinosa as Director For Withhold Management
2.7 Elect James L. Go as Director For Withhold Management
2.8 Elect Shigeki Hayashi as Director For Withhold Management
2.9 Elect Junichi Igarashi as Director For Withhold Management
2.10 Elect Manuel V. Pangilinan as Director For For Management
2.11 Elect Alfredo S. Panlilio as Director For For Management
2.12 Elect Albert F. del Rosario as Director For Withhold Management
2.13 Elect Marife B. Zamora as Director For Withhold Management
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph G. Quinsey For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Jeffery R. Gardner For For Management
1.4 Elect Director John R. Harding For For Management
1.5 Elect Director David H. Y. Ho For For Management
1.6 Elect Director Roderick D. Nelson For For Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Susan L. Spradley For For Management
1.9 Elect Director Walter H. Wilkinson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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<PAGE>
RENESAS ELECTRONICS CORP.
Ticker: 6723 Security ID: J4881V107
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shibata, Hidetoshi For For Management
1.2 Elect Director Toyoda, Tetsuro For For Management
1.3 Elect Director Iwasaki, Jiro For For Management
1.4 Elect Director Selena Loh Lacroix For For Management
1.5 Elect Director Arunjai Mittal For For Management
1.6 Elect Director Yamamoto, Noboru For For Management
2.1 Appoint Statutory Auditor Sekine, For Against Management
Takeshi
2.2 Appoint Statutory Auditor Mizuno, For For Management
Tomoko
3 Approve Performance Share Plan and For Against Management
Restricted Stock Plan
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For Against Management
Director
2.1.2 Elect Kim Jeong as Outside Director For Against Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For Against Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDS CO., LTD.
Ticker: 018260 Security ID: Y7T72C103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Hwang Sungwoo as Inside Director For For Management
2.2 Elect Koo Hyeong-jun as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For For Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Low Check Kian as Director For For Management
5 Elect Lee Theng Kiat as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Under the Singtel
Performance Share Plan 2012
10 Authorize Share Repurchase Program For For Management
11 Amend Constitution For For Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Elect Ryu Young-sang as Inside Director For For Management
5 Elect Yoon Young-min as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan S. Batey For For Management
1b Elect Director Kevin L. Beebe For For Management
1c Elect Director Timothy R. Furey For For Management
1d Elect Director Liam K. Griffin For For Management
1e Elect Director Christine King For For Management
1f Elect Director David P. McGlade For For Management
1g Elect Director Robert A. Schriesheim For For Management
1h Elect Director Kimberly S. Stevenson For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
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<PAGE>
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For Against Management
Shareholder Meetings
2.1 Elect Director Miyauchi, Ken For For Management
2.2 Elect Director Miyakawa, Junichi For For Management
2.3 Elect Director Shimba, Jun For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Fujihara, Kazuhiko For For Management
2.6 Elect Director Son, Masayoshi For For Management
2.7 Elect Director Kawabe, Kentaro For For Management
2.8 Elect Director Horiba, Atsushi For For Management
2.9 Elect Director Kamigama, Takehiro For For Management
2.10 Elect Director Oki, Kazuaki For For Management
2.11 Elect Director Uemura, Kyoko For For Management
2.12 Elect Director Hishiyama, Reiko For For Management
2.13 Elect Director Koshi, Naomi For For Management
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Stock Option Plan
--------------------------------------------------------------------------------
SONY GROUP CORP.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For For Management
1.2 Elect Director Totoki, Hiroki For For Management
1.3 Elect Director Sumi, Shuzo For For Management
1.4 Elect Director Tim Schaaff For For Management
1.5 Elect Director Oka, Toshiko For For Management
1.6 Elect Director Akiyama, Sakie For For Management
1.7 Elect Director Wendy Becker For For Management
1.8 Elect Director Hatanaka, Yoshihiko For For Management
1.9 Elect Director Adam Crozier For For Management
1.10 Elect Director Kishigami, Keiko For For Management
1.11 Elect Director Joseph A. Kraft Jr For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Limited as Auditor of For For Management
the Company and Authorize Board to Fix
Their Remuneration
2 Elect Paul Berriman as Director For For Management
3 Elect Charles Sitch as Director For For Management
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STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Approve Remuneration Report For Against Management
4 Approve Remuneration Policy for For For Management
Management Board
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Dividends For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Jean-Marc Chery to Management For For Management
Board
10 Approve Grant of Unvested Stock Awards For For Management
to Jean-Marc Chery as President and CEO
11 Approve Unvested Stock Award Plan for For For Management
Management and Key Employees
12 Reelect Nicolas Dufourcq to For For Management
Supervisory Board
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
15 Allow Questions None None Management
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SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Roland Abt as Director For For Management
4.2 Reelect Alain Carrupt as Director For For Management
4.3 Elect Guus Dekkers as Director For For Management
4.4 Reelect Frank Esser as Director For For Management
4.5 Reelect Barbara Frei as Director For For Management
4.6 Reelect Sandra Lathion-Zweifel as For For Management
Director
4.7 Reelect Anna Mossberg as Director For For Management
4.8 Reelect Michael Rechsteiner as Director For For Management
4.9 Elect Michael Rechsteiner as Board For For Management
Chairman
5.1 Reappoint Roland Abt as Member of the For For Management
Compensation Committee
5.2 Reappoint Frank Esser as Member of the For For Management
Compensation Committee
5.3 Reappoint Barbara Frei as Member of For For Management
the Compensation Committee
5.4 Appoint Michael Rechsteiner as Member For For Management
of the Compensation Committee
5.5 Reappoint Renzo Simoni as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.5 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.7
Million
7 Designate Reber Rechtsanwaelte as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
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T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcelo Claure For Withhold Management
1.2 Elect Director Srikant M. Datar For For Management
1.3 Elect Director Bavan M. Holloway For For Management
1.4 Elect Director Timotheus Hottges For Withhold Management
1.5 Elect Director Christian P. Illek For Withhold Management
1.6 Elect Director Raphael Kubler For Withhold Management
1.7 Elect Director Thorsten Langheim For Withhold Management
1.8 Elect Director Dominique Leroy For Withhold Management
1.9 Elect Director G. Michael (Mike) For Withhold Management
Sievert
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Omar Tazi For Withhold Management
1.12 Elect Director Kelvin R. Westbrook For Withhold Management
1.13 Elect Director Michael Wilkens For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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TAIWAN MOBILE CO., LTD.
Ticker: 3045 Security ID: Y84153215
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Return Out of Capital For For Management
Surplus
4 Approve Amendments to Articles of For For Management
Association
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Daniel M. Tsai
6 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Chris Tsai
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
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TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect N Chandrasekaran as Director For Against Management
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TECH MAHINDRA LIMITED
Ticker: 532755 Security ID: Y85491127
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm Interim Dividend and Declare For For Management
Final Dividend
4 Reelect C. P. Gurnani as Director For For Management
5 Elect Anish Shah as Director For For Management
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TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extraordinary Dividends of SEK For For Management
3.50 Per Share
7.a Approve Equity Plan Financing For For Management
7.b Approve Alternative Equity Plan For Against Management
Financing
8 Approve Performance Based Share Plan For For Management
LTI 2020 for CEO Kjell Morten Johnsen
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TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
2.2 Designate Jan Sarlvik as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Ordinary Dividends of SEK 6 Per Share
9a Approve Discharge of Carla For For Management
Smits-Nusteling
9b Approve Discharge of Andrew Barron For For Management
9c Approve Discharge of Anders Bjorkman For For Management
9d Approve Discharge of Georgi Ganev For For Management
9e Approve Discharge of Cynthia Gordon For For Management
9f Approve Discharge of Eva Lindqvist For For Management
9g Approve Discharge of Lars-Ake Norling For For Management
9h Approve Discharge of Anders Nilsson For For Management
(CEO)
9i Approve Discharge of Kjell Johnsen For For Management
(CEO)
10 Determine Number of Members (7) and For For Management
Deputy Members of Board
11a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 6.6 Million
11b Approve Remuneration of Auditors For For Management
12a Reelect Andrew Barron as Director For For Management
12b Elect Stina Bergfors as New Director For For Management
12c Reelect Georgi Ganev as Director For For Management
12d Elect Sam Kini as New Director For For Management
12e Reelect Eva Lindqvist as Director For For Management
12f Reelect Lars-Ake Norling as Director For For Management
12g Reelect Carla Smits-Nusteling as For For Management
Director
13 Reelect Carla Smits-Nusteling as Board For For Management
Chairman
14a Determine Number of Auditors and For For Management
Deputy Auditors
14b Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Report For For Management
16a Approve Performance Share Matching For For Management
Plan LTI 2021
16b Approve Equity Plan Financing Through For For Management
Issuance of Class C Shares
16c Approve Equity Plan Financing Through For For Management
Repurchase of Class C Shares
16d Approve Equity Plan Financing Through For For Management
Transfer of Class B Shares to
Participants
16e Approve Equity Plan Financing Through For For Management
Reissuance of Class B Shares
16f Authorize Share Swap Agreement For Against Management
17 Authorize Share Repurchase Program For For Management
18a Investigate if Current Board Members None Against Shareholder
and Leadership Team Fulfil Relevant
Legislative and Regulatory
Requirements, as well as the Demands
of the Public Opinions' Ethical Values
18b In the Event that the Investigation None Against Shareholder
Clarifies that there is Need, Relevant
Measures Shall be Taken to Ensure that
the Requirements are Fulfilled
18c The Investigation and Any Measures None Against Shareholder
Should be Presented as soon as
possible, however Not Later than AGM
2022
19a Give Full Compensation to Private None Against Shareholder
Customers who have Lost their Pool of
Phone Call
19b Instruct the Executive Management to None Against Shareholder
Prepare a Code of Conduct for the
Customer Service Department,
20 Close Meeting None None Management
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<PAGE>
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
2.2 Designate John Hernander as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extra Dividends of SEK 3.00 For For Management
Per Share
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TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Fix Number of Directors For For Management
6 Fix Board Terms for Directors For For Management
7.1 Slate Submitted by Management For For Management
7.2 Slate Submitted by a Group of Fund None Against Shareholder
Managers and SICAVs
7-bis Appoint Unelected Candidates Who Are None For Management
Included in Properly Submitted Slates
8 Approve Remuneration of Directors For For Management
9.1 Slate Submitted by Vivendi SA None Against Shareholder
9.2 Slate Submitted by a Group of Fund None For Shareholder
Managers and SICAVs
9.3 Slate Submitted by Cassa Depositi e None Against Shareholder
Prestiti SpA
9-bis Appoint Unelected Candidates Who Are None For Shareholder
Included in Properly Submitted Slates
10.a Appoint Angelo Rocco Bonissoni as None Against Shareholder
Chairman of Internal Statutory Auditors
10.b Appoint Francesco Fallacara as None For Shareholder
Chairman of Internal Statutory Auditors
10.c Appoint Franco Luciano Tutino as None For Shareholder
Chairman of Internal Statutory Auditors
11 Approve Internal Auditors' Remuneration None For Shareholder
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
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TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC.B Security ID: W26049119
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.1 Accept Financial Statements and For For Management
Statutory Reports
7.2 Approve Remuneration Report For For Management
7.3a Approve Discharge of Board Chairman For For Management
Ronnie Leten
7.3b Approve Discharge of Board Member For For Management
Helena Stjernholm
7.3c Approve Discharge of Board Member For For Management
Jacob Wallenberg
7.3d Approve Discharge of Board Member Jon For For Management
Fredrik Baksaas
7.3e Approve Discharge of Board Member Jan For For Management
Carlson
7.3f Approve Discharge of Board Member Nora For For Management
Denzel
7.3g Approve Discharge of Board Member For For Management
Borje Ekholm
7.3h Approve Discharge of Board Member Eric For For Management
A. Elzvik
7.3i Approve Discharge of Board Member Kurt For For Management
Jofs
7.3j Approve Discharge of Board Member For For Management
Kristin S. Rinne
7.3k Approve Discharge of Employee For For Management
Representative Torbjorn Nyman
7.3l Approve Discharge of Employee For For Management
Representative Kjell-Ake Soting
7.3m Approve Discharge of Employee For For Management
Representative Roger Svensson
7.3n Approve Discharge of Deputy Employee For For Management
Representative Per Holmberg
7.3o Approve Discharge of Deputy Employee For For Management
Representative Anders Ripa
7.3p Approve Discharge of Deputy Employee For For Management
Representative Loredana Roslund
7.3q Approve Discharge of President Borje For For Management
Ekholm
7.4 Approve Allocation of Income and For For Management
Dividends of SEK 2 Per Share
8 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 4.2 Million for
Chairman and SEK 1.06 Million for
Other Directors, Approve Remuneration
for Committee Work
10.1 Reelect Jon Fredrik Baksaas as Director For For Management
10.2 Reelect Jan Carlson as Director For Against Management
10.3 Reelect Nora Denzel as Director For For Management
10.4 Reelect Borje Ekholm as Director For For Management
10.5 Reelect Eric A. Elzvik as Director For For Management
10.6 Reelect Kurt Jofs as Director For For Management
10.7 Reelect Ronnie Leten as Director For For Management
10.8 Reelect Kristin S. Rinne as Director For For Management
10.9 Reelect Helena Stjernholm as Director For For Management
10.10 Reelect Jacob Wallenberg as Director For For Management
11 Reelect Ronnie Leten as Board Chair For For Management
12 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte as Auditors For For Management
15 Amend Articles Re: Editorial Changes; For For Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
16.1 Approve Long-Term Variable For Against Management
Compensation Program 2021 (LTV 2021)
16.2 Approve Equity Plan Financing of LTV For Against Management
2021
16.3 Approve Alternative Equity Plan For Against Management
Financing of LTV 2021, if Item 16.2 is
Not Approved
17 Approve Equity Plan Financing of LTV For For Management
2020
18 Approve Equity Plan Financing of LTV For For Management
2018 and 2019
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<PAGE>
TELEFONICA BRASIL SA
Ticker: VIVT4 Security ID: 87936R106
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of All Preferred For For Management
Shares into Common Shares at Ratio of
1:1
2 Ratify Amendment of Article 9 For For Management
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TELEFONICA BRASIL SA
Ticker: VIVT3 Security ID: 87936R205
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Cremenio Medola Netto as Fiscal For For Management
Council Member and Juarez Rosa da
Silva as Alternate
3.2 Elect Charles Edwards Allen as Fiscal For For Management
Council Member and Stael Prata Silva
Filho as Alternate
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
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TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.18 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2022 Interim
Financial Statements Until the 2022 AGM
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Stefanie Oeschger to the For For Management
Supervisory Board
8.2 Elect Ernesto Gardelliano to the For Against Management
Supervisory Board
9 Approve Creation of EUR 1.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
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TELEFONICA SA
Ticker: TEF Security ID: 879382109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
1.3 Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
4.1 Reelect Jose Maria Alvarez-Pallete For Against Management
Lopez as Director
4.2 Reelect Carmen Garcia de Andres as For For Management
Director
4.3 Reelect Ignacio Moreno Martinez as For For Management
Director
4.4 Reelect Francisco Jose Riberas Mera as For Against Management
Director
5 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
6.1 Approve Scrip Dividends For For Management
6.2 Approve Scrip Dividends For For Management
7.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles Re: Possibility of For For Management
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.2 Amend Articles of General Meeting For For Management
Regulations Re: Possibility of
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
9 Approve Remuneration Policy For For Management
10 Approve Restricted Stock Plan For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
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TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Approve Notice of Meeting and Agenda For For Management
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Receive Chairman's Report None None Management
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 9 Per
Share
7 Approve Remuneration of Auditors For For Management
8 Approve Company's Corporate Governance For For Management
Statement
9 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
10 Approve Equity Plan Financing For Against Management
11.1 Elect Bjorn Erik Naess as Member of For For Management
Corporate Assembly
11.2 Elect John Gordon Bernander as Member For For Management
of Corporate Assembly
11.3 Elect Heidi Finskas as Member of For For Management
Corporate Assembly
11.4 Elect Widar Salbuvik as Member of For For Management
Corporate Assembly
11.5 Elect Silvija Seres as Member of For For Management
Corporate Assembly
11.6 Elect Lisbeth Karin Naero as Member of For For Management
Corporate Assembly
11.7 Elect Trine Saether Romuld as Member For For Management
of Corporate Assembly
11.8 Elect Marianne Bergmann Roren as For For Management
Member of Corporate Assembly
11.9 Elect Maalfrid Brath as Member of For For Management
Corporate Assembly
11.10 Elect Kjetil Houg as Member of For For Management
Corporate Assembly
11.11 Elect Elin Myrmel-Johansen as Deputy For For Management
Member of Corporate Assembly
11.12 Elect Randi Marjamaa as Deputy Member For For Management
of Corporate Assembly
11.13 Elect Lars Tronsgaard as Deputy Member For For Management
of Corporate Assembly
12.1 Elect Jan Tore Fosund as Member of For For Management
Nominating Committee
13 Approve Remuneration of Corporate For For Management
Assembly and Nominating Committee
14 Close Meeting None None Management
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<PAGE>
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
3.2 Designate Javiera Ragnartz as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 0.65 For For Management
Per Share
--------------------------------------------------------------------------------
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.00 Per Share
9.1 Approve Discharge of Ingrid Bonde For For Management
9.2 Approve Discharge of Rickard Gustafson For For Management
9.3 Approve Discharge of Lars-Johan For For Management
Jarnheimer
9.4 Approve Discharge of Jeanette Jager For For Management
9.5 Approve Discharge of Olli-Pekka For For Management
Kallasvuo
9.6 Approve Discharge of Nina Linander For For Management
9.7 Approve Discharge of Jimmy Maymann For For Management
9.8 Approve Discharge of Anna Settman For For Management
9.9 Approve Discharge of Olaf Swantee For For Management
9.10 Approve Discharge of Martin Tiveus For For Management
9.11 Approve Discharge of Agneta Ahlstrom For For Management
9.12 Approve Discharge of Stefan Carlsson For For Management
9.13 Approve Discharge of Hans Gustavsson For For Management
9.14 Approve Discharge of Martin Saaf For For Management
9.15 Approve Discharge of Allison Kirkby For For Management
9.16 Approve Discharge of Christian Luiga For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million to
Chair, SEK 900,000 to Vice Chair and
SEK 640,000 to Other Directors;
Approve Remuneration for Committee Work
13.1 Reelect Ingrid Bonde as Director For For Management
13.2 Elect Luisa Delgado as New Director For For Management
13.3 Reelect Rickard Gustafson as Director For For Management
13.4 Reelect Lars-Johan Jarnheimer as For For Management
Director
13.5 Reelect Jeanette Jager as Director For For Management
13.6 Reelect Nina Linander as Director For For Management
13.7 Reelect Jimmy Maymann as Director For For Management
13.8 Reelect Martin Tiveus as Director For For Management
14.1 Reelect Lars-Johan Jarnheimer as Board For For Management
Chair
14.2 Elect Ingrid Bonde as Vice Chair For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Approve Nominating Committee Procedures For For Management
19 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
20.a Approve Performance Share Program For For Management
2021/2024 for Key Employees
20.b Approve Equity Plan Financing Through For For Management
Transfer of Shares
21 Approve 1:3 Reverse Stock Split Against Against Shareholder
22 Company Shall Review its Routines Against Against Shareholder
around that Letters Shall be Answered
within Two Months from the Date of
Receipt
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
Ticker: TLS Security ID: Q8975N105
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: OCT 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Peter R Hearl as Director For For Management
3b Elect Bridget Loudon as Director For For Management
3c Elect John P Mullen as Director For For Management
3d Elect Elana Rubin as Director For For Management
4 Adopt New Constitution For For Management
5a Approve Grant of Restricted Shares to For For Management
Andrew Penn
5b Approve Grant of Performance Rights to For For Management
Andrew Penn
6 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director Raymond T. Chan For For Management
1.3 Elect Director Hazel Claxton For For Management
1.4 Elect Director Lisa de Wilde For For Management
1.5 Elect Director Darren Entwistle For For Management
1.6 Elect Director Thomas E. Flynn For For Management
1.7 Elect Director Mary Jo Haddad For For Management
1.8 Elect Director Kathy Kinloch For For Management
1.9 Elect Director Christine Magee For For Management
1.10 Elect Director John Manley For For Management
1.11 Elect Director David Mowat For For Management
1.12 Elect Director Marc Parent For For Management
1.13 Elect Director Denise Pickett For For Management
1.14 Elect Director W. Sean Willy For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Deferred Share Unit Plan For For Management
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<PAGE>
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Amend Company Articles For For Management
4 Accept Board Report For For Management
5 Accept Audit Report For For Management
6 Accept Financial Statements For For Management
7 Approve Discharge of Board For For Management
8 Approve Upper Limit of Donations for For For Management
2020 and Receive Information on
Donations Made in 2019
9 Ratify Director Appointment For For Management
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Allocation of Income For For Management
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
8 Ratify Director Appointment and Elect For Against Management
Directors
9 Approve Director Remuneration For Against Management
10 Ratify External Auditors For For Management
11 Approve Allocation of Income For For Management
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Close Meeting None None Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against For Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VODACOM GROUP LTD.
Ticker: VOD Security ID: S9453B108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Elect Khumo Shuenyane as Director For For Management
3 Elect Leanne Wood as Director For Against Management
4 Elect Pierre Klotz as Director For Against Management
5 Elect Clive Thomson as Director For For Management
6 Re-elect Vivek Badrinath as Director For Against Management
7 Re-elect Shameel Aziz Joosub as For For Management
Director
8 Reappoint Ernst & Young Inc. as For For Management
Auditors with Vinodhan Pillay as the
Individual Registered Auditor
9 Approve Remuneration Policy For For Management
10 Approve Implementation of the For For Management
Remuneration Policy
11 Re-elect David Brown as Member of the For For Management
Audit, Risk and Compliance Committee
12 Elect Clive Thomson as Member of the For For Management
Audit, Risk and Compliance Committee
13 Elect Khumo Shuenyane as Member of the For For Management
Audit, Risk and Compliance Committee
14 Elect Nomkhita Ngweni as Member of the For For Management
Audit, Risk and Compliance Committee
15 Authorise Repurchase of Issued Share For For Management
Capital
16 Approve Increase in Non-Executive For For Management
Directors' Fees
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<PAGE>
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For Against Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Azim H. Premji as Director For For Management
4 Elect Thierry Delaporte as Director For Against Management
and Approve Appointment and
Remuneration of Thierry Delaporte as
Chief Executive Officer and Managing
Director
5 Elect Deepak M. Satwalekar as Director For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: 97651M109
Meeting Date: JUN 06, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Patrick J. Ennis as Director For For Management
2 Reelect Patrick Dupuis as Director For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director Jon A. Olson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Acquisition of Equity For For Management
Interests in ZTE Microelectronics by
Renxing Technology and the Waiver of
Preemptive Subscription Rights by the
Company
2.00 Approve Cooperation Agreement with For For Management
Hengjian Xinxin and Huitong Rongxin
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 2020 Share Option For Against Management
Incentive Scheme (Draft) of ZTE
Corporation and Its Summary
2 Approve 2020 Share Option Incentive For Against Management
Scheme Performance Appraisal System of
ZTE Corporation
3 Approve Mandate Granted to the Board For Against Management
by the General Meeting to Deal with
Matters Pertaining to the 2020 Share
Option Incentive Scheme
4 Approve Management Stock Ownership For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
5 Approve Measures for the For Against Management
Administration of the Management Stock
Ownership Scheme of ZTE Corporation
6 Approve the Mandate Granted to the For Against Management
Board by the General Meeting to Deal
with Matters Pertaining to the
Management Stock Ownership Scheme
--------------------------------------------------------------------------------
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<PAGE>
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Fulfillment of Criteria for For For Management
the Acquisition of Assets by Issuance
of Shares and Ancillary Fund-Raising
2.01 Approve General Plan For For Management
2.02 Approve Counterparties For For Management
2.03 Approve Target Assets For For Management
2.04 Approve Transaction Price of the For For Management
Target Assets
2.05 Approve Method of Payment For For Management
2.06 Approve Class and Par Value of Shares For For Management
to be Issued
2.07 Approve Place of Listing For For Management
2.08 Approve Issue Price and Pricing For For Management
Principles
2.09 Approve Proposal in Relation to the For For Management
Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued For For Management
2.11 Approve Lock-up Period Arrangement For For Management
2.12 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.13 Approve Validity Period of the For For Management
Resolution
2.14 Approve Class and Par Value of Shares For For Management
to be Issued
2.15 Approve Place of Listing For For Management
2.16 Approve Target Subscribers For For Management
2.17 Approve Method of Issuance and Method For For Management
of Subscription
2.18 Approve Issue Price and Pricing For For Management
Principles
2.19 Approve Total Amount of the Ancillary For For Management
Fund-Raising and Number of Shares to
be Issued
2.20 Approve Lock-up Period Arrangement For For Management
2.21 Approve Use of the Ancillary For For Management
Funds-Raising
2.22 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.23 Approve Validity Period of the For For Management
Resolution
3.00 Approve Report on Acquisition of For For Management
Assets by Issuance of Shares and
Ancillary Fund-Raising of ZTE
Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction For For Management
not Constituting a Connected
Transaction
5.00 Approve Resolution on the Transaction For For Management
not Constituting a Major Asset
Restructuring
6.00 Approve Article 13 of the For For Management
Administrative Measures for the Major
Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 For For Management
and 43 of the Administrative Measures
for the Major Asset Restructuring of
Listed Companies
8.00 Approve Compliance with Article 4 of For For Management
the Regulations on Certain Issues
Concerning the Regulation of Major
Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement For For Management
10.00 Approve Conditional Supplemental For For Management
Agreement
11.00 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed in Relation to the
Transaction and the Validity of the
Submission of Legal Documents
12.00 Approve Statement of Principals For For Management
Involved in the Transaction not being
Subject to Article 13 of the Interim
Provisions on Strengthening Regulation
over Unusual Trading in Stocks
relating to Major Asset Restructuring
of Listed Companies
13.00 Approve Shares Price Fluctuation under For For Management
Article 5 of the Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties
14.00 Approve Audit Report, the Pro Forma For For Management
Review Report and the Asset Valuation
Report
15.00 Approve Independence of the Appraisal For For Management
Institution, the Reasonableness of the
Appraisal Assumptions, the Relevance
between the Appraisal Method and the
Appraisal Objectives and the Fairness
of the Appraisal Consideration
16.00 Approve Statement of the Basis for, For For Management
and Reasonableness and Fairness of,
the Consideration for the Transaction
17.00 Approve Analysis on Dilution on For For Management
Returns for the Current Period and
Remedial Measures and the Relevant
Undertakings in Relation to the
Transaction
18.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Transaction
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Annual Report For For Management
2.00 Approve Report of the Board of For For Management
Directors
3.00 Approve Report of the Supervisory For For Management
Committee
4.00 Approve Report of the President For For Management
5.00 Approve Final Financial Accounts For For Management
6.00 Approve Profit Distribution For For Management
7.00 Approve Feasibility Analysis of For For Management
Derivative Investment and Application
for Derivative Investment Limits
8.00 Approve Provision of Performance For For Management
Guarantee for PT. ZTE Indonesia
9.00 Approve Provision of Performance For Against Management
Guarantee Limits for Overseas
Subsidiaries
10.00 Approve Proposed Application for For Against Management
Consolidated Registration for Issuance
of Multiple Types of Debt Financing
Instruments
11.00 Approve Proposed Application for For For Management
Composite Credit Facilities
12.00 Approve Alignment in Preparation of For For Management
Financial Statements in Accordance
with PRC ASBEs and Cessation to
Re-appoint Overseas Financial Report
Auditor
13.01 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as For For Management
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15.00 Approve Shareholders' Dividend Return For For Management
Plan (2021-2023)
16.00 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
17.00 Approve Expansion of the Business For For Management
Scope and Corresponding Amendment of
Relevant Clause in the Articles of
Association
18.00 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
- 188 -
<PAGE>
============== First Trust International Equity Opportunities ETF ==============
ABU DHABI NATIONAL OIL CO. FOR DISTRIBUTION PJSC
Ticker: ADNOCDIST Security ID: M0153H103
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Bylaws For Against Management
2 Authorize Board or any Assigned For For Management
Delegate to Ratify and Execute
Approved Resolutions
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Distributed Dividends of AED 0. For For Management
10285 Per Share for the First Half of
FY 2020
5 Approve Dividends of AED 0.2057 for FY For For Management
2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Approve Remuneration of Directors for For Against Management
FY 2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Ratify All Resolutions, Decisions and For Against Management
Actions Adopted by the Board Between
16 November 2020 Until the Date of the
General Assembly
11 Approve the Appointment of For For Management
Shareholders Representative and
Determine their Remuneration
12 Approve Dividends Policy for FY 2022 For For Management
13 Elect Directors (Cumulative Voting) For Against Management
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Approve Issuance of Shares in For For Management
Connection with Acquisition of eBay
Classifieds Group; Approve Article
Amendments; Approve Instructions for
Nominating Committee
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
5 Approve Company's Corporate Governance For Did Not Vote Management
Statement
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Auditors For Did Not Vote Management
8a Reelect Orla Noonan (Chairman) as For Did Not Vote Management
Director
8b Reelect Fernando Abril-Martorell For Did Not Vote Management
Hernandez as Director
8c Reelect Peter Brooks-Johnson as For Did Not Vote Management
Director
8d Reelect Sophie Javary as Director For Did Not Vote Management
8e Reelect Kristin Skogen Lund as Director For Did Not Vote Management
8f Elect Julia Jaekel as New Director For Did Not Vote Management
8g Elect Michael Nilles as New Director For Did Not Vote Management
9 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 1.45 Million for
Chairman and NOK 750,000 for the Other
Directors; Approve Committee Fees
10 Elect Ole E. Dahl as Member of For Did Not Vote Management
Nominating Committee
11 Approve Remuneration of Nominating For Did Not Vote Management
Committee
12 Approve Creation of NOK 24.5 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
13 Authorize Issuance of Convertible For Did Not Vote Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 7.5
Billion; Approve Creation of NOK 24.5
Million Pool of Capital to Guarantee
Conversion Rights
14 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
15 Amend eBay Classified Closing Articles For Did Not Vote Management
Re: Shareholder Rights
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Elect Alexander Matthey to Management For For Management
Board
3 Elect Caoimhe Treasa Keogan to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Reelect Ingo Jeroen Uytdehaage to For For Management
Management Board
6 Reelect Delfin Rueda Arroyo to For For Management
Supervisory Board
7 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify PwC as Auditors For For Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
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<PAGE>
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For Against Management
CEO
7 Approve Amendment of Remuneration For For Management
Policy of CEO Re: GM 2019 and 2020
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
12 Reelect Ramon de Oliveira as Director For For Management
13 Elect Guillaume Faury as Director For For Management
14 Elect Ramon Fernandez as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
24 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Board Secretary For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 12 For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Discharge
Directors, Committees and CEO
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Dividends
4.1 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4.2 Approve Report on Policies and For For Management
Decisions Adopted by Board on Share
Repurchase
5 Elect or Ratify Directors, Secretary For Against Management
and Officers
6 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
7 Approve Remuneration of Directors, For For Management
Audit and Corporate Practices
Committee and Secretary
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BIONTECH SE
Ticker: BNTX Security ID: 09075V102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Approve Creation of EUR 123.2 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Amend Stock Option Plan 2017/2019 For For Management
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
9 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
12 Cancel Affiliation Agreement with JPT For For Management
Peptide Technologies GmbH
13.a Approve Affiliation Agreements with For For Management
JPT Peptide Technologies GmbH
13.b Approve Affiliation Agreements with For For Management
BioNTech Manufacturing Marburg GmbH
13.c Approve Affiliation Agreements with For For Management
reSano GmbH
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CELLNEX TELECOM SA
Ticker: CLNX Security ID: E2R41M104
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Approve Dividends For For Management
6 Renew Appointment of Deloitte as For For Management
Auditor
7.1 Approve Grant of Shares to CEO For For Management
7.2 Approve Extraordinary Bonus for CEO For For Management
8.1 Maintain Number of Directors at 12 For For Management
8.2 Reelect Concepcion del Rivero Bermejo For For Management
as Director
8.3 Ratify Appointment of and Elect Franco For For Management
Bernabe as Director
8.4 Ratify Appointment of and Elect Mamoun For For Management
Jamai as Director
8.5 Ratify Appointment of and Elect For For Management
Christian Coco as Director
9 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
10 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CHINA FEIHE LTD.
