UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 5, 2014
JUHL ENERGY, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware | 000-54080 | 20-4947667 |
(State or other jurisdiction | (Commision File Number) | (I.R.S. Employer |
of incorporation) |
| Identification No.) |
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1502 17th Street SE |
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Pipestone, MN |
| 56164 | |
(Address of principal executive offices) |
| (Zip code) |
Registrant’s telephone number, including area code: (507) 562-4310
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
CURRENT REPORT ON FORM 8-K
JUHLENERGY, INC.
November 5, 2014
Item5.07 Submission of Matters to a Vote of Security Holders
On November 5, 2014, Juhl Energy, Inc. (the “Company”) held the Company’s 2014 Annual Meeting of Shareholders (the “Annual Meeting”). Of the 35,924,826 shares of the Company’s common stock entitled to vote at the Annual Meeting, a total of 33,326,933 shares were represented at the Annual Meeting in person or by proxy. The voting results for each item of business properly presented at the Annual Meeting are set forth below.
Proposal 1: Election of Director
The Company’s nominee as listed in the Proxy Statement was elected with the following votes:
Name of Nominee | Votes For | Votes Against | Abstentions | |||
John P. Mitola | 22,499,385 | 0 | 5,099,167 |
Proposal 2: Advisory Vote on Executive Compensation
The proposal to approve, on a non-binding advisory basis, the compensation paid to the Company’s named executive officers was approved with the following vote:
Votes For | Votes Against | Abstentions | ||
27,397,462 | 172,797 | 28,293 |
Proposal 3: Frequency of Advisory Votes on Executive Compensation
The stockholders voted, on a non-binding advisory basis, to recommend that future advisory votes on the compensation paid to the Company’s named executive officers be held every three years, with the following vote:
Every 3 Years | Every 2 Years | Every Year | Abstentions | |||
23,729,820 | 168,960 | 3,652,305 | 47,467 |
In light of the results of the advisory vote on the frequency of advisory votes on executive compensation as disclosed above, the Company has determined that it will hold an advisory vote on executive compensation every three years.
Proposal 4: Ratification of Appointment of Auditors
The proposal to ratify the appointment of Boulay, PLLP as the Company’s independent registered public accounting firm for the 2014 fiscal year was approved with the following vote:
Votes For | Votes Against | Abstentions | ||
33,133,321 | 126,222 | 67,390 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 5, 2014 | JUHLENERGY, INC. |
By: /s/ John P. Mitola | |
John P. Mitola | |
President |
