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SC 13D/A Filing
BlackRock (BLK) SC 13D/AENVESTNET / BlackRock ownership change
Filed: 12 Jul 24, 5:00pm
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
1 | NAMES OF REPORTING PERSONS BlackRock, Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS OO |
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☒ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 8,014,594 |
8 | SHARED VOTING POWER 0 | |
9 | SOLE DISPOSITIVE POWER 8,044,527 | |
10 | SHARED DISPOSITIVE POWER 0 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,044,527 |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.5% |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC |
Date Issued | Maturity Date | Total Position ($) | Interest Rate (%) |
8/20/2020 | 8/15/2025 | 2,260,000 | 0.750 |
11/17/2022 | 12/1/2027 | 4,100,000 | 2.625 |
Exhibit 3 | Rollover and Support Agreement, dated July 11, 2024, by and among Envestnet, Inc., BlackRock, Inc., BCPE Pequod Buyer, Inc., BCPE Pequod Merger Sub, Inc. and BCPE Pequod Topco, LP. |
Dated: July 12, 2024 | BLACKROCK, INC. | |
By: | /s/ David Maryles | |
Name: | David Maryles | |
Title: | Attorney in Fact |
Name | Principal Occupation or Employment | Business Address | Citizenship | |||
Laurence D. Fink | Chairman and Chief Executive Officer | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Robert S. Kapito | President | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Stephen Cohen | Senior Managing Director and Chief Product Officer | BlackRock, Inc. Drapers Gardens 12 Throgmorton Avenue London EC2N 2DL United Kingdom | U.K. | |||
Marc Comerchero | Managing Director, Chief Accounting Officer and Global Controller | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Robert L. Goldstein | Senior Managing Director and Chief Operating Officer | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Caroline Heller | Senior Managing Director and Global Head of Human Resources | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
J. Richard Kushel | Senior Managing Director and Head of the Portfolio Management Group | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Rachel Lord | Senior Managing Director and Head of International | BlackRock, Inc. Drapers Gardens 12 Throgmorton Avenue London EC2N 2DL United Kingdom | U.K. | |||
Christopher J. Meade | Senior Managing Director, Chief Legal Officer and General Counsel | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Martin Small | Senior Managing Director and Chief Financial Officer | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Mark Wiedman | Senior Managing Director and Head of the Global Client Business | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. |
Name | Principal Occupation or Employment | Business Address | Citizenship | |||
Pamela Daley | General Electric Company – Former Senior Vice President of Corporate Business Development | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Laurence D. Fink | BlackRock, Inc. – Chairman and Chief Executive Officer | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
William E. Ford | General Atlantic – Chairman and Chief Executive Officer | General Atlantic Park Avenue Plaza 55 East 52nd Street, 33rd Fl New York, NY 10055 | U.S. | |||
Fabrizio Freda | The Estée Lauder Companies Inc. – President and Chief Executive Officer | Estée Lauder Companies 767 Fifth Avenue, 40th Fl New York, NY 10153 | Italy & U.S. | |||
Murry S. Gerber | EQT Corporation – Former Executive Chairman, Chairman, President and CEO | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Margaret “Peggy” L. Johnson | Agility Robotics, Inc. – Chief Executive Officer | Agility Robotics 32114 Mallard Ave Tangent, OR 97389 | U.S. | |||
Robert S. Kapito | BlackRock, Inc. – President | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. | |||