Ticker: 6186 Security ID: G2121Q105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Liu Jinping as Director For For Management
3b Elect Song Jianwu as Director For For Management
3c Elect Fan Yonghong as Director For For Management
3d Elect Jacques Maurice Laforge as For For Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Property Management Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
2 Approve Sales and Leasing Agency For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
3 Approve Consultancy and Other Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Xiao Hua as Director For For Management
3a2 Elect Wu Bijun as Director For For Management
3a3 Elect Mei Wenjue as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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<PAGE>
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.94 per Share
4 Reelect Guido Barilla as Director For For Management
5 Reelect Cecile Cabanis as Director For For Management
6 Reelect Michel Landel as Director For For Management
7 Reelect Serpil Timuray as Director For For Management
8 Ratify Appointment of Gilles Schnepp For For Management
as Director
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration of Directors For For Management
Aggregate Amount of EUR 1.25 Million
14 Approve Remuneration Policy of For For Management
Directors
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 17 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 17 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 43 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
27 Approve Remuneration Policy of For For Management
Executive Corporate Officers
28 Approve Compensation Report of For For Management
Emmanuel Faber, Chairman and CEO Until
14 March 2021
29 Request Directors to Present to None None Shareholder
Shareholders the Following: Strategic
Vision for the Group; Position on
Corporate Purpose; Approach to
Environmental Matters; Opinion on
Companys Governance Organization
--------------------------------------------------------------------------------
DR. SULAIMAN AL-HABIB MEDICAL SERVICES GROUP CO.
Ticker: 4013 Security ID: M28438105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Dividends of SAR 1.50 per For For Management
Share for Q1, Q2, and Q3 of FY 2020
8 Approve Dividends of SAR 0.60 per For For Management
Share for Q4 of FY 2020 and Total of
SAR 2.10 per Share for FY 2020
9 Approve Discharge of Directors for FY For For Management
2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Related Party Transactions Re: For For Management
Muhammad Abdulaziz Al Habib for Real
Estate Investment Company
12 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
13 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
14 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
15 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
16 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
17 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
18 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
19 Approve Related Party Transactions Re: For For Management
Gharb Al-Takhassusi Hospital for
Healthcare (Subsidiary) and Masah
Construction Company
20 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
21 Approve Related Party Transactions Re: For For Management
Namara Specialized Trading
Establishment
22 Approve Related Party Transactions Re: For For Management
Rawafed Health International Company
23 Approve Related Party Transactions Re: For For Management
Al-Andalus Real Estate Company
24 Approve Related Party Transactions Re: For For Management
Arabian Healthcare Supply Company
25 Allow Suleiman Al Habeeb to Be For For Management
Involved with Other Companies
26 Allow Salih Al Habeeb to Be Involved For For Management
with Other Companies
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<PAGE>
DUFRY AG
Ticker: DUFN Security ID: H2082J107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yves Gerster as Chairman of For For Management
Meeting
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For Against Management
(Non-Binding)
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Increase in Conditional For For Management
Capital Pool to CHF 45.4 Million to
Cover Exercise of Convertible Bonds
6.1 Reelect Juan Carretero as Director and For For Management
Board Chairman
6.2.1 Reelect Jorge Born as Director For For Management
6.2.2 Reelect Julian Gonzalez as Director For For Management
6.2.3 Reelect Heekyung Min as Director For For Management
6.2.4 Reelect Luis Camino as Director For For Management
6.2.5 Reelect Steven Tadler as Director For For Management
6.2.6 Reelect Mary Guilfoile as Director For For Management
6.2.7 Reelect Ranjan Sen as Director For For Management
6.2.8 Reelect Lynda Tyler-Cagni as Director For For Management
6.3.1 Elect Eugenia Ulasewicz as Director For For Management
6.3.2 Elect Joaquin Cabrera as Director For For Management
7.1 Appoint Steven Tadler as Member of the For For Management
Compensation Committee
7.2 Appoint Luis Camino as Member of the For For Management
Compensation Committee
7.3 Appoint Eugenia Ulasewicz as Member of For For Management
the Compensation Committee
8 Ratify Deloitte AG as Auditors For For Management
9 Designate Altenburger Ltd as For For Management
Independent Proxy
10.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.5 Million
10.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 29
Million
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Receive Presentation on Business None None Management
Activities
8 Receive Financial Statements and None None Management
Statutory Reports
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
9.c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 1.55
Million; Approve Remuneration of
Auditors
12 Reelect David Gardner, Ulf For Did Not Vote Management
Hjalmarsson, Jacob Jonmyren, Matthew
Karch, Erik Stenberg, Kicki
Wallje-Lund (Chair) and Lars Wingefors
as Directors; Ratify Ernst & Young as
Auditors
13 Amend Articles Re: Participation at For Did Not Vote Management
General Meeting
14 Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
15 Close Meeting None None Management
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of None None Management
Shareholders
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Issuance of Class B Shares of For Did Not Vote Management
up to 10 Percent of Issued Shares
without Preemptive Rights
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of None None Management
Shareholders
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Issuance of up to 41.7 Million For Did Not Vote Management
Class B Shares without Preemptive
Rights
8 Approve Issuance of up to 10 Percent For Did Not Vote Management
of Total Amount of Shares without
Preemptive Rights
9 Close Meeting None None Management
--------------------------------------------------------------------------------
EQT AB
Ticker: EQT Security ID: W3R27C102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.a Designate Jacob Wallenberg as For For Management
Inspector of Minutes of Meeting
3.b Designate Magnus Billing as Inspector For For Management
of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 2.40 Per Share
11.a Approve Discharge of Edith Cooper For For Management
11.b Approve Discharge of Johan Forssell For For Management
11.c Approve Discharge of Conni Jonsson For For Management
11.d Approve Discharge of Nicola Kimm For For Management
11.e Approve Discharge of Diony Lebot For For Management
11.f Approve Discharge of Gordon Orr For For Management
11.g Approve Discharge of Finn Rausing For For Management
11.h Approve Discharge of Peter Wallenberg For For Management
Jr
11.i Approve Discharge of Christian For For Management
Sinding, CEO
12.a Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
12.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13.a Approve Remuneration of Directors in For For Management
the Amount of EUR 275,000 for Chairman
and EUR 125,000 for Other Directors;
Approve Remuneration for Committee Work
13.b Approve Remuneration of Auditors For For Management
14.a Reelect Conni Jonsson as Director For Against Management
14.b Reelect Edith Cooper as Director For For Management
14.c Reelect Johan Forssell as Director For Against Management
14.d Reelect Nicola Kimm as Director For For Management
14.e Reelect Diony Lebot as Director For For Management
14.f Reelect Gordon Orr as Director For For Management
14.g Elect Margo Cook as New Director For For Management
14.h Elect Marcus Wallenberg as New Director For Against Management
14.i Reelect Conni Jonsson as Board For Against Management
Chairperson
15 Ratify KPMG as Auditor For For Management
16 Approve Remuneration Report For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED
Ticker: 1995 Security ID: G3313W108
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Property For For Management
Management Services Master Agreement,
Revised Annual Cap and Related
Transactions
2 Approve 2021 UCS Property Management For For Management
Services Master Agreement, Proposed
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED
Ticker: 1995 Security ID: G3313W108
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Property For For Management
Management Services Master Agreement,
Revised Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Issuance of Shares for a For For Management
Private Placement for NetEnt AB (publ)
8 Close Meeting None None Management
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: GDS Security ID: 36165L108
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary J. Wojtaszek For Against Management
2 Elect Director Satoshi Okada For Against Management
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GMAB Security ID: 372303206
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.a Reelect Deirdre P. Connelly as Director For For Management
5.b Reelect Pernille Erenbjerg as Director For For Management
5.c Reelect Rolf Hoffmann as Director For For Management
5.d Reelect Paolo Paoletti as Director For For Management
5.e Reelect Jonathan Peacock as Director For For Management
5.f Reelect Anders Gersel Pedersen as For For Management
Director
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.a Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 900,000 for Vice
Chairman, and DKK 600,000 for Other
Directors (if item 7.b is Approved);
Approve Remuneration for Committee
Work; Approve Meeting Fees
7.b Amendment to Remuneration Policy for For For Management
Board of Directors and Executive
Management (base fee multiplier for
Chair and Deputy Chair)
7.c Adoption of amended Remuneration For For Management
Policy for Board of Directors and
Executive Management (certain other
changes)
7.d Authorize Share Repurchase Program For For Management
7.e Approve Creation of DKK 5.5 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 5.5
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 5.5 Million
7.f Approve Issuance of Warrants without For For Management
Preemptive Rights; Approve Creation of
DKK 750,000 Pool of Capital to
Guarantee Conversion Rights
7.g Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
9 Other Business None None Management
--------------------------------------------------------------------------------
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewed Yihai Master Purchase For For Management
Agreement and Related Transactions
2 Approve Proposed Annual Caps Under For For Management
Renewed Yihai Master Purchase
Agreement and Related Transactions
3 Approve Renewed Warehouse Storage and For For Management
Logistic Service Agreement and Related
Transactions
4 Approve Renewed Shuhai Master Purchase For For Management
Agreement, Renewed Shuhai Agreements
and Related Transactions
5 Approve Proposed Annual Caps Under For For Management
Renewed Shuhai Agreements and Related
Transactions
6 Approve Renewed Master Decoration For For Management
Project Management Service Agreement
and Related Transactions
7 Approve Renewed Master Decoration For For Management
Project General Contract Service
Agreement, Renewed Shuyun Dongfang
Agreements and Related Transactions
8 Approve Proposed Annual Caps Under For For Management
Renewed Shuyun Dongfang Agreements and
Related Transactions
9 Authorize Board to Deal with All For For Management
Matters in Relation to the Renewed
Yihai Master Purchase Agreement,
Renewed Shuhai Agreements and Renewed
Shuyun Dongfang Agreements
--------------------------------------------------------------------------------
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<PAGE>
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Zhang Yong as Director For For Management
3 Elect Zhou Zhaocheng as Director For For Management
4 Elect Gao Jie as Director For For Management
5 Elect Chua Sin Bin as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Final Dividend For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Approve Grant of Specific Mandate for For Against Management
the Issuance of the Connected Shares
to Computershare Hong Kong Trustees
Limited to Hold on Trust for Selected
Participants Who are Connected
Grantees and Related Transactions
13 Approve Grant of Connected Shares to For Against Management
the Connected Grantees Pursuant to the
Scheme
--------------------------------------------------------------------------------
HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Approve Share Sub-Division For For Management
3 Amend Articles of Association For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JIUMAOJIU INTERNATIONAL HOLDINGS LTD.
Ticker: 9922 Security ID: G5141L105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Guan Yihong as Director For For Management
4 Elect He Chengxiao as Director For For Management
5 Elect Deng Tao as Director For For Management
6 Elect Tang Zhihui as Director For For Management
7 Elect Zhu Rui as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JMDC, INC.
Ticker: 4483 Security ID: J2835D108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matsushima, Yosuke For For Management
1.2 Elect Director Yamamoto, Yuta For For Management
1.3 Elect Director Lee Jihyun For For Management
2.1 Elect Director and Audit Committee For For Management
Member Shimoda, Tsuneo
2.2 Elect Director and Audit Committee For For Management
Member Hayashi, Nampei
2.3 Elect Director and Audit Committee For For Management
Member Fujioka, Daisuke
3 Elect Alternate Director and Audit For For Management
Committee Member Hara, Masahiko
--------------------------------------------------------------------------------
JS GLOBAL LIFESTYLE CO. LTD.
Ticker: 1691 Security ID: G2S85A104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Xuning as Director For For Management
2b Elect Han Run as Director For For Management
2c Elect Huang Shuling as Director For For Management
2d Elect Hui Chi Kin Max as Director For For Management
2e Elect Stassi Anastas Anastassov as For For Management
Director
2f Elect Mao Wei as Director For For Management
2g Elect Wong Tin Yau Kelvin as Director For For Management
2h Elect Timothy Roberts Warner as For For Management
Director
2i Elect Yang Xianxiang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Final Dividend For For Management
9 Approve Share Purchase Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
JS GLOBAL LIFESTYLE CO. LTD.
Ticker: 1691 Security ID: G2S85A104
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Subsidiary Option Scheme and For Against Management
Related Transactions
2 Approve Grant of Share Options to Han For Against Management
Run and Related Transactions
3 Approve Grant of Share Options to Yang For Against Management
Ningning and Related Transactions
4 Authorize Board to Deal with All For Against Management
Matters in Relation to the Subsidiary
Option Scheme
--------------------------------------------------------------------------------
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JUST EAT TAKEAWAY.COM NV
Ticker: TKWY Security ID: N4753E105
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2A Approve All-Share Combination with For For Management
Grubhub Inc. in Accordance with the
Merger Agreement
2B Grant Board Authority to Issue Shares For For Management
and/or Grant Rights to Acquire Shares
in Connection with the Transaction
2C Authorize Board to Exclude or Limit For For Management
Preemptive Rights in Connection with
the Transaction
2D Elect Matthew Maloney to Management For For Management
Board
2E Elect Lloyd Frink to Supervisory Board For For Management
2F Elect David Fisher to Supervisory Board For For Management
2G Approve Supplement to the Remuneration For Against Management
Policy of the Management Board in
Respect of Matthew Maloney
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KNORR-BREMSE AG
Ticker: KBX Security ID: D4S43E114
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.52 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Klaus Mangold to the Supervisory For For Management
Board
6.2 Elect Kathrin Dahnke to the For Against Management
Supervisory Board
6.3 Elect Thomas Enders to the Supervisory For Against Management
Board
6.4 Elect Stefan Sommer to the Supervisory For Against Management
Board
6.5 Elect Julia Thiele-Schuerhoff to the For Against Management
Supervisory Board
6.6 Elect Theodor Weimer to the For Against Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve US-Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Yu Minhong as Director For For Management
3 Elect Leung Yu Hua Catherine as For For Management
Director
4 Elect Tong Sui Bau as Director For For Management
5 Elect Lin Zheying as Director For For Management
6 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Issuance of Subscription Shares and
Related Transactions
--------------------------------------------------------------------------------
LA FRANCAISE DES JEUX SA
Ticker: FDJ Security ID: F55896108
Meeting Date: JUN 16, 2021 Meeting Type: Annual/Special
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Francoise Gri as For For Management
Director
6 Renew Appointment of Deloitte & For For Management
Associes as Auditor
7 Acknowledge End of Mandate of BEAS as For For Management
Alternate Auditor and Decision Not to
Renew
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Stephane For For Management
Pallez, Chairman and CEO
10 Approve Compensation of Charles For For Management
Lantieri, Vice-CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Article 16 of Bylaws Re: Written For For Management
Consultation
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Capital
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Qualified
Investors, up to 10 Percent of Issued
Capital
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
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<PAGE>
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase without For For Management
Preemptive Rights Approved at the Oct.
30, 2019 Board Meeting
2 Rectify Remuneration of Company's For For Management
Management Approved at the April 12,
2019, AGM
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Fiscal Council Members For Abstain Management
11 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
13 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
14 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Amend Articles 5 and 7 to Reflect For For Management
Changes in Share Capital and
Authorized Capital Respectively
3 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Kumruian as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Company's For For Management
Management
15 Approve Remuneration of Fiscal Council For For Management
Members
16 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
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<PAGE>
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Increase in Board For For Management
Size
2 Amend Articles 22 and 27 For For Management
3 Amend Articles 23 and 26 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MERCARI, INC.
Ticker: 4385 Security ID: J42305102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Clarify Director Authority on Board
Meetings
2.1 Elect Director Yamada, Shintaro For For Management
2.2 Elect Director Koizumi, Fumiaki For For Management
2.3 Elect Director Takayama, Ken For For Management
2.4 Elect Director Namatame, Masashi For For Management
2.5 Elect Director Shinoda, Makiko For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
MR. D.I.Y. GROUP (M) BHD.
Ticker: 5296 Security ID: ADPV50006
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tan Yu Yeh as Director For For Management
2 Elect Ng Ing Peng as Director For For Management
3 Approve Directors' Fees and Benefits For For Management
4 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Mr. D.
I.Y. International Holding Ltd. (MDIH)
and Its Subsidiaries, Associated
Companies and Corporations Controlled
by MDIH
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Mr D.I.
Y. Trading (Singapore) Pte. Ltd.
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
NETCOMPANY GROUP A/S
Ticker: NETC Security ID: K7020C102
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 1.00 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.05 Million for
Chairman, DKK 700,000 for Vice Chair
and DKK 350,000 for Other Directors;
Approve Travel Fees
6a Reelect Bo Rygaard (Chair) as Director For For Management
6b Reelect Juha Christensen (Vice Chair) For For Management
as Director
6c Reelect Scanes Bentley as Director For For Management
6d Reelect Hege Skryseth as Director For For Management
6e Reelect Asa Riisberg as Director For For Management
7 Ratify Ernst & Young as Auditors For For Management
8 Authorize Share Repurchase Program None None Management
(Not Submitted for Proposal)
9 Other Proposals from Board or None None Management
Shareholders (None Submitted
10 Other Business None None Management
--------------------------------------------------------------------------------
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<PAGE>
NETWEALTH GROUP LIMITED
Ticker: NWL Security ID: Q6625S102
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Michael Heine as Director For For Management
4 Elect Timothy Antonie as Director For For Management
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of For For Management
Nets Topco 2 Sarl into Nexi SpA
1.1 Approve Increase in Size of Board from For Against Management
13 to 15
1.2 Elect Bo Nilsson and Stefan Goetz as For Against Management
Directors
1.3 Fix Board Terms for New Directors For Against Management
1.4 Approve Remuneration of New Directors For Against Management
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of SIA For For Management
SpA into Nexi SpA
--------------------------------------------------------------------------------
NORDNET AB
Ticker: SAVE Security ID: W6S819112
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.51 Per Share
9.a Approve Discharge of Anna Back For For Management
9.b Approve Discharge of Jan Dinkelspiel For For Management
9.c Approve Discharge of Tom Dinkelspiel For For Management
9.d Approve Discharge of Christopher Ekdahl For For Management
9.e Approve Discharge of Karitha Ericson For For Management
9.f Approve Discharge of Christian Frick For For Management
9.g Approve Discharge of Hans Larsson For For Management
9.h Approve Discharge of Per Widerstrom For For Management
9.i Approve Discharge of CEO Lars-Ake For For Management
Norling
10.1 Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
10.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.1a Approve Remuneration of Directors in For For Management
the Amount of SEK 350,000 for Chairman
and Other Directors
11.1b Approve Remuneration for Board For For Management
Committee Work
11.1c Approve Remuneration for Chairman of For For Management
Board Committee
11.1d Approve Remuneration for Risk and For For Management
Compliance Committee Work
11.1e Approve Remuneration for Chairman of For For Management
Risk and Compliance Committee
11.2 Approve Remuneration of Auditors For For Management
12.1a Reelect Anna Back as Director For For Management
12.1b Reelect Jan Dinkelspiel as Director For For Management
12.1c Reelect Tom Dinkelspiel as Director For For Management
12.1d Reelect Karitha Ericson as Director For For Management
12.1e Reelect Christian Frick as Director For For Management
12.1f Reelect Hans Larsson as Director For For Management
12.1g Elect Charlotta Nilsson as New Director For For Management
12.1h Reelect Per Widerstrom as Director For For Management
12.2 Reelect Tom Dinkelspiel as Board For For Management
Chairman
12.3 Ratify Deloitte as Auditors For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PINDUODUO, INC.
Ticker: PDD Security ID: 722304102
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zheng Huang For For Management
2 Elect Director Haifeng Lin For For Management
3 Elect Director Nanpeng Shen For Against Management
4 Elect Director Qi Lu For For Management
5 Elect Director George Yong-Boon Yeo For For Management
6 Elect Director Anthony Kam Ping Leung For For Management
7 Elect Director Lei Chen For For Management
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fang Weihao as Director For For Management
2 Approve 2020 Provision of Products and For Against Management
Services Framework Agreement, 2020
Services Purchasing Framework
Agreement, 2020 Financial Service
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
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<PAGE>
POWERLONG COMMERCIAL MANAGEMENT HOLDINGS LIMITED
Ticker: 9909 Security ID: G7204G106
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Grant For For Management
of Specific Mandate to Issue
Subscription Shares and Related
Transactions
2 Approve Grant of Awarded Shares to For Against Management
Chen Deli Under the Share Award Scheme
and Related Transactions
--------------------------------------------------------------------------------
PROSUS NV
Ticker: PRX Security ID: N7163R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4.a Approve Dividends of EUR 0.602 Per For For Management
Share
4.b Approve Capital Increase and Capital For For Management
Reduction
5 Approve Remuneration Policy for For Against Management
Executive Directors
6 Approve Remuneration Policy for For For Management
Non-Executive Directors
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Elect Y Xu as Non-Executive Director For For Management
10.1 Reelect D G Eriksson as Non-Executive For For Management
Director
10.2 Reelect M R Sorour as Non-Executive For For Management
Director
10.3 Reelect E M Choi as Non-Executive For For Management
Director
10.4 Reelect M Girotra as Non-Executive For For Management
Director
10.5 Reelect R C C Jafta as Non-Executive For For Management
Director
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
13 Authorize Repurchase of Shares For For Management
14 Amend Prosus Share Award Plan For Against Management
15 Other Business (Non-Voting) None None Management
16 Voting Results None None Management
--------------------------------------------------------------------------------
SCATEC SOLAR ASA
Ticker: SSO Security ID: R7562N105
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Approve Issuance of Shares for Private For For Management
Placement
6 Approve Creation of Pool of Capital For For Management
with Preemptive Rights (Repair Issue)
7 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
8 Change Company Name For For Management
--------------------------------------------------------------------------------
SIEMENS ENERGY AG
Ticker: ENR Security ID: D6T47E106
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2019/20
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019/20
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
5.1 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
5.2 Elect Sigmar Gabriel to the For For Management
Supervisory Board
5.3 Elect Joe Kaeser to the Supervisory For For Management
Board
5.4 Elect Hubert Lienhard to the For For Management
Supervisory Board
5.5 Elect Hildegard Mueller to the For For Management
Supervisory Board
5.6 Elect Laurence Mulliez to the For For Management
Supervisory Board
5.7 Elect Matthias Rebellius to the For For Management
Supervisory Board
5.8 Elect Ralf Thomas to the Supervisory For Against Management
Board
5.9 Elect Geisha Williams to the For For Management
Supervisory Board
5.10 Elect Randy Zwirn to the Supervisory For For Management
Board
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG
Ticker: SHL Security ID: D6T479107
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernhard Montag for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Jochen Schmitz for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Christoph Zindel for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Ralf Thomas for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Norbert Gaus for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Roland Busch (from Feb. 12,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Marion Helmes for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Andreas Hoffmann for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Philipp Roesler for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Nathalie Von Siemens for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Gregory Sorensen for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Karl-Heinz Streibich for Fiscal
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Michael Sen (until Feb. 12,
2020) for Fiscal 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2021
6 Amend Articles Re: Information for For For Management
Registration in the Share Register
7 Approve Increase in Size of Board to For For Management
Ten Members
8 Elect Peer Schatz to the Supervisory For Against Management
Board
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Creation of EUR 537.5 Million For Against Management
Pool of Capital without Preemptive
Rights
12 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 107.5
Million Pool of Capital to Guarantee
Conversion Rights
13 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
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<PAGE>
SINCH AB
Ticker: SINCH Security ID: W835AF166
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Stock Option Plan LTI II 2020 For Against Management
for Key Employees
8 Close Meeting None None Management
--------------------------------------------------------------------------------
SINCH AB
Ticker: SINCH Security ID: W835AF166
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c1 Approve Discharge of Erik Froberg For For Management
8.c2 Approve Discharge of Bridget Cosgrave For For Management
8.c3 Approve Discharge of Renee Robinson For For Management
Stromberg
8.c4 Approve Discharge of Johan Stuart For For Management
8.c5 Approve Discharge of Bjorn Zethraeus For For Management
8.c6 Approve Discharge of Oscar Werner For For Management
8.c7 Approve Discharge of Robert Gerstmann For For Management
9.1 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.5 Million for
Chairman and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.1a Reelect Erik Froberg as Director For For Management
11.1b Reelect Bridget Cosgrave as Director For For Management
11.1c Reelect Renee Robinson Stromberg as For For Management
Director
11.1d Reelect Johan Stuart as Director For For Management
11.1e Reelect Bjorn Zethraeus as Director For For Management
11.1f Elect Luciana Carvalho as New Director For For Management
11.2 Reelect Erik Froberg as Board Chairman For For Management
11.3 Ratify Deloitte as Auditors For For Management
12 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Approve Issuance of up to 20 Percent For Against Management
of Share Capital without Preemptive
Rights
16 Approve 10:1 Stock Split; Amend For For Management
Articles Accordingly
17 Approve Stock Option Plan LTI 2021 for For Against Management
Key Employees
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For Against Management
Shareholder Meetings
2.1 Elect Director Miyauchi, Ken For For Management
2.2 Elect Director Miyakawa, Junichi For For Management
2.3 Elect Director Shimba, Jun For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Fujihara, Kazuhiko For For Management
2.6 Elect Director Son, Masayoshi For For Management
2.7 Elect Director Kawabe, Kentaro For For Management
2.8 Elect Director Horiba, Atsushi For For Management
2.9 Elect Director Kamigama, Takehiro For For Management
2.10 Elect Director Oki, Kazuaki For For Management
2.11 Elect Director Uemura, Kyoko For For Management
2.12 Elect Director Hishiyama, Reiko For For Management
2.13 Elect Director Koshi, Naomi For For Management
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Stock Option Plan
--------------------------------------------------------------------------------
STONECO LTD.
Ticker: STNE Security ID: G85158106
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Street For Withhold Management
1.2 Elect Director Eduardo Cunha Monnerat For Withhold Management
Solon de Pontes
1.3 Elect Director Roberto Moses Thompson For For Management
Motta
1.4 Elect Director Thomas A. Patterson For Withhold Management
1.5 Elect Director Ali Mazanderani For For Management
1.6 Elect Director Silvio Jose Morais For For Management
1.7 Elect Director Luciana Ibiapina Lira For For Management
Aguiar
2 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO., LTD.
Ticker: 4502 Security ID: 874060205
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
3.1 Elect Director Christophe Weber For For Management
3.2 Elect Director Iwasaki, Masato For For Management
3.3 Elect Director Andrew Plump For For Management
3.4 Elect Director Constantine Saroukos For For Management
3.5 Elect Director Sakane, Masahiro For For Management
3.6 Elect Director Olivier Bohuon For For Management
3.7 Elect Director Jean-Luc Butel For For Management
3.8 Elect Director Ian Clark For For Management
3.9 Elect Director Fujimori, Yoshiaki For For Management
3.10 Elect Director Steven Gillis For For Management
3.11 Elect Director Kuniya, Shiro For For Management
3.12 Elect Director Shiga, Toshiyuki For For Management
4.1 Elect Director and Audit Committee For For Management
Member Iijima, Masami
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
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<PAGE>
TDK CORP.
