Deborah L LaPinska Form 4 PGT Innovations / Deborah L LaPinska ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

LaPinska Deborah L

(Last) (First) (Middle)

PGT, INC.

1070 TECHNOLOGY DRIVE

(Street)

NORTH VENICE FL 34275

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PGT Innovations, Inc. [ PGTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
02/14/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
PGTI Common Stock	02/14/2022		F		1,298(1)	D	$18.27	145,457(2)	D
PGTI Common Stock	02/14/2022		A		5,515(3)	A	$0	150,972	D
PGTI Common Stock	02/15/2022		A		1,073(4)	A	$0	152,045	D
PGTI Common Stock	02/15/2022		F		433(5)	D	$18.39	151,612	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Pursuant to a request from the reporting person, the Company withheld 1,298 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.

2. Includes 1,081 shares purchased on 09/30/2020, 480 shares purchased on 03/31/2021 and 437 shares purchased on 09/30/2021 pursuant to the company's 2019 Employee Stock Purchase Plan.

3. Restricted stock granted under the Company's 2019 Equity and Incentive Compensation Plan, which is expected to vest in three equal installments on February 14, 2023, February 14, 2024, and February 14, 2025, subject to the terms of the grant agreement between the Company and the reporting person..

4. On February 15, 2022, the Board of Directors of the Company, upon the recommendation of the Compensation Committee of the Board of Directors, determined these performance shares will be earned, effective on February 15, 2022. These shares, which were granted in February 2021, are expected to vest in two equal increments on each of February 15, 2023 and February 15, 2024, subject to the grant agreement between the Company and the Reporting Person.

5. Pursuant to a request from the reporting person, the Company withheld 433 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.

Remarks:

Sr. V.P. and Chief Human Resource Officer

	/s/ Ryan S. Quinn, as attorney-in-fact for Deborah L. LaPinska	02/24/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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