UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
FORM 10-Q/A
(Amendment No. 1)
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
Commission file number: 000-52098
__________________
CHINO COMMERCIAL BANCORP
(Exact name of registrant as specified in its charter)
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| California | 20-4797048 |
| State of incorporation | I.R.S. Employer Identification Number |
| | |
14245 Pipeline Avenue Chino, California | 91710 |
| Address of Principal Executive Offices | Zip Code |
(909) 393-8880
Registrant’s telephone number, including area code
__________________
Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. þ Yes ¨ No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). þYes ¨No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
Large accelerated filer ¨ Accelerated filer ¨ Non-accelerated filer ¨
Smaller Reporting Company þ
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Act). ¨Yes
On August 10, 2010, there were 748,314 shares of Chino Commercial Bancorp Common Stock outstanding.
EXPLANATORY NOTE
Chino Commercial Bancorp (the “Company”) is filing this Amendment No. 1 for the sole purpose of including the Interactive Data File as exhibit 101. This Amendment No. 1 does not alter or restate any of the information set forth in the Original Filing.
PART IV
Item 6: Exhibits
| Exhibit # | Description |
| 3.1 | Articles of Incorporation of Chino Commercial Bancorp1 |
| 3.2 | Bylaws of Chino Commercial Bancorp1 |
| 10.1 | 2000 Stock Option Plan1 |
| 10.2 | Chino Commercial Bank, N.A. Salary Continuation Plan1 |
| 10.3 | Salary Continuation and Split Dollar Agreements for Dann H. Bowman1 |
| 10.4 | Employment Agreement for Dann H. Bowman2 |
| 10.5 | Salary Continuation and Split Dollar Agreements for Roger Caberto1 |
| 10.6 | Item Processing Agreement between the Bank and InterCept Group1 |
| 10.7 | Data Processing Agreement between the Bank and InterCept Group1 |
| 10.8 | Indenture dated as of October 27, 2006 between U.S. Bank National Association, as Trustee and Chino Commercial Bancorp as Issuer3 |
| 10.9 | Amended and Restated Declaration of Trust of Chino Statutory Trust I, dated as of October 27, 20063 |
| 10.10 | Guarantee Agreement between Chino commercial Bancorp and U.S. Bank National Association dated as of October 27, 20063 |
| 10.11 | Amendment to Salary Continuation Agreement for Dann H. Bowman4 |
| 10.12 | Amendment to Salary Continuation Agreement for Roger Caberto4 |
| 11 | Statement Regarding Computation of Net Income Per Share5 |
| 21 | Subsidiaries of Registrant6 |
| 31.1 | Certification of Chief Executive Officer (Section 302 Certification) |
| 31.2 | Certification of Chief Financial Officer (Section 302 Certification) |
| 32 | Certification of Periodic Financial Report (Section 906 Certification) |
| 101.INS | XBRL Instance Document7 |
| 101.SCH | XBRL Taxonomy Extension Schema7 |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase7 |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase7 |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase7 |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase7 |
1 Filed as an exhibit of the same number to the Company’s Registration Statement on Form S-8 filed with the with the Securities and Exchange Commission on July 3, 2006. 2 Filed as Exhibit 10.1 to the Company’s Form 8-K Current Report filed with the Securities and Exchange Commission on November 13, 2009. 3 Filed as an exhibit of the same number to the Company’s Form 10-QSB for the quarter ended September 30, 2006. 4 Filed as an exhibit of the same number to the Company’s Form 10-K for the year ended December 31, 2009. 5 Filed as an exhibit is incorporated from Note 2 of the Company’s Financial Statements in the Company’s Form 10-K/A for the year ended December 31, 2010. 6 Filed as an exhibit of the same number to the Company’s Form 10-K/A for the year ended December 31, 2007.
7 Furnished with this Form 10-Q/A.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities and Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: September 14, 2011 | CHINO COMMERCIAL BANCORP | |
| | | | |
| | By: | /s/ Dann H. Bowman | |
| | | Dann H. Bowman | |
| | | President and Chief Executive Officer (Principal Executive Officer) | |
| | | | |
| | By: | /s/ Sandra F. Pender | |
| | | Sandra F. Pender | |
| | | Senior Vice President, Chief Financial Officer (Principal Financial and Accounting Officer) | |
| | | | |