Ticker: 6762 Security ID: J82141136
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Ishiguro, Shigenao For For Management
2.2 Elect Director Yamanishi, Tetsuji For For Management
2.3 Elect Director Sumita, Makoto For For Management
2.4 Elect Director Osaka, Seiji For For Management
2.5 Elect Director Sato, Shigeki For For Management
2.6 Elect Director Ishimura, Kazuhiko For For Management
2.7 Elect Director Nakayama, Kozue For For Management
2.8 Elect Director Iwai, Mutsuo For For Management
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC.B Security ID: 294821608
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A Indicate FOR if you are both the None Did Not Vote Management
Record Holder and Beneficial Owner of
the ADS or AGAINST if you are the
Record Holder of such ADS Acting on
Behalf of the Beneficial Owner
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7.2 Approve Remuneration Report For Did Not Vote Management
7.3a Approve Discharge of Board Chairman For Did Not Vote Management
Ronnie Leten
7.3b Approve Discharge of Board Member For Did Not Vote Management
Helena Stjernholm
7.3c Approve Discharge of Board Member For Did Not Vote Management
Jacob Wallenberg
7.3d Approve Discharge of Board Member Jon For Did Not Vote Management
Fredrik Baksaas
7.3e Approve Discharge of Board Member Jan For Did Not Vote Management
Carlson
7.3f Approve Discharge of Board Member Nora For Did Not Vote Management
Denzel
7.3g Approve Discharge of Board Member For Did Not Vote Management
Borje Ekholm
7.3h Approve Discharge of Board Member Eric For Did Not Vote Management
A. Elzvik
7.3i Approve Discharge of Board Member Kurt For Did Not Vote Management
Jofs
7.3j Approve Discharge of Board Member For Did Not Vote Management
Kristin S. Rinne
7.3k Approve Discharge of Employee For Did Not Vote Management
Representative Torbjorn Nyman
7.3l Approve Discharge of Employee For Did Not Vote Management
Representative Kjell-Ake Soting
7.3m Approve Discharge of Employee For Did Not Vote Management
Representative Roger Svensson
7.3n Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Per Holmberg
7.3o Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Anders Ripa
7.3p Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Loredana Roslund
7.3q Approve Discharge of President Borje For Did Not Vote Management
Ekholm
7.4 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2 Per Share
8 Determine Number of Directors (10) and For Did Not Vote Management
Deputy Directors (0) of Board
9 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 4.2 Million for
Chairman and SEK 1.06 Million for
Other Directors, Approve Remuneration
for Committee Work
10.1 Reelect Jon Fredrik Baksaas as Director For Did Not Vote Management
10.2 Reelect Jan Carlson as Director For Did Not Vote Management
10.3 Reelect Nora Denzel as Director For Did Not Vote Management
10.4 Reelect Borje Ekholm as Director For Did Not Vote Management
10.5 Reelect Eric A. Elzvik as Director For Did Not Vote Management
10.6 Reelect Kurt Jofs as Director For Did Not Vote Management
10.7 Reelect Ronnie Leten as Director For Did Not Vote Management
10.8 Reelect Kristin S. Rinne as Director For Did Not Vote Management
10.9 Reelect Helena Stjernholm as Director For Did Not Vote Management
10.10 Reelect Jacob Wallenberg as Director For Did Not Vote Management
11 Reelect Ronnie Leten as Board Chair For Did Not Vote Management
12 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
13 Approve Remuneration of Auditors For Did Not Vote Management
14 Ratify Deloitte as Auditors For Did Not Vote Management
15 Amend Articles Re: Editorial Changes; For Did Not Vote Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
16.1 Approve Long-Term Variable For Did Not Vote Management
Compensation Program 2021 (LTV 2021)
16.2 Approve Equity Plan Financing of LTV For Did Not Vote Management
2021
16.3 Approve Alternative Equity Plan For Did Not Vote Management
Financing of LTV 2021, if Item 16.2 is
Not Approved
17 Approve Equity Plan Financing of LTV For Did Not Vote Management
2020
18 Approve Equity Plan Financing of LTV For Did Not Vote Management
2018 and 2019
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN), INC.
Ticker: 2269 Security ID: G97008109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: ZLAB Security ID: 98887Q104
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For Against Management
Capital
2 Amend Memorandum of Association For Against Management
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: 9688 Security ID: 98887Q104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Articles For For Management
3 Amend Articles to Adopt the Fifth For For Management
Amendment of Articles of Association
4 Ratify Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
- 202 -
<PAGE>
=============== First Trust IPOX Europe Equity Opportunities ETF ===============
ACADEMEDIA AB
Ticker: ACAD Security ID: W1202M266
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of None None Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of None None Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 1.50 Per Share
11.a Approve Discharge of Board Chairman For For Management
Anders Bulow
11.b Approve Discharge of Board Member For For Management
Johan Andersson
11.c Approve Discharge of Board Member Anki For For Management
Bystedt
11.d Approve Discharge of Board Member Pia For For Management
Rudengren
11.e Approve Discharge of Board Member For For Management
Silvija Seres
11.f Approve Discharge of Board Member For For Management
Hakan Sorman
11.g Approve Discharge of CEO Marcus For For Management
Stromberg
12.a Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
12.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13.a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 2.57
Million
13.b Approve Remuneration of Auditors For For Management
14.a Reelect Johan Andersson as Director For For Management
14.b Reelect Anders Bulow as Director For For Management
14.c Reelect Anki Bystedt as Director For For Management
14.d Reelect Pia Rudengren as Director For For Management
14.e Reelect Silvija Seres as Director For For Management
14.f Reelect Hakan Sorman as Director For For Management
14.g Elect Ann-Marie Begler as New Director For For Management
14.h Elect Anders Bulow as Board Chairman For For Management
14.i Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meetings; Postal Voting and Proxies;
Share Registrar
18 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Approve Issuance of Shares in For For Management
Connection with Acquisition of eBay
Classifieds Group; Approve Article
Amendments; Approve Instructions for
Nominating Committee
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Auditors For For Management
8a Reelect Orla Noonan (Chairman) as For For Management
Director
8b Reelect Fernando Abril-Martorell For For Management
Hernandez as Director
8c Reelect Peter Brooks-Johnson as For For Management
Director
8d Reelect Sophie Javary as Director For For Management
8e Reelect Kristin Skogen Lund as Director For For Management
8f Elect Julia Jaekel as New Director For For Management
8g Elect Michael Nilles as New Director For For Management
9 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.45 Million for
Chairman and NOK 750,000 for the Other
Directors; Approve Committee Fees
10 Elect Ole E. Dahl as Member of For For Management
Nominating Committee
11 Approve Remuneration of Nominating For For Management
Committee
12 Approve Creation of NOK 24.5 Million For For Management
Pool of Capital without Preemptive
Rights
13 Authorize Issuance of Convertible For For Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 7.5
Billion; Approve Creation of NOK 24.5
Million Pool of Capital to Guarantee
Conversion Rights
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Amend eBay Classified Closing Articles For For Management
Re: Shareholder Rights
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Elect Alexander Matthey to Management For For Management
Board
3 Elect Caoimhe Treasa Keogan to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
- 203 -
<PAGE>
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Reelect Ingo Jeroen Uytdehaage to For For Management
Management Board
6 Reelect Delfin Rueda Arroyo to For For Management
Supervisory Board
7 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify PwC as Auditors For For Management
--------------------------------------------------------------------------------
AJ BELL PLC
Ticker: AJB Security ID: G01457103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andy Bell as Director For For Management
5 Re-elect Michael Summersgill as For For Management
Director
6 Re-elect Leslie Platts as Director For For Management
7 Re-elect Laura Carstensen as Director For For Management
8 Re-elect Simon Turner as Director For For Management
9 Re-elect Eamonn Flanagan as Director For For Management
10 Reappoint BDO LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Issue of Equity For For Management
13A Authorise Issue of Equity without For For Management
Pre-emptive Rights
13B Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ALFEN NV
Ticker: ALFEN Security ID: N0227W101
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Approve Remuneration Report For For Management
3 Adopt Financial Statements For For Management
4.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4.b Discuss Allocation of Income None None Management
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
6.b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Other Business (Non-Voting) None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
AMBEA AB
Ticker: AMBEA Security ID: W0R88P139
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Carl Gustafsson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.15 Per Share
9.a Approve Discharge of Lena Hofsberger For For Management
as Ordinary Board Member
9.b Approve Discharge of Daniel Bjorklund For For Management
as Ordinary Board Member
9.c Approve Discharge of Gunilla Rudebjer For For Management
as Ordinary Board Member
9.d Approve Discharge of Lars Gatenbeck as For For Management
Ordinary Board Member
9.e Approve Discharge of Mikael Stohr as For For Management
Ordinary Board Member
9.f Approve Discharge of Liselott Kilaas For For Management
as Ordinary Board Member
9.g Approve Discharge of Magnus Sallstrom For For Management
as Ordinary Employee Representative
9.h Approve Discharge of Haralampos For For Management
Kalpakas as Ordinary Employee
Representative
9.i Approve Discharge of Patricia Briceno For For Management
as Ordinary Employee Representative
9.j Approve Discharge of Khasha Jeihouni For For Management
as Ordinary Employee Representative
9.k Approve Discharge of Xenia Wenthzel as For For Management
Ordinary Employee Representative
9.l Approve Discharge of Bodil Isaksson as For For Management
Employee Representative Substitute
9.m Approve Discharge of Anders Borg as For For Management
Former Ordinary Board Member
9.n Approve Discharge of Fredrik Gren as For For Management
CEO
10a Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
10b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11a Approve Remuneration of Directors in For For Management
the Amount of SEK 775,000 for Chairman
and SEK 325,000 for Other Directors;
Approve Remuneration for Committee Work
11b Approve Remuneration of Auditors For For Management
12a Reelect Lena Hofsberger as Director For For Management
12b Reelect Daniel Bjorklund as Director For For Management
12c Reelect Gunilla Rudebjer as Director For For Management
12d Reelect Liselott Kilaas as Director For Against Management
12e Reelect Yrjo Narhinen as Director For For Management
12f Reelect Samuel Skott as Director For For Management
13 Reelect Lena Hofsberger as Board For For Management
Chairman
14 Ratify Ernst & Young as Auditors For For Management
15 Approve Remuneration Report For For Management
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Approve Warrants Plan for Key Employees For For Management
18 Amend Articles Re: Power of Attorney For For Management
and Postal Voting
19 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
20 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
--------------------------------------------------------------------------------
- 204 -
<PAGE>
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARGENX SE
Ticker: ARGX Security ID: 04016X101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Remuneration Policy For Against Management
4 Approve Remuneration Report For Against Management
5.a Discuss Annual Report for FY 2020 None None Management
5.b Adopt Financial Statements and For For Management
Statutory Reports
5.c Discussion on Company's Corporate None None Management
Governance Structure
5.d Approve Allocation of Losses to the For For Management
Retained Earnings of the Company
5.e Approve Discharge of Directors For For Management
6 Elect Yvonne Greenstreet as For Against Management
Non-Executive Director
7 Reelect Anthony Rosenberg as For For Management
Non-Executive Director
8 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
9 Ratify Deloitte Accountants B.V. as For For Management
Auditors
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Company Activity Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect James I Healy as Director For Against Management
5b Reelect Jan Moller Mikkelsen as For For Management
Director
5c Reelect Lisa Morrison as Director For For Management
6 Ratify Deloitte as Auditors For For Management
7a Approve Creation of DKK 9 Million Pool For Against Management
of Capital without Preemptive Rights
7b Approve Warrant Plan For Against Management
7c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For Against Management
CEO
7 Approve Amendment of Remuneration For For Management
Policy of CEO Re: GM 2019 and 2020
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
12 Reelect Ramon de Oliveira as Director For For Management
13 Elect Guillaume Faury as Director For For Management
14 Elect Ramon Fernandez as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
24 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
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BAWAG GROUP AG
Ticker: BG Security ID: A0997C107
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG Austria GmbH as Auditors For For Management
for Fiscal 2021
6 Amend Articles Re: Shareholders' Right For For Management
to Delegate Supervisory Board Members
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration Policy for the For For Management
Supervisory Board
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
BAWAG GROUP AG
Ticker: BG Security ID: A0997C107
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of EUR 0.46 per Share
--------------------------------------------------------------------------------
BETTER COLLECTIVE A/S
Ticker: BETCO Security ID: K1R986114
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting None None Management
2 Receive Report of Board None None Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Omission of Dividends
5 Approve Discharge of Management and For For Management
Board
6 Approve Remuneration Report (Advisory For For Management
Vote)
7a Reelect Jens Bager (Chair) as Director For For Management
7b Reelect Klaus Holse as Director For For Management
7c Reelect Leif Norgaard as Director For For Management
7d Reelect Petra Von Rohr as Director For For Management
7e Reelect Todd Dunlapa as Director For For Management
7f Elect Therese Hillman as New Director For For Management
8 Approve Remuneration of Directors in For For Management
the Amount of EUR 90,000 for Chair and
EUR 30,000 for Other Directors;
Approve Remuneration for Committee Work
9 Ratify Ernst & Young as Auditors; For For Management
Approve Remuneration of Auditors
10a Amend Articles Re: Voting on the For For Management
Company's Remuneration Report at
Annual General Meetings
10b Allow Shareholder Meetings to be Held For For Management
Partially or Fully by Electronic Means
10c Approve Creation of DKK EUR 93,890.65 For Against Management
Pool of Capital without Preemptive
Rights
10d Approve Issuance of Convertible Loan For For Management
Instruments without Preemptive Rights;
Approve Creation of DKK 46,945.325
Pool of Capital to Guarantee
Conversion Rights
10e Ratify Board's Issuance of 260,000 For For Management
Warrants to Key Employees
10f Approve Issuance of Warrants to Key For For Management
Employees
10g Authorize Share Repurchase Program For For Management
11 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
BIONTECH SE
Ticker: BNTX Security ID: 09075V102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Approve Creation of EUR 123.2 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Amend Stock Option Plan 2017/2019 For For Management
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
9 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
12 Cancel Affiliation Agreement with JPT For For Management
Peptide Technologies GmbH
13.a Approve Affiliation Agreements with For For Management
JPT Peptide Technologies GmbH
13.b Approve Affiliation Agreements with For For Management
BioNTech Manufacturing Marburg GmbH
13.c Approve Affiliation Agreements with For For Management
reSano GmbH
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
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<PAGE>
BRAVIDA HOLDING AB
Ticker: BRAV Security ID: W2R16Z106
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3.1 Designate Marianne Flik as Inspector For For Management
of Minutes of Meeting
3.2 Designate Peter Lagerlof as Inspector For For Management
of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 2.25 Per Share For For Management
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.3 Million
8.a Approve Performance Share Program LTIP For Against Management
2020
8.b Approve Equity Plan Financing For Against Management
8.c Approve Alternative Equity Plan For Against Management
Financing
--------------------------------------------------------------------------------
BRAVIDA HOLDING AB
Ticker: BRAV Security ID: W2R16Z106
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Marianne Flink as Inspector For For Management
of Minutes of Meeting
2.2 Designate Peter Lagerlof as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.5 Per Common Share
9.a Approve Discharge of Board Member For For Management
Fredrik Arp
9.b Approve Discharge of Board Member For For Management
Cecilia Daun Wennborg
9.c Approve Discharge of Board Member Jan For For Management
Johansson
9.d Approve Discharge of Board Member For For Management
Marie Nygren
9.e Approve Discharge of Board Member For For Management
Staffan Pahlsson
9.f Approve Discharge of Board Member For For Management
Karin Stahlhandske
9.g Approve Discharge of Employee For For Management
Representative Jan Ericson
9.h Approve Discharge of Employee For For Management
Representative Geir Gjestad
9.i Approve Discharge of Employee For For Management
Representative Anders Martensson
9.j Approve Discharge of Employee For For Management
Representative Ornulf Thorsen
9.k Approve Discharge of Deputy Employee For For Management
Representative Kaj Levisen
9.l Approve Discharge of President Mattias For For Management
Johansson
10.a Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
10.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.a Approve Remuneration of Directors in For For Management
the Amount of SEK 1.24 Million to
Chairman and SEK 490,000 for Other
Directors; Approve Remuneration for
Committee Work;
11.b Approve Remuneration of Auditors For For Management
12.a Reelect Fredrik Arp as Director For Against Management
12.b Reelect Cecilia Daun Wennborg as For Against Management
Director
12.c Reelect Jan Johansson as Director For For Management
12.d Reelect Marie Nygren as Director For For Management
12.e Reelect Staffan Pahlsson as Director For For Management
12.f Reelect Karin Stahlhandske as Director For For Management
13 Reelect Fredrik Arp as Board Chairman For Against Management
14 Ratify KPMG as Auditors For For Management
15 Approve Remuneration Report For For Management
16 Amend Articles Re: Powers of Attorneys For For Management
and Postal Ballots
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
18 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
19.a Approve Performance Share Matching For Against Management
Plan LTIP 2021 for Key Employees
19.b Approve Equity Plan Financing For Against Management
19.c Approve Alternative Equity Plan For Against Management
Financing
--------------------------------------------------------------------------------
CALISEN PLC
Ticker: CLSN Security ID: G1769C105
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Recommended Cash Offer for Calisen Plc
by Coyote Bidco Limited
--------------------------------------------------------------------------------
CALISEN PLC
Ticker: CLSN Security ID: G1769C105
Meeting Date: FEB 11, 2021 Meeting Type: Court
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CELLINK AB
Ticker: CLNK.B Security ID: W2R67K123
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Omission of Dividends
7.c1 Approve Discharge of Board Chairman For For Management
Carsten Browall
7.c2 Approve Discharge of Board Member For For Management
Aristotelis Nastos
7.c3 Approve Discharge of Board Member For For Management
Bengt Sjoholm
7.c4 Approve Discharge of Board Member For For Management
Christian Wildmoser
7.c5 Approve Discharge of Board Member Erik For For Management
Gatenholm
7.c6 Approve Discharge of Board Member For For Management
Helena Skantorp
7.c7 Approve Discharge of Board Member For For Management
Ingela Hallberg
7.c8 Approve Discharge of President Erik For For Management
Gatenholm
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 475,000 for Chair
and SEK 200,000 For Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
10.1a Reelect Carsten Browall as Director For For Management
10.1b Reelect Aristotelis Nastos as Director For For Management
10.1c Reelect Bengt Sjoholm as Director For For Management
10.1d Reelect Christian Wildmoser as Director For For Management
10.1e Reelect Erik Gatenholm as Director For For Management
10.1f Reelect Helena Skantorp as Director For For Management
10.2 Reelect Carsten Browall as Board For For Management
Chairman
10.3 Ratify Deloitte as Auditors For For Management
11 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
14 Approve Stock Option Plan for Key For For Management
Employees
15 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights up to
Aggregate Nominal Amount of SEK 1.5
Billion; Approve Creation of SEK 62.7
Million Pool of Capital to Guarantee
Conversion Rights
16 Approve Issuance of up to 20 Percent For Against Management
of Share Capital without Preemptive
Rights
17 Amend Articles Re: Powers of Attorneys For For Management
and Postal Ballots
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<PAGE>
CELLNEX TELECOM SA
Ticker: CLNX Security ID: E2R41M104
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Approve Dividends For For Management
6 Renew Appointment of Deloitte as For For Management
Auditor
7.1 Approve Grant of Shares to CEO For For Management
7.2 Approve Extraordinary Bonus for CEO For For Management
8.1 Maintain Number of Directors at 12 For For Management
8.2 Reelect Concepcion del Rivero Bermejo For For Management
as Director
8.3 Ratify Appointment of and Elect Franco For For Management
Bernabe as Director
8.4 Ratify Appointment of and Elect Mamoun For For Management
Jamai as Director
8.5 Ratify Appointment of and Elect For For Management
Christian Coco as Director
9 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
10 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CELLNEX TELECOM SA
Ticker: CLNX Security ID: E2R41M104
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board For For Management
5.1 Approve Annual Maximum Remuneration For For Management
5.2 Approve Remuneration Policy For For Management
6 Approve Grant of Shares to CEO For For Management
7.1 Fix Number of Directors at 11 For For Management
7.2 Ratify Appointment of and Elect For For Management
Alexandra Reich as Director
8.1 Amend Articles For For Management
8.2 Remove Articles For For Management
8.3 Renumber Article 27 as New Article 21 For For Management
8.4 Amend Article 5 For For Management
8.5 Amend Article 10 For For Management
8.6 Amend Articles and Add New Article 13 For For Management
8.7 Amend Articles For For Management
8.8 Add New Article 15 For For Management
9.1 Amend Articles of General Meeting For For Management
Regulations Re: Technical Adjustments
9.2 Amend Articles of General Meeting For For Management
Regulations Re: Remote Voting
9.3 Add New Article 15 to General Meeting For For Management
Regulations
10 Approve Capital Raising For For Management
11 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
12 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CIBUS NORDIC REAL ESTATE AB
Ticker: CIBUS Security ID: W24214103
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4.a Designate Marjan Dragicevic as For Did Not Vote Management
Inspector of Minutes of Meeting
4.b Designate Johan Henriks as Inspector For Did Not Vote Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Dividends of EUR 0.67 Per Share For Did Not Vote Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
CIBUS NORDIC REAL ESTATE AB
Ticker: CIBUS Security ID: W24214103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5.a Designate Marjan Dragicevic as For Did Not Vote Management
Inspector of Minutes of Meeting
5.b Designate Johan Henriks as Inspector For Did Not Vote Management
of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.b Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.94 Per Share
8.c.1 Approve Discharge of Patrick Gylling For Did Not Vote Management
8.c.2 Approve Discharge of Elisabeth Norman For Did Not Vote Management
8.c.3 Approve Discharge of Jonas Ahlblad For Did Not Vote Management
8.c.4 Approve Discharge of Johanna Skogestig For Did Not Vote Management
8.c.5 Approve Discharge of Stefan Gattberg For Did Not Vote Management
8.c.6 Approve Discharge of Sverker Kallgarden For Did Not Vote Management
9.a Determine Number of Directors (5) and For Did Not Vote Management
Deputy Directors (0)
9.b Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
9.c Reelect Patrick Gylling as Director For Did Not Vote Management
9.d Reelect Elisabeth Norman as Director For Did Not Vote Management
9.e Reelect Jonas Ahlblad as Director For Did Not Vote Management
9.f Reelect Stefan Gattberg as Director For Did Not Vote Management
9.g Elect Victoria Skoglund as New Director For Did Not Vote Management
9.h Reelect Patrick Gylling as Board Chair For Did Not Vote Management
9.i Ratify KPMG as Auditors For Did Not Vote Management
10.a Approve Monthly Remuneration of For Did Not Vote Management
Directors in the Amount of EUR 4,750
for Chairman and EUR 2.375 for Other
Directors
10.b Approve Remuneration of Auditors For Did Not Vote Management
11 Approve Issuance of up to 10 Percent For Did Not Vote Management
of Share Capital without Preemptive
Rights
12 Approve Warrant Plan for Key Employees For Did Not Vote Management
13 Approve Nomination Committee Procedures For Did Not Vote Management
14 Approve Remuneration Report For Did Not Vote Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
CINEWORLD GROUP PLC
Ticker: CINE Security ID: G219AH100
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Temporary Suspension of the For For Management
Borrowing Limit in the Articles of
Association
--------------------------------------------------------------------------------
CINEWORLD GROUP PLC
Ticker: CINE Security ID: G219AH100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For Against Management
4 Re-elect Alicja Kornasiewicz as For For Management
Director
5 Re-elect Nisan Cohen as Director For For Management
6 Re-elect Israel Greidinger as Director For For Management
7 Re-elect Moshe Greidinger as Director For For Management
8 Re-elect Renana Teperberg as Director For For Management
9 Re-elect Camela Galano as Director For For Management
10 Re-elect Dean Moore as Director For Against Management
11 Re-elect Scott Rosenblum as Director For For Management
12 Re-elect Arni Samuelsson as Director For For Management
13 Elect Damian Sanders as Director For For Management
14 Elect Ashley Steel as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For Against Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
CIVITAS SOCIAL HOUSING PLC
Ticker: CSH Security ID: G2251U108
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Alison Hadden as Director For For Management
4 Re-elect Michael Wrobel as Director For For Management
5 Re-elect Peter Baxter as Director For For Management
6 Re-elect Caroline Gulliver as Director For For Management
7 Re-elect Alastair Moss as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
9 Authorise the Audit and Management For For Management
Engagement Committee to Fix
Remuneration of Auditors
10 Approve the Company's Dividend Payment For For Management
Policy
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Authorise the Company to Use For For Management
Electronic Communications
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CUREVAC NV
Ticker: CVAC Security ID: N2451R105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Elect Antony Blanc to Management Board For For Management
3 Elect Klaus Edvardsen to Management For For Management
Board
4 Reelect Pierre Kemula to Management For For Management
Board
5 Elect Ingmar Hoerr to Supervisory Board For For Management
6 Approve Equity Award to Jean Sttphenne For Against Management
as Compensation for His Services as
Supervisory Director
7 Approve Equity Award to Ralf Clemens For Against Management
as Compensation for His Services as
Supervisory Director
8 Approve Discharge of Management Board For For Management
9 Approve Discharge of Supervisory Board For For Management
10 Authorize Repurchase of Shares For Against Management
11 Approve Remuneration of Supervisory For For Management
Board
12 Ratify Auditors for FY 2022 For For Management
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.94 per Share
4 Reelect Guido Barilla as Director For For Management
5 Reelect Cecile Cabanis as Director For For Management
6 Reelect Michel Landel as Director For For Management
7 Reelect Serpil Timuray as Director For For Management
8 Ratify Appointment of Gilles Schnepp For For Management
as Director
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration of Directors For For Management
Aggregate Amount of EUR 1.25 Million
14 Approve Remuneration Policy of For For Management
Directors
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 17 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 17 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 43 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
27 Approve Remuneration Policy of For For Management
Executive Corporate Officers
28 Approve Compensation Report of For For Management
Emmanuel Faber, Chairman and CEO Until
14 March 2021
29 Request Directors to Present to None None Shareholder
Shareholders the Following: Strategic
Vision for the Group; Position on
Corporate Purpose; Approach to
Environmental Matters; Opinion on
Companys Governance Organization
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DASSAULT SYSTEMES SA
Ticker: DSY Security ID: F2457H472
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.56 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Remuneration Policy of For Against Management
Corporate Officers
6 Approve Compensation of Charles For For Management
Edelstenne, Chairman of the Board
7 Approve Compensation of Bernard For Against Management
Charles, Vice Chairman of the Board
and CEO
8 Approve Compensation Report of For For Management
Corporate Officers
9 Reelect Odile Desforges as Director For For Management
10 Reelect Soumitra Dutta as Director For For Management
11 Ratify Appointment of Pascal Daloz as For For Management
Interim Director
12 Authorize Repurchase of Up to 5 For For Management
Million Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 12 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14-16
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 12 Million for Bonus
Issue or Increase in Par Value
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees and Corporate Officers
of International Subsidiaries
23 Approve 5-for-1 Stock Split For For Management
24 Authorize Filing of Required For For Management
Documents/Other Formalities
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DELIVERY HERO SE
Ticker: DHER Security ID: D1T0KZ103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3.1 Approve Discharge of Supervisory Board For For Management
Member Martin Enderle for Fiscal Year
2020
3.2 Approve Discharge of Supervisory Board For For Management
Member Hilary Gosher for Fiscal Year
2020
3.3 Approve Discharge of Supervisory Board For For Management
Member Patrick Kolek for Fiscal Year
2020
3.4 Approve Discharge of Supervisory Board For For Management
Member Bjoern Ljungberg for Fiscal
Year 2020
3.5 Approve Discharge of Supervisory Board For For Management
Member Vera Stachowiak for Fiscal Year
2020
3.6 Approve Discharge of Supervisory Board For For Management
Member Christian Graf von Hardenberg
for Fiscal Year 2020
3.7 Approve Discharge of Supervisory Board For For Management
Member Jeanette Gorgas for Fiscal Year
2020
3.8 Approve Discharge of Supervisory Board For For Management
Member Nils Engvall for Fiscal Year
2020
3.9 Approve Discharge of Supervisory Board For For Management
Member Gabriella Ardbo for Fiscal Year
2020
3.10 Approve Discharge of Supervisory Board For For Management
Member Gerald Taylor for Fiscal Year
2020
4 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Creation of EUR 13.7 Million For Against Management
Pool of Capital without Preemptive
Rights
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 14
Million Pool of Capital to Guarantee
Conversion Rights; Amend 2019
Resolution
9 Approve Creation of EUR 6.9 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
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DUFRY AG
Ticker: DUFN Security ID: H2082J107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yves Gerster as Chairman of For For Management
Meeting
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For Against Management
(Non-Binding)
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Increase in Conditional For For Management
Capital Pool to CHF 45.4 Million to
Cover Exercise of Convertible Bonds
6.1 Reelect Juan Carretero as Director and For For Management
Board Chairman
6.2.1 Reelect Jorge Born as Director For For Management
6.2.2 Reelect Julian Gonzalez as Director For For Management
6.2.3 Reelect Heekyung Min as Director For For Management
6.2.4 Reelect Luis Camino as Director For For Management
6.2.5 Reelect Steven Tadler as Director For For Management
6.2.6 Reelect Mary Guilfoile as Director For For Management
6.2.7 Reelect Ranjan Sen as Director For For Management
6.2.8 Reelect Lynda Tyler-Cagni as Director For For Management
6.3.1 Elect Eugenia Ulasewicz as Director For For Management
6.3.2 Elect Joaquin Cabrera as Director For For Management
7.1 Appoint Steven Tadler as Member of the For For Management
Compensation Committee
7.2 Appoint Luis Camino as Member of the For For Management
Compensation Committee
7.3 Appoint Eugenia Ulasewicz as Member of For For Management
the Compensation Committee
8 Ratify Deloitte AG as Auditors For For Management
9 Designate Altenburger Ltd as For For Management
Independent Proxy
10.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.5 Million
10.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 29
Million
11 Transact Other Business (Voting) For Against Management
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DWS GROUP GMBH & CO. KGAA
Ticker: DWS Security ID: D23390103
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.67 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
6.1 Elect Bernd Leukert to the Supervisory For For Management
Board
6.2 Elect Minoru Kimura to the Supervisory For For Management
Board
7 Amend Affiliation Agreement with For For Management
Subsidiary DWS International GmbH
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DWS GROUP GMBH & CO. KGAA
Ticker: DWS Security ID: D23390103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.81 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Corporate Purpose For For Management
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ELKEM ASA
Ticker: ELK Security ID: R2R86R113
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.15
Per Share
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Auditors For For Management
8 Elect Directors For Against Management
9 Elect Members of Nominating Committee For For Management
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Nominating For For Management
Committee
12 Approve Creation of NOK 291.5 Million For For Management
Pool of Capital without Preemptive
Rights
13 Approve Equity Plan Financing Through For Against Management
Issuance of Shares
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Receive Presentation on Business None None Management
Activities
8 Receive Financial Statements and None None Management
Statutory Reports
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
9.c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 1.55
Million; Approve Remuneration of
Auditors
12 Reelect David Gardner, Ulf For Did Not Vote Management
Hjalmarsson, Jacob Jonmyren, Matthew
Karch, Erik Stenberg, Kicki
Wallje-Lund (Chair) and Lars Wingefors
as Directors; Ratify Ernst & Young as
Auditors
13 Amend Articles Re: Participation at For Did Not Vote Management
General Meeting
14 Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
15 Close Meeting None None Management
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of None None Management
Shareholders
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Issuance of Class B Shares of For Did Not Vote Management
up to 10 Percent of Issued Shares
without Preemptive Rights
8 Close Meeting None None Management
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<PAGE>
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of None None Management
Shareholders
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Issuance of up to 41.7 Million For Did Not Vote Management
Class B Shares without Preemptive
Rights
8 Approve Issuance of up to 10 Percent For Did Not Vote Management
of Total Amount of Shares without
Preemptive Rights
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ENDAVA PLC
Ticker: DAVA Security ID: 29260V105
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Reappoint KPMG LLP as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
4 Elect John Cotterell as Director For For Management
5 Elect Mark Thurston as Director For For Management
6 Elect Andrew Allan as Director For For Management
7 Elect Ben Druskin as Director For For Management
8 Elect David Pattillo as Director For For Management
9 Elect Sulina Connal as Director For For Management
10 Elect Trevor Smith as Director For For Management
--------------------------------------------------------------------------------
ENERGEAN PLC
Ticker: ENOG Security ID: G303AF106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Karen Simon as Director For For Management
5 Re-elect Matthaios Rigas as Director For For Management
6 Re-elect Panagiotis Benos as Director For For Management
7 Re-elect Andrew Bartlett as Director For For Management
8 Re-elect Robert Peck as Director For For Management
9 Re-elect Efstathios Topouzoglou as For For Management
Director
10 Re-elect Amy Lashinsky as Director For For Management
11 Elect Kimberley Wood as Director For For Management
12 Elect Andreas Persianis as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Authorise Market Purchase of Ordinary For For Management
Shares
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EQT AB
Ticker: EQT Security ID: W3R27C102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.a Designate Jacob Wallenberg as For For Management
Inspector of Minutes of Meeting
3.b Designate Magnus Billing as Inspector For For Management
of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 2.40 Per Share
11.a Approve Discharge of Edith Cooper For For Management
11.b Approve Discharge of Johan Forssell For For Management
11.c Approve Discharge of Conni Jonsson For For Management
11.d Approve Discharge of Nicola Kimm For For Management
11.e Approve Discharge of Diony Lebot For For Management
11.f Approve Discharge of Gordon Orr For For Management
11.g Approve Discharge of Finn Rausing For For Management
11.h Approve Discharge of Peter Wallenberg For For Management
Jr
11.i Approve Discharge of Christian For For Management
Sinding, CEO
12.a Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
12.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13.a Approve Remuneration of Directors in For For Management
the Amount of EUR 275,000 for Chairman
and EUR 125,000 for Other Directors;
Approve Remuneration for Committee Work
13.b Approve Remuneration of Auditors For For Management
14.a Reelect Conni Jonsson as Director For Against Management
14.b Reelect Edith Cooper as Director For For Management
14.c Reelect Johan Forssell as Director For Against Management
14.d Reelect Nicola Kimm as Director For For Management
14.e Reelect Diony Lebot as Director For For Management
14.f Reelect Gordon Orr as Director For For Management
14.g Elect Margo Cook as New Director For For Management
14.h Elect Marcus Wallenberg as New Director For Against Management
14.i Reelect Conni Jonsson as Board For Against Management
Chairperson
15 Ratify KPMG as Auditor For For Management
16 Approve Remuneration Report For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
19 Close Meeting None None Management
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EUROPRIS ASA
Ticker: EPR Security ID: R2R97J126
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Presentation of Business Activities None None Management
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Dividends of NOK 2.70 Per Share For For Management
8 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
9 Approve Remuneration of Directors in For For Management
the Amount of NOK 570,000 for Chairman
and NOK 297,000 for Other Directors;
Approve Remuneration of Committee Work
10 Approve Remuneration of Auditors For For Management
11.a Elect Tom Vidar Rygh as Board Chairman For For Management
11.b Elect Karl Svensson as Director For For Management
11.c Elect Hege Bomark as Director For For Management
11.d Elect Bente Sollid Storehaug as For For Management
Director
11.e Elect Tone Fintland as Director For For Management
11.f Elect Claus Juel Jensen as Director For For Management
12 Approve Remuneration of Members of For For Management
Nominating Committee
13.1 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
13.2 Approve Equity Plan Financing For Against Management
14 Approve Creation of NOK 33.4 Million For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Issuance of Shares for a For For Management
Private Placement for NetEnt AB (publ)
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR
15,000 Pool of Capital to Guarantee
Conversion Rights
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of EUR 0.68 Per Share
7c1 Approve Discharge of Jens von Bahr For For Management
7c2 Approve Discharge of Joel Citron For For Management
7c3 Approve Discharge of Jonas Engwall For For Management
7c4 Approve Discharge of Cecilia Lager For For Management
7c5 Approve Discharge of Ian Livingstone For For Management
7c6 Approve Discharge of Fredrik Osterberg For For Management
7c7 Approve Discharge of Martin Carlesund For For Management
8 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 120,000
10a1 Reelect Jens von Bahr as Director For For Management
10a2 Reelect Joel Citron as Director For For Management
10a3 Reelect Jonas Engwall as Director For For Management
10a4 Reelect Ian Livingstone as Director For For Management
10a5 Reelect Fredrik Osterberg as Director For For Management
10b Elect Jens von Bahr as Board Chairman For For Management
11 Approve Remuneration of Auditors For For Management
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Nomination Committee Procedures For For Management
14 Approve Remuneration Report For For Management
15 Change Company Name to Evolution AB For For Management
16a Authorize Share Repurchase Program For For Management
16b Authorize Reissuance of Repurchased For For Management
Shares
17 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
18 Authorize the Board to Repurchase For For Management
Warrants from Participants in Warrants
Plan 2018
19 Close Meeting None None Management
--------------------------------------------------------------------------------
FERRARI NV
Ticker: RACE Security ID: N3167Y103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Board Report None None Management
(Non-Voting)
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Dividends of EUR 0.867 Per For For Management
Share
2.f Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Executive For For Management
Director
3.b Reelect Piero Ferrari as Non-Executive For For Management
Director
3.c Reelect Delphine Arnault as For For Management
Non-Executive Director
3.d Reelect Francesca Bellettini as For For Management
Non-Executive Director
3.e Reelect Eduardo H. Cue as For For Management
Non-Executive Director
3.f Reelect Sergio Duca as Non-Executive For For Management
Director
3.g Reelect John Galantic as Non-Executive For For Management
Director
3.h Reelect Maria Patrizia Grieco as For For Management
Non-Executive Director
3.i Reelect Adam Keswick as Non-Executive For Against Management
Director
4 Appoint Ernst & Young Accountants LLP For For Management
as Auditors
5.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
5.3 Grant Board Authority to Issue Special For Against Management
Voting Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Awards to Executive Director For For Management
8 Close Meeting None None Management
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<PAGE>
FORTERRA PLC
Ticker: FORT Security ID: G3638E106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Ernst & Young LLP as Auditors For For Management