Cheryl D. Mills | BlackIvy Group LLC – President and Chief Executive Officer | BlackIvy Group LLC 2300 N Street NW Suite 630 Washington DC 20037 | U.S. | |||
Amin H. Nasser | Saudi Arabian Oil Company – President and Chief Executive Officer | P.O. Box 5000, Dhahran, 31311, Kingdom of Saudi Arabia | Saudi Arabia | |||
Gordon M. Nixon | Royal Bank of Canada – Former President, CEO and Board Member | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | Canada | |||
Kristin Peck | Zoetis Inc. – Chief Executive Officer | Zoetis Inc. 10 Sylvan Way Parsippany, NJ 07054 | U.S. | |||
Charles H. Robbins | Cisco Systems, Inc. – Chairman and Chief Executive Officer | Cisco Systems, Inc. 300 West Tasman Drive San Jose, CA 95134 | U.S. | |||
Marco Antonio Slim Domit | Grupo Financiero Inbursa, S.A.B. de C.V. – Chairman | Grupo Financiero Inbursa Av. Paseo de las Palmas, #736 Floor 1 Colonia Lomas de Chapultepec C.P. 11000, México D.F. | Mexico | |||
Hans E. Vestberg | Verizon Communications Inc. – Chairman and Chief Executive Officer | Verizon Communications Inc. 1095 Avenue of the Americas New York, NY 10036 | Sweden |
Susan L. Wagner | BlackRock, Inc. - Former Vice Chairman | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | U.S. |
Mark Wilson | Aviva plc – Former Chief Executive Officer; AIA Group Ltd – Former President and Chief Executive Officer | BlackRock, Inc. 50 Hudson Yards New York, NY 10001 | New Zealand |
Legal Entity | Trade Date | Amount | Trade Price | Buy/Sell | |
BlackRock Institutional Trust Company, National Association | May 13, 2024 | 289 | $ | 65.75 | Buy |
BlackRock Advisors, LLC | May 13, 2024 | 2,860.00 | $ | 65.75 | Buy |
BlackRock Institutional Trust Company, National Association | May 13, 2024 | 39 | $ | 65.75 | Buy |
BlackRock Financial Management, Inc. | May 15, 2024 | 59 | $ | 66.87 | Buy |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | 392 | $ | 66.87 | Buy |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | 795 | $ | 66.87 | Buy |
BlackRock Advisors, LLC | May 15, 2024 | 7,316.00 | $ | 66.87 | Buy |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | 11 | $ | 66.87 | Buy |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | 76 | $ | 66.87 | Buy |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | -59 | $ | 66.87 | Sell |
BlackRock Institutional Trust Company, National Association | May 15, 2024 | -82 | $ | 66.87 | Sell |
BlackRock Institutional Trust Company, National Association | May 16, 2024 | 101 | $ | 66.30 | Buy |
BlackRock Institutional Trust Company, National Association | May 16, 2024 | 589 | $ | 66.30 | Buy |
BlackRock Advisors, LLC | May 16, 2024 | 3,757.00 | $ | 66.30 | Buy |
BlackRock Financial Management, Inc. | May 16, 2024 | 69 | $ | 66.30 | Buy |
BlackRock Institutional Trust Company, National Association | May 16, 2024 | 422 | $ | 66.30 | Buy |
BlackRock Financial Management, Inc. | May 16, 2024 | 4 | $ | 66.30 | Buy |
BlackRock Financial Management, Inc. | May 16, 2024 | -107 | $ | 66.30 | Sell |
BlackRock Fund Advisors | May 16, 2024 | -2,565.00 | $ | 66.55 | Sell |
BlackRock Advisors, LLC | May 17, 2024 | 8,266.00 | $ | 67.81 | Buy |
BlackRock Institutional Trust Company, National Association | May 17, 2024 | 13 | $ | 67.81 | Buy |
BlackRock Financial Management, Inc. | May 17, 2024 | 112 | $ | 67.81 | Buy |
BlackRock Institutional Trust Company, National Association | May 17, 2024 | 696 | $ | 67.81 | Buy |
BlackRock Institutional Trust Company, National Association | May 17, 2024 | 607 | $ | 67.81 | Buy |
BlackRock Institutional Trust Company, National Association | May 17, 2024 | 161 | $ | 67.81 | Buy |
BlackRock Fund Advisors | May 17, 2024 | 60 | $ | 66.77 | Buy |
BlackRock Institutional Trust Company, National Association | May 20, 2024 | 290 | $ | 67.75 | Buy |
