UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM10-Q/A
(Amendment No. 1)
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2013
| ¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Transition Period from to
Commission File Number001-35338
Imperva, Inc.
(Exact name of the Registrant as Specified in its Charter)
| Delaware | 03-0460133 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
3400 Bridge Parkway, Suite 200
Redwood Shores, California 94065
(Address of Principal Executive Offices, including Zip Code)
(650)345-9000
(Registrant’s Telephone Number, including Area Code)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES x NO ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 ofRegulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES x NO ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” inRule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer | ¨ | Accelerated filer | x | |||
| Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | ¨ | |||
Indicate by check mark whether the registrant is a shell company (as defined inRule 12b-2 of the Exchange Act). Yes ¨ No x
Shares of Imperva, Inc. common stock, $0.0001 par value per share, outstanding as of May 1, 2013: 24,519,277 shares.
Explanatory Note
Imperva, Inc. (the “Company”) is filing this Amendment No. 1 to its Quarterly Report onForm 10-Q for the quarterly period ended March 31, 2013 (the “Form 10-Q”) as anexhibit-only filing solely to re-file Exhibit 31.01 and Exhibit 31.02 to include the reference to internal control over financial reporting (as defined in Exchange ActRules 13a-15(f) and15d-15(f)), which had inadvertently been omitted from the initial filing.
Except as described above, this Amendment does not reflect events occurring after the filing of the originalForm 10-Q and no revisions are being made pursuant to this Amendment to the Company’s financial statements or any other disclosure in theForm 10-Q.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| IMPERVA, INC. | ||||||
| Date: October 7, 2013 | ||||||
| By: | /s/ Shlomo Kramer | |||||
| Shlomo Kramer | ||||||
| President and Chief Executive Officer | ||||||
| (Principal Executive Officer) | ||||||
| Date: October 7, 2013 | ||||||
| By: | /s/ Terrence J. Schmid | |||||
| Terrence J. Schmid | ||||||
| Chief Financial Officer | ||||||
| (Principal Financial Officer) | ||||||
EXHIBIT INDEX
Exhibit | Exhibit Description | |
| 31.01 | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rule 13a-14(a). | |
| 31.02 | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rule 13a-14(a). | |