3 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
4 Approve Final Dividend For For Management
5 Re-elect Justin Atkinson as Director For For Management
6 Re-elect Stephen Harrison as Director For For Management
7 Re-elect Ben Guyatt as Director For For Management
8 Re-elect Katherine Innes Ker as For For Management
Director
9 Re-elect Divya Seshamani as Director For For Management
10 Re-elect Martin Sutherland as Director For For Management
11 Re-elect Vince Niblett as Director For For Management
12 Approve Remuneration Report For For Management
13 Authorise UK Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GLOBAL FASHION GROUP S.A.
Ticker: GFG Security ID: L4379H104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements
3 Approve Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Approve Discharge of Christoph For For Management
Barchewitz as Management Board Member
6 Approve Discharge of Patrick Schmidt For For Management
as Management Board Member
7 Approve Discharge of Matthew Price as For For Management
Management Board Member
8 Approve Discharge of Alexis Babeau as For For Management
Supervisory Board Member
9 Approve Discharge of Georgi Ganev as For For Management
Supervisory Board Member
10 Approve Discharge of Cynthia Gordon as For For Management
Supervisory Board Member
11 Approve Discharge of Victor Herrero as For For Management
Supervisory Board Member
12 Approve Discharge of Carol Shen as For For Management
Supervisory Board Member
13 Approve Discharge of Laura Weil as For For Management
Supervisory Board Member
14 Elect Philipp Povel to Supervisory For Against Management
Board
15 Renew Appointment of Ernst & Young as For For Management
Auditor
16 Approve Remuneration Report For Against Management
17 Approve Revised Remuneration Policy For Against Management
18 Approve Remuneration of Supervisory For For Management
Board Members
19 Approve Share Repurchase For Against Management
20 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Articles 6.
1 and 6.2 of the Articles of
Association
21 Amend Term of Office of the Management For For Management
Board Members and Amend Article 15.2
of the Articles of Association
22 Approve Deletion of Transitory For For Management
Provisions Covering the Conversion of
Common Shares into Dematerialized
Shares and Subsequent Deletion of
Article 7.5 and Articles 28.1 to 28.5
of the Articles of Association
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
HEADHUNTER GROUP PLC
Ticker: HHR Security ID: 42207L106
Meeting Date: NOV 02, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated and Standalone For For Management
Financial Statements and Statutory
Reports
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Reelect Director For For Management
4 Approve Director Remuneration For For Management
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HELLOFRESH SE
Ticker: HFG Security ID: D3R2MA100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Reelect John Rittenhouse to the For For Management
Supervisory Board
6.2 Reelect Ursula Radeke-Pietsch to the For For Management
Supervisory Board
6.3 Reelect Derek Zissman to the For For Management
Supervisory Board
6.4 Reelect Susanne Schroeter-Crossan to For For Management
the Supervisory Board
6.5 Reelect Stefan Smalla to the For For Management
Supervisory Board
7 Amend Corporate Purpose For For Management
8 Approve Remuneration Policy For Against Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Creation of EUR 13.6 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion; Approve Creation of EUR 17.4
Million Pool of Capital to Guarantee
Conversion Rights
12 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
IMCD NV
Ticker: IMCD Security ID: N4447S106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements For For Management
2.e Approve Dividends of EUR 1.02 Per Share For For Management
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4 Ratify Deloitte Accountants N.V. as For For Management
Auditors
5.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
5.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE SPA
Ticker: INW Security ID: T6032P102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020-2024 Long Term Incentive For Against Management
Plan
2 Approve 2020 Broad-Based Share For For Management
Ownership Plan
3 Amend Remuneration Policy For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service 2020-2024 Long Term Incentive
Plan and 2020 Broad-Based Share
Ownership Plan
5 Elect Angela Maria Cossellu as Director For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
INSTALCO AB
Ticker: INSTAL Security ID: W4962U106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.70 Per Share
9.a Approve Discharge of Board Member Olof For For Management
Ehrlen
9.b Approve Discharge of Board Member For For Management
Johnny Alvarsson
9.c Approve Discharge of Board Member For For Management
Carina Qvarngard
9.d Approve Discharge of Board Member For For Management
Carina Edblad
9.e Approve Discharge of Board Member Per For For Management
Leopoldsson
9.f Approve Discharge of Board Member For For Management
Camilla Oberg
9.g Approve Discharge of CEO Per Sjostrand For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 600,000 for Chairman
and SEK 300,000 for Other Directors;
Approve Remuneration for Committee Work
13.a Reelect Olof Ehrlen as Director For For Management
13.b Reelect Johnny Alvarsson as Director For Against Management
13.c Reelect Carina Qvarngard as Director For For Management
13.d Reelect Carina Edblad as Director For For Management
13.e Reelect Per Leopoldsson as Director For For Management
13.f Reelect Camilla Oberg as Director For For Management
13.g Elect Per Sjostrand as New Director For For Management
13.h Elect Per Sjostrand as Board Chairman For For Management
as of Time he leaves his Position as
CEO; Elect Olof Ehrlen as Board
Chairman until Per Sjostrand takes
over as Chairman
14 Determine Number of Auditors (1) and For For Management
Deputy Auditors
15 Approve Remuneration of Auditors For For Management
16 Ratify Grant Thornton Sweden AB as For For Management
Auditors
17 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meetings
20 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
21 Close Meeting None None Management
--------------------------------------------------------------------------------
INTEGRAFIN HOLDINGS PLC
Ticker: IHP Security ID: G4796T109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
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<PAGE>
INTEGRAFIN HOLDINGS PLC
Ticker: IHP Security ID: G4796T109
Meeting Date: MAR 08, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Richard Cranfield as Director For Against Management
3 Re-elect Caroline Banszky as Director For For Management
4 Re-elect Victoria Cochrane as Director For For Management
5 Elect Jonathan Gunby as Director For For Management
6 Re-elect Neil Holden as Director For Against Management
7 Re-elect Michael Howard as Director For Against Management
8 Re-elect Charles Robert Lister as For For Management
Director
9 Re-elect Christopher Munro as Director For For Management
10 Re-elect Alexander Scott as Director For For Management
11 Approve Remuneration Report For For Management
12 Reappoint BDO LLP as Auditors For For Management
13 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ITALGAS SPA
Ticker: IG Security ID: T6R89Z103
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
4 Approve Co-Investment Plan For For Management
1 Authorize Board to Increase Capital to For For Management
Service Co-Investment Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
JDE PEET'S BV
Ticker: JDEP Security ID: N44664105
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Fabien Simon as Director For For Management
3 Amend Directors' Remuneration Policy For Against Management
4 Elect Frank Engelen as Non-Executive For For Management
Director
5 Close Meeting None None Management
--------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG
Ticker: JMIA Security ID: 48138M105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of EUR 88.2 Million For Against Management
Pool of Capital for Virtual Restricted
Stock Unit Program
2 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 600
Million; Approve Creation of EUR 77.2
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG
Ticker: JMIA Security ID: 48138M105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Approve Remuneration Policy For Against Management
6 Approve Remuneration of Supervisory For Against Management
Board
7 Elect Anne Eriksson to the Supervisory For For Management
Board
8 Approve Creation of EUR 97.2 Million For Against Management
Pool of Capital without Preemptive
Rights
9 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 600
Million; Approve Creation of EUR 89.8
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 3.4
Million Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM NV
Ticker: TKWY Security ID: N4753E105
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2A Approve All-Share Combination with For For Management
Grubhub Inc. in Accordance with the
Merger Agreement
2B Grant Board Authority to Issue Shares For For Management
and/or Grant Rights to Acquire Shares
in Connection with the Transaction
2C Authorize Board to Exclude or Limit For For Management
Preemptive Rights in Connection with
the Transaction
2D Elect Matthew Maloney to Management For For Management
Board
2E Elect Lloyd Frink to Supervisory Board For For Management
2F Elect David Fisher to Supervisory Board For For Management
2G Approve Supplement to the Remuneration For Against Management
Policy of the Management Board in
Respect of Matthew Maloney
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
JUST GROUP PLC
Ticker: JUST Security ID: G9331B109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect John Hastings-Bass as Director For For Management
4 Elect Kalpana Shah as Director For For Management
5 Re-elect Paul Bishop as Director For For Management
6 Re-elect Ian Cormack as Director For For Management
7 Re-elect Michelle Cracknell as Director For For Management
8 Re-elect Steve Melcher as Director For For Management
9 Re-elect Keith Nicholson as Director For For Management
10 Re-elect Andy Parsons as Director For For Management
11 Re-elect David Richardson as Director For For Management
12 Re-elect Clare Spottiswoode as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KAHOOT! ASA
Ticker: KAHOT Security ID: R3S4AN105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Omission of Dividends
5 Approve Remuneration of Auditors For For Management
6 Discuss Company's Corporate Governance None None Management
Statement
7 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
8 Elect Andreas Hansson (Chair), Akshay For For Management
Naheta, Lori Wright, Joanne Bradford
and Stefan Blom as Directors
9 Elect Harald Arnet (Chair) and Fredrik For For Management
Cassel as Members of Nominating
Committee
10 Approve Remuneration of Directors in For For Management
the Amount of USD 75,000 for Chair and
USD 50,000 for Other Directors;
Approve Meeting Fees
11 Approve Remuneration of Nomination For For Management
Committee
12 Approve Creation of NOK 6.1 Million For Against Management
Pool of Capital without Preemptive
Rights
13 Approve Equity Plan Financing For Against Management
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
KNORR-BREMSE AG
Ticker: KBX Security ID: D4S43E114
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.52 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Klaus Mangold to the Supervisory For For Management
Board
6.2 Elect Kathrin Dahnke to the For Against Management
Supervisory Board
6.3 Elect Thomas Enders to the Supervisory For Against Management
Board
6.4 Elect Stefan Sommer to the Supervisory For Against Management
Board
6.5 Elect Julia Thiele-Schuerhoff to the For Against Management
Supervisory Board
6.6 Elect Theodor Weimer to the For Against Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve US-Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
KORNIT DIGITAL LTD.
Ticker: KRNT Security ID: M6372Q113
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Ofer Ben Zur as Director For For Management
1.b Reelect Lauri Hanover as Director For For Management
1.c Reelect Gabi Seligsohn as Director For For Management
2 Relect Yehoshua (Shuki) Nir as Director For For Management
3 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
5 Approve Amended Compensation Package For For Management
of Ronen Samuel, CEO
6 Approve Compensation of All Current For For Management
and Future Directors and Officers
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
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<PAGE>
LA FRANCAISE DES JEUX SA
Ticker: FDJ Security ID: F55896108
Meeting Date: JUN 16, 2021 Meeting Type: Annual/Special
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Francoise Gri as For For Management
Director
6 Renew Appointment of Deloitte & For For Management
Associes as Auditor
7 Acknowledge End of Mandate of BEAS as For For Management
Alternate Auditor and Decision Not to
Renew
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Stephane For For Management
Pallez, Chairman and CEO
10 Approve Compensation of Charles For For Management
Lantieri, Vice-CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Article 16 of Bylaws Re: Written For For Management
Consultation
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Capital
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Qualified
Investors, up to 10 Percent of Issued
Capital
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LIFCO AB
Ticker: LIFCO.B Security ID: W5321L141
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of None None Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Group Consolidated Financial None None Management
Statements and Statutory Reports
7.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.d Receive Board's Dividend Proposal None None Management
8 Receive Report of Board and Committees None None Management
9 Receive President's Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of SEK 6 Per Share
12.a Approve Discharge of Carl Bennet For For Management
12.b Approve Discharge of Ulrika Dellby For For Management
12.c Approve Discharge of Dan Frohm For For Management
12.d Approve Discharge of Erik Gabrielson For For Management
12.e Approve Discharge of Ulf Grunander For For Management
12.f Approve Discharge of Annika Espander For For Management
Jansson
12.g Approve Discharge of Anders Lindstrom For For Management
12.h Approve Discharge of Anders Lorentzson For For Management
12.i Approve Discharge of Johan Stern For For Management
12.j Approve Discharge of Caroline af Ugglas For For Management
12.k Approve Discharge of Axel Wachtmeister For For Management
12.l Approve Discharge of Per Waldemarson For For Management
12.m Approve Discharge of President Peter For For Management
Wiberg
13 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board;
Determine Number of Auditors (1) and
Deputy Auditors (0)
14 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.31 Million for
Chairman and SEK 655,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
15.a Reelect Carl Bennet as Director For For Management
15.b Reelect Ulrika Dellby as Director For For Management
15.c Reelect Annika Espander Jansson as For For Management
Director
15.d Reelect Dan Frohm as Director For For Management
15.e Reelect Erik Gabrielson as Director For For Management
15.f Reelect Ulf Grunander as Director For For Management
15.g Reelect Johan Stern as Director For For Management
15.h Reelect Caroline af Ugglas as Director For For Management
15.i Reelect Axel Wachtmeister as Director For For Management
15.j Reelect Per Waldemarson as Director For For Management
15.k Reelect Carl Bennet as Board Chairman For For Management
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Approve Instructions for Nominating For For Management
Committee
18 Approve Remuneration Report For For Management
19 Approve 5:1 Stock Split; Amend For For Management
Articles Accordingly: Set Minimum (250
Million) and Maximum (1 Billion)
Number of Shares
20 Close Meeting None None Management
--------------------------------------------------------------------------------
M&G PLC
Ticker: MNG Security ID: G6107R102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Clare Chapman as Director For For Management
4 Elect Fiona Clutterbuck as Director For For Management
5 Re-elect John Foley as Director For For Management
6 Re-elect Clare Bousfield as Director For For Management
7 Re-elect Clive Adamson as Director For For Management
8 Re-elect Clare Thompson as Director For For Management
9 Re-elect Massimo Tosato as Director For For Management
10 Reappoint KPMG LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise UK Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
MAISONS DU MONDE SA
Ticker: MDM Security ID: F59463103
Meeting Date: JUN 04, 2021 Meeting Type: Annual/Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.30 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Sir Ian For For Management
Cheshire, Chairman of the Board Until
March 10, 2020
7 Approve Compensation of Peter Child, For For Management
Chairman of the Board Since March 10,
2020
8 Approve Compensation of Julie Walbaum, For For Management
CEO
9 Approve Remuneration Policy of CEO For For Management
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 600,000
11 Approve Remuneration Policy of For For Management
Directors
12 Elect Cecile Cloarec as Director For For Management
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 16 of Bylaws Re: Written For For Management
Consultation
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
MEDACTA GROUP SA
Ticker: MOVE Security ID: H7251B108
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Riccardo Braglia as Director For For Management
2 Appoint Riccardo Braglia as Member of For For Management
the Compensation Committee
3 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MEDICOVER AB
Ticker: MCOV.B Security ID: W56135101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.a Designate Per Jonsson as Inspector of For For Management
Minutes of Meeting
4.b Designate Per Colleen as Inspector of For For Management
Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.07 Per Share
9 Approve Remuneration Report For For Management
10.a Approve Discharge of Board Chairman For For Management
Fredrik Stenmo
10.b Approve Discharge of Board Member For For Management
Peder af Jochnick
10.c Approve Discharge of Board Member For For Management
Robert af Jochnick
10.d Approve Discharge of Board Member Arno For For Management
Bohn
10.e Approve Discharge of Board Member For For Management
Sonali Chandmal
10.f Approve Discharge of Board Member For For Management
Michael Flemming
10.g Approve Discharge of Board Member For For Management
Margareta Nordenvall
10.h Approve Discharge of Board Member and For For Management
CEO Fredrik Ragmark
11.a Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12.a Approve Remuneration of Directors in For For Management
the Amount of EUR 71,500 for Chairman
and EUR 51,000 for Other Directors;
Approve Remuneration for Committee Work
12.b Approve Remuneration of Auditors For For Management
13.a Reelect Fredrik Stenmo as Director For Against Management
13.b Reelect Peder af Jochnick as Director For Against Management
13.c Reelect Robert af Jochnick as Director For Against Management
13.d Reelect Arno Bohn as Director For Against Management
13.e Reelect Sonali Chandmal as Director For For Management
13.f Reelect Michael Flemming as Director For For Management
13.g Reelect Margareta Nordenvall as For Against Management
Director
13.h Reelect Fredrik Ragmark as Director For For Management
13.i Reelect Fredrik Stenmo as Board For Against Management
Chairman
13.j Ratify BDO Sweden AB as Auditors For For Management
14 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16.a Approve Performance Share Matching For For Management
Plan 2021 for Key Employees
16.b Approve Equity Plan Financing For For Management
16.c Approve Alternative Equity Plan For Against Management
Financing
16.d Approve Inclusion of CEO and Board For For Management
Member Fredrik Ragmark in Incentive
Plan 2021
17 Amend Long Term Incentive Programs For Against Management
2017, 2018, 2019 and 2020
18 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
19 Amend Articles of Association Re: For For Management
Proxies and Postal Voting
--------------------------------------------------------------------------------
MERCELL HOLDING AS
Ticker: MRCEL Security ID: R4S40M106
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Approve Notice of Meeting and Agenda For For Management
4.1 Receive Information on Background for None None Management
the Private Placement
4.2 Approve Issuance of 123.8 Million For For Management
Shares for Private Placement
5 Approve Creation of NOK 8.3 Million For For Management
Pool of Capital without Preemptive
Rights
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<PAGE>
MIPS AB
Ticker: MIPS Security ID: W5648N127
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3.a Designate Tomas Risbecker as Inspector For For Management
of Minutes of Meeting
3.b Designate Bengt Baron as Inspector of For For Management
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 3.50 Per Share
9.a Approve Discharge of Board Chairman For For Management
Magnus Welander
9.b Approve Discharge of Jonas Rahmn For For Management
9.c Approve Discharge of Jenny Rosberg For For Management
9.d Approve Discharge of Pernilla Wiberg For For Management
9.e Approve Discharge of Par Arvidsson For For Management
9.f Approve Discharge of CEO Max Strandwitz For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 450,000 for Chairman
and SEK 225,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
13.a Reelect Magnus Welander as Board For Against Management
Chairman
13.b Reelect Jonas Rahmn as Director For For Management
13.c Reelect Jenny Rosberg as Director For For Management
13.d Reelect Pernilla Wiberg as Director For For Management
13.e Elect Thomas Brautigam as New Director For For Management
14 Ratify KPMG as Auditors For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
MYT NETHERLANDS PARENT BV
Ticker: MYTE Security ID: 55406W103
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting (Non-Voting) None None Management
2 Receive Annual Report for Fiscal Year None None Management
2020 (Non-Voting)
3 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
4 Approve Dividend Distribution Policy None None Management
(Non-Voting)
5 Approve Allocation of Income None None Management
(Non-Voting)
6.1 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
6.2 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
7 Ratify KPMG as Auditors for Fiscal For For Management
Year 2021
8.1 Elect Nora Aufreiter to the For For Management
Supervisory Board
8.2 Approve Remuneration of Supervisory For For Management
Board Member Nora Aufreiter
8.3 Approve Remuneration of Supervisory For For Management
Board Member Dennis Gies from July 1,
2021
--------------------------------------------------------------------------------
NANO-X IMAGING LTD.
Ticker: NNOX Security ID: M70700105
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Against Management
Directors and Officers of the Company
2 Approve Equity Compensation Plan for For For Management
the Directors and Officers of the
Company
3 Approve Additional Compensation for For For Management
Directors who Serve on Committees of
the Company's Board of Directors
4 Elect Dan Suesskind as Director and For For Management
Approve His Remuneration
5 Elect Noga Kainan as Director and For For Management
Approve Her Remuneration
6 Approve Amended Employment Terms of For For Management
Ran Poliakine, CEO and Chairman
7 Approve Additional Compensation of For For Management
Floyd Katske, Director
8 Approve Erez Melzer as Designated For For Management
Director and Approve his Additional
Compensation
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
NATWEST GROUP PLC
Ticker: NWG Security ID: G6422B105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Howard Davies as Director For For Management
5 Re-elect Alison Rose-Slade as Director For For Management
6 Re-elect Katie Murray as Director For For Management
7 Re-elect Frank Dangeard as Director For For Management
8 Re-elect Patrick Flynn as Director For For Management
9 Re-elect Morten Friis as Director For For Management
10 Re-elect Robert Gillespie as Director For For Management
11 Re-elect Yasmin Jetha as Director For For Management
12 Re-elect Mike Rogers as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Lena Wilson as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise UK Political Donations and For For Management
Expenditure
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Off-Market Purchase of For For Management
Ordinary Shares
26 Authorise Off-Market Purchase of For For Management
Preference Shares
27 Adopt New Articles of Association For For Management
28 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
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<PAGE>
NETCOMPANY GROUP A/S
Ticker: NETC Security ID: K7020C102
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Hege Skryseth as New Director For For Management
1b Elect Asa Riisberg as New Director For For Management
2 Amend Articles Re: Allow to Hold For Against Management
Electronic General Meetings
3 Other Business None None Management
--------------------------------------------------------------------------------
NETCOMPANY GROUP A/S
Ticker: NETC Security ID: K7020C102
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 1.00 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.05 Million for
Chairman, DKK 700,000 for Vice Chair
and DKK 350,000 for Other Directors;
Approve Travel Fees
6a Reelect Bo Rygaard (Chair) as Director For For Management
6b Reelect Juha Christensen (Vice Chair) For For Management
as Director
6c Reelect Scanes Bentley as Director For For Management
6d Reelect Hege Skryseth as Director For For Management
6e Reelect Asa Riisberg as Director For For Management
7 Ratify Ernst & Young as Auditors For For Management
8 Authorize Share Repurchase Program None None Management
(Not Submitted for Proposal)
9 Other Proposals from Board or None None Management
Shareholders (None Submitted
10 Other Business None None Management
--------------------------------------------------------------------------------
NETWORK INTERNATIONAL HOLDINGS PLC
Ticker: NETW Security ID: G6457T104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Rohinton Kalifa as Director For For Management
4 Elect Nandan Mer as Director For For Management
5 Re-elect Darren Pope as Director For For Management
6 Re-elect Anil Dua as Director For For Management
7 Re-elect Victoria Hull as Director For For Management
8 Elect Rohit Malhotra as a director For For Management
9 Re-elect Ali Mazanderani as Director For For Management
10 Re-elect Habib Al Mulla as Director For For Management
11 Elect Diane Radley as Director For For Management
12 Elect Monique Shivanandan as Director For For Management
13 Re-elect Suryanarayan Subramanian as For For Management
Director
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Own Shares For For Management
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of For For Management
Nets Topco 2 Sarl into Nexi SpA
1.1 Approve Increase in Size of Board from For Against Management
13 to 15
1.2 Elect Bo Nilsson and Stefan Goetz as For Against Management
Directors
1.3 Fix Board Terms for New Directors For Against Management
1.4 Approve Remuneration of New Directors For Against Management
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of SIA For For Management
SpA into Nexi SpA
--------------------------------------------------------------------------------
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<PAGE>
NINETY ONE PLC
Ticker: N91 Security ID: G6524E106
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gareth Penny as Director For For Management
2 Elect Colin Keogh as Director For For Management
3 Elect Idoya Aranda as Director For For Management
4 Elect Victoria Cochrane as Director For For Management
5 Elect Busisiwe Mabuza as Director For For Management
6 Elect Fani Titi as Director For For Management
7 Elect Hendrik du Toit as Director For For Management
8 Elect Kim McFarland as Director For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Authorise Ratification of Approved For For Management
Resolutions
12 Approve Executive Incentive Plan For For Management
13 Accept Financial Statements and For For Management
Statutory Reports
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Present Financial Statements and None None Management
Statutory Reports for the Year Ended
31 March 2020
20 Appoint KPMG Inc as Auditors For For Management
21.1 Elect Victoria Cochrane as Member of For For Management
the Audit and Risk Committee
21.2 Elect Idoya Aranda as Member of the For For Management
Audit and Risk Committee
21.3 Elect Colin Keogh as Member of the For For Management
Audit and Risk Committee
22 Place Authorised but Unissued Ordinary For For Management
Shares and Special Converting Shares
under Control of Directors
23 Authorise Board to Issue Shares for For For Management
Cash
24 Authorise Repurchase of Issued Share For For Management
Capital
25 Approve Financial Assistance to For For Management
Related or Inter-related Company and
Directors
26 Approve Non-Executive Directors' For For Management
Remuneration
--------------------------------------------------------------------------------
NORDNET AB
Ticker: SAVE Security ID: W6S819112
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.51 Per Share
9.a Approve Discharge of Anna Back For For Management
9.b Approve Discharge of Jan Dinkelspiel For For Management
9.c Approve Discharge of Tom Dinkelspiel For For Management
9.d Approve Discharge of Christopher Ekdahl For For Management
9.e Approve Discharge of Karitha Ericson For For Management
9.f Approve Discharge of Christian Frick For For Management
9.g Approve Discharge of Hans Larsson For For Management
9.h Approve Discharge of Per Widerstrom For For Management
9.i Approve Discharge of CEO Lars-Ake For For Management
Norling
10.1 Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
10.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.1a Approve Remuneration of Directors in For For Management
the Amount of SEK 350,000 for Chairman
and Other Directors
11.1b Approve Remuneration for Board For For Management
Committee Work
11.1c Approve Remuneration for Chairman of For For Management
Board Committee
11.1d Approve Remuneration for Risk and For For Management
Compliance Committee Work
11.1e Approve Remuneration for Chairman of For For Management
Risk and Compliance Committee
11.2 Approve Remuneration of Auditors For For Management
12.1a Reelect Anna Back as Director For For Management
12.1b Reelect Jan Dinkelspiel as Director For For Management
12.1c Reelect Tom Dinkelspiel as Director For For Management
12.1d Reelect Karitha Ericson as Director For For Management
12.1e Reelect Christian Frick as Director For For Management
12.1f Reelect Hans Larsson as Director For For Management
12.1g Elect Charlotta Nilsson as New Director For For Management
12.1h Reelect Per Widerstrom as Director For For Management
12.2 Reelect Tom Dinkelspiel as Board For For Management
Chairman
12.3 Ratify Deloitte as Auditors For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For Against Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For Against Management
Director
3h Reelect Peter Smitham as Non-Executive For Against Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For Against Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
ONCOPEPTIDES AB
Ticker: ONCO Security ID: W6709H108
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Approve Agenda of Meeting For For Management
4.a Designate Thomas Nygren as Inspector For For Management
of Minutes of Meeting
4.b Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
5 Prepare and Approve List of For For Management
Shareholders
6 Acknowledge Proper Convening of Meeting For For Management
7.a Approve US Co-worker LTIP 2020 For For Management
7.b Approve Equity Plan Financing through For For Management
Issuance of Warrants
7.c Approve Alternative Equity Plan For Against Management
Financing through Equity Swap
Agreement with a Third Party
7.d Approve Equity Plan Financing through For For Management
the Use of Warrants Issued in the
Company's Other Incentive Programs
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ORSTED A/S
Ticker: ORSTED Security ID: K7653Q105
Meeting Date: MAR 01, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report (Advisory For For Management
Vote)
4 Approve Discharge of Management and For For Management
Board
5 Approve Allocation of Income and For For Management
Dividends of DKK 11.50 Per Share
6 Authorize Share Repurchase Program For Against Management
7.1 Approve Director Indemnification Scheme For For Management
7.2 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
7.4 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Proposals from Shareholders None None Management
(None Submitted)
9.1 Determine Number of Members (8) and For For Management
Deputy Members of Board
9.2 Reelect Thomas Thune Andersen (Chair) For For Management
as Director
9.3 Reelect Lene Skole (Vice Chair) as For For Management
Director
9.4a Reelect Lynda Armstrong as Director For For Management
9.4b Reelect Jorgen Kildah as Director For For Management
9.4c Reelect Peter Korsholm as Director For For Management
9.4d Reelect Dieter Wemmer as Director For For Management
9.4e Elect Julia King as New Director For For Management
9.4f Elect Henrik Poulsen as New Director For For Management
10 Approve Remuneration of Directors; For For Management
Approve Remuneration for Committee Work
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Other Business None None Management
--------------------------------------------------------------------------------
PEXIP HOLDING ASA
Ticker: PEXIP Security ID: R66399107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Remuneration of Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of NOK 500,000 for Chair
and NOK 300,000 for Other Directors
5.2 Approve Remuneration of Audit Committee For For Management
5.3 Approve Remuneration of Nominating For For Management
Committee
6 Reelect Dag Sigvart Kaada (Chair), For For Management
Oddvar Fosse and Aril Resen as Members
of Nominating Committee
7 Director Election (Nomination For Against Management
Committee Recommends No Changes to
Board Composition - No Election Will
Take Place)
8 Approve Company's Corporate Governance For For Management
Statement
9 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
10 Approve Creation of NOK 310,000 Pool For Against Management
of Capital without Preemptive Rights
11 Approve Equity Plan Financing For Against Management
12 Authorize Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
PIRELLI & C. SPA
Ticker: PIRC Security ID: T76434264
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2 Elect Giorgio Luca Bruno as Director For For Management
3.1.1 Slate 1 Submitted by Marco Polo None Against Shareholder
International Italy Srl and Camfin SpA
3.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.2 Appoint Chairman of Internal Statutory None None Shareholder
Auditors
3.3 Approve Internal Auditors' Remuneration None For Shareholder
4.1 Approve Remuneration Policy For Against Management
4.2 Approve Second Section of the For Against Management
Remuneration Report
5.1 Approve Three-year Monetary Incentive For Against Management
Plan
5.2 Approve Adjustment of the Cumulative For Against Management
Group Net Cash Flow Target and
Normalization of Total Shareholder
Return Target included in the
Three-year Monetary Incentive Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
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<PAGE>
PROSUS NV
Ticker: PRX Security ID: N7163R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4.a Approve Dividends of EUR 0.602 Per For For Management
Share
4.b Approve Capital Increase and Capital For For Management
Reduction
5 Approve Remuneration Policy for For Against Management
Executive Directors
6 Approve Remuneration Policy for For For Management
Non-Executive Directors
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Elect Y Xu as Non-Executive Director For For Management
10.1 Reelect D G Eriksson as Non-Executive For For Management
Director
10.2 Reelect M R Sorour as Non-Executive For For Management
Director
10.3 Reelect E M Choi as Non-Executive For For Management
Director
10.4 Reelect M Girotra as Non-Executive For For Management
Director
10.5 Reelect R C C Jafta as Non-Executive For For Management
Director
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
13 Authorize Repurchase of Shares For For Management
14 Amend Prosus Share Award Plan For Against Management
15 Other Business (Non-Voting) None None Management
16 Voting Results None None Management
--------------------------------------------------------------------------------
QUILTER PLC
Ticker: QLT Security ID: G3651J107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Tim Breedon as Director For For Management
5 Elect Tazim Essani as Director For For Management
6 Re-elect Paul Feeney as Director For For Management
7 Re-elect Rosie Harris as Director For For Management
8 Re-elect Glyn Jones as Director For For Management
9 Re-elect Moira Kilcoyne as Director For For Management
10 Re-elect Ruth Markland as Director For For Management
11 Re-elect Paul Matthews as Director For For Management
12 Re-elect George Reid as Director For For Management
13 Re-elect Mark Satchel as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Board Audit Committee to For For Management
Fix Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Enter into For For Management
Contingent Purchase Contracts
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QUILTER PLC
Ticker: QLT Security ID: G3651J107
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Quilter International For For Management
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RESURS HOLDING AB
Ticker: RESURS Security ID: W7552F108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Fabian Bengtsson as For For Management
Inspector of Minutes of Meeting
2.2 Designate Anna Sundberg as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.68 Per Share
9.1 Approve Discharge of Board Member and For For Management
Chairman Martin Bengtsson
9.2 Approve Discharge of Board Member For For Management
Fredrik Carlsson
9.3 Approve Discharge of Board Member Lars For For Management
Nordstrand
9.4 Approve Discharge of Board Member For For Management
Marita Odelius Engstrom
9.5 Approve Discharge of Board Member For For Management
Mikael Wintzell
9.6 Approve Discharge of Board Member For For Management
Johanna Berlinde
9.7 Approve Discharge of Board Member For For Management
Kristina Patek, since the 2020 Annual
General Meeting
9.8 Approve Discharge of Board Member For For Management
Susanne Ehnbage, since the 2020 Annual
General Meeting
9.9 Approve Discharge of Board Member For For Management
Mariana Burenstam Linder, until the
2020 Annual General Meeting
9.10 Approve Discharge of Board Member For For Management
Anders Dahlvig, until the 2020 Annual
General Meeting
9.11 Approve Discharge of CEO Nils For For Management
Carlsson, since June 1 2020
9.12 Approve Discharge of CEO Kenneth For For Management
Nilsson, until May 31 2020
10 Determine Number of Members (8) and For For Management
Deputy Members of Board
11.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.3 Million for
Chairman and SEK 440,000 for Other
Directors; Approve Remuneration for
Committee Work
11.2 Approve Remuneration of Auditors For For Management
12.1 Reelect Martin Bengtsson as Director For For Management
12.2 Reelect Fredrik Carlsson as Director For For Management
12.3 Reelect Lars Nordstrand as Director For For Management
12.4 Reelect Marita Odelius Engstrom as For For Management
Director
12.5 Reelect Mikael Wintzell as Director For For Management
12.6 Reelect Johanna Berlinde as Director For For Management
12.7 Reelect Kristina Patek as Director For For Management
12.8 Reelect Susanne Ehnbage as Director For For Management
13 Reelect Martin Bengtsson as Board For For Management
Chairman
14 Ratify Ernst & Young as Auditors For For Management
15 Approve Remuneration Report For Against Management
16 Authorize Share Repurchase Program For For Management
17 Amend Articles Re: Editorial Changes For For Management
to Article 1; Postal Voting; Share
Registrar
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SAMHALLSBYGGNADSBOLAGET I NORDEN AB
Ticker: SBB.B Security ID: W2R93A131
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jesper Schonbeck as Chairman of For For Management
Meeting
1.2 Elect Fredrik Rasberg as Secretary of For For Management
Meeting
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of SEK 4
Million Pool of Capital to Guarantee
Conversion Rights
7 Approve Redemption of Preference Shares For For Management
8 Amend Articles Re: Set Minimum (SEK For For Management
150 Million) and Maximum (SEK 600
Million) Share Capital; Set Minimum (1.
5 Billion) and Maximum (6 Billion)
Number of Shares
--------------------------------------------------------------------------------
SCANDINAVIAN TOBACCO GROUP A/S
Ticker: STG Security ID: K8553U105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 6.50 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.32 Million for
Chairman, DKK 880,000 for Vice
Chairman, and DKK 440,000 for Other
Directors; Approve Remuneration for
Committee Work
6a Approve DKK 2.5 Million Reduction in For For Management
Share Capital via Share Cancellation;
Amend Existing Authorizations in
Articles Accordingly
6b Allow Shareholder Meetings to be Held For Against Management
by Electronic Means Only
6c Approve Company Announcements in For For Management
English
7a Reelect Nigel Northridge as Director For For Management
(Chairman)
7b Reelect Henrik Brandt as Director For For Management
(Vice Chair)
7c Reelect Dianne Neal Blixt as Director For For Management
7d Reelect Marlene Forsell as Director For For Management
7e Reelect Claus Gregersen as Director For For Management
7f Reelect Luc Missorten as Director For For Management
7g Reelect Anders Obel as Director For For Management
7h Elect Henrik Amsinck as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
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SCATEC SOLAR ASA
Ticker: SSO Security ID: R7562N105
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Approve Issuance of Shares for Private For For Management
Placement
6 Approve Creation of Pool of Capital For For Management
with Preemptive Rights (Repair Issue)
7 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
8 Change Company Name For For Management
--------------------------------------------------------------------------------
SHOP APOTHEKE EUROPE NV
Ticker: SAE Security ID: N7975Z103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Discussion on Company's Corporate None None Management
Governance Structure
3.a Approve Remuneration Report For Against Management
3.b Receive Report of Auditors (Non-Voting) None None Management
3.c Adopt Financial Statements For For Management
3.d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3.e Approve Allocation of Income For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Ratify Mazars Accountants N.V. as For For Management
Auditors
6.a Receive Information on the Resignation None None Management
of Jan Pyttel as Member of Supervisory
Board
6.b Approve Discharge of Jan Pyttel from For For Management
Supervisory Board
6.c Elect Henriette Peucker to Supervisory For For Management
Board
6.d Approve Increase in the Fixed Annual For Against Management
Base Fees of Supervisory Board
6.e Amend Remuneration Policy for For Against Management
Supervisory Board
7.a Revoke Board Authority to Issue Shares For For Management
from Last Meeting on April 30, 2020
7.b Revoke Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
7.a
7.c Grant Board Authority to Issue Shares For Against Management
Up to 20 Percent of Issued Capital
7.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances under Item
7.c
7.e Grant Board Authority to Issue Shares For Against Management
Up To 0.07 Percent of Issued Capital
in Connection with the 2019 ESOP
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Amend Articles of Association For Against Management
10 Allow Questions None None Management
11 Close Meeting None None Management
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<PAGE>
SIEMENS ENERGY AG
Ticker: ENR Security ID: D6T47E106
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2019/20
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019/20
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
5.1 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
5.2 Elect Sigmar Gabriel to the For For Management
Supervisory Board
5.3 Elect Joe Kaeser to the Supervisory For For Management
Board
5.4 Elect Hubert Lienhard to the For For Management
Supervisory Board
5.5 Elect Hildegard Mueller to the For For Management
Supervisory Board
5.6 Elect Laurence Mulliez to the For For Management
Supervisory Board
5.7 Elect Matthias Rebellius to the For For Management
Supervisory Board
5.8 Elect Ralf Thomas to the Supervisory For Against Management
Board
5.9 Elect Geisha Williams to the For For Management
Supervisory Board
5.10 Elect Randy Zwirn to the Supervisory For For Management
Board
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG
Ticker: SHL Security ID: D6T479107
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernhard Montag for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Jochen Schmitz for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Christoph Zindel for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Ralf Thomas for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Norbert Gaus for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Roland Busch (from Feb. 12,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Marion Helmes for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Andreas Hoffmann for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Philipp Roesler for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Nathalie Von Siemens for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Gregory Sorensen for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Karl-Heinz Streibich for Fiscal
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Michael Sen (until Feb. 12,
2020) for Fiscal 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2021
6 Amend Articles Re: Information for For For Management
Registration in the Share Register
7 Approve Increase in Size of Board to For For Management
Ten Members
8 Elect Peer Schatz to the Supervisory For Against Management
Board
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Creation of EUR 537.5 Million For Against Management
Pool of Capital without Preemptive
Rights
12 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 107.5
Million Pool of Capital to Guarantee
Conversion Rights
13 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
SINCH AB
Ticker: SINCH Security ID: W835AF166
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Stock Option Plan LTI II 2020 For Against Management
for Key Employees
8 Close Meeting None None Management
--------------------------------------------------------------------------------
SINCH AB
Ticker: SINCH Security ID: W835AF166
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c1 Approve Discharge of Erik Froberg For For Management
8.c2 Approve Discharge of Bridget Cosgrave For For Management
8.c3 Approve Discharge of Renee Robinson For For Management
Stromberg
8.c4 Approve Discharge of Johan Stuart For For Management
8.c5 Approve Discharge of Bjorn Zethraeus For For Management
8.c6 Approve Discharge of Oscar Werner For For Management
8.c7 Approve Discharge of Robert Gerstmann For For Management
9.1 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.5 Million for
Chairman and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.1a Reelect Erik Froberg as Director For For Management
11.1b Reelect Bridget Cosgrave as Director For For Management
11.1c Reelect Renee Robinson Stromberg as For For Management
Director
11.1d Reelect Johan Stuart as Director For For Management
11.1e Reelect Bjorn Zethraeus as Director For For Management
11.1f Elect Luciana Carvalho as New Director For For Management
11.2 Reelect Erik Froberg as Board Chairman For For Management
11.3 Ratify Deloitte as Auditors For For Management
12 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Approve Issuance of up to 20 Percent For Against Management
of Share Capital without Preemptive
Rights
16 Approve 10:1 Stock Split; Amend For For Management
Articles Accordingly
17 Approve Stock Option Plan LTI 2021 for For Against Management
Key Employees
18 Close Meeting None None Management
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<PAGE>
SOFTWAREONE HOLDING AG
Ticker: SWON Security ID: H5682F102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.30 per Share from
Foreign Capital Contribution Reserves
4 Approve Discharge of Board and Senior For For Management
Management
5.1.a Reelect Daniel von Stockar as Director For For Management
5.1.b Reelect Jose Duarte as Director For For Management
5.1.c Reelect Rene Gilli as Director For For Management
5.1.d Reelect Timo Ihamuotila as Director For For Management
5.1.e Reelect Peter Kurer as Director For For Management
5.1.f Reelect Marie-Pierre Rogers as Director For For Management
5.1.g Reelect Jean-Pierre Saad as Director For For Management
5.1.h Elect Isabelle Romy as Director For For Management
5.1.i Elect Adam Warby as Director For For Management
5.2 Reelect Daniel von Stockar as Board For For Management
Chairman
5.3.1 Reappoint Marie-Pierre Rogers as For For Management
Member of the Nomination and
Compensation Committee
5.3.2 Reappoint Peter Kurer as Member of the For For Management
Nomination and Compensation Committee
5.3.3 Reappoint Daniel von Stockar as Member For For Management
of the Nomination and Compensation
Committee
5.3.4 Appoint Adam Warby as Member of the For For Management
Nomination and Compensation Committee
5.4 Designate Keller KLG as Independent For For Management
Proxy
5.5 Ratify Ernst & Young AG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.8 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 12
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY SA
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Daniel Ek as A Director For Against Management
4b Elect Martin Lorentzon as A Director For For Management
4c Elect Shishir Samir Mehrotra as A For For Management
Director
4d Elect Christopher Marshall as B For For Management
Director
4e Elect Barry McCarthy as B Director For For Management
4f Elect Heidi O'Neill as B Director For For Management
4g Elect Ted Sarandos as B Director For For Management
4h Elect Thomas Owen Staggs as B Director For For Management
4i Elect Cristina Mayville Stenbeck as B For For Management
Director
4j Elect Mona Sutphen as B Director For For Management
4k Elect Padmasree Warrior as B Director For For Management
5 Appoint Ernst & Young S.A. as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Share Repurchase For For Management
8 Authorize Guy Harles and Alexandre For For Management
Gobert to Execute and Deliver, and
with Full Power of Substitution, Any
Documents Necessary or Useful in
Connection with the Annual Filing and
Registration Required by the
Luxembourg Laws
--------------------------------------------------------------------------------
STADLER RAIL AG
Ticker: SRAIL Security ID: H813A0106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.85 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Spuhler as Director For Against Management
4.2 Reelect Hans-Peter Schwald as Director For Against Management
4.3 Reelect Barbara Egger-Jenzer as For For Management
Director
4.4 Reelect Christoph Franz as Director For For Management
4.5 Reelect Fred Kindle as Director For For Management
4.6 Reelect Wojciech Kostrzewa as Director For For Management
4.7 Reelect Doris Leuthard as Director For For Management
4.8 Reelect Kurt Rueegg as Director For Against Management
5 Reelect Peter Spuhler as Board Chairman For Against Management
6.1 Reappoint Barbara Egger-Jenzer as For For Management
Member of the Compensation Committee
6.2 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
6.3 Reappoint Peter Spuhler as Member of For Against Management
the Compensation Committee
6.4 Appoint Hans-Peter Schwald as Member For For Management
of the Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Ulrich Mayer as Independent For For Management
Proxy
9 Approve Remuneration Report For For Management
(Non-Binding)
10.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2 Million
10.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.3
Million
11 Approve Creation of CHF 2 Million Pool For For Management
of Capital without Preemptive Rights
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
STILLFRONT GROUP AB
Ticker: SF Security ID: W87819103
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Approve Stock Option Plan LTIP For Did Not Vote Management
2020/2024 II for Key Employees
8 Approve 10:1 Stock Split; Amend For Did Not Vote Management
Articles Accordingly
9 Approve Issuance of up to 10 Percent For Did Not Vote Management
of Share Capital without Preemptive
Rights
10 Close Meeting None None Management
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<PAGE>
TALEND SA
Ticker: TLND Security ID: 874224207
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Appointment of Elissa Fink as For For Management
Director
2 Ratify Appointment of Ryan Kearny as For For Management
Director
3 Reelect Ryan Kearny as Director For For Management
4 Reelect Patrick Jones as Director For For Management
5 Reelect Christal Bemont as Director For For Management
6 Advisory Vote to Approve Named For For Management
Executive Officers' Compensation
7 Approve Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Losses For For Management
9 Approve Consolidated Financial For For Management
Statements and Statutory Reports
10 Approve Transaction with Elissa Fink For Against Management
Re. Indemnification Agreement
11 Approve Transaction with Ryan Kearny For Against Management
Re. Indemnification Agreement
12 Approve Transaction with Michael For Against Management
Tuchen Re. Consulting Agreement
13 Approve Severance Agreement with For For Management
Laurent Bride
14 Appoint KPMG LLP as Auditor For For Management
15 Authorize up to 2,300,000 Shares for For For Management
Use in Restricted Stock Plans
16 Authorize Issuance of Warrants (BSA) For Against Management
without Preemptive Rights up to EUR
184,000
17 Authorize up to 2,300,000 Shares for For For Management
Use in Stock Option Plans
18 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 15-17 at EUR 184,000
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
TEAMVIEWER AG
Ticker: TMV Security ID: D8T895100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
4.2 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2022 until the Next AGM
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extraordinary Dividends of SEK For For Management
3.50 Per Share
7.a Approve Equity Plan Financing For For Management
7.b Approve Alternative Equity Plan For Against Management
Financing
8 Approve Performance Based Share Plan For For Management
LTI 2020 for CEO Kjell Morten Johnsen
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
2.2 Designate Jan Sarlvik as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Ordinary Dividends of SEK 6 Per Share
9a Approve Discharge of Carla For For Management
Smits-Nusteling
9b Approve Discharge of Andrew Barron For For Management
9c Approve Discharge of Anders Bjorkman For For Management
9d Approve Discharge of Georgi Ganev For For Management
9e Approve Discharge of Cynthia Gordon For For Management
9f Approve Discharge of Eva Lindqvist For For Management
9g Approve Discharge of Lars-Ake Norling For For Management
9h Approve Discharge of Anders Nilsson For For Management
(CEO)
9i Approve Discharge of Kjell Johnsen For For Management
(CEO)
10 Determine Number of Members (7) and For For Management
Deputy Members of Board
11a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 6.6 Million
11b Approve Remuneration of Auditors For For Management
12a Reelect Andrew Barron as Director For For Management
12b Elect Stina Bergfors as New Director For For Management
12c Reelect Georgi Ganev as Director For For Management
12d Elect Sam Kini as New Director For For Management
12e Reelect Eva Lindqvist as Director For For Management
12f Reelect Lars-Ake Norling as Director For For Management
12g Reelect Carla Smits-Nusteling as For For Management
Director
13 Reelect Carla Smits-Nusteling as Board For For Management
Chairman
14a Determine Number of Auditors and For For Management
Deputy Auditors
14b Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Report For For Management
16a Approve Performance Share Matching For For Management
Plan LTI 2021
16b Approve Equity Plan Financing Through For For Management
Issuance of Class C Shares
16c Approve Equity Plan Financing Through For For Management
Repurchase of Class C Shares
16d Approve Equity Plan Financing Through For For Management
Transfer of Class B Shares to
Participants
16e Approve Equity Plan Financing Through For For Management
Reissuance of Class B Shares
16f Authorize Share Swap Agreement For Against Management
17 Authorize Share Repurchase Program For For Management
18a Investigate if Current Board Members None Against Shareholder
and Leadership Team Fulfil Relevant
Legislative and Regulatory
Requirements, as well as the Demands
of the Public Opinions' Ethical Values
18b In the Event that the Investigation None Against Shareholder
Clarifies that there is Need, Relevant
Measures Shall be Taken to Ensure that
the Requirements are Fulfilled
18c The Investigation and Any Measures None Against Shareholder
Should be Presented as soon as
possible, however Not Later than AGM
2022
19a Give Full Compensation to Private None Against Shareholder
Customers who have Lost their Pool of
Phone Call
19b Instruct the Executive Management to None Against Shareholder
Prepare a Code of Conduct for the
Customer Service Department,
20 Close Meeting None None Management
--------------------------------------------------------------------------------
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<PAGE>
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
2.2 Designate John Hernander as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extra Dividends of SEK 3.00 For For Management
Per Share
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC.B Security ID: 294821608
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A Indicate FOR if you are both the None Did Not Vote Management
Record Holder and Beneficial Owner of
the ADS or AGAINST if you are the
Record Holder of such ADS Acting on
Behalf of the Beneficial Owner
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7.2 Approve Remuneration Report For Did Not Vote Management
7.3a Approve Discharge of Board Chairman For Did Not Vote Management
Ronnie Leten
7.3b Approve Discharge of Board Member For Did Not Vote Management
Helena Stjernholm
7.3c Approve Discharge of Board Member For Did Not Vote Management
Jacob Wallenberg
7.3d Approve Discharge of Board Member Jon For Did Not Vote Management
Fredrik Baksaas
7.3e Approve Discharge of Board Member Jan For Did Not Vote Management
Carlson
7.3f Approve Discharge of Board Member Nora For Did Not Vote Management
Denzel
7.3g Approve Discharge of Board Member For Did Not Vote Management
Borje Ekholm
7.3h Approve Discharge of Board Member Eric For Did Not Vote Management
A. Elzvik
7.3i Approve Discharge of Board Member Kurt For Did Not Vote Management
Jofs
7.3j Approve Discharge of Board Member For Did Not Vote Management
Kristin S. Rinne
7.3k Approve Discharge of Employee For Did Not Vote Management
Representative Torbjorn Nyman
7.3l Approve Discharge of Employee For Did Not Vote Management
Representative Kjell-Ake Soting
7.3m Approve Discharge of Employee For Did Not Vote Management
Representative Roger Svensson
7.3n Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Per Holmberg
7.3o Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Anders Ripa
7.3p Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Loredana Roslund
7.3q Approve Discharge of President Borje For Did Not Vote Management
Ekholm
7.4 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2 Per Share
8 Determine Number of Directors (10) and For Did Not Vote Management
Deputy Directors (0) of Board
9 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 4.2 Million for
Chairman and SEK 1.06 Million for
Other Directors, Approve Remuneration
for Committee Work
10.1 Reelect Jon Fredrik Baksaas as Director For Did Not Vote Management
10.2 Reelect Jan Carlson as Director For Did Not Vote Management
10.3 Reelect Nora Denzel as Director For Did Not Vote Management
10.4 Reelect Borje Ekholm as Director For Did Not Vote Management
10.5 Reelect Eric A. Elzvik as Director For Did Not Vote Management
10.6 Reelect Kurt Jofs as Director For Did Not Vote Management
10.7 Reelect Ronnie Leten as Director For Did Not Vote Management
10.8 Reelect Kristin S. Rinne as Director For Did Not Vote Management
10.9 Reelect Helena Stjernholm as Director For Did Not Vote Management
10.10 Reelect Jacob Wallenberg as Director For Did Not Vote Management
11 Reelect Ronnie Leten as Board Chair For Did Not Vote Management
12 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
13 Approve Remuneration of Auditors For Did Not Vote Management
14 Ratify Deloitte as Auditors For Did Not Vote Management
15 Amend Articles Re: Editorial Changes; For Did Not Vote Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
16.1 Approve Long-Term Variable For Did Not Vote Management
Compensation Program 2021 (LTV 2021)
16.2 Approve Equity Plan Financing of LTV For Did Not Vote Management
2021
16.3 Approve Alternative Equity Plan For Did Not Vote Management
Financing of LTV 2021, if Item 16.2 is
Not Approved
17 Approve Equity Plan Financing of LTV For Did Not Vote Management
2020
18 Approve Equity Plan Financing of LTV For Did Not Vote Management
2018 and 2019
--------------------------------------------------------------------------------
THULE GROUP AB
Ticker: THULE Security ID: W9T18N112
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate John Hernander as Inspector For For Management
of Minutes of Meeting
2.b Designate Adam Gerge as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Consolidated Accounts and None None Management
Group Auditor's Report
6.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.d Receive Board's Report None None Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 15.50 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Bengt Baron
7.c2 Approve Discharge of Board Member For For Management
Mattias Ankarberg
7.c3 Approve Discharge of Board Member Hans For For Management
Eckerstrom
7.c4 Approve Discharge of Board Member For For Management
Helene Mellquist
7.c5 Approve Discharge of Board Member For For Management
Therese Reutersward
7.c6 Approve Discharge of Board Member For For Management
Helene Willberg
7.c7 Approve Discharge of President Magnus For For Management
Welander
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.15 Million for
Chairman and SEK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
10.1 Reelect Bengt Baron as Director For For Management
10.2 Reelect Mattias Ankarberg as Director For For Management
10.3 Reelect Hans Eckerstrom as Director For For Management
10.4 Reelect Helene Mellquist as Director For For Management
10.5 Reelect Therese Reutersward as Director For For Management
10.6 Reelect Helene Willberg as Director For For Management
10.7 Reelect Bengt Baron as Board Chairman For For Management
11 Approve Remuneration of Auditors For For Management
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
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<PAGE>
TOKMANNI GROUP OYJ
Ticker: TOKMAN Security ID: X9078R102
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 84,000 for Chairman,
and EUR 30,000 for Other Directors;
Approve Meeting Fees; Approve
Remuneration of Committee Chairmen
12 Fix Number of Directors at Six For For Management
13 Reelect Seppo Saastamoinen (Chair), For For Management
Harri Sivula, Therese Cedercreutz,
Juha Blomster, Erkki Jarvinen and Ulla
Lettijeff as Directors
14 Approve Remuneration of Auditors For Against Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
TRATON SE
Ticker: 8TRA Security ID: D8T4KC101
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
5.2 Ratify Ernst & Young GmbH as Auditors For For Management
for a Possible Review of Additional
Financial Information for Fiscal 2021
until the Next Annual General Meeting
6 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
TRATON SE
Ticker: 8TRA Security ID: D8T4KC101
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5.2 Ratify Ernst & Young GmbH as Auditors For For Management
for a Possible Review of Additional
Financial Information for Fiscal Year
2022 until the Next Annual General
Meeting
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TRIPLE POINT SOCIAL HOUSING REIT PLC
Ticker: SOHO Security ID: G9082C108
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity Pursuant to For For Management
the Issue
2 Authorise Issue of Equity Pursuant to For For Management
the Placing Programme
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Issue
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
Placing Programme
--------------------------------------------------------------------------------
UNICAJA BANCO SA
Ticker: UNI Security ID: E92589105
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Company's Balance Sheet as of For For Management
June 30, 2020
1.2 Approve Merger Agreement with For For Management
Liberbank SA
1.3 Approve Merger by Absorption of For For Management
Liberbank SA
1.4.A Amend Article 7 For For Management
1.4.B Amend Article 9 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
1.4.C Amend Articles 11 and 31 For For Management
1.4.D Amend Articles For For Management
1.5 Approve Issuance of Shares in For For Management
Connection with Merger by Absorption
of Liberbank SA
1.6 Approve Instructions to Assume as of For For Management
its Own the Powers of Attorney Granted
by Liberbank
1.7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
2.1 Fix Number of Directors at 15 For For Management
2.2.A Elect Manuel Menendez Menendez as For For Management
Director
2.2.B Elect Felipe Fernandez Fernandez as For For Management
Director
2.2.C Elect Ernesto Luis Tinajero Flores as For For Management
Director
2.2.D Elect David Vaamonde Juanatey as For For Management
Director
2.2.E Elect Maria Luisa Garana Corces as For For Management
Director
2.2.F Elect Jorge Delclaux Bravo as Director For For Management
2.2.G Elect Manuel Gonzalez Cid as Director For For Management
3.A Amend Articles of General Meeting For For Management
Regulations
3.B Amend Article 30 of General Meeting For For Management
Regulations
3.C Remove Transitional Provision of For For Management
General Meeting Regulations
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
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<PAGE>
UNICAJA BANCO SA
Ticker: UNI Security ID: E92589105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6.1 Approve Remuneration Policy For For Management
6.2 Approve Annual Maximum Remuneration For For Management
6.3 Approve Grant of Company Shares to For For Management
Executive Directors under the Variable
Remuneration Plan
7 Approve Capital Reduction by Decrease For For Management
in Par Value
8 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 500 Million
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
9 Authorize Share Repurchase Program For For Management
10 Advisory Vote on Remuneration Report For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
UNIPER SE
Ticker: UN01 Security ID: D8530Z100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.37 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Judith Buss to the Supervisory For For Management
Board
6.2 Elect Esa Hyvaerinen to the For Against Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Remuneration Policy For For Management
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 145.1 Million
Pool of Capital to Guarantee
Conversion Rights
10 Approve Creation of EUR 145.1 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12.1 Amend Articles Re: Supervisory Board For For Management
Term of Office
12.2 Amend Articles Re: Online For For Management
Participation in the General Meeting
13 Elect Nora Steiner-Forsberg to the For Against Shareholder
Supervisory Board
--------------------------------------------------------------------------------
VAT GROUP AG
Ticker: VACN Security ID: H90508104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.25 per For For Management
Share from Reserves of Accumulated
Profits and CHF 2.25 from Capital
Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Martin Komischke as Director For For Management
and Board Chairmam
4.1.2 Reelect Urs Leinhaeuser as Director For For Management
4.1.3 Reelect Karl Schlegel as Director For For Management
4.1.4 Reelect Hermann Gerlinger as Director For For Management
4.1.5 Reelect Heinz Kundert as Director For For Management
4.1.6 Reelect Libo Zhang as Director For For Management
4.1.7 Reelect Daniel Lippuner as Director For For Management
4.2.1 Reappoint Martin Komischke as Member For For Management
of the Nomination and Compensation
Committee
4.2.2 Reappoint Karl Schlegel as Member of For Against Management
the Nomination and Compensation
Committee
4.2.3 Reappoint Heinz Kundert as Member of For Against Management
the Nomination and Compensation
Committee
5 Designate Roger Foehn as Independent For For Management
Proxy
6 Ratify KPMG AG as Auditors For For Management
7.1 Approve Remuneration Report For For Management
7.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 650,140
7.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2 Million
7.4 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 1.7 Million
7.5 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.1 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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<PAGE>
VEONEER, INC.