BlackRock Institutional Trust Company, National Association | May 20, 2024 | 313 | $ | 67.75 | Buy |
BlackRock Institutional Trust Company, National Association | May 20, 2024 | 71 | $ | 67.75 | Buy |
BlackRock Financial Management, Inc. | May 20, 2024 | 51 | $ | 67.75 | Buy |
BlackRock Institutional Trust Company, National Association | May 21, 2024 | 127 | $ | 67.62 | Buy |
BlackRock Institutional Trust Company, National Association | May 22, 2024 | 279 | $ | 66.13 | Buy |
BlackRock Financial Management, Inc. | May 22, 2024 | 31 | $ | 66.13 | Buy |
BlackRock Institutional Trust Company, National Association | May 22, 2024 | 41 | $ | 66.13 | Buy |
BlackRock Institutional Trust Company, National Association | May 22, 2024 | 172 | $ | 66.13 | Buy |
BlackRock Fund Advisors | May 22, 2024 | -1,567.00 | $ | 67.35 | Sell |
BlackRock Institutional Trust Company, National Association | May 23, 2024 | 133 | $ | 68.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 23, 2024 | 30 | $ | 68.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 23, 2024 | 320 | $ | 68.51 | Buy |
BlackRock Financial Management, Inc. | May 28, 2024 | 70 | $ | 68.45 | Buy |
BlackRock Institutional Trust Company, National Association | May 28, 2024 | 137 | $ | 68.45 | Buy |
BlackRock Financial Management, Inc. | May 28, 2024 | 228 | $ | 68.45 | Buy |
BlackRock Institutional Trust Company, National Association | May 28, 2024 | 724 | $ | 68.45 | Buy |
BlackRock Institutional Trust Company, National Association | May 28, 2024 | 570 | $ | 68.45 | Buy |
BlackRock Institutional Trust Company, National Association | May 29, 2024 | 209 | $ | 67.97 | Buy |
BlackRock Institutional Trust Company, National Association | May 29, 2024 | 53 | $ | 67.97 | Buy |
BlackRock Institutional Trust Company, National Association | May 29, 2024 | 188 | $ | 67.97 | Buy |
BlackRock Fund Advisors | May 29, 2024 | -2,179.00 | $ | 67.45 | Sell |
BlackRock Institutional Trust Company, National Association | May 29, 2024 | -134 | $ | 67.77 | Sell |
BlackRock Asset Management Ireland Limited | May 30, 2024 | -2,316.00 | $ | 66.24 | Sell |
BlackRock Fund Advisors | May 30, 2024 | -1,128.00 | $ | 67.25 | Sell |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | 332 | $ | 65.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | 1,127.00 | $ | 65.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | 60 | $ | 65.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | 841 | $ | 65.51 | Buy |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | -42 | $ | 65.51 | Sell |
BlackRock Financial Management, Inc. | May 31, 2024 | -13 | $ | 65.51 | Sell |
BlackRock Institutional Trust Company, National Association | May 31, 2024 | -86 | $ | 65.51 | Sell |
BlackRock Asset Management Canada Limited | May 31, 2024 | -585 | $ | 65.51 | Sell |
BlackRock Fund Advisors | May 31, 2024 | -4,000.00 | $ | 65.86 | Sell |
BlackRock Institutional Trust Company, National Association | June 3, 2024 | 1,092.00 | $ | 65.25 | Buy |
BlackRock Institutional Trust Company, National Association | June 3, 2024 | 542 | $ | 65.25 | Buy |
BlackRock Institutional Trust Company, National Association | June 3, 2024 | 120 | $ | 65.25 | Buy |
BlackRock Fund Advisors | June 3, 2024 | -3,328.00 | $ | 65.60 | Sell |
BlackRock Institutional Trust Company, National Association | June 4, 2024 | 264 | $ | 65.19 | Buy |
BlackRock Institutional Trust Company, National Association | June 4, 2024 | -103 | $ | 65.19 | Sell |
BlackRock Institutional Trust Company, National Association | June 4, 2024 | -24 | $ | 65.19 | Sell |
BlackRock Fund Advisors | June 4, 2024 | -1,800.00 | $ | 65.34 | Sell |
BlackRock Institutional Trust Company, National Association | June 4, 2024 | -96 | $ | 65.19 | Sell |
