UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTIY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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| Commission File Number | 001-33143 |
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| AmTrust Financial Services, Inc. |
| (Exact name of registrant as specified in its charter) |
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59 Maiden Lane, 43rd Floor |
| New York, NY 10038 |
| (212) 220-7120 |
| (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) |
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| 6.75% Non-Cumulative Preferred Stock, Series A |
Depositary Shares, each representing 1/40th of a share of 7.25% Non-Cumulative Preferred Stock, Series B |
Depositary Shares, each representing 1/40th of a share of 7.625% Non-Cumulative Preferred Stock, Series C |
Depositary Shares, each representing 1/40th of a share of 7.50% Non-Cumulative Preferred Stock, Series D |
Depositary Shares, each representing 1/40th of a share of 7.75% Non-Cumulative Preferred Stock, Series E |
Depositary Shares, each representing 1/40th of a share of 6.95% Non-Cumulative Preferred Stock, Series F |
| 7.25% Subordinated Notes due 2055 |
| 7.50% Subordinated Notes due 2055 |
| (Title of each class of securities covered by this Form) |
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| None |
| (Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains) |
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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| Rule 12g-4(a)(1) | x |
| Rule 12g-4(a)(2) | o |
| Rule 12h-3(b)(1)(i) | x |
| Rule 12h-3(b)(1)(ii) | o |
| Rule 15d-6 | o |
| Rule 15d-22(b) | o |
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| Approximate number of holders of record as of the certification or notice date: | |
| 6.75% Non-Cumulative Preferred Stock, Series A | Less than 300 |
Depositary Shares, each representing 1/40th of a share of 7.25% Non-Cumulative Preferred Stock, Series B | Less than 300 |
| Depositary Shares, each representing 1/40th of a share of 7.625% Non-Cumulative Preferred Stock, Series C | Less than 300 |
| Depositary Shares, each representing 1/40th of a share of 7.50% Non-Cumulative Preferred Stock, Series D | Less than 300 |
| Depositary Shares, each representing 1/40th of a share of 7.75% Non-Cumulative Preferred Stock, Series E | Less than 300 |
| Depositary Shares, each representing 1/40th of a share of 6.95% Non-Cumulative Preferred Stock, Series F | Less than 300 |
| 7.25% Subordinated Notes due 2055 | Less than 300 |
| 7.50% Subordinated Notes due 2055 | Less than 300 |
Pursuant to the requirements of the Securities Exchange Act of 1934, AmTrust Financial Services, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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| Date: | February 7, 2019 | | By: | /s/ Stephen Ungar |
| | | | Name: | Stephen Ungar |
| | | | Title: | Senior Vice President, General Counsel and Secretary |