Ticker: VNE Security ID: 92336X109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director James R. Ringler For For Management
1.3 Elect Director Jan Carlson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young AB as Auditors For For Management
--------------------------------------------------------------------------------
VOLUE AS
Ticker: VOLUE Security ID: R9795P105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Omission of Dividends
4.1 Reelect Orjan Svanevik as Director and For Against Management
Chairman
4.2 Reelect Lars Peder Fensli as Director For Against Management
and Vice Chairman
4.3 Election of Employee Representatives For For Management
5 Approve Remuneration of Auditors For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Agreement of Corporate Group For For Management
Scheme with Employees in the Volue
Group
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Deirdre Bigley as Director For For Management
1b Reelect Allon Bloch as Director For For Management
2 Reappoint Appointment and Compensation For For Management
of Kost, Forer, Gabbay & Kasierer as
Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board
--------------------------------------------------------------------------------
WIZZ AIR HOLDINGS PLC
Ticker: WIZZ Security ID: G96871101
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect William Franke as Director For For Management
4 Re-elect Jozsef Varadi as Director For For Management
5 Re-elect Simon Duffy as Director For For Management
6 Re-elect Simon Duffy as Director For For Management
(Independent Shareholder Vote)
7 Re-elect Stephen Johnson as Director For For Management
8 Re-elect Barry Eccleston as Director For For Management
9 Re-elect Barry Eccleston as Director For For Management
(Independent Shareholder Vote)
10 Re-elect Peter Agnefjall as Director For For Management
11 Re-elect Peter Agnefjall as Director For For Management
(Independent Shareholder Vote)
12 Re-elect Maria Kyriacou as Director For For Management
13 Re-elect Maria Kyriacou as Director For For Management
(Independent Shareholder Vote)
14 Re-elect Andrew Broderick as Director For For Management
15 Elect Charlotte Pedersen as Director For For Management
16 Elect Charlotte Pedersen as Director For For Management
(Independent Shareholder Vote)
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board and/or the Audit For For Management
Committee to Fix Remuneration of
Auditors
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
=========== First Trust NASDAQ Clean Edge Smart Grid Infrastructure ===========
=========== Index Fund ===========
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.80 per Share
5 Approve CHF 13.8 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
6 Approve Creation of CHF 24 Million For Against Management
Pool of Capital without Preemptive
Rights
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.4 Million
7.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 40
Million
8.1 Reelect Gunnar Brock as Director For For Management
8.2 Reelect David Constable as Director For For Management
8.3 Reelect Frederico Curado as Director For For Management
8.4 Reelect Lars Foerberg as Director For For Management
8.5 Reelect Jennifer Xin-Zhe Li as Director For For Management
8.6 Reelect Geraldine Matchett as Director For For Management
8.7 Reelect David Meline as Director For For Management
8.8 Reelect Satish Pai as Director For For Management
8.9 Reelect Jacob Wallenberg as Director For For Management
8.10 Reelect Peter Voser as Director and For For Management
Board Chairman
9.1 Appoint David Constable as Member of For For Management
the Compensation Committee
9.2 Appoint Frederico Curado as Member of For For Management
the Compensation Committee
9.3 Appoint Jennifer Xin-Zhe Li as Member For For Management
of the Compensation Committee
10 Designate Hans Zehnder as Independent For For Management
Proxy
11 Ratify KPMG AG as Auditors For For Management
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
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<PAGE>
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ADVANTECH CO., LTD.
Ticker: 2395 Security ID: Y0017P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
5 Approve Application for Listing and For For Management
OTC Listing of LNC Technology Co., Ltd.
, a Subsidiary of the Company and
Authorization of the Board to Handle
Matters Related to the Issuance of
Shares to LNC Prior to the Filing of
Application
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vikram S. Budhraja For For Management
1.2 Elect Director Arthur H. House For For Management
1.3 Elect Director Barbara G. Littlefield For For Management
1.4 Elect Director Daniel P. McGahn For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCOSA, INC.
Ticker: ACA Security ID: 039653100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Jeffrey A. Craig For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Rhys J. Best For For Management
1e Elect Director David W. Biegler For For Management
1f Elect Director Antonio Carrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Berce For For Management
1.2 Elect Director Paul Eisman For For Management
1.3 Elect Director Daniel R. Feehan For For Management
1.4 Elect Director Thomas E. Ferguson For For Management
1.5 Elect Director Kevern R. Joyce For For Management
1.6 Elect Director Venita McCellon-Allen For For Management
1.7 Elect Director Ed McGough For For Management
1.8 Elect Director Steven R. Purvis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Kenneth C. Bockhorst For For Management
1.3 Elect Director Gale E. Klappa For For Management
1.4 Elect Director Gail A. Lione For For Management
1.5 Elect Director James W. McGill For For Management
1.6 Elect Director Tessa M. Myers For For Management
1.7 Elect Director James F. Stern For For Management
1.8 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
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BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Steven W. Berglund For For Management
1.4 Elect Director Diane D. Brink For For Management
1.5 Elect Director Judy L. Brown For For Management
1.6 Elect Director Nancy Calderon For For Management
1.7 Elect Director Bryan C. Cressey For For Management
1.8 Elect Director Jonathan C. Klein For For Management
1.9 Elect Director George E. Minnich For For Management
1.10 Elect Director Roel Vestjens For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For For Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For For Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
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<PAGE>
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC
Ticker: DLG Security ID: G5821P111
Meeting Date: APR 09, 2021 Meeting Type: Court
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC
Ticker: DLG Security ID: G5821P111
Meeting Date: APR 09, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Recommended Cash Offer of For For Management
Dialog Semiconductor plc by Renesas
Electronics Corporation; Amend
Articles of Association
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher D. Heim For For Management
1b Elect Director Sally J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for For For Management
Half-Year and Quarterly Reports 2021
5.3 Ratify KPMG AG as Auditors for the For For Management
First Quarter of Fiscal Year 2022
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Erich Clementi to the For For Management
Supervisory Board
8.2 Elect Andreas Schmitz to the For For Management
Supervisory Board
8.3 Elect Ewald Woste to the Supervisory For For Management
Board
9.1 Approve Affiliation Agreements with E. For For Management
ON 45. Verwaltungs GmbH
9.2 Approve Affiliation Agreement with E. For For Management
ON 46. Verwaltungs GmbH
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
ELIA GROUP SA/NV
Ticker: ELI Security ID: B35656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Policy For Against Management
5 Approve Remuneration Report For Against Management
6 Receive Directors' Report on None None Management
Consolidated Financial Statements
7 Receive Auditors' Report on None None Management
Consolidated Financial Statements
8 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
9 Approve Discharge of Directors For For Management
10 Approve Discharge of Auditors For For Management
11 Reelect Saskia Van Uffelen, Luc De For Against Management
Temmerman and Frank Donck as
Independent Directors
12 Acknowledge Voluntary Resignation of For For Management
Kris Peeters as Director and Approve
the Co-optation of Pieter de Crem as
Director
13 Transact Other Business None None Management
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
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<PAGE>
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Long-Term Incentive Plan For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Chan For For Management
1.2 Elect Director Steven M. Fludder For For Management
1.3 Elect Director Paul J. Tufano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENGIE SA
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.53 per Share
A Set the Dividend at EUR 0.35 per Share Against Against Shareholder
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Elect Catherine MacGregor as Director For For Management
7 Elect Jacinthe Delage as None For Management
Representative of Employee
Shareholders to the Board
8 Elect Steven Lambert as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Jean-Pierre For For Management
Clamadieu, Chairman of the Board
11 Approve Compensation of Isabelle For Against Management
Kocher, CEO Until Feb. 24, 2020
12 Approve Compensation of Claire For For Management
Waysand, CEO Since Feb. 24, 2020
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
18 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Badrinarayanan For For Management
Kothandaraman
1.2 Elect Director Joseph Malchow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Richey For For Management
1.2 Elect Director James M. Stolze For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey C. Ball For For Management
1.2 Elect Director Pierre J. Blouin For For Management
1.3 Elect Director Paul J. Bonavia For For Management
1.4 Elect Director Lawrence T. Borgard For For Management
1.5 Elect Director Maura J. Clark For For Management
1.6 Elect Director Margarita K. Dilley For For Management
1.7 Elect Director Julie A. Dobson For For Management
1.8 Elect Director Lisa L. Durocher For For Management
1.9 Elect Director Douglas J. Haughey For For Management
1.10 Elect Director David G. Hutchens For For Management
1.11 Elect Director Gianna M. Manes For For Management
1.12 Elect Director Jo Mark Zurel For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
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<PAGE>
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Dixon For For Management
1.2 Elect Director David A. Ramon For For Management
1.3 Elect Director William D. Jenkins, Jr. For For Management
1.4 Elect Director Kathryn V. Roedel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against For Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
GS YUASA CORP.
Ticker: 6674 Security ID: J1770L109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Murao, Osamu For For Management
2.2 Elect Director Nakagawa, Toshiyuki For For Management
2.3 Elect Director Shibutani, Masahiro For For Management
2.4 Elect Director Fukuoka, Kazuhiro For For Management
2.5 Elect Director Otani, Ikuo For For Management
2.6 Elect Director Matsunaga, Takayoshi For For Management
2.7 Elect Director Nonogaki, Yoshiko For For Management
3.1 Appoint Statutory Auditor Murakami, For For Management
Masayuki
3.2 Appoint Statutory Auditor Furukawa, For For Management
Akio
3.3 Appoint Statutory Auditor Fujii, For For Management
Tsukasa
3.4 Appoint Statutory Auditor Tsujiuchi, For For Management
Akira
4 Appoint Alternate Statutory Auditor For For Management
Nakakubo, Mitsuaki
5 Approve Annual Bonus For For Management
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ihara, Katsumi For For Management
1.2 Elect Director Ravi Venkatesan For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Joe Harlan For For Management
1.5 Elect Director George Buckley For For Management
1.6 Elect Director Louise Pentland For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Yamamoto, Takatoshi For For Management
1.9 Elect Director Yoshihara, Hiroaki For For Management
1.10 Elect Director Helmuth Ludwig For For Management
1.11 Elect Director Seki, Hideaki For For Management
1.12 Elect Director Nakanishi, Hiroaki For For Management
1.13 Elect Director Higashihara, Toshiaki For For Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ihara, Katsumi For For Management
1.2 Elect Director Ravi Venkatesan For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Joe Harlan For For Management
1.5 Elect Director George Buckley For For Management
1.6 Elect Director Louise Pentland For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Yamamoto, Takatoshi For For Management
1.9 Elect Director Yoshihara, Hiroaki For For Management
1.10 Elect Director Helmuth Ludwig For For Management
1.11 Elect Director Kojima, Keiji For For Management
1.12 Elect Director Seki, Hideaki For For Management
1.13 Elect Director Higashihara, Toshiaki For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerben W. Bakker For For Management
1.2 Elect Director Carlos M. Cardoso For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Rhett A. Hernandez For For Management
1.5 Elect Director Neal J. Keating For For Management
1.6 Elect Director Bonnie C. Lind For For Management
1.7 Elect Director John F. Malloy For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John G. Russell For For Management
1.10 Elect Director Steven R. Shawley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
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<PAGE>
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas L. Deitrich For For Management
1b Elect Director Timothy M. Leyden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
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LANDIS+GYR GROUP AG
Ticker: LAND Security ID: H893NZ107
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
2 Transact Other Business (Voting) For Against Management
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LANDIS+GYR GROUP AG
Ticker: LAND Security ID: H893NZ107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Treatment of Net Loss For For Management
2.2 Approve Dividends of CHF 2.10 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration Report For For Management
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.8 Million
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.5
Million
5.1.1 Reelect Andreas Umbach as Director For For Management
5.1.2 Reelect Eric Elzvik as Director For For Management
5.1.3 Reelect Dave Geary as Director For For Management
5.1.4 Reelect Peter Mainz as Director For For Management
5.1.5 Reelect Soren Sorensen as Director For For Management
5.1.6 Reelect Andreas Spreiter as Director For For Management
5.1.7 Reelect Christina Stercken as Director For For Management
5.2 Elect Laureen Tolson as Director For For Management
5.3 Reelect Andreas Umbach as Board For For Management
Chairman
5.4.1 Reappoint Eric Elzvik as Member of the For For Management
Compensation Committee
5.4.2 Reappoint Dave Geary as Member of the For For Management
Compensation Committee
5.4.3 Reappoint Peter Mainz as Member of the For For Management
Compensation Committee
5.5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.6 Designate Roger Foehn as Independent For For Management
Proxy
6 Transact Other Business (Voting) For Against Management
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MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For For Management
1.2 Elect Director Javier Palomarez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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MEIDENSHA CORP.
Ticker: 6508 Security ID: J41594102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Hamasaki, Yuji For For Management
2.2 Elect Director Miida, Takeshi For For Management
2.3 Elect Director Mori, Shosuke For For Management
2.4 Elect Director Takekawa, Norio For For Management
2.5 Elect Director Tamaki, Nobuaki For For Management
2.6 Elect Director Iwao, Masayuki For For Management
2.7 Elect Director Mochizuki, Tatsuki For For Management
2.8 Elect Director Takenaka, Hiroyuki For For Management
2.9 Elect Director Yasui, Junji For For Management
3 Elect Director and Audit Committee For For Management
Member Kato, Michihiko
4 Elect Alternate Director and Audit For For Management
Committee Member Yoshida, Yoshio
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MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C.I. Lucky For For Management
1.2 Elect Director Maurice E. Moore For For Management
1.3 Elect Director Shirin O'Connor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
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NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andy Agg as Director For For Management
6 Re-elect Nicola Shaw as Director For For Management
7 Re-elect Mark Williamson as Director For For Management
8 Re-elect Jonathan Dawson as Director For For Management
9 Re-elect Therese Esperdy as Director For For Management
10 Re-elect Paul Golby as Director For For Management
11 Elect Liz Hewitt as Director For For Management
12 Re-elect Amanda Mesler as Director For For Management
13 Re-elect Earl Shipp as Director For For Management
14 Re-elect Jonathan Silver as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Reapprove Share Incentive Plan For For Management
21 Reapprove Sharesave Plan For For Management
22 Approve Increase in Borrowing Limit For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of PPL WPD For For Management
Investments Limited
2 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
NEC CORP.
Ticker: 6701 Security ID: J48818207
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Endo, Nobuhiro For For Management
1.2 Elect Director Niino, Takashi For For Management
1.3 Elect Director Morita, Takayuki For For Management
1.4 Elect Director Ishiguro, Norihiko For For Management
1.5 Elect Director Matsukura, Hajime For For Management
1.6 Elect Director Nishihara, Moto For For Management
1.7 Elect Director Seto, Kaoru For For Management
1.8 Elect Director Iki, Noriko For For Management
1.9 Elect Director Ito, Masatoshi For For Management
1.10 Elect Director Nakamura, Kuniharu For For Management
1.11 Elect Director Ota, Jun For For Management
1.12 Elect Director Christina Ahmadjian For For Management
2 Appoint Statutory Auditor Odake, For For Management
Nobuhiro
--------------------------------------------------------------------------------
NGK INSULATORS, LTD.
Ticker: 5333 Security ID: J49076110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Oshima, Taku For For Management
3.2 Elect Director Kobayashi, Shigeru For For Management
3.3 Elect Director Kanie, Hiroshi For For Management
3.4 Elect Director Niwa, Chiaki For For Management
3.5 Elect Director Iwasaki, Ryohei For For Management
3.6 Elect Director Shindo, Hideaki For For Management
3.7 Elect Director Kamano, Hiroyuki For For Management
3.8 Elect Director Hamada, Emiko For For Management
3.9 Elect Director Furukawa, Kazuo For For Management
4 Appoint Statutory Auditor Saji, For For Management
Nobumitsu
5 Approve Deep Discount Stock Option Plan For For Management
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NISSIN ELECTRIC CO., LTD.
Ticker: 6641 Security ID: J58020116
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Saito, Shigeo For For Management
2.2 Elect Director Matsushita, Yoshihiro For For Management
2.3 Elect Director Teramoto, Yukifumi For For Management
2.4 Elect Director Kobayashi, Kenji For For Management
2.5 Elect Director Yurino, Masahiro For For Management
2.6 Elect Director Hirabayashi, Sachiko For For Management
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NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
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NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
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NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For Against Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For Against Management
Director
3h Reelect Peter Smitham as Non-Executive For Against Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For Against Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For Withhold Management
1.12 Elect Director William G. Parrett For Withhold Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
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OSAKI ELECTRIC CO., LTD.
Ticker: 6644 Security ID: J62965116
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Amend Articles to Amend Provisions on For For Management
Number of Directors
3 Appoint RSM Seiwa as New External For For Management
Audit Firm
4 Approve Restricted Stock Plan For Against Management
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<PAGE>
PANASONIC CORP.
Ticker: 6752 Security ID: J6354Y104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
2 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Clarify
Director Authority on Shareholder
Meetings - Amend Provisions on
Director Titles
3.1 Elect Director Tsuga, Kazuhiro For For Management
3.2 Elect Director Sato, Mototsugu For For Management
3.3 Elect Director Higuchi, Yasuyuki For For Management
3.4 Elect Director Homma, Tetsuro For For Management
3.5 Elect Director Tsutsui, Yoshinobu For For Management
3.6 Elect Director Ota, Hiroko For For Management
3.7 Elect Director Toyama, Kazuhiko For For Management
3.8 Elect Director Noji, Kunio For For Management
3.9 Elect Director Sawada, Michitaka For For Management
3.10 Elect Director Umeda, Hirokazu For For Management
3.11 Elect Director Laurence W.Bates For For Management
3.12 Elect Director Kusumi, Yuki For For Management
3.13 Elect Director Matsui, Shinobu For For Management
4 Approve Compensation Ceiling for For For Management
Directors
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PRYSMIAN SPA
Ticker: PRY Security ID: T7630L105
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Board Terms for Directors For For Management
5.1 Slate 1 Submitted by Management For For Management
5.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
6 Approve Remuneration of Directors For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
8 Amend Employee Stock Purchase Plan For For Management
9 Approve Remuneration Policy For For Management
10 Approve Second Section of the For For Management
Remuneration Report
1 Authorize the Convertibility of the For For Management
Equity-Linked Bond; Approve Capital
Increase Without Preemptive Rights to
the Service the Conversion of Bonds
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
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PSI SOFTWARE AG
Ticker: PSAN Security ID: D6230L173
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 100
Million; Approve Creation of EUR 8
Million Pool of Capital to Guarantee
Conversion Rights
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QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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RED ELECTRICA CORP. SA
Ticker: REE Security ID: E42807110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Non-Financial Information For For Management
Statement
5 Approve Discharge of Board For For Management
6.1 Elect Marcos Vaquer Caballeria as For For Management
Director
6.2 Elect Elisenda Malaret Garcia as For For Management
Director
6.3 Elect Jose Maria Abad Hernandez as For For Management
Director
6.4 Ratify Appointment of and Elect For For Management
Ricardo Garcia Herrera as Director
7.1 Amend Articles Re: Corporate Purpose, For For Management
Nationality and Registered Office
7.2 Amend Articles Re: Share Capital and For For Management
Shareholders' Preferential
Subscription Rights
7.3 Amend Articles Re: General Meetings, For For Management
Meeting Types, Quorum, Right to
Information and Attendance,
Constitution, Deliberations and Remote
Voting
7.4 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.5 Amend Articles Re: Board, Audit For For Management
Committee, Appointment and
Remuneration Committee and
Sustainability Committee
7.6 Amend Articles Re: Annual Accounts For For Management
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Purpose and Validity
of the Regulations, and Advertising
8.2 Amend Article 2 of General Meeting For For Management
Regulations Re: Corporate Website
8.3 Amend Articles of General Meeting For For Management
Regulations Re: Competences and
Meeting Types
8.4 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.5 Amend Articles of General Meeting For For Management
Regulations Re: Quorum, Chairman of
the General Meeting, Constitution,
Deliberation, Adoption of Resolutions
and Publicity
9.1 Approve Remuneration Report For For Management
9.2 Approve Remuneration of Directors For For Management
9.3 Approve Long-Term Incentive Plan For For Management
9.4 Approve Remuneration Policy For For Management
10 Renew Appointment of KPMG Auditores as For For Management
Auditor
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Corporate Governance Report None None Management
13 Receive Amendments to Board of None None Management
Directors Regulations
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SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jang Hyeok as Inside Director For For Management
2.2 Elect Kim Jong-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 2.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Jean-Pascal For For Management
Tricoire, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Anna Ohlsson-Leijon as Director For For Management
11 Elect Thierry Jacquet as Against Against Management
Representative of Employee
Shareholders to the Board
12 Elect Zennia Csikos as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Xiaoyun Ma as Representative For For Management
of Employee Shareholders to the Board
14 Elect Malene Kvist Kristensen as Against Against Management
Representative of Employee
Shareholders to the Board
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 224 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 120 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-18
20 Authorize Capital Increase of up to 9. For For Management
88 Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Amend Article 13 of Bylaws Re: For For Management
Editorial Change
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off and Takeover For For Management
Agreement with Siemens Energy AG
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2019/20
3.2 Approve Discharge of Management Board For For Management
Member Roland Busch for Fiscal 2019/20
3.3 Approve Discharge of Management Board For For Management
Member Lisa Davis (until Feb. 29,
2020) for Fiscal 2019/20
3.4 Approve Discharge of Management Board For For Management
Member Klaus Helmrich for Fiscal
2019/20
3.5 Approve Discharge of Management Board For For Management
Member Janina Kugel (until Jan. 31,
2020) for Fiscal 2019/20
3.6 Approve Discharge of Management Board For For Management
Member Cedrik Neike for Fiscal 2019/20
3.7 Approve Discharge of Management Board For For Management
Member Michael Sen (until March 31,
2020) for Fiscal 2019/20
3.8 Approve Discharge of Management Board For For Management
Member Ralf Thomas for Fiscal 2019/20
4.1 Approve Discharge of Supervisory Board For For Management
Member Jim Snabe for Fiscal 2019/20
4.2 Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2019/20
4.3 Approve Discharge of Supervisory Board For For Management
Member Werner Wenning for Fiscal
2019/20
4.4 Approve Discharge of Supervisory Board For For Management
Member Werner Brandt for Fiscal 2019/20
4.5 Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2019/20
4.6 Approve Discharge of Supervisory Board For For Management
Member Andrea Fehrmann for Fiscal
2019/20
4.7 Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2019/20
4.8 Approve Discharge of Supervisory Board For For Management
Member Robert Kensbock (until Sep. 25,
2020) for Fiscal 2019/20
4.9 Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2019/20
4.10 Approve Discharge of Supervisory Board For For Management
Member Juergen Kerner for Fiscal
2019/20
4.11 Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2019/20
4.12 Approve Discharge of Supervisory Board For For Management
Member Benoit Potier for Fiscal 2019/20
4.13 Approve Discharge of Supervisory Board For For Management
Member Hagen Reimer for Fiscal 2019/20
4.14 Approve Discharge of Supervisory Board For For Management
Member Norbert Reithofer for Fiscal
2019/20
4.15 Approve Discharge of Supervisory Board For For Management
Member Nemat Shafik for Fiscal 2019/20
4.16 Approve Discharge of Supervisory Board For For Management
Member Nathalie von Siemens for Fiscal
2019/20
4.17 Approve Discharge of Supervisory Board For For Management
Member Michael Sigmund for Fiscal
2019/20
4.18 Approve Discharge of Supervisory Board For For Management
Member Dorothea Simon for Fiscal
2019/20
4.19 Approve Discharge of Supervisory Board For For Management
Member Matthias Zachert for Fiscal
2019/20
4.20 Approve Discharge of Supervisory Board For For Management
Member Gunnar Zukunft for Fiscal
2019/20
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
6.1 Elect Grazia Vittadini to the For For Management
Supervisory Board
6.2 Elect Kasper Rorsted to the For For Management
Supervisory Board
6.3 Reelect Jim Snabe to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 90 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Affiliation Agreement with For For Management
Siemens Bank GmbH
10 Amend Articles Re: Allow Shareholder Against For Shareholder
Questions during the Virtual Meeting
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SMA SOLAR TECHNOLOGY AG
Ticker: S92 Security ID: D7008K108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3.1 Approve Discharge of Management Board For For Management
Member Ulrich Hadding for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Juergen Reinert for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Roland Bent for Fiscal Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Martin Breul for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Oliver Dietzel for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Peter Drews for Fiscal Year 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Erik Ehrentraut for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Kim Fausing for Fiscal Year 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Johannes Haede for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Heike Haigis for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Alexa Hergenroether for Fiscal
Year 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Uwe Kleinkauf for Fiscal Year
2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Ilonka Nussbaumer for Fiscal
Year 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Yvonne Siebert for Fiscal Year
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Romy Siegert for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Jan-Henrik Supady for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Matthias Victor for Fiscal Year
2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Hans-Dieter Werner for Fiscal
Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Virtual General For For Management
Meeting; Proof of Entitlement
10 Amend Articles Re: Deputy Chairman of For For Management
the Supervisory Board; General Meeting
Chairman
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC.