BlackRock Fund Advisors | June 5, 2024 | -1,024.00 | $ | 65.06 | Sell |
BlackRock Institutional Trust Company, National Association | June 6, 2024 | 212 | $ | 64.52 | Buy |
BlackRock Institutional Trust Company, National Association | June 7, 2024 | 424 | $ | 64.27 | Buy |
BlackRock Fund Advisors | June 7, 2024 | -1,031.00 | $ | 64.22 | Sell |
BlackRock Institutional Trust Company, National Association | June 10, 2024 | 140 | $ | 62.26 | Buy |
BlackRock Fund Advisors | June 10, 2024 | -1,022.00 | $ | 63.31 | Sell |
BlackRock Financial Management, Inc. | June 11, 2024 | 294 | $ | 60.62 | Buy |
BlackRock Institutional Trust Company, National Association | June 11, 2024 | 361 | $ | 60.62 | Buy |
BlackRock Fund Advisors | June 11, 2024 | -18,706.00 | $ | 60.62 | Sell |
BlackRock Fund Advisors | June 11, 2024 | -12 | $ | 60.62 | Sell |
BlackRock Institutional Trust Company, National Association | June 11, 2024 | -148 | $ | 60.62 | Sell |
BlackRock Fund Advisors | June 11, 2024 | -5,755.00 | $ | 60.62 | Sell |
BlackRock Institutional Trust Company, National Association | June 12, 2024 | 492 | $ | 60.79 | Buy |
BlackRock Institutional Trust Company, National Association | June 12, 2024 | 803 | $ | 60.79 | Buy |
BlackRock Institutional Trust Company, National Association | June 12, 2024 | -116 | $ | 60.79 | Sell |
BlackRock Institutional Trust Company, National Association | June 13, 2024 | 1,665.00 | $ | 60.62 | Buy |
BlackRock (Luxembourg) S.A. | June 14, 2024 | 35 | $ | 59.94 | Buy |
BlackRock (Luxembourg) S.A. | June 17, 2024 | 97 | $ | 61.82 | Buy |
BlackRock (Luxembourg) S.A. | June 17, 2024 | 45 | $ | 61.82 | Buy |
BlackRock Institutional Trust Company, National Association | June 17, 2024 | 294 | $ | 61.82 | Buy |
BlackRock Fund Advisors | June 18, 2024 | 95 | $ | 62.04 | Buy |
BlackRock Financial Management, Inc. | June 21, 2024 | 128 | $ | 62.37 | Buy |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | 719 | $ | 62.37 | Buy |
BlackRock Financial Management, Inc. | June 21, 2024 | 333 | $ | 62.37 | Buy |
BlackRock Financial Management, Inc. | June 21, 2024 | 996 | $ | 62.37 | Buy |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | 885 | $ | 62.37 | Buy |
BlackRock Fund Advisors | June 21, 2024 | -85 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -2 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -88 | $ | 62.37 | Sell |
BlackRock Asset Management Ireland Limited | June 21, 2024 | -60 | $ | 62.37 | Sell |
BlackRock Asset Management Ireland Limited | June 21, 2024 | -1,755.00 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -7 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -9 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -267 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -2,430.00 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -70,138.00 | $ | 62.37 | Sell |
BlackRock Financial Management, Inc. | June 21, 2024 | -132 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -4 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -130 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -15,368.00 | $ | 62.37 | Sell |
BlackRock Fund Advisors | June 21, 2024 | -533 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -15 | $ | 62.37 | Sell |
BlackRock Institutional Trust Company, National Association | June 21, 2024 | -438 | $ | 62.37 | Sell |
BlackRock Advisors, LLC | June 28, 2024 | 6,684.00 | $ | 62.59 | Buy |
BlackRock Financial Management, Inc. | June 28, 2024 | -173 | $ | 62.59 | Sell |
BlackRock Institutional Trust Company, National Association | June 28, 2024 | -100 | $ | 62.59 | Sell |
BlackRock Institutional Trust Company, National Association | July 2, 2024 | 653 | $ | 62.12 | Buy |
BlackRock Fund Advisors | July 2, 2024 | -15,791.00 | $ | 62.12 | Sell |
BlackRock Fund Advisors | July 3, 2024 | 11,926.00 | $ | 63.20 | Buy |