Amyris (AMRSQ) Form 4 AMYRIS / L JOHN DOERR ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

DOERR L JOHN

(Last) (First) (Middle)

C/O AMYRIS, INC.

5885 HOLLIS STREET, SUITE 100

(Street)

EMERYVILLE CA 94608

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMYRIS, INC. [ AMRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)(1)	$1.3(1)	03/10/2023		A(1)		2,046,036		09/13/2022	09/13/2025	Common Stock	2,046,036	$0.00	2,046,036	I	By Foris Ventures, LLC(2)(3)
Warrant (Right to Buy)(1)	$3.91(1)	03/10/2023		D(1)			2,046,036	09/13/2022	09/13/2025	Common Stock	2,046,036	$0.00	0	I	By Foris Ventures, LLC(2)(3)

1. Name and Address of Reporting Person^*

DOERR L JOHN

(Last) (First) (Middle)

C/O AMYRIS, INC.

5885 HOLLIS STREET, SUITE 100

(Street)

EMERYVILLE CA 94608

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Foris Ventures, LLC

(Last) (First) (Middle)

1180 SAN CARLOS AVENUE, #717

(Street)

SAN CARLOS CA 94070

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Doerr Ann Howland

(Last) (First) (Middle)

1180 SAN CARLOS AVENUE, #717

(Street)

SAN CARLOS CA 94070

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Hager Barbara

(Last) (First) (Middle)

1180 SAN CARLOS AVENUE, #717

(Street)

SAN CARLOS CA 94070

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vallejo Ventures Trust UTA 21296

(Last) (First) (Middle)

1180 SAN CARLOS AVENUE, #717

(Street)

SAN CARLOS CA 94070

(City) (State) (Zip)

Explanation of Responses:

1. This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

2. L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

3. Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr and Ryan Panchadsaram. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

Remarks:

	/s/ L. John Doerr, by Barbara Hager as his attorney in fact	03/14/2023
	/s/ Ann Howland Doerr, by Barbara Hager as her attorney in fact	03/14/2023
	/s/ Vallejo Ventures Trust UTA 21296, by Barbara Hager as Special Trustee	03/14/2023
	/s/ Foris Ventures, LLC, by Barbara Hager as manager	03/14/2023
	/s/ Barbara Hager	03/14/2023
	** Signature of Reporting Person	Date
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