Ticker: SEDG Security ID: 83417M104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nadav Zafrir For Against Management
1b Elect Director Avery More For Against Management
1c Elect Director Zivi Lando For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth G. Shaw For For Management
1.2 Elect Director Robert B. Toth For For Management
1.3 Elect Director Angel Shelton Willis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
STELLA-JONES INC.
Ticker: SJ Security ID: 85853F105
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Coallier For For Management
1.2 Elect Director Anne E. Giardini For For Management
1.3 Elect Director Rhodri J. Harries For For Management
1.4 Elect Director Karen Laflamme For For Management
1.5 Elect Director Katherine A. Lehman For For Management
1.6 Elect Director James A. Manzi, Jr. For For Management
1.7 Elect Director Douglas Muzyka For For Management
1.8 Elect Director Simon Pelletier For For Management
1.9 Elect Director Eric Vachon For For Management
1.10 Elect Director Mary Webster For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: 861012102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Approve Remuneration Report For Against Management
4 Approve Remuneration Policy for For For Management
Management Board
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Dividends For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Jean-Marc Chery to Management For For Management
Board
10 Approve Grant of Unvested Stock Awards For For Management
to Jean-Marc Chery as President and CEO
11 Approve Unvested Stock Award Plan for For For Management
Management and Key Employees
12 Reelect Nicolas Dufourcq to For For Management
Supervisory Board
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
15 Allow Questions None None Management
--------------------------------------------------------------------------------
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<PAGE>
TAKAOKA TOKO CO., LTD.
Ticker: 6617 Security ID: J80551104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ichinose, Takashi For For Management
2.2 Elect Director Uemura, Akira For For Management
2.3 Elect Director Kaneko, Yoshinori For For Management
2.4 Elect Director Kameyama, Harunobu For For Management
2.5 Elect Director Fujii, Takenori For For Management
2.6 Elect Director Mishima, Yasuhiro For For Management
2.7 Elect Director Wakayama, Tatsuya For For Management
3 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
TERNA RETE ELETTRICA NAZIONALE SPA
Ticker: TRN Security ID: T9471R100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Long Term Incentive Plan For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For Against Management
Remuneration Report
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For Against Management
1.3 Elect Director Hiromichi Mizuno For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Paid Advertising Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Employee Arbitration Against For Shareholder
7 Additional Reporting on Human Rights Against For Shareholder
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Teresa M. Sebastian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Restore Shareholder For For Management
Authority to Vote on Share Buybacks -
Restore Shareholder Authority to Vote
on Income Allocation
2.1 Elect Director Tsunakawa, Satoshi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Furuta, Yuki For For Management
2.4 Elect Director Ota, Junji For For Management
2.5 Elect Director Kobayashi, Nobuyuki For For Management
2.6 Elect Director Yamauchi, Takashi For For Management
2.7 Elect Director Fujimori, Yoshiaki For For Management
2.8 Elect Director Paul J. Brough For For Management
2.9 Elect Director Ayako Hirota Weissman For For Management
2.10 Elect Director Jerome Thomas Black For For Management
2.11 Elect Director George Raymond Zage III For For Management
2.12 Elect Director Nagayama, Osamu For For Management
3.1 Elect Shareholder Director Nominee Against Against Shareholder
Allen Chu
3.2 Elect Shareholder Director Nominee Against Against Shareholder
Shimizu, Yuya
4.1 Elect Shareholder Director Nominee Against Against Shareholder
Takeuchi, Akira
4.2 Elect Shareholder Director Nominee Against Against Shareholder
Sugiyama, Tadaaki
4.3 Elect Shareholder Director Nominee Against Against Shareholder
Imai, Yoichiro
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Three Individuals to Against For Shareholder
Investigate Status of Operations and
Property of the Company
2 Amend Articles to Mandate Shareholder Against Against Shareholder
Approval for Strategic Investment
Policies including Capital Strategies
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsunakawa, Satoshi For For Management
1.2 Elect Director Nagayama, Osamu For Against Management
1.3 Elect Director Ota, Junji For Against Management
1.4 Elect Director Kobayashi, Nobuyuki For Against Management
1.5 Elect Director Yamauchi, Takashi For Against Management
1.6 Elect Director Paul J. Brough For For Management
1.7 Elect Director Ayako Hirota Weissman For For Management
1.8 Elect Director Jerome Thomas Black For For Management
1.9 Elect Director George Raymond Zage III For For Management
1.10 Elect Director Watahiki, Mariko For For Management
1.11 Elect Director George Olcott For For Management
1.12 Elect Director Hashimoto, Katsunori For For Management
1.13 Elect Director Hatazawa, Mamoru For For Management
--------------------------------------------------------------------------------
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<PAGE>
TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director James C. Dalton For For Management
1.3 Elect Director Borje Ekholm For For Management
1.4 Elect Director Kaigham (Ken) Gabriel For For Management
1.5 Elect Director Meaghan Lloyd For For Management
1.6 Elect Director Sandra MacQuillan For For Management
1.7 Elect Director Robert G. Painter For For Management
1.8 Elect Director Mark S. Peek For For Management
1.9 Elect Director Johan Wibergh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Neary For For Management
1.2 Elect Director Theo W. Freye For For Management
1.3 Elect Director Stephen G. Kaniewski For For Management
1.4 Elect Director Joan Robinson-Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VEONEER, INC.
Ticker: VNE Security ID: 92336X109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director James R. Ringler For For Management
1.3 Elect Director Jan Carlson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young AB as Auditors For For Management
--------------------------------------------------------------------------------
WASION HOLDINGS LIMITED
Ticker: 3393 Security ID: G9463P108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Cao Zhao Hui as Director For For Management
4 Elect Tian Zhongping as Director For For Management
5 Elect Luan Wenpeng as Director For For Management
6 Elect Wang Yaonan as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLDAN GROUP, INC.
Ticker: WLDN Security ID: 96924N100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brisbin For For Management
1.2 Elect Director Steven A. Cohen For For Management
1.3 Elect Director Debra G. Coy For For Management
1.4 Elect Director Raymond W. Holdsworth For For Management
1.5 Elect Director Douglas J. McEachern For For Management
1.6 Elect Director Dennis V. McGinn For For Management
1.7 Elect Director Keith W. Renken For For Management
1.8 Elect Director Mohammad Shahidehpour For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
===================== First Trust NASDAQ Cybersecurity ETF =====================
A10 NETWORKS, INC.
Ticker: ATEN Security ID: 002121101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tor R. Braham For For Management
1b Elect Director Peter Y. Chung For For Management
1c Elect Director Mary Dotz For For Management
1d Elect Director Eric Singer For For Management
1e Elect Director Dhrupad Trivedi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Armanino LLP as Auditors For For Management
--------------------------------------------------------------------------------
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<PAGE>
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
AHNLAB, INC.
Ticker: 053800 Security ID: Y0027T108
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Won Yoo-jae as Outside Director For For Management
1.2 Elect Won Jae-cheon as Outside Director For For Management
1.3 Elect Ko Deuk-seong as Outside Director For For Management
2.1 Elect Won Yoo-jae as a Member of Audit For For Management
Committee
2.2 Elect Won Jae-cheon as a Member of For For Management
Audit Committee
2.3 Elect Ko Deuk-seong as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
AHNLAB, INC.
Ticker: 053800 Security ID: Y0027T108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Gi-in as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVAST PLC
Ticker: AVST Security ID: G0713S109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect John Schwarz as Director For For Management
5 Re-elect Ondrej Vlcek as Director For For Management
6 Re-elect Philip Marshall as Director For For Management
7 Re-elect Pavel Baudis as Director For For Management
8 Re-elect Eduard Kucera as Director For For Management
9 Re-elect Warren Finegold as Director For For Management
10 Re-elect Maggie Chan Jones as Director For For Management
11 Re-elect Tamara Minick-Scokalo as For For Management
Director
12 Re-elect Belinda Richards as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve Employee Benefit Trust For For Management
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Thomas Arseneault as Director For For Management
5 Re-elect Sir Roger Carr as Director For For Management
6 Re-elect Dame Elizabeth Corley as For For Management
Director
7 Re-elect Bradley Greve as Director For For Management
8 Re-elect Jane Griffiths as Director For For Management
9 Re-elect Christopher Grigg as Director For For Management
10 Re-elect Stephen Pearce as Director For For Management
11 Re-elect Nicole Piasecki as Director For For Management
12 Re-elect Ian Tyler as Director For For Management
13 Re-elect Charles Woodburn as Director For For Management
14 Elect Nicholas Anderson as Director For For Management
15 Elect Dame Carolyn Fairbairn as For For Management
Director
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
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<PAGE>
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Gil Shwed as Director For For Management
1.b Elect Jerry Ungerman as Director For For Management
1.c Elect Dan Propper as Director For For Management
1.d Elect Tal Shavit as Director For For Management
1.e Elect Eyal Waldman as Director For For Management
1.f Elect Shai Weiss as Director For For Management
2a Elect Irwin Federman as External For For Management
Director
2b Elect Ray Rothrock as External Director For For Management
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Compensation Terms of Check For For Management
Point's CEO
5 Approve Amended Compensation of Non- For For Management
Executive Directors
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CLOUDFLARE, INC.
Ticker: NET Security ID: 18915M107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Eitel For Withhold Management
1.2 Elect Director Matthew Prince For Withhold Management
1.3 Elect Director Katrin Suder For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. O'Leary For Withhold Management
1.2 Elect Director Joseph E. Sexton For Withhold Management
1.3 Elect Director Godfrey R. Sullivan For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For Withhold Management
1.2 Elect Director Sameer K. Gandhi For Withhold Management
1.3 Elect Director Gerhard Watzinger For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD.
Ticker: CYBR Security ID: M2682V108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ehud (Udi) Mokady as Director For For Management
1.2 Reelect David Schaeffer as Director For For Management
2 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandra E. Bergeron For For Management
1b Elect Director Elizabeth L. Buse For For Management
1c Elect Director Michel Combes For Against Management
1d Elect Director Michael L. Dreyer For For Management
1e Elect Director Alan J. Higginson For For Management
1f Elect Director Peter S. Klein For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Nikhil Mehta For For Management
1i Elect Director Marie E. Myers For For Management
1j Elect Director Sripada Shivananda For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara C. Andrews For For Management
1b Elect Director Adrian McDermott For For Management
1c Elect Director Robert E. Switz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Kenneth A. Goldman For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director Jean Hu For For Management
1.7 Elect Director William H. Neukom For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For For Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Christine Gorjanc For For Management
1f Elect Director Janet Haugen For For Management
1g Elect Director Scott Kriens For For Management
1h Elect Director Rahul Merchant For For Management
1i Elect Director Rami Rahim For For Management
1j Elect Director William Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Kevin M. Phillips For For Management
1.3 Elect Director Richard L. Armitage For For Management
1.4 Elect Director Mary K. Bush For For Management
1.5 Elect Director Barry G. Campbell For For Management
1.6 Elect Director Richard J. Kerr For For Management
1.7 Elect Director Peter B. LaMontagne For For Management
1.8 Elect Director Kenneth A. Minihan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
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<PAGE>
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MOBILEIRON, INC.
Ticker: MOBL Security ID: 60739U204
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd McKinnon For Withhold Management
1.2 Elect Director Michael Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONESPAN INC.
Ticker: OSPN Security ID: 68287N100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Boroditsky For For Management
1.2 Elect Director Garry L. Capers For For Management
1.3 Elect Director Scott M. Clements For For Management
1.4 Elect Director John N. Fox, Jr. For For Management
1.5 Elect Director Jean K. Holley For For Management
1.6 Elect Director Marianne Johnson For For Management
1.7 Elect Director Alfred Nietzel For For Management
1.8 Elect Director Marc Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For Withhold Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
RADWARE LTD.
Ticker: RDWR Security ID: M81873107
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Gabi Seligsohn as Director For For Management
1b Elect Stanley B. Stern as Director For For Management
1c Elect Naama Zeldis as Director For For Management
2 Amend Articles Re: Shareholder For For Management
Proposals
3 Approve Grants of Equity-Based Awards For Against Management
to the President and CEO
4 Approve Amendments to Compensation For For Management
Policy for the Directors and Officers
of the Company
5 Authorize Yehuda Zisapel to Act as For For Management
Chairman
6 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Berry For For Management
1.2 Elect Director Marc Brown For For Management
1.3 Elect Director Christina Kosmowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
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<PAGE>
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mariano S. de Beer For For Management
1b Elect Director R. Stewart Ewing, Jr. For For Management
1c Elect Director Bruns H. Grayson For For Management
1d Elect Director Beatriz V. Infante For For Management
1e Elect Director Bruce W. McClelland For For Management
1f Elect Director Krish A. Prabhu For For Management
1g Elect Director Shaul Shani For For Management
1h Elect Director Richard W. Smith For For Management
1i Elect Director Tanya Tamone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAILPOINT TECHNOLOGIES HOLDINGS, INC.
Ticker: SAIL Security ID: 78781P105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. McClain For Withhold Management
1.2 Elect Director Tracey E. Newell For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bedingfield For For Management
1b Elect Director Carol A. Goode For For Management
1c Elect Director Garth N. Graham For For Management
1d Elect Director John J. Hamre For For Management
1e Elect Director Yvette M. Kanouff For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Timothy J. Mayopoulos For For Management
1h Elect Director Katharina G. McFarland For For Management
1i Elect Director Donna S. Morea For For Management
1j Elect Director Steven R. Shane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TENABLE HOLDINGS, INC.
Ticker: TENB Security ID: 88025T102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur W. Coviello, Jr. For Withhold Management
1.2 Elect Director Kimberly L. Hammonds For Withhold Management
1.3 Elect Director Jerry M. Kennelly For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.76 per Share
4 Reelect French State as Director For For Management
5 Renew Appointment Ernst & Young Audit For For Management
as Auditor
6 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2019
7 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
8 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Reelect Bernard Fontana as Director For Against Management
16 Elect Delphine Geny-Stephann as For Against Management
Director
17 Elect Anne Rigail as Director For Against Management
18 Reelect Philippe Lepinay as For For Management
Representative of Employee
Shareholders to the Board
--------------------------------------------------------------------------------
TREND MICRO, INC.
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 153
2 Amend Articles to Reduce Directors' For Against Management
Term - Authorize Board to Determine
Income Allocation
3.1 Elect Director Chang Ming-Jang For For Management
3.2 Elect Director Eva Chen For For Management
3.3 Elect Director Mahendra Negi For For Management
3.4 Elect Director Omikawa, Akihiko For For Management
3.5 Elect Director Nonaka, Ikujiro For For Management
3.6 Elect Director Koga, Tetsuo For For Management
4.1 Appoint Statutory Auditor Sempo, Masaru For For Management
4.2 Appoint Statutory Auditor Hasegawa, For For Management
Fumio
4.3 Appoint Statutory Auditor Kameoka, For For Management
Yasuo
4.4 Appoint Statutory Auditor Fujita, Koji For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
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<PAGE>
TUFIN SOFTWARE TECHNOLOGIES LTD.
Ticker: TUFN Security ID: M8893U102
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Yuval Shachar as Director For For Management
1.2 Reelect Reuven Harrison as Director For For Management
1.3 Reelect Edouard Cukierman as Director For For Management
2 Approve Amended Compensation of For For Management
Non-Executive Directors
3 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
4 Amend Articles Re: Forum Selection For For Management
Provision
5 Approve Liability Insurance Policy to For For Management
Directors/Officers
6 Approve Grant of RSUs to Reuven Kitov, For Against Management
Chairman and CEO
7 Approve Grant of RSUs to Reuven For Against Management
Harrison, Director and CTO
8 Reappoint Kesselman & Kesselman as For For Management
Auditors
9 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
ULTRA ELECTRONICS HOLDINGS PLC
Ticker: ULE Security ID: G9187G103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Kenneth Hunzeker as Director For For Management
5 Re-elect Martin Broadhurst as Director For For Management
6 Re-elect Geeta Gopalan as Director For For Management
7 Re-elect Victoria Hull as Director For For Management
8 Re-elect Simon Pryce as Director For For Management
9 Re-elect Tony Rice as Director For For Management
10 Re-elect Jos Sclater as Director For For Management
11 Re-elect Daniel Shook as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
VARONIS SYSTEMS, INC.
Ticker: VRNS Security ID: 922280102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gili Iohan For For Management
1.2 Elect Director Rachel Prishkolnik For For Management
1.3 Elect Director Ofer Segev For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director Yehuda Ari Buchalter For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Thomas F. Frist, III For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Roger H. Moore For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZIX CORPORATION
Ticker: ZIXI Security ID: 98974P100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Bonney For For Management
1.2 Elect Director Marcy Campbell For For Management
1.3 Elect Director Taher A. Elgamal For For Management
1.4 Elect Director James H. Greene, Jr. For For Management
1.5 Elect Director Robert C. Hausmann For For Management
1.6 Elect Director Maribess L. Miller For For Management
1.7 Elect Director Brandon Van Buren For For Management
1.8 Elect Director David J. Wagner For For Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZSCALER, INC.
Ticker: ZS Security ID: 98980G102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagtar (Jay) Chaudhry For Withhold Management
1.2 Elect Director Amit Sinha For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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<PAGE>
================== First Trust NASDAQ Global Auto Index Fund ===================
ASTON MARTIN LAGONDA GLOBAL HOLDINGS PLC
Ticker: AML Security ID: G05873107
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Strategic Cooperation; For For Management
Authorise Issue of Shares in
Connection with the Strategic
Cooperation
2 Authorise Issue of Equity in For For Management
Connection with the Placing
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Placing
4 Approve the Subscription by Yew Tree For For Management
of Shares Pursuant to the Placing
5 Authorise Issue of Equity in For For Management
Connection with the Warrants Issue
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Warrants Issue
7 Approve Capital Reorganisation For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ASTON MARTIN LAGONDA GLOBAL HOLDINGS PLC
Ticker: AML Security ID: G05873149
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Lawrence Stroll as Director For For Management
4 Elect Tobias Moers as Director For For Management
5 Elect Kenneth Gregor as Director For For Management
6 Elect Robin Freestone as Director For For Management
7 Elect Antony Sheriff as Director For For Management
8 Elect Anne Stevens as Director For For Management
9 Re-elect Michael de Picciotto as For For Management
Director
10 Elect Stephan Unger as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
13 Authorise UK Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Deyi as Director For For Management
2 Elect Liao Zhenbo as Director For For Management
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jiang Deyi as Director For For Management
1.2 Elect Liao Zhenbo as Director For For Management
1.3 Elect Chen Hongliang as Director For For Management
1.4 Elect Hu Hanjun as Director For For Management
1.5 Elect Huang Wenbing as Director For For Management
1.6 Elect Ye Qian as Director For For Management
1.7 Elect Ge Songlin as Director For For Management
1.8 Elect Yin Yuanping as Director For For Management
1.9 Elect Xu Xiangyang as Director For For Management
1.10 Elect Tangjun as Director For For Management
1.11 Elect Edmund Sit as Director For For Management
1.12 Elect Hubertus Troska as Director For For Management
1.13 Elect Harald Emil Wilhelm as Director For For Management
1.14 Elect Jin Wei as Director For For Management
1.15 Elect Sun Li as Director For For Management
2 Approve Remuneration of Independent For For Management
Non-Executive Directors
3.1 Elect Sun Zhihua as Supervisor For For Management
3.2 Elect Zhou Xuehui as Supervisor For For Management
3.3 Elect Qiao Yufei as Supervisor For For Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Approve Provision of Facility For For Management
Guarantee to BAIC HK
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profits Distribution and For For Management
Dividends Distribution Plan
5 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
6 Elect Gu Tiemin as Director For For Management
7 Approve Grant of General Mandate for For For Management
the Issuance of Debt Financing
Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
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<PAGE>
BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.90 per Ordinary
Share and EUR 1.92 per Preferred Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Marc Bitzer to the Supervisory For For Management
Board
6.2 Elect Rachel Empey to the Supervisory For For Management
Board
6.3 Elect Christoph Schmidt to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9.1 Amend Articles Re: Participation of For For Management
Supervisory Board Members in the
Annual General Meeting by Means of
Audio and Video Transmission
9.2 Amend Articles Re: Proof of Entitlement For For Management
9.3 Amend Articles Re: Participation and For For Management
Voting Rights
10 Amend Affiliation Agreement with BMW For For Management
Bank GmbH
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED
Ticker: 1114 Security ID: G1368B102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huachen Purchase Framework For For Management
Agreement, Huachen Sale Framework
Agreement, Huachen Non-Exempted
Proposed Caps and Related Transactions
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For For Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For For Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
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<PAGE>
CHINA MOTOR CORP.
Ticker: 2204 Security ID: Y1499J107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
Until the 2021 AGM
6 Approve Remuneration Policy For For Management
7 Elect Timotheus Hoettges to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 500
Million Pool of Capital to Guarantee
Conversion Rights
11.1 Amend Articles Re: AGM Video and Audio For For Management
Transmission
11.2 Amend Articles Re: Electronic For For Management
Participation of Shareholders
12.1 Amend Articles Re: Annulment of the For For Management
Majority Requirement Clause for
Passing Resolutions at General Meetings
12.2 Amend Articles Re: Majority For Against Management
Requirement for Passing Resolutions at
General Meetings
13 Approve Affiliation Agreement with For For Management
Mercedes-Benz Bank AG
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
5.3 Ratify KPMG AG as Auditors of the For For Management
Final Balance Sheets Required under
the German Reorganization Act
6.1 Elect Elizabeth Centoni to the For For Management
Supervisory Board
6.2 Elect Ben van Beurden to the For For Management
Supervisory Board
6.3 Elect Martin Brudermueller to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
9 Amend Articles Re: Place of For For Management
Jurisdiction
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leung Wai Lap, Philip as Director For For Shareholder
2 Approve Remuneration of Candidates for For For Management
Director
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
6 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
7 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
8 Amend Articles of Association For For Management
9 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
10 Approve Formulation of the For For Management
Administrative System for A Share
Connected Transactions
11 Approve Formulation of the For For Management
Administrative System for External
Guarantees
12 Approve Formulation of the For For Management
Administrative System for A Share
Proceeds
13 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
16 Approve Formulation of the Working For For Management
Rules of Independent Non-Executive
Directors
17 Approve Adjusting the Work Subsidy For For Management
Standard Plan for the Relevant
External Directors
18.1 Elect Zhu Yanfeng as Director For For Management
18.2 Elect Li Shaozhu as Director For For Management
18.3 Elect You Zheng as Director For For Management
18.4 Elect Yang Qing as Director For For Management
18.5 Elect Leung Wai Lap, Philip as Director For For Management
18.6 Elect Zong Qingsheng as Director For For Management
18.7 Elect Hu Yiguang as Director For For Management
19.1 Elect He Wei as Supervisor For For Management
19.2 Elect Bao Hongxiang as Supervisor For For Management
--------------------------------------------------------------------------------
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<PAGE>
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
6 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
7 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Proportion of Cash For For Management
Dividends within Three Years Upon A
Share Offering and Listing
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Profit Distribution Proposal For For Management
and Authorize Board to Deal with
Issues in Relation to the Distribution
of Final Dividend
5 Authorize Board to Deal with All For For Management
Issues in Relation to the Distribution
of Interim Dividend
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Elect Huang Wai as Director For For Management
9 Approve Re-Designation of Yang Qing For For Management
from Non-Executive Director to
Executive Director
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Related Transactions
--------------------------------------------------------------------------------
DRB-HICOM BERHAD
Ticker: 1619 Security ID: Y21077113
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First and Final Dividend For For Management
2 Elect Mohammad Zainal Shaari as For For Management
Director
3 Elect Sharifah Sofia Syed Mokhtar Shah For For Management
as Director
4 Approve Directors' Fees from July 23, For For Management
2020 Until the Conclusion of the Next
AGM
5 Approve Directors' Benefits (Excluding For For Management
Directors' Fees) from July 23, 2020
Until the Conclusion of the Next AGM
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Ooi Teik Huat to Continue For For Management
Office as Independent Director
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
DRB-HICOM BERHAD
Ticker: 1619 Security ID: Y21077113
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First and Final Dividend For For Management
2 Elect Faisal Albar Syed A.R Albar as For For Management
Director
3 Elect Ibrahim Taib as Director For For Management
4 Elect Zulkiflee Wan Ariffin as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Ooi Teik Huat to Continue For For Management
Office as Independent Director
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly A. Casiano For For Management
1b Elect Director Anthony F. Earley, Jr. For For Management
1c Elect Director Alexandra Ford English For For Management
1d Elect Director James D. Farley, Jr. For For Management
1e Elect Director Henry Ford, III For For Management
1f Elect Director William Clay Ford, Jr. For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director Jon M. Huntsman, Jr. For For Management
1i Elect Director William E. Kennard For For Management
1j Elect Director Beth E. Mooney For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
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<PAGE>
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed RMB Share Issue For For Management
and the Specific Mandate
2 Approve Authorization to the Board to For For Management
Exercise Full Powers to Deal with
Matters Relating to the Proposed RMB
Share Issue
3 Approve the Plan for Distribution of For For Management
Profits Accumulated Before the
Proposed RMB Share Issue
4 Approve the Dividend Return Plan for For For Management
the Three Years After the Proposed RMB
Share Issue
5 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the Proposed RMB Share
Issue
6 Approve the Policy for Stabilization For For Management
of the Price of the RMB Shares for the
Three Years After the Proposed RMB
Share Issue
7 Approve the Use of Proceeds from the For For Management
Proposed RMB Share Issue
8 Approve the Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the Proposed RMB Share Issue
9 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of General Meetings
10 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of Board Meetings
11 Amend Memorandum and Articles of For For Management
Association and Adopt Amended and
Restated Memorandum and Articles of
Association
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master CKDs and Automobile For For Management
Components Sales Agreement, Annual
Caps and Related Transactions
2 Approve Master CKDs and Automobile For For Management
Components Purchase Agreement, Annual
Caps and Related Transactions
3 Approve New Powertrain Sales For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve LYNK & CO Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve Fengsheng Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
6 Approve Geely Holding Finance For For Management
Cooperation Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Gui Sheng Yue as Director For For Management
4 Elect An Cong Hui as Director For For Management
5 Elect Wei Mei as Director For For Management
6 Elect An Qing Heng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Grant Thornton Hong Kong For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ordinary Related Party For For Management
Transaction of the Group and Spotlight
Automotive Ltd
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase and Related For For Management
Party Transaction
--------------------------------------------------------------------------------
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<PAGE>
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Public Issuance of A Share
Convertible Corporate Bonds of the
Company
2.01 Approve Type of Securities to be Issued For For Management
2.02 Approve Size of the Issuance For For Management
2.03 Approve Par Value and Issue Price For For Management
2.04 Approve Bonds Term For For Management
2.05 Approve Coupon Rate For For Management
2.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
2.07 Approve Conversion Period For For Management
2.08 Approve Determination and Adjustment For For Management
of the Conversion Price
2.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
2.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sale Back For For Management
2.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
2.14 Approve Method of the Issuance and For For Management
Target Subscribers
2.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
2.16 Approve Bondholders and Bondholders' For For Management
Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Rating For For Management
2.19 Approve Management and Deposit for For For Management
Proceeds Raised
2.20 Approve Guarantee and Security For For Management
2.21 Approve Validity Period of the For For Management
Resolution
3 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
4 Approve Feasibility Report on the For For Management
Project Funded by the Proceeds in the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
5 Approve Exemption from the Preparation For For Management
of the Reports on the Use of Proceeds
Previously Raised
6 Approve Recovery Measures and For For Management
Undertakings by Relevant Parties in
Relation to Dilutive Impact on
Immediate Returns of the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
7 Approve Formulation of the For For Management
Shareholders' Return Plan for the Next
Three Years (Year 2020-2022) of the
Company
8 Approve Formulation of Rules for A For For Management
Share Convertible Corporate
Bondholders' Meetings of the Company
9 Approve Amendments on the For For Management
Administrative Rules for Use of
Proceeds from Fund Raisings of Great
Wall Motor Company Limited (Revised)
10 Approve Connected Transactions of For For Management
Possible Subscriptions of A Share
Convertible Corporate Bonds under the
Public Issuance by the Company's
Controlling Shareholder, Director or
General Manager of Certain Significant
Subsidiaries
11 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be Issued For For Management
1.02 Approve Size of the Issuance For For Management
1.03 Approve Par Value and Issue Price For For Management
1.04 Approve Bonds Term For For Management
1.05 Approve Coupon Rate For For Management
1.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
1.07 Approve Conversion Period For For Management
1.08 Approve Determination and Adjustment For For Management
of the Conversion Price
1.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
1.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sale Back For For Management
1.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
1.14 Approve Method of the Issuance and For For Management
Target Subscribers
1.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
1.16 Approve Bondholders and Bondholders' For For Management
Meetings
1.17 Approve Use of Proceeds For For Management
1.18 Approve Rating For For Management
1.19 Approve Management and Deposit for For For Management
Proceeds Raised
1.20 Approve Guarantee and Security For For Management
1.21 Approve Validity Period of the For For Management
Resolution
2 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
3 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for Registration and For For Management
Issuance of Super Short-Term
Commercial Papers
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Reserved Restricted For For Management
Shares to Directors and Connected
Transaction
--------------------------------------------------------------------------------
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<PAGE>
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Audited Financial Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Profit Distribution For For Management
Proposal
4 Approve 2020 Annual Report and Its For For Management
Summary Report
5 Approve 2020 Report of the Independent For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2021 Operating Strategies For For Management
8 Approve Deloitte Touche Tohmatsu For Against Management
Certified Public Accountants LLP as
External Auditor and Authorize Board
to Fix Their Remuneration
9 Approve 2021 Plan of Guarantees to be For Against Management
Provided by the Company
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
11 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
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GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
4 Amend Articles of Association For For Management
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GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
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GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report and Its For For Management
Summary Report
2 Approve 2020 Work Report of the Board For For Management
of Directors
3 Approve 2020 Work Report of the For For Management
Supervisory Committee
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Profit Distribution For For Management
6 Approve Appointment of Auditors For For Management
7 Approve Appointment of Internal For For Management
Control Auditors
8 Approve Formulation of Dividend For For Management
Distribution Plan for Shareholders
(2021-2023)
9 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Shares
10 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Debt
Financing Instruments
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HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Michael J. Cave For For Management
1.4 Elect Director James D. Farley, Jr. For For Management
1.5 Elect Director Allan Golston For For Management
1.6 Elect Director Sara L. Levinson For For Management
1.7 Elect Director N. Thomas Linebarger For For Management
1.8 Elect Director Maryrose T. Sylvester For For Management
1.9 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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HONDA MOTOR CO., LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Three Committees -
Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Number of Directors -
Amend Provisions on Director Titles
2.1 Elect Director Mikoshiba, Toshiaki For For Management
2.2 Elect Director Mibe, Toshihiro For For Management
2.3 Elect Director Kuraishi, Seiji For For Management
2.4 Elect Director Takeuchi, Kohei For For Management
2.5 Elect Director Suzuki, Asako For For Management
2.6 Elect Director Suzuki, Masafumi For For Management
2.7 Elect Director Sakai, Kunihiko For For Management
2.8 Elect Director Kokubu, Fumiya For For Management
2.9 Elect Director Ogawa, Yoichiro For For Management
2.10 Elect Director Higashi, Kazuhiro For For Management
2.11 Elect Director Nagata, Ryoko For For Management
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HYUNDAI MOTOR CO., LTD.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Change in Committee Name)
2.2 Amend Articles of Incorporation For For Management
(Establishment of Safety and Health
Plans)
2.3 Amend Articles of Incorporation For For Management
(Bylaws)
3.1 Elect Sim Dal-hun as Outside Director For For Management
3.2.1 Elect Ha Eon-tae as Inside Director For For Management
3.2.2 Elect Jang Jae-hun as Inside Director For For Management
3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management
4 Elect Lee Ji-yoon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Sim Dal-hun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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ISUZU MOTORS LTD.
Ticker: 7202 Security ID: J24994113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval
3.1 Elect Director Katayama, Masanori For For Management
3.2 Elect Director Takahashi, Shinichi For For Management
3.3 Elect Director Minami, Shinsuke For For Management
3.4 Elect Director Seto, Koichi For For Management
3.5 Elect Director Ikemoto, Tetsuya For For Management
3.6 Elect Director Fujimori, Shun For For Management
3.7 Elect Director Shibata, Mitsuyoshi For For Management
3.8 Elect Director Nakayama, Kozue For For Management
4.1 Elect Director and Audit Committee For For Management
Member Fujimori, Masayuki
4.2 Elect Director and Audit Committee For For Management
Member Miyazaki, Kenji
4.3 Elect Director and Audit Committee For Against Management
Member Shindo, Tetsuhiko
4.4 Elect Director and Audit Committee For Against Management
Member Kawamura, Kanji
4.5 Elect Director and Audit Committee For For Management
Member Sakuragi, Kimie
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
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JARDINE CYCLE & CARRIAGE LIMITED
Ticker: C07 Security ID: Y43703100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees for the For For Management
Financial Year Ending December 31, 2021
4a Elect Lim Hwee Hua as Director For For Management
4b Elect Benjamin Keswick as Director For Against Management
4c Elect Stephen Gore as Director For For Management
5 Elect Tan Yen Yen as Director For For Management
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
7b Authorize Share Repurchase Program For For Management
7c Approve Renewal of Mandate for For For Management
Transactions with Related Parties
8a Approve Lim Hwee Hua to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(A) of
the Listing Manual of SGX ST (Tier 1)
8b Approve Lim Hwee Hua to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(B) of
the Listing Manual of SGX ST (Tier 2)
--------------------------------------------------------------------------------
KIA MOTORS CORP.
Ticker: 000270 Security ID: Y47601102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jun-Young as Inside Director For For Management
3.2 Elect Han Chol-Su as Outside Director For For Management
4 Elect Cho Hwa-soon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551110
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marumoto, Akira For For Management
1.2 Elect Director Fujiwara, Kiyoshi For For Management
1.3 Elect Director Shobuda, Kiyotaka For For Management
1.4 Elect Director Ono, Mitsuru For For Management
1.5 Elect Director Koga, Akira For For Management
1.6 Elect Director Moro, Masahiro For For Management
1.7 Elect Director Aoyama, Yasuhiro For For Management
1.8 Elect Director Sato, Kiyoshi For For Management
1.9 Elect Director Ogawa, Michiko For For Management
2.1 Elect Director and Audit Committee For For Management
Member Maruyama, Masatoshi
2.2 Elect Director and Audit Committee For For Management
Member Watabe, Nobuhiko
2.3 Elect Director and Audit Committee For For Management
Member Sakai, Ichiro
2.4 Elect Director and Audit Committee For Against Management
Member Kitamura, Akira
2.5 Elect Director and Audit Committee For For Management
Member Shibasaki, Hiroko
2.6 Elect Director and Audit Committee For For Management
Member Sugimori, Masato
3 Approve Deep Discount Stock Option Plan For For Management
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MITSUBISHI MOTORS CORP.
Ticker: 7211 Security ID: J44131167
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hiraku, Tomofumi For For Management
1.2 Elect Director Kato, Takao For For Management
1.3 Elect Director Shiraji, Kozo For For Management
1.4 Elect Director Miyanaga, Shunichi For Against Management
1.5 Elect Director Kobayashi, Ken For Against Management
1.6 Elect Director Koda, Main For For Management
1.7 Elect Director Takeoka, Yaeko For For Management
1.8 Elect Director Sasae, Kenichiro For For Management
1.9 Elect Director Sono, Kiyoshi For Against Management
1.10 Elect Director Sakamoto, Hideyuki For Against Management
1.11 Elect Director Nakamura, Yoshihiko For For Management
1.12 Elect Director Tagawa, Joji For Against Management
1.13 Elect Director Ikushima, Takahiko For Against Management
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NISSAN MOTOR CO., LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimura, Yasushi For For Management
1.2 Elect Director Jean-Dominique Senard For For Management
1.3 Elect Director Toyoda, Masakazu For For Management
1.4 Elect Director Ihara, Keiko For For Management
1.5 Elect Director Nagai, Moto For For Management
1.6 Elect Director Bernard Delmas For For Management
1.7 Elect Director Andrew House For For Management
1.8 Elect Director Jenifer Rogers For For Management
1.9 Elect Director Pierre Fleuriot For For Management
1.10 Elect Director Uchida, Makoto For For Management
1.11 Elect Director Ashwani Gupta For For Management
1.12 Elect Director Sakamoto, Hideyuki For For Management
2 Amend Articles to Disclose Contents of Against Against Shareholder
Capital and Business Alliance
Contracts Signed with Shareholders
Owning more than One-Third of Voting
Rights
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RENAULT SA
Ticker: RNO Security ID: F77098105
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Receive Auditor's Special Reports Re: For For Management
Remuneration of Redeemable Shares
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Yu Serizawa as Director For For Management
7 Reelect Thomas Courbe as Director For For Management
8 Reelect Miriem Bensalah Chaqroun as For For Management
Director
9 Reelect Marie-Annick Darmaillac as For For Management
Director
10 Elect Bernard Delpit as Director For For Management
11 Elect Frederic Mazzella as Director For For Management
12 Elect Noel Desgrippes as For For Management
Representative of Employee
Shareholders to the Board
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean-Dominique For For Management
Senard, Chairman of the Board
15 Approve Compensation of Luca de Meo, For For Management
CEO
16 Approve Compensation of Clotilde For For Management
Delbos, Interim-CEO
17 Approve Remuneration Policy of of For For Management
Chairman of the Board
18 Approve Remuneration Policy of CEO For For Management
19 Approve Remuneration Policy of For For Management
Directors
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Filing of Required For For Management
Documents/Other Formalities
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SUBARU CORP.
Ticker: 7270 Security ID: J7676H100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Nakamura, Tomomi For For Management
2.2 Elect Director Hosoya, Kazuo For For Management
2.3 Elect Director Mizuma, Katsuyuki For For Management
2.4 Elect Director Onuki, Tetsuo For For Management
2.5 Elect Director Osaki, Atsushi For For Management
2.6 Elect Director Hayata, Fumiaki For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Yago, Natsunosuke For For Management
2.9 Elect Director Doi, Miwako For For Management
3 Appoint Statutory Auditor Kato, Yoichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Ryu, Hirohisa
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SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 53
2.1 Elect Director Suzuki, Toshihiro For For Management
2.2 Elect Director Honda, Osamu For For Management
2.3 Elect Director Nagao, Masahiko For For Management
2.4 Elect Director Suzuki, Toshiaki For For Management
2.5 Elect Director Saito, Kinji For For Management
2.6 Elect Director Yamashita, Yukihiro For For Management
2.7 Elect Director Kawamura, Osamu For For Management
2.8 Elect Director Domichi, Hideaki For For Management
2.9 Elect Director Kato, Yuriko For For Management
3 Appoint Statutory Auditor Toyoda, For For Management
Taisuke
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For Against Management
1.3 Elect Director Hiromichi Mizuno For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Paid Advertising Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Employee Arbitration Against For Shareholder
7 Additional Reporting on Human Rights Against For Shareholder
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<PAGE>
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director James Kuffner For For Management
1.6 Elect Director Kon, Kenta For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Delete Provisions on For For Management
Class AA Shares
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UMW HOLDINGS BERHAD
Ticker: 4588 Security ID: Y90510101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ahmad Fuaad bin Mohd Kenali as For For Management
Director
2 Elect Hasmah binti Abdullah as Director For For Management
3 Elect Kartini binti Hj Abdul Manaf as For For Management
Director
4 Elect Lim Tze Seong as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits For For Management
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
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YADEA GROUP HOLDINGS LTD.
Ticker: 1585 Security ID: G9830F106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Li Zongwei as Director For For Management
3A2 Elect Wu Biguang as Director For For Management
3A3 Elect Yao Naisheng as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
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YULON MOTOR CO., LTD.
Ticker: 2201 Security ID: Y9870K106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Cancellation of For For Management
Non-competition Restrictions on the
Directors of the 16th Meeting
============ First Trust STOXX European Select Dividend Index Fund =============
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Dividends of EUR 2.38 Per Share For For Management
3 Elect Hans De Cuyper as Director For For Management
4 Approve Remuneration of the CEO For For Management
5 Approve Transition Fee of Jozef De Mey For For Management
6 Close Meeting None None Management
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AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.1.3 Approve Financial Statements and For For Management
Allocation of Income
2.2.1 Receive Information on Company's For For Management
Dividend Policy
2.2.2 Approve Dividends of EUR 2.65 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3 Approve Remuneration Report For For Management
4.1 Elect Jean-Michel Chatagny as For For Management
Independent Director
4.2 Reelect Katleen Vandeweyer as For For Management
Independent Director
4.3 Reelect Bart De Smet as Director For For Management
4.4 Ratify PwC as Auditors and Approve For For Management
Auditors' Remuneration
5.1a Amend Article 1 Re: Definitions For For Management
5.2.1 Receive Special Board Report Re: None None Management
Proposed Amendments to the Purpose
Clause in Accordance with Article
7:154 of the Belgian Companies and
Associations Code
5.2.2 Amend Article 4 Re: Purpose For For Management
5.3 Approve Cancellation of Repurchased For For Management
Shares
5.4.1 Receive Special Board Report Re: Use None None Management
and Purpose of the Authorized Capital
Prepared in Accordance with Article
7:199 of the Belgian Companies and
Associations Code
5.4.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
5.5a Amend Article 12 Re: Management of the For For Management
Company
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
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ALSTRIA OFFICE REIT-AG
Ticker: AOX Security ID: D0378R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.53 per Share
3 Approve EUR 1.8 Million Investment in For For Management
Green Projects
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
6 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
7.1 Elect Frank Poerschke to the For For Management
Supervisory Board
7.2 Elect Elisabeth Stheeman to the For For Management
Supervisory Board
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
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ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 26, 2021 Meeting Type: Annual/Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Amend Company Bylaws Re: Articles 8.1, For For Management
8.4, 8.5, 8.6, and 8.7
2b Amend Company Bylaws Re: Article 9.1 For For Management
3a Approve Remuneration Policy For For Management
3b Approve Second Section of the For For Management
Remuneration Report
4a Approve Group Long Term Incentive Plan For For Management
4b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Group Long Term Incentive Plan
4c Authorize Board to Increase Capital to For For Management
Service Group Long Term Incentive Plan
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COVIVIO SA
Ticker: COV Security ID: F2R22T119
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration Policy of For For Management
Chairman of the Board
6 Approve Remuneration Policy of CEO For For Management
7 Approve Remuneration Policy of For For Management
Vice-CEOs
8 Approve Remuneration Policy of For For Management
Directors
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean Laurent, For For Management
Chairman of the Board
11 Approve Compensation of Christophe For For Management
Kullmann, CEO
12 Approve Compensation of Olivier For For Management
Esteve, Vice-CEO
13 Approve Compensation of Dominique For For Management
Ozanne, Vice-CEO
14 Reelect Sylvie Ouziel as Director For For Management
15 Reelect Jean-Luc Biamonti as Director For For Management
16 Reelect Predica as Director For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 28 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 28 Million
22 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Share Capital for
Future Exchange Offers
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Articles 8 and 10 of Bylaws Re. For For Management
Shareholding Disclosure Thresholds and
Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
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DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6.1 Elect Joerg Kukies to the Supervisory For For Management
Board
6.2 Elect Lawrence Rosen to the For For Management
Supervisory Board
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 12
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 40
Million Pool of Capital to Guarantee
Conversion Rights
9.1 Amend Articles Re: Online Participation For For Management
9.2 Amend Articles Re: Interim Dividend For For Management
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DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020; Ratify KPMG
AG as Auditors for Interim Financial
Statements 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Werner Fuhrmann to the For For Management
Supervisory Board
6.2 Elect Cedrik Neike to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 77,200 for Chair,
EUR 57,500 for Deputy Chair and EUR
40,400 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Reelect Essimari Kairisto, Anja For For Management
McAlister (Deputy Chair), Teppo
Paavola, Veli-Matti Reinikkala
(Chair), Philipp Rosler and Annette
Stube as Directors; Elect Luisa
Delgado as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Charitable Donations For For Management
19 Close Meeting None None Management
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GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GRAND CITY PROPERTIES SA
Ticker: GYC Security ID: L4459Y100
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report None None Management
2 Receive Auditor's Report None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Allocation of Loss For For Management
6 Approve Discharge of Directors For For Management
7 Reelect Daniel Malkin as Director For For Management
8 Reelect Simone Runge-Brandner as For For Management
Director
9 Elect Christian Windfuhr as Director For For Management
10 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
11 Approve Dividends of EUR 0.8232 Per For For Management
Share
12 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
GRAND CITY PROPERTIES SA
Ticker: GYC Security ID: L4459Y100
Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5.
2 of the Articles of Association
2 Amend Article 8 Paragraph 1 of the For For Management
Articles of Association
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1 Change Company Name to Holcim Ltd For For Management
4.2 Change Location of Registered For For Management
Office/Headquarters to Zug, Switzerland
5.1a Reelect Beat Hess as Director and For For Management
Board Chairman
5.1b Reelect Philippe Block as Director For For Management
5.1c Reelect Kim Fausing as Director For For Management
5.1d Reelect Colin Hall as Director For For Management
5.1e Reelect Naina Kidwai as Director For For Management
5.1f Reelect Patrick Kron as Director For For Management
5.1g Reelect Adrian Loader as Director For For Management
5.1h Reelect Juerg Oleas as Director For For Management
5.1i Reelect Claudia Ramirez as Director For For Management
5.1j Reelect Hanne Sorensen as Director For For Management
5.1k Reelect Dieter Spaelti as Director For For Management
5.2 Elect Jan Jenisch as Director For For Management
5.3.1 Reappoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Appoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4 Appoint Dieter Spaelti as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.5.1 Ratify Deloitte AG as Auditors For For Management
5.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ric Lewis as Director For For Management
4 Elect Nilufer von Bismarck as Director For For Management
5 Re-elect Henrietta Baldock as Director For For Management
6 Re-elect Philip Broadley as Director For For Management
7 Re-elect Jeff Davies as Director For For Management
8 Re-elect Sir John Kingman as Director For For Management
9 Re-elect Lesley Knox as Director For For Management
10 Re-elect George Lewis as Director For For Management
11 Re-elect Toby Strauss as Director For For Management
12 Re-elect Nigel Wilson as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Remuneration Report For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity in For For Management
Connection with the Issue of
Contingent Convertible Securities
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Contingent Convertible
Securities
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
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<PAGE>
NN GROUP NV
Ticker: NN Security ID: N64038107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Annual Report None None Management
3 Approve Remuneration Report For For Management
4.A Adopt Financial Statements and For For Management
Statutory Reports
4.B Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4.C Approve Dividends of EUR 2.33 Per Share For For Management
5.A Approve Discharge of Executive Board For For Management
5.B Approve Discharge of Supervisory Board For For Management
6.A Elect Cecilia Reyes to Supervisory For For Management
Board
6.B Elect Rob Lelieveld to Supervisory For For Management
Board
6.C Elect Inga Beale to Supervisory Board For For Management
7 Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
8.A.1 Grant Board Authority to Issue For For Management
Ordinary Shares Up To 10 Percent of
Issued Capital
8.A.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
8.A.1
8.B Grant Board Authority to Issue Shares For For Management
Up To 20 Percent of Issued Capital in
Connection with a Rights Issue
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
11 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIAN RENKAAT OYJ
Ticker: TYRES Security ID: X5862L103
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 Per Share
9 Approve Discharge of Board and For For Management
President and CEO
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 102,500 for
Chairman, EUR 72,500 for Deputy
Chairman and Audit Committee Chairman,
and EUR 50,000 for Other Directors;
Approve Meeting Fees
12 Fix Number of Directors at Nine For For Management
13 Reelect Jukka Hienonen (Chair),Heikki For For Management
Allonen, Raimo Lind, Inka Mero, George
Rietbergen, Pekka Vauramo and Veronica
Lindholm as Directors; Elect
Christopher Ostrander and Jouko
Polonen as New Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 13.8 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2021
7 Approve Remuneration Report For For Management
8.1 Approve Long Term Incentive Plan 2021 For For Management
for Key Employees
8.2 Approve Equity Deferral Plan For For Management
9 Elect Saeed Al Mazrouei as Supervisory For For Management
Board Member
10 Approve Use of Repurchased Shares for For For Management
Long Term Incentive Plans, Deferrals
or Other Stock Ownership Plans
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Renew Appointment of KPMG as Auditor For For Management
7 Renew Appointment of Salustro Reydel For For Management
as Alternate Auditor
8 Appoint Deloitte as Auditor For For Management
9 Appoint Beas as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 111 Quai du President
Roosevelt, 92130 Issy-les-Moulineaux
11 Approve Compensation Report For For Management
12 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
13 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
14 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
15 Approve Remuneration Policy of the For For Management
Chairman and CEO
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Directors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
20 Allow Board to Use Delegations under For Against Management
Item 19 Above in the Event of a Public
Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
22 Allow Board to Use Delegations under For Against Management
Item 21 Above in the Event of a Public
Tender Offer
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19-24
26 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
27 Allow Board to Use Delegations under For Against Management
Item 26 Above in the Event of a Public
Tender Offer
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Allow Board to Use Delegations under For Against Management
Item 28 Above in the Event of a Public
Tender Offer
30 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion
31 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Corporate Officers
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
34 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
35 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 31 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Access of Women to Positions of None None Shareholder
Responsibility and Equal Pay
--------------------------------------------------------------------------------
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<PAGE>
POSTE ITALIANE SPA
Ticker: PST Security ID: T7S697106
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Approve Equity-Based Incentive Plans For For Management
6 Approve Fixed-Variable Compensation For For Management
Ratio for BancoPosta's Ring-Fenced
Capital's Material Risk Takers
1 Approve Changes to BancoPosta's For For Management
Ring-Fenced Capital and Consequent
Change in Regulations
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
PROXIMUS SA
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Information Provided by the None None Management
Joint Commission
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.20 per Share
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For Against Management
8 Approve Discharge of Members of the For For Management
Board of Directors
9 Approve Discharge of Members of the For For Management
Board of Auditors
10 Approve Discharge of Auditors For For Management
11 Reelect Pierre Demuelenaere as For For Management
Independent Director
12 Reelect Karel De Gucht as Director as For For Management
Proposed by the Belgian State
13 Elect Ibrahim Ouassari as Director as For For Management
Proposed by the Belgian State
14 Acknowledge the Appointment of None None Management
Dominique Guide and Renew the Mandate
of Jan Debucquoy as Members of the
Board of Auditors
15 Transact Other Business None None Management
--------------------------------------------------------------------------------
PROXIMUS SA
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital
2 Authorize Repurchase of Issued Share For Against Management
Capital
3 Authorize Implementation of Approved For For Management
Resolutions and Filng of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Maurice Levy as Supervisory For For Management
Board Member
7 Reelect Simon Badinter as Supervisory For For Management
Board Member
8 Reelect Jean Charest as Supervisory For For Management
Board Member
9 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
10 Approve Remuneration Policy of For For Management
Supervisory Board Members
11 Approve Remuneration Policy of For For Management
Chairman of Management Board
12 Approve Remuneration Policy of For For Management
Michel-Alain Proch, Management Board
Member
13 Approve Remuneration Policy of For For Management
Management Board Members
14 Approve Compensation Report For For Management
15 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
16 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
17 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
18 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
19 Approve Compensation of Steve King, For For Management
Management Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
25 Amend Bylaws to Comply with Legal For Against Management
Changes
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
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<PAGE>
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gregor Alexander as Director For For Management
5 Re-elect Sue Bruce as Director For For Management
6 Re-elect Tony Cocker as Director For For Management
7 Re-elect Crawford Gillies as Director For For Management
8 Re-elect Richard Gillingwater as For For Management
Director
9 Re-elect Peter Lynas as Director For For Management
10 Re-elect Helen Mahy as Director For For Management
11 Re-elect Alistair Phillips-Davies as For For Management
Director
12 Re-elect Martin Pibworth as Director For For Management
13 Re-elect Melanie Smith as Director For For Management
14 Elect Angela Strank as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SWISS LIFE HOLDING AG
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 21.00 per Share
3 Approve Discharge of Board of Directors For For Management
4.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.7 Million
4.3 Approve Fixed and Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 13.8 Million
5.1 Reelect Rolf Doerig as Director and For For Management
Board Chairman
5.2 Reelect Thomas Buess as Director For For Management
5.3 Reelect Adrienne Fumagalli as Director For For Management
5.4 Reelect Ueli Dietiker as Director For For Management
5.5 Reelect Damir Filipovic as Director For For Management
5.6 Reelect Frank Keuper as Director For For Management
5.7 Reelect Stefan Loacker as Director For For Management
5.8 Reelect Henry Peter as Director For For Management
5.9 Reelect Martin Schmid as Director For For Management
5.10 Reelect Franziska Sauber as Director For For Management
5.11 Reelect Klaus Tschuetscher as Director For For Management
5.12 Appoint Martin Schmid as Member of the For For Management
Compensation Committee
5.13 Reappoint Franziska Sauber as Member For For Management
of the Compensation Committee
5.14 Reappoint Klaus Tschuetscher as Member For For Management
of the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Approve CHF 48,582 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TAG IMMOBILIEN AG
Ticker: TEG Security ID: D8283Q174
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Creation of EUR 29 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.2 Billion;
Approve Creation of EUR 29 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
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TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
2.2 Designate Jan Sarlvik as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Ordinary Dividends of SEK 6 Per Share
9a Approve Discharge of Carla For For Management
Smits-Nusteling
9b Approve Discharge of Andrew Barron For For Management
9c Approve Discharge of Anders Bjorkman For For Management
9d Approve Discharge of Georgi Ganev For For Management
9e Approve Discharge of Cynthia Gordon For For Management
9f Approve Discharge of Eva Lindqvist For For Management
9g Approve Discharge of Lars-Ake Norling For For Management
9h Approve Discharge of Anders Nilsson For For Management
(CEO)
9i Approve Discharge of Kjell Johnsen For For Management
(CEO)
10 Determine Number of Members (7) and For For Management
Deputy Members of Board
11a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 6.6 Million
11b Approve Remuneration of Auditors For For Management
12a Reelect Andrew Barron as Director For For Management
12b Elect Stina Bergfors as New Director For For Management
12c Reelect Georgi Ganev as Director For For Management
12d Elect Sam Kini as New Director For For Management
12e Reelect Eva Lindqvist as Director For For Management
12f Reelect Lars-Ake Norling as Director For For Management
12g Reelect Carla Smits-Nusteling as For For Management
Director
13 Reelect Carla Smits-Nusteling as Board For For Management
Chairman
14a Determine Number of Auditors and For For Management
Deputy Auditors
14b Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Report For For Management
16a Approve Performance Share Matching For For Management
Plan LTI 2021
16b Approve Equity Plan Financing Through For For Management
Issuance of Class C Shares
16c Approve Equity Plan Financing Through For For Management
Repurchase of Class C Shares
16d Approve Equity Plan Financing Through For For Management
Transfer of Class B Shares to
Participants
16e Approve Equity Plan Financing Through For For Management
Reissuance of Class B Shares
16f Authorize Share Swap Agreement For Against Management
17 Authorize Share Repurchase Program For For Management
18a Investigate if Current Board Members None Against Shareholder
and Leadership Team Fulfil Relevant
Legislative and Regulatory
Requirements, as well as the Demands
of the Public Opinions' Ethical Values
18b In the Event that the Investigation None Against Shareholder
Clarifies that there is Need, Relevant
Measures Shall be Taken to Ensure that
the Requirements are Fulfilled
18c The Investigation and Any Measures None Against Shareholder
Should be Presented as soon as
possible, however Not Later than AGM
2022
19a Give Full Compensation to Private None Against Shareholder
Customers who have Lost their Pool of
Phone Call
19b Instruct the Executive Management to None Against Shareholder
Prepare a Code of Conduct for the
Customer Service Department,
20 Close Meeting None None Management
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<PAGE>
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
2.2 Designate John Hernander as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extra Dividends of SEK 3.00 For For Management
Per Share
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Dividend of USD For For Management
0.365 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of USD 0.37 per Share
4 Approve Discharge of Board and Senior For For Management
Management for Fiscal Year 2020,
excluding French Cross-Border Matter
5.1 Reelect Axel Weber as Director and For For Management
Board Chairman
5.2 Reelect Jeremy Anderson as Director For For Management
5.3 Reelect William Dudley as Director For For Management
5.4 Reelect Reto Francioni as Director For For Management
5.5 Reelect Fred Hu as Director For For Management
5.6 Reelect Mark Hughes as Director For For Management
5.7 Reelect Nathalie Rachou as Director For For Management
5.8 Reelect Julie Richardson as Director For For Management
5.9 Reelect Dieter Wemmer as Director For For Management
5.10 Reelect Jeanette Wong as Director For For Management
6.1 Elect Claudia Boeckstiegel as Director For For Management
6.2 Elect Patrick Firmenich as Director For For Management
7.1 Reappoint Julie Richardson as Member For For Management
of the Compensation Committee
7.2 Reappoint Reto Francioni as Member of For For Management
the Compensation Committee
7.3 Reappoint Dieter Wemmer as Member of For For Management
the Compensation Committee
7.4 Reappoint Jeanette Wong as Member of For For Management
the Compensation Committee
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 13 Million
8.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 85 Million
8.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 33 Million
9.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
9.2 Ratify Ernst & Young AG as Auditors For For Management
9.3 Ratify BDO AG as Special Auditors For For Management
10 Amend Articles Re: Voting Majority for For For Management
Board Resolutions
11 Approve CHF 15.7 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
12 Authorize Repurchase of up to CHF 4 For For Management
Billion in Issued Share Capital
13 Transact Other Business (Voting) None Against Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
(pro-forma vote as Jeffrey Hayman is
not available for appointment)
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.1l Elect Sabine Keller-Busse as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.2.6 Appoint Sabine Keller-Busse as Member For For Management
of the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 79.8
Million
6 Approve Extension of Existing For For Management
Authorized Capital Pool of CHF 4.5
Million with Partial Exclusion of
Preemptive Rights and Approve
Amendment to Existing Conditional
Capital Pool
7 Transact Other Business (Voting) For Against Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | First Trust Exchange-Traded Fund II | |
| | | | | |
| By (Signature and Title)* | /s/ James M. Dykas | | |
| | James M. Dykas, President and Chief Executive Officer | | |
| | | | | |
| Date | August 6, 2021 | | | |
* Print the name and title of each signing officer under his or her signature.